Miller v. Young ( 2018 )

#28287-a-GAS
2018 S.D. 33IN THE SUPREME COURT
OF THE
STATE OF SOUTH DAKOTA
****
CHRIS ALLEN MILLER, Petitioner and Appellant,
v.
DARIN YOUNG, WARDEN,
S.D. STATE PENITENTIARY, Respondent and Appellee.
****
APPEAL FROM THE CIRCUIT COURT OF
THE FIRST JUDICIAL CIRCUIT
BON HOMME COUNTY, SOUTH DAKOTA
****
THE HONORABLE CHERYLE W. GERING
Judge
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JASON RAVNSBORG of
Harmelink, Fox & Ravnsborg
Law Office
Yankton, South Dakota Attorneys for petitioner and
appellant.
MARTY J. JACKLEY
Attorney General
KELLY MARNETTE
Assistant Attorney General
Pierre, South Dakota Attorneys for respondent
and appellee.
****
CONSIDERED ON BRIEFS
ON MARCH 19, 2018
OPINION FILED 04/18/18
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SEVERSON, Justice
[¶1.] In this habeas appeal, defendant asserts that the circuit court’s errors
in the jury selection process are structural rather than procedural and warrant a
new trial. Defendant also claims that his counsel was ineffective at trial and on
direct appeal regarding the errors in the jury selection process. We affirm.
Background
[¶2.] On January 30, 2013, a jury found Chris Miller guilty of the second-
degree murder and aggravated assault of his four-month-old son. We affirmed
Miller’s convictions in State v. Miller, 2014 S.D. 49, 851 N.W.2d 703. In November
2014, Miller filed a petition for a writ of habeas corpus asserting multiple errors
from the underlying case. This appeal concerns Miller’s claim that structural errors
occurred during the jury selection process. In Miller’s view, the jury selection
process was so fundamentally flawed that it affected the framework within which
the trial proceeded, necessitating a new trial.
[¶3.] The record reveals that jury selection occurred over the course of two
days. The circuit court informed the parties that there would be 12 jurors and
3 alternates. The court also gave each side 22 peremptory strikes. To achieve these
numbers, the court determined that there needed to be 59 qualified jurors after voir
dire and prior to the strike-down (12 jurors plus 3 alternates plus 44 peremptory
strikes equals 59). The court planned to call 200 potential jurors. The potential
jurors were assigned a number and divided into four groups, which groups were to
be called in four different panels.
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[¶4.] On January 17, 2013, the first morning of jury selection, 31 potential
jurors appeared. After voir dire, 6 jurors were excused for cause, leaving
25 qualified jurors on the clerk’s final juror list. During the afternoon, 39 potential
jurors appeared. After voir dire, 10 jurors were excused for cause, leaving
29 qualified jurors on the clerk’s final juror list. With 54 qualified jurors after the
first day of jury selection, the court noted that 5 more jurors needed to be qualified
during the second day to reach the required 59 qualified jurors.
[¶5.] On January 18, the second morning of jury selection, 45 jurors
appeared, including juror #108. Juror #108 had been scheduled to appear on the
first afternoon of jury selection but did not appear. The record does not indicate
why he was absent. After voir dire on the second day, 18 jurors were excused for
cause, leaving 27 potential jurors. Because only 5 qualified jurors were needed, the
circuit court drew a line on the clerk’s final juror list intending to designate
59 jurors qualified for selection. The court mistakenly drew the line after the 60th
qualified name on the list instead of after the 59th name. Neither the parties nor
the circuit court were aware of the mistake when it happened.
[¶6.] After designating the jurors qualified for selection, the circuit judge
gave the State the final juror list and left the courtroom. The parties alternated
exercising peremptory strikes, with the State exercising its first strike on the 60th
name on the list (juror #117). After both sides used their 22 peremptory strikes,
they realized that 16 potential jurors remained, rather than 15 (12 jurors and
3 alternates). The parties brought the error to the circuit court’s attention. The
court realized that the 60th name on the list (juror #117) should not have been
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included because the court intended to include only 59 names on the list. Based on
statements made by counsel for the State, the circuit court determined that if the
error had not occurred, the State would have stricken juror #108. The court,
therefore, suggested that juror #108 be stricken. Miller objected but did not propose
a substitute resolution. Ultimately, the court declared the State’s first peremptory
strike (juror #117) “invalid” and struck juror #108.
