Raymond R. Kennebrew v. State of Tennessee ( 2004 )


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  •            IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
    AT KNOXVILLE
    Assigned on Briefs March 16, 2004
    RAYMOND R. KENNEBREW v. STATE OF TENNESSEE
    Appeal from the Criminal Court for Hamilton County
    No. 241836   Rebecca Stern, Judge
    No. E2003-01896-CCA-R3-PC
    May 24, 2004
    The petitioner, Raymond R. Kennebrew, appeals the denial of post-conviction relief. In this appeal
    of right, the petitioner asserts (1) that his pleas were neither knowingly nor voluntarily entered and
    (2) that he was denied the effective assistance of counsel. The judgment is affirmed.
    Tenn. R. App. P. 3; Judgment of the Trial Court Affirmed
    GARY R. WADE, P.J., delivered the opinion of the court, in which JOSEPH M. TIPTON and JAMES
    CURWOOD WITT , JR., JJ., joined.
    Raymond R. Kennebrew, pro se (on appeal), and Steven V. Smith, Signal Mountain, Tennessee (at
    trial), for the appellant, Raymond R. Kennebrew.
    Paul G. Summers, Attorney General & Reporter; Michelle R. Chapman, Assistant Attorney General;
    and Dave Denny, Assistant District Attorney General, for the appellee, State of Tennessee.
    OPINION
    On February 2, 2001, the petitioner stabbed the victim, Lebron Sledge, causing a three-inch
    deep wound which ultimately resulted in death. The petitioner, who was charged with first degree
    murder, claimed that the victim had been stalking his girlfriend, Ernestine Blackmon, who also had
    a relationship with the victim. During the course of his pretrial incarceration, the petitioner made
    two phone calls to Ms. Blackmon claiming, in the first, that the victim had initiated the fray by
    striking him and, in the second, explaining that "I did it for you, Ernestine." Each of the telephone
    conversations were recorded. After the jury was selected, the petitioner entered an Alford1 plea to
    the reduced charge of second degree murder. There was no appeal.
    On October 8, 2002, the petitioner filed a petition for post-conviction relief attacking the
    validity of the second degree murder conviction. The record establishes that the petitioner was
    1
    North Carolina v. Alford, 
    400 U.S. 25
     (1970).
    serving concurrent eight-year sentences on probation at the time of the offense at issue. As a result
    of his guilty plea, probation was revoked and the petitioner was required to serve his eight-year
    sentence in the Department of Correction. In his petition, he alleged that his guilty plea was
    involuntarily entered because he did not understand the nature and consequences of the plea. He also
    contended that he was denied the effective assistance of counsel. In support of his claims, the
    petitioner argued that his plea, which he entered after jury selection, on the day of his scheduled trial,
    occurred "during an emotional, stressful, and compelling situation." He claimed that his counsel
    should have known of his emotional trauma and his mental incompetence and should have insisted
    upon trial based upon a theory of self-defense.
    At the evidentiary hearing, the petitioner testified that he entered into the plea agreement out
    of his fear that he might have to serve as many as 60 years in prison. He stated that he did not learn
    until after his imprisonment that he could have asserted the theory of self-defense at trial. The
    petitioner contended that his counsel had recommended the guilty plea because of the information
    in the audio tapes of his second telephone call from the jail. He insisted that he shot the victim, who
    "always took two knives," only after the victim "put his hands on me." He described the victim as
    "violent," having "just got out of prison on parole. . . ." During cross-examination, however, the
    petitioner acknowledged that he was not incompetent, only "confused," at the time of his plea. He
    admitted that he had no history of mental illness.
    Trial counsel testified that in preparation for trial, he had considered a Post-Traumatic Stress
    Syndrome defense. During his investigation, trial counsel learned that the petitioner had suffered
    significant burns at the age of six. Trial counsel recalled that he had filed a motion requesting the
    appointment of an expert to determine whether a defense of diminished capacity could be presented.
    He explained that because he had been unable to establish a particularized need for the service, as
    required by law, the trial court had denied the motion. Trial counsel described the petitioner as
    helpful and cooperative in his preparation for trial and confirmed that the theory to be presented at
    trial was one of self-defense. During the course of his investigation, trial counsel learned that the
    victim had a prior conviction involving violence and acquaintances of the victim confirmed his
    propensity for violence. According to trial counsel, Attorney Keith Black, who had been appointed
    to represent the petitioner on a post-conviction attack upon his prior convictions, helped arrange for
    the eighteen-year sentence imposed in this case to be served concurrently with the existing eight-year
    sentences. Trial counsel testified that, in his opinion, the petitioner knowingly and voluntarily
    entered into the best interest plea primarily because the "I did it for you, Ernestine," tape, which was
    discovered five days before the trial, "blew [the] self-defense issue out of the water. . . ." It was only
    after the trial court had denied the defense motion to suppress the audio tape that the petitioner chose
    to accept the offer made by the state. During the course of the evidentiary hearing, trial counsel
    provided a detailed summary of the efforts he had made on behalf of the petitioner.
    At the conclusion of the evidentiary hearing, the post-conviction court specifically accredited
    the testimony provided by trial counsel. The court complimented trial counsel for the efforts he had
    made on behalf of the petitioner: "[H]e was basically wearing everybody out with all these motions
    and hearings and things about the tapes and the [request] for ex parte . . . services . . . ." The post-
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    conviction court found that the petitioner, while understandably emotional, but no more so than
    anyone "about to go to trial on a first degree murder case," fully understood the proceedings and was
    competent to enter his plea.
    Under our statutory law, the petitioner bears the burden of proving the allegations in his post-
    conviction petition by clear and convincing evidence. See 
    Tenn. Code Ann. § 40-30-110
    (f) (2003).
