State of Tennessee v. Arnold L. Jones ( 2000 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs July 19, 2000 Session
STATE OF TENNESSEE v. ARNOLD L. JONES
Appeal as of Right from the Circuit Court for Williamson County
Nos. II-1-98-353 & II-498-140 Timothy L. Easter, Judge
No. M1999-00851-CCA-R3-CD - Filed December 14, 2000
The appellant, Arnold L. Jones, was convicted in the Williamson County Circuit Court, pursuant to
a bench trial, of one count of failure to appear in court, a class E felony. Subsequently, a jury in the
Williamson County Circuit Court convicted the appellant of one count of introducing drugs into a
penal institution, a class C felony, and one count of delivery of over .5 grams of cocaine, a class B
felony. The trial court sentenced the appellant, as a Range II offender, to eight years incarceration
in the Tennessee Department of Correction for introduction of drugs into a penal institution. The
trial court also sentenced the appellant, as a Range II offender, to fifteen years incarceration in the
Tennessee Department of Correction for delivery of over .5 grams of cocaine, and assessed a fine
of $10,000. The trial court further ordered that these sentences be served concurrently. Additionally,
the trial court sentenced the appellant to three years incarceration in the Tennessee Department of
Correction for failure to appear in court, and ordered this sentence to be served consecutively to the
other sentences for the drug convictions. The appellant raises the following issues for our review:
(1) whether the evidence presented at trial was sufficient to support a finding by a rational trier of
fact that the appellant is guilty beyond a reasonable doubt; and (2) whether the trial court erred in
imposing excessive sentences. Upon review of the record and the parties’ briefs, we affirm the
judgment of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court is Affirmed.
NORMA MCGEE OGLE , J., delivered the opinion of the court, in which DAVID G. HAYES, and
THOMAS T. WOODALL , JJ., joined.
Cynthia Fort, Nashville, Tennessee, J. Craig Myrick, Nashville, Tennessee, for the appellant, Arnold
L. Jones.
Paul G. Summers, Attorney General and Reporter, Jennifer L. Bledsoe, Assistant Attorney General,
and Derek Smith, Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
I. Factual Background
A. Failure to appear
On September 18, 1998, the appellant, Arnold L. Jones, failed to appear in court for
a trial on charges of the delivery of over .5 grams of crack cocaine and the introduction of drugs into
a penal facility. At a subsequent bench trial for failure to appear, the appellant testified that he had
not appeared in court because he had car trouble on the way to court. The appellant also asserted that
he had used all of his change to place a call to his son, who in turn called the appellant’s attorney to
notify the appellant’s attorney of the delay. The appellant’s son left a message with the attorney’s
secretary that his father was having car trouble. The secretary assured the appellant’s son that she
would relay the message, but told him to try to get the appellant to court. The appellant’s son picked
up the appellant and stated that “everything was taken care of.” The appellant and his son returned
home by noon at the latest. Seven days later, a bail bondsman took the appellant into custody for
failure to appear in court. Although the appellant testified that, later that week, he repeatedly tried
to contact his attorney regarding his court date, he never tried to contact the court to explain his
absence.
Pursuant to a bench trial, the trial court ruled that, while the appellant’s excuse of car
trouble was a reasonable excuse for not attending court that morning, the appellant acted
unreasonably in failing to inform the court, after returning home that day, concerning the reason for
his absence, especially considering the appellant’s previous experience with the criminal justice
system. The trial judge found the appellant guilty of failure to appear in court. However, the trial
court postponed sentencing until after the appellant’s trial on the drug charges.
B. Drugs
Robin Oliver, an inmate in the John I. Easley Correction Facility located in
Williamson County, also known as the Criminal Justice Center (hereinafter “CJC”), contacted
Detective Jack Frantz with the Williamson County Narcotics Division. Oliver told Detective Frantz
that the appellant was responsible for bringing drugs into the CJC and that she would assist the
police in catching him. Oliver did not receive money, reduced charges, or a lesser sentence in
exchange for assisting the police.
Accordingly, on February 24, 1998, Oliver made a telephone call to the appellant and
asked the appellant to bring her cigarettes and a “two” of crack cocaine into the jail. The call was
monitored and recorded by the police. Oliver instructed the appellant to leave the contraband in the
trash can of the women’s restroom in the lobby of the CJC, which was accessible to the public, for
later retrieval by one of the trustees of the jail. Oliver would then obtain the contraband from the
trustee. The appellant agreed to bring the contraband into the jail, and further told Oliver that he
would leave the items at 10:00 a.m. on February 25, 1998, in the specified location.
On February 25, the police staked out the lobby and the parking lot of the CJC. The
appellant did not arrive. However, on February 26, 1998, Officer Dustin McDade, pursuant to a tip
by Oliver, searched the trash can in the women’s bathroom located in the lobby of the CJC and
discovered cigarettes and crack cocaine. At the request of the police, Oliver made another telephone
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call to the appellant in order to verify that he left the drugs. The appellant repeatedly assured Oliver
that he had left her one gram of crack cocaine.