[¶7.] Miller’s case proceeded to trial, and the jury found Miller guilty of both
offenses. The court sentenced Miller to life in prison for the murder conviction and
fifty years in prison for the conviction of aggravated assault, with the sentences to
be served consecutively. Although Miller appealed, he did not challenge the jury
selection process. He, however, asserted to the habeas court that appellate counsel
was ineffective on direct appeal for failing to challenge the jury selection process.
[¶8.] After a hearing on Miller’s petition for a writ of habeas corpus, the
habeas court issued 145 findings of fact and 157 conclusions of law. The court
recognized that the circuit court had unilaterally decided to give each side 22 rather
than 20 peremptory challenges without a motion by either party as required by
SDCL 23A-20-23. The habeas court further noted that the circuit court’s use of a
hybrid-juror-selection process “resulted in more jurors than necessary being passed
for cause” on January 18. The habeas court held that the circuit court’s decision to
“remove another juror [(juror #108)] that was selected by the State, after all other
peremptory challenges had been used by both parties, violated SDCL § 23A-20-25 as
the trial court effectively granted the State an additional peremptory challenge.”
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[¶9.] After identifying the circuit court’s errors, the habeas court examined
whether the errors were structural. In the habeas court’s view, errors involving the
use of peremptory strikes “have historically been subject to a harmless error
analysis in the United States Supreme Court and other state courts.” The court
distinguished State v. Blem, 2000 S.D. 69, 610 N.W.2d 803, and concluded that
Blem “applies to jury selection errors that involve the defendant’s right to have
jurors subject to voir dire.” Because “Miller does not and cannot contend that he
and his counsel did not or were not allowed to question all prospective jurors,” and
because all prospective jurors were passed for cause, the habeas court concluded
that the fairness and impartiality of the jury was not called into question by the
circuit court’s errors. The habeas court, therefore, held that the errors in the jury
selection process were not structural.
[¶10.] The habeas court then reviewed whether the procedural errors were
harmless. The court reiterated that all the jurors were questioned and passed for
cause. The court again identified the circuit court’s errors:
a. The trial court ordered an additional 4 peremptory
challenges (2 to each side) in violation of SDCL § 23A-20-20,
without a motion or good cause showing as required by SDCL
§ 23A-20-23.
b. By striking Juror 108, the trial court effectively allowed the
State to have an additional peremptory challenge after all
peremptory challenges had been waived or exercised by the
parties in violation of SDCL § 23A-20-20, without a motion or
good cause showing as required by SDCL § 23A-20-23.
The habeas court concluded that even though the circuit court granted each side 22
rather than 20 peremptory strikes, Miller did not prove prejudice because he had
been tried by an impartial jury. The court likewise held that Miller failed to prove
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that counsel was ineffective when counsel failed to object to the additional
peremptory strikes or to the court’s use of the hybrid-jury-selection process. The
habeas court “noted that the trial court was not present during the peremptory
challenge strike-down process.” The court then correctly observed that the judge
“should have been present during the exercise of the peremptory challenges,” citing
State v. Arguello, 2015 S.D. 103, ¶ 11, 873 N.W.2d 490, 495. Although the jurors
were not present, “there are Batson issues and other matters that can arise during
the exercise of peremptory challenges by the parties that the court should be
present to observe.” Nevertheless, although the judge should have been present,
the habeas court found that Miller failed to prove prejudice from the circuit judge’s
absence.
[¶11.] The habeas court quashed the provisional writ but granted Miller a
certificate of probable cause on the issue of jury selection. On appeal, Miller
asserts:
1. The errors in the jury selection process warrant a new trial.
2. Counsel was ineffective at trial and during Miller’s direct
appeal for failing to challenge the jury selection process.
Standard of Review
[¶12.] “Our review of habeas corpus proceedings is limited because it ‘is a
collateral attack on a final judgment.’” Vanden Hoek v. Weber, 2006 S.D. 102, ¶ 8,
724 N.W.2d 858, 861 (quoting Crutchfield v. Weber, 2005 S.D. 62, ¶ 8, 697 N.W.2d
756, 759). “Accordingly, ‘habeas corpus can be used only to review (1) whether the
court has jurisdiction of the crime and the person of the defendant; (2) whether the
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sentence was authorized by law; and (3) in certain cases whether an incarcerated
defendant has been deprived of basic constitutional rights.’” Oleson v. Young, 2015
S.D. 73, ¶ 5, 869 N.W.2d 452, 455 (quoting McDonough v. Weber, 2015 S.D. 1, ¶ 15,
859 N.W.2d 26, 34). “Whether a defendant has received ineffective assistance of
counsel is essentially a mixed question of law and fact.” Baldridge v. Weber, 2008
S.D. 14, ¶ 21, 746 N.W.2d 12, 17 (quoting Rodriguez v. Weber, 2000 S.D. 128, ¶ 28,