    Evidence is clear and convincing when there is no serious or substantial doubt about the accuracy
    of the conclusions drawn from the evidence. Hicks v. State, 
    983 S.W.2d 240
    , 245 (Tenn. Crim. App.
    1998). On appeal, the findings of fact made by the post-conviction court are conclusive and will not
    be disturbed unless the evidence contained in the record preponderates against them. Brooks v.
    State, 
    756 S.W.2d 288
    , 289 (Tenn. Crim. App. 1988). The burden is on the petitioner to show that
    the evidence preponderated against those findings. Clenny v. State, 
    576 S.W.2d 12
    , 14 (Tenn. Crim.
    App. 1978). The credibility of the witnesses and the weight and value to be afforded their testimony
    are questions to be resolved by the post-conviction court. Bates v. State, 
    973 S.W.2d 615
     (Tenn.
    Crim. App. 1997).
    Claims of ineffective assistance of counsel are regarded as mixed questions of law and fact.
    State v. Honeycutt, 
    54 S.W.3d 762
    , 766-67 (Tenn. 2001); State v. Burns, 
    6 S.W.3d 453
    , 461 (Tenn.
    1999). When reviewing the application of law to the post-conviction court's factual findings, our
    review is de novo, and the post-conviction court's conclusions of law are given no presumption of
    correctness. Fields v. State, 
    40 S.W.3d 450
    , 457-58 (Tenn. 2001); see also State v. England, 
    19 S.W.3d 762
    , 766 (Tenn. 2000).
    A petitioner seeking post-conviction relief on the basis of ineffective assistance of counsel
    must first establish that the services rendered or the advice given was below "the range of
    competence demanded of attorneys in criminal cases." Baxter v. Rose, 
    523 S.W.2d 930
    , 936 (Tenn.
    1975). Second, he must show that the deficiencies "actually had an adverse effect on the defense."
    Strickland v. Washington, 
    466 U.S. 668
    , 693 (1984). Should the petitioner fail to establish either
    factor, he is not entitled to relief. Our supreme court described the standard of review as follows:
    Because a petitioner must establish both prongs of the test, a failure to prove
    either deficiency or prejudice provides a sufficient basis to deny relief on the
    ineffective assistance claim. Indeed, a court need not address the components in any
    particular order or even address both if the defendant makes an insufficient showing
    of one component.
    Goad v. State, 
    938 S.W.2d 363
    , 370 (Tenn. 1996). This two-part standard, as it applies to guilty
    pleas, is met when the petitioner establishes that, but for his counsel's errors, he would not have pled
    guilty and would have insisted on a trial. Hill v. Lockhart, 
    474 U.S. 52
    , 59 (1985).
    On claims of ineffective assistance of counsel, the petitioner is not entitled to the benefit of
    hindsight, may not second-guess a reasonably based trial strategy, and cannot criticize a sound, but
    unsuccessful, tactical decision made during the course of the proceedings. Adkins v. State, 911
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    S.W.2d 334, 347 (Tenn. Crim. App. 1994). Such deference to the tactical decisions of counsel,
    however, applies only if the choices are made after adequate preparation for the case. Cooper v.
    State, 
    847 S.W.2d 521
    , 528 (Tenn. Crim. App. 1992).
    The claim by the petitioner that he was denied the effective assistance of counsel is without
    merit. All of the accredited testimony at the post-conviction hearing demonstrated that the
    petitioner's trial counsel had fully investigated the facts, had presented significant legal questions to
    the court, and was prepared for trial. The record establishes that trial counsel actively pursued the
    theory of self-defense. In our view, the petitioner has been unable to establish any deficiency on the
    part of his counsel and, in consequence, has not demonstrated that he would not have entered a guilty
    plea absent such deficiencies.
    With regard to the petitioner's claim that his plea was involuntary, the United States Supreme
    court, in Boykin v. Alabama, 
    395 U.S. 238
     (1969), ruled that defendants should be advised of certain
    of their constitutional rights before entering pleas of guilt. Included among those are admonitions
    regarding the right against self-incrimination, the right to confront witnesses, and the right to trial
    by jury. 
    Id. at 243
    . “[T]he core requirement of Boykin is ‘that no guilty plea be accepted without
    an affirmative showing that it was intelligent and voluntary.’” Blankenship v. State, 
    858 S.W.2d 897
    , 904 (Tenn. 1993) (quoting Fontaine v. United States, 
    526 F.2d 514
    , 516 (6th Cir. 1975)). The
    plea must represent a "voluntary and intelligent choice among the alternative courses of action open
    to the defendant." North Carolina v. Alford, 
    400 U.S. 25
     (1970). If the proof establishes that the
    petitioner was aware of his constitutional rights, he is entitled to no relief. Johnson v. State, 
    834 S.W.2d 922
    , 926 (Tenn. 1992). A plea which is the product of "ignorance, incomprehension,
    coercion, terror, inducements, [or] subtle or blatant threats" is not voluntary. Boykin, 
    395 U.S. at 242-43
    .
    In this instance, the record establishes that the petitioner was reasonably intelligent, that he
    was familiar with criminal proceedings, that he was represented by competent counsel who had
    undertaken extensive preparations for trial, and that he had an adequate opportunity, based upon the
    advice of his counsel, to consider alternative courses of action. In particular, the petitioner fully
    understood that the state was withdrawing his charge of first degree murder in consideration of his
    acceptance of the reduced charge, one which resulted in a sentence that would be served concurrently
    with two prior felony offenses. See Blankenship v. State, 
    858 S.W.2d 897
    , 904 (Tenn. 1993).
    Further, there was simply no evidence of mental illness, incompetence, or other diminished capacity.
    Accordingly, the judgment is affirmed.
    ___________________________________
    GARY R. WADE, PRESIDING JUDGE
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