A jury in the Williamson County Circuit Court found the appellant guilty of one count
of introducing drugs into a penal institution, a class C felony, and one count of delivery of over .5
grams of cocaine, a class B felony. The trial court sentenced the appellant, as a Range II offender,
to eight years incarceration in the Tennessee Department of Correction for introducing drugs into
a penal institution. The trial court also sentenced the appellant, as a Range II offender, to fifteen
years incarceration in the Tennessee Department of Correction for delivery of over .5 grams of
cocaine and assessed a fine of $10,000. The trial court further ordered that these sentences be served
concurrently. Additionally, the trial court sentenced the appellant to three years incarceration in the
Tennessee Department of Correction for failure to appear in court, and ordered that this sentence be
served consecutively to the other two sentences. The appellant raises the following issues for our
review: (1) whether the evidence presented at trial was sufficient to support a finding by a rational
trier of fact that the appellant is guilty beyond a reasonable doubt; and (2) whether the trial court
erred in imposing excessive sentences.
II. Analysis
A. Sufficiency of the Evidence
The appellant first challenges the sufficiency of the evidence to support his
convictions for introducing drugs into a penal institution and delivery of over .5 grams of cocaine.1
In Tennessee, a jury conviction removes the presumption of innocence the appellant enjoyed at trial
and replaces it with a presumption guilt on appeal. State v. Tuggle, 639 S.W.2d 913, 914 (Tenn.
1982). Accordingly, the appellant carries the burden of demonstrating to this court why the evidence
will not support the jury’s findings. Id. Put another way, the appellant must demonstrate to this court
that no reasonable trier of fact could have found the essential elements of the offense beyond a
reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 2789 (1979); Tenn. R.
App. P. 13(e).
Furthermore, the trier of fact, and not the appellate courts, resolves all questions
concerning the credibility of witnesses and the weight and value to be given the evidence, as well
as all factual issues raised by the evidence. State v. Pruett,788 S.W.2d 559, 561 (Tenn. 1990).
Therefore, on appeal, the State is entitled to the strongest legitimate view of the evidence and all
reasonable inferences which may be drawn therefrom. State v. Williams, 657 S.W.2d 405, 410
(Tenn. 1983).
In order to sustain a conviction for introducing drugs into a penal institution, the State
must prove that the appellant, knowingly and with unlawful intent, did take, send, or otherwise cause
drugs to be taken into a penal institution where prisoners are quartered or are under custodial
supervision. Tenn. Code Ann. § 39-16-201(a)(1)-(2)(1997). Additionally, to sustain a conviction
for delivery of over .5 grams of cocaine, the State must establish that the appellant knowingly
1
The appellant does not challenge his conviction for failure to appear.
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delivered over.5 grams or more of any substance containing cocaine. Tenn. Code Ann. § 39-17-
417(a)(2)&(c)(1)(1997). Furthermore, Tenn. Code Ann. § 39-11-106(20)(1997) states that “[a]
person acts knowingly with respect to a result of the person’s conduct when the person is aware that
the conduct is reasonably certain to cause the result.”
Detective Jack Frantz testified that the CJC is a penal institution where prisoners are
under custodial supervision. Glenn Everett, a forensic scientist with the Tennessee Bureau of
Investigation, confirmed that the substance recovered from the women’s restroom in the CJC lobby
was .6 grams of crack cocaine. Additionally, in the first tape recorded conversation, the appellant
agreed to bring cocaine to Oliver and to leave it in the women’s restroom in the CJC lobby.
Furthermore, in the second tape recorded conversation, the appellant assured Oliver that he had
brought her a gram of crack cocaine. Therefore, the sufficiency of the evidence essentially depends
on the admissibility of the two audio taped conversations between the appellant and Oliver.
The appellant specifically argues that the trial court erred in admitting into evidence
the audio tapes of the appellant’s conversations with the informant, Robin Oliver, without the
testimony of Oliver to authenticate the tape pursuant to the Tennessee Rules of Evidence. The
appellant contends that the audio tape should not have been played for the jury when neither Oliver
nor the appellant authenticated the tape or corroborated the conversation. We disagree.
This court has stated that “whether tangible evidence has been properly authenticated
is left to the discretion of the trial court” and this court will not disturb that decision “absent a clearly
mistaken exercise of that discretion.” State v. Young, No. 01C01-9601-CC-00195, 1997 WL 46990,
at *4 (Tenn. Crim. App. at Nashville, August 15, 1997)(citations omitted). Furthermore, Tenn. R.
Evid. 901 provides a non-exhaustive list of methods for authenticating evidence, such as audio tapes,
for admission into evidence. The appellant essentially argues that without the testimony of the
appellant or Oliver, the tapes could not be properly authenticated. However, other methods of
authentication exist. See Tenn. R. Evid. 901. The State complied with Tenn. R. Evid. 901(b)(5)
which provides that voices may be identified “whether heard firsthand or through mechanical or
electronic transmission or recording, by opinion based upon hearing the voice at any time under
circumstances connecting it with the alleged speaker.”