617 N.W.2d 132, 142).
Analysis
1. Jury Selection Process
[¶13.] Miller avers that the errors in the jury selection process affected the
framework within which his trial proceeded and thereby constituted structural
errors. The errors Miller specifically challenges on appeal include: (1) the circuit
court did not follow SDCL 23A-20-20 (Rule 24 (b)) when it gave each side 22
peremptory challenges; (2) the court presented a list of 60 potential jurors instead of
59, thereby causing an extra juror to remain on the final list of qualified jurors; and
(3) the circuit court gave the State an extra peremptory challenge.
[¶14.] Miller is correct that a structural error “necessarily renders a trial
fundamentally unfair.” Guthmiller v. Weber, 2011 S.D. 62, ¶ 16, 804 N.W.2d 400,
406. Thus, as we recognized in Guthmiller, “[a] structural error resists harmless
error review completely because it taints the entire proceeding.” Id. (quoting State
v. Levy, 132 P.3d 1076, 1083 (Wash. 2006)); accord Arguello, 2015 S.D. 103, ¶ 5, 873
N.W.2d at 493. “Yet a constitutional error is either structural or it is not.”
Guthmiller, 2011 S.D. 62, ¶ 16, 804 N.W.2d at 406. This categorical approach is
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applied by this Court and the United States Supreme Court and specifically
excludes functional equivalents. Id. (citing Neder v. United States, 527 U.S. 1, 14,
119 S. Ct. 1827, 1836, 144 L. Ed. 2d 35 (1999)); accord Arguello, 2015 S.D. 103, ¶ 6,
873 N.W.2d at 493. Following Neder, we have recognized six types of structural
error. They include: “(1) a deprivation of the right to counsel; (2) a biased judge; (3)
an unlawful exclusion of grand jurors of the defendant’s race; (4) a deprivation of
the right of self-representation at trial; (5) a deprivation of the right to a public
trial; and (6) an erroneous reasonable doubt standard.” Arguello, 2015 S.D. 103,
¶ 6, 873 N.W.2d at 493 (quoting Guthmiller, 2011 S.D. 62, ¶ 16, 804 N.W.2d at 406).
[¶15.] Miller concedes that this case does not concern one of the six
recognized structural errors. Rather, he relies on Blem, in which we held that “a
substantial failure to comply with jury selection statutes is a structural error[.]”
2000 S.D. 69, ¶ 29, 610 N.W.2d at 810. In Blem, the State sent a letter to the circuit
court prior to voir dire asking the court to remove two potential jurors for cause.
Counsel for Blem opposed the State’s request. After a hearing, the circuit court
granted the State’s request. On appeal, Blem asserted that the circuit court’s
violation of the statutory jury selection process denied him the “opportunity to
determine that these prospective jurors were not biased and should not be removed
for cause.” Id. ¶ 20. Blem further asserted that the court’s error was structural.
[¶16.] We agreed that the court erred and that the error was structural,
relying on State v. LaMere, 2 P.3d 204 (Mont. 2000). In LaMere, the Montana
Supreme Court held that “a material failure to substantially comply with Montana’s
statutes governing the procurement of a jury trial” require automatic reversal. Id.-7-
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at 217. In Blem, we were “persuaded by the LaMere rationale[.]” 2000 S.D. 69, ¶
29, 610 N.W.2d at 810. We determined “that the South Dakota statutory
procedures ‘establish objective methods for the random selection of trial jurors’ in
South Dakota. ‘These objective procedures, by seeking to eliminate as far as
possible the vagaries of human subjectivity and arbitrariness from the jury
selection process, secure a defendant’s fundamental right to an impartial jury[.]’”
Id. (quoting LaMere, 2 P.3d at 214). “[B]ecause no examination of the prospective
jurors was conducted prior to their removal,” we held that “there was a substantial
failure to comply with jury selection statutes[.]” Id. ¶ 30. We further considered
that “Blem was denied an opportunity to demonstrate that neither of these jurors
were biased nor prejudiced” and that “[n]either side, including the State, is entitled
to the exclusion of particular jurors prior to the commencement of the voir dire
process.” Id.
[¶17.] Here, in contrast, the circuit court’s errors did not deny Miller the
opportunity to demonstrate that the jurors were biased. The errors did not negate
the “objective procedures” that “secure a defendant’s fundamental right to an
impartial jury[.]” LaMere, 2 P.3d at 213. Although the circuit court ordered too
many peremptory challenges, every juror on the juror list had been questioned and
passed for cause. Thus, unlike Blem and LaMere, Miller and the State questioned
the prospective jurors and the parties were able to “eliminate as far as possible the
vagaries of human subjectivity and arbitrariness from the jury selection process[.]”
LaMere, 2 P.3d at 214.
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[¶18.] We likewise conclude that the circuit court’s decision to strike juror
#108, which in effect gave the State an extra peremptory strike, did not constitute a
structural error. Long ago, this Court held that the circuit court’s decision to grant
the State an additional peremptory challenge after all challenges had been
exercised was subject to harmless error analysis. State v. Sitts, 71 S.D. 494, 503, 26
N.W.2d 187, 191 (1947). Although the statute in effect at the time of Sitts was
different, this Court recognized that the error related to the exercise of peremptory
challenges was harmless because “the qualified juror who was discharged was
replaced by another juror possessing the same qualifications[.]” Id. In State v.
Violett, we also concluded that the circuit court’s excusal of a juror in violation of a
juror statute constituted only a procedural error. 79 S.D. 292, 304, 111 N.W.2d 598,
605 (1961), overruled on other grounds by State v. Waff, 373 N.W.2d 18 (S.D. 1985).
[¶19.] Although Blem is a more recent decision and identified that a
structural error can occur in the jury selection process, Blem does not stand for the
proposition that every error in the jury selection process constitutes a structural
error. As the Montana Supreme Court recognized after LaMere, “[t]echnical
departures from the jury selection statutes and violations which do not threaten the
goals of random selection and objective disqualification do not constitute a
substantial failure to comply.” State v. Bearchild, 103 P.3d 1006, 1009 (Mont.
2004). We further note that the United States Supreme Court has held that “the
mistaken denial of a state-provided peremptory challenge does not” as a matter of
federal law “necessarily render[ ] a criminal trial fundamentally unfair” or render it
“an unreliable vehicle for determining guilt or innocence.” Rivera v. Illinois, 556
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U.S. 148, 158, 160, 129 S. Ct. 1446, 1454-55, 173 L. Ed. 2d 320 (2009) (quoting
Washington v. Recuenco, 548 U.S. 212, 218-19, 126 S. Ct. 2546, 2551 (2006)). In the
United States Supreme Court’s view, “States are free to decide, as a matter of state
law, that a trial court’s mistaken denial of a peremptory challenge is reversible
error per se.” Id. at 162, 129 S. Ct. at 1456. Or states may conclude “that the
improper seating of a competent and unbiased juror does not convert the jury into
an ultra vires tribunal; therefore the error could rank as harmless under state law.”
Id.[¶20.] Because, here, the circuit court’s errors did not “threaten the goals of
random selection and objective disqualification,” see Bearchild, 103 P.3d at 439, we
hold that there was not “a material failure to substantially comply with [our]
statutes governing the procurement of a trial jury,” see Blem, 2000 S.D. 69, ¶ 28,
610 N.W.2d at 810 (quoting LaMere, 2 P.3d at 217). Indeed, the court’s errors did
“not convert the jury into an ultra vires tribunal[.]” Rivera, 556 U.S. at 162, 129 S.
Ct. at 1456. “[T]herefore the error could rank as harmless under” South Dakota
law. See id.[¶21.] Because the errors are not structural, we determine whether the
circuit court’s errors were harmless. See Arguello, 2015 S.D. 103, ¶ 9, 873 N.W.2d
at 494. Under harmless error review, reversal is not required if we can “declare a
belief beyond a reasonable doubt that the error[s were] harmless and did not
contribute to the verdict obtained.” State v. Berget, 2013 S.D. 1, ¶ 116, 826 N.W.2d
1, 36 (quoting State v. Younger, 453 N.W.2d 834, 838 (S.D. 1990)); accord State v.
Rogers, 2016 S.D. 83, ¶ 18, 887 N.W.2d 720, 725. According to Miller, the court’s
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errors were not harmless because the errors rendered it impossible to determine
whether the same jurors would have been stricken by either the State or defense
had the circuit court used the proper process. Miller further claims that the court’s
errors made it impossible to determine whether the jury may have been composed of
different people.
[¶22.] Yet in State v. Daniel, we recognized that “[i]t is not error alone that
reverses judgments of convictions of crime in this state but error plus injury.” 2000
S.D. 18, ¶ 17, 606 N.W.2d 532, 535 (citing SDCL 23A-44-14). Likewise, in Arguello,
we recognized that absent prejudice, a failure to comply with the statute requiring
admonition of the jury did not require reversal. 2015 S.D. 103, ¶ 15, 873 N.W.2d at
496 (examining the circuit court’s failure to substantially comply with SDCL 23A-
24-5). Here, it is undisputed that Miller was tried before a qualified jury composed
of individuals not challenged for cause. Moreover, the circuit court’s decision to
grant 22 peremptory strikes to each side, its decision to give the State an extra
peremptory challenge, and its mistaken inclusion of 60 jurors on the clerk’s final
juror list did not deprive Miller of his constitutional right to a fair trial before an
impartial jury.
[¶23.] As the United States Supreme Court has explained, “[a] principal
reason for peremptories” is “to help secure the constitutional guarantee of a trial by
an impartial jury.” Rivera, 556 U.S. at 159, 129 S. Ct. at 1454 (quoting United
States v. Martinez-Salazar, 528 U.S. 304, 316, 120 S. Ct. 774, 782, 145 L. Ed. 2d 792(2000)). Because Miller has failed to establish that the twelve jurors who heard the
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evidence and rendered the verdict were not impartial, the circuit court’s errors were
harmless.
2. Ineffective Assistance of Counsel
[¶24.] Miller asserts that his trial counsel’s performance was deficient
because counsel did not object to the circuit court’s decision to grant each side 22
peremptory challenges. He further claims that trial counsel was deficient when
counsel failed to object to the presence of 60 jurors on the list instead of 59.
Although counsel did object when the circuit court gave the State an extra
peremptory strike, Miller claims counsel was deficient because “counsel did not offer
any solutions.” These deficiencies, according to Miller, prejudiced him because they
undermined the integrity of the entire trial. He further claims that appellate
counsel was deficient on direct appeal for failing to challenge the jury selection
process. In Miller’s view, “[c]learly, these actions are not the actions of an effective
legal counsel.”
[¶25.] “This Court has stated that defendants ‘shoulder a heavy burden of
proof in their ineffective assistance of counsel claims.’” Crutchfield, 2005 S.D. 62, ¶
11, 697 N.W.2d at 759 (quoting Coon v. Weber, 2002 S.D. 48, ¶ 11, 644 N.W.2d 638,
642). The defendant must prove that “counsel’s representation fell below an
objective standard of reasonableness” and “that such deficiency prejudiced the
defendant.” Rhines v. Weber, 2000 S.D. 19, ¶ 13, 608 N.W.2d 303, 307. We presume
lawyers are “competent unless otherwise shown and the reasonableness of counsel’s
performance is evaluated from counsel’s perspective at the time in light of all of the
circumstances.” Coon, 2002 S.D. 48, ¶ 11, 644 N.W.2d at 642. “The benchmark for
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judging any claim of ineffectiveness must be whether counsel’s conduct so
undermined the proper functioning of the adversarial process that the trial cannot
be relied upon as having produced a just result.” Strickland v. Washington, 466
U.S. 668, 686, 104 S. Ct. 2052, 2064, 80 L. Ed. 2d 674, 693 (1984).
[¶26.] Miller has not met the heavy burden of proof on his claim of ineffective
assistance of counsel. In particular, Miller has not directed this Court to evidence
that the failure to object or the failure to raise issues on direct appeal fell below an
objective standard of reasonableness. Rather, he relies on his view that the errors
in the jury selection process were structural, and he, thus, claims that counsel’s
deficiencies undermined the integrity of the entire trial. Because Miller has not
overcome the “strong presumption that counsel’s performance falls within the wide
range of professional assistance,” Miller has not shown that he received ineffective
assistance of counsel. See Steichen v. Weber, 2009 S.D. 4, ¶ 25, 760 N.W.2d 381, 392
(quoting Denoyer v. Weber, 2005 S.D. 43, ¶ 19, 694 N.W.2d 848, 855).
[¶27.] Affirmed.
[¶28.] GILBERTSON, Chief Justice, and ZINTER, KERN, and JENSEN,
Justices, concur.
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