At trial, the audio taped conversations between the appellant and Oliver were
sufficiently authenticated by Detective Frantz. He testified that he was present when the
conversations took place and could verify that the statements of Oliver on the audio tapes were an
accurate reflection of the statements he heard her make during the telephone conversations. See
Stroup v. State, 552 S.W.2d 418, 420 (Tenn. Crim. App. 1977). Moreover, Detective Frantz testified
that he had heard the appellant’s voice on a few occasions and could positively identify the voices
on the tapes as belonging to the appellant and Oliver. See State v. Click, No. 162, 1991 WL 188882,
at *3-4 (Tenn. Crim. App. at Knoxville, September 26, 1991)(finding proper authentication by an
officer who had not heard the conversation simultaneously with its recording, but who could identify
both of the voices on the tape). Additionally, two of the appellant’s sisters, Doris Dye and Claudell
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Vaughn, identified the appellant as being one of the speakers on the tapes. See State v. Smith, 612
S.W.2d 493, 498 (Tenn. Crim. App. 1980).
Detective Frantz testified that, on a few occasions, he had the opportunity to listen
to the appellant’s voice. Accordingly, Detective Frantz asserted that he could positively identify the
appellant as being one of the speakers on the tape because the appellant has a distinctive voice. See
State v. Radley, No. 01C01-9311-CC-0382, 1994 WL 377212, at *4 (Tenn. Crim. App. at Nashville,
July 14, 1994). Moreover, “tape recordings may be presented by any witness who was present
during the recording as long as he can identify the declarant with certainty and his testimony
comports with other rules of evidence.” State v. Gibson, 973 S.W.2d 231, 243 (Tenn. Crim. App.
1997)(citing State v. Jones, 598 S.W.2d 209, 223 (Tenn. 1980)). The audiotapes were properly
authenticated and presented to the jury.
The appellant also contends that his right to confrontation was infringed because he
could not cross-examine Oliver concerning the conversations. However, the statements made by
Oliver only served to elicit statements from the appellant and provide context for the appellant’s
responses, and the State’s primary goal was to bring the appellant’s statements before the jury.
Gibson, 973 S.W.2d at 243. Moreover, the appellant attacked Oliver’s credibility in other ways,
namely through the testimony of Oliver’s grandmother stating that Oliver had planned to “set up”
the appellant and through the testimony of Vaughn, the appellant’s sister, who stated that Oliver
could have been helping the police so that she would not get into additional trouble for being caught
with drug paraphernalia in the jail. See Gibson, 973 S.W.2d at 243. Furthermore, although “the
mere fact cross-examining [Oliver] would have been a defense lawyer’s delight, and that this
opportunity did not present itself, does not operate to add constitutional dimension to the situation.”
Jones, 598 S.W.2d at 223.
Based upon the foregoing, a rational trier of fact could reasonably have found the
appellant guilty of introducing drugs into a penal facility and of the delivery of over .5 grams of
cocaine. This issue is without merit.
B. Sentencing
The appellant contends that the trial court erred by imposing excessive sentences.
Specifically, the appellant argues that the trial court erred in refusing to consider the mitigating
factors offered by the appellant when determining the length and range of the sentence imposed.
This court conducts a de novo review of the length, range, or manner of service of a sentence. Tenn.
Code Ann. § 40-35-401(d) (1997). Additionally, the appellant bears the burden of demonstrating the
impropriety of his sentence(s). Tenn. Code Ann. § 40-35-401, Sentencing Commission Comments.
Moreover, this court will accord the trial court’s determinations a presumption of correctness if the
record reveals that the trial court correctly considered sentencing principles and all relevant facts and
circumstances. Tenn. Code Ann. § 40-35-401(d); State v. Ashby, 823 S.W.2d 166, 169 (Tenn.
1991).
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In conducting our de novo review, this court considers the following factors: (1) the
evidence, if any, received at the trial and the sentencing hearing; (2) the pre-sentence report; (3) the
principles of sentencing and arguments as to sentencing alternatives; (4) the nature and
characteristics of the criminal conduct involved; (5) evidence and information offered by the parties
on enhancement and mitigating factors; (6) any statement by the defendant in his own behalf; and
(7) the potential for rehabilitation or treatment. Tenn. Code Ann. § 40-35-102,-103,-210 (1997). See
also Ashby, 823 S.W.2d at 168. Moreover, trial courts are given wide latitude in their discretion in
sentencing. This court has stated that “no particular weight for each factor is prescribed by the
statute, as the weight given to each factor is left to the discretion of the trial court as long as its
findings are supported by the record.” State v. Carter, 986 S.W.2d 596, 598 (Tenn. Crim. App.
1998).
Furthermore, for a Class B, C, D and E felony, the presumptive sentence shall be the
minimum sentence in the range if there are no enhancement or mitigating factors. Tenn. Code Ann.
§ 40-35-210(c)(1997); see State v. Lavender, 967 S.W.2d 803, 806 (Tenn.1998). However, if there
are such factors, a trial court should start at the minimum sentence, then enhance the sentence within
the range for enhancement factors and reduce the sentence within the range for the mitigating factors.
See Tenn. Code Ann. § 40-35-210(e). Nevertheless, should there be enhancement factors but no
mitigating factors, a trial court may set the sentence above the minimum within the range. Tenn.
Code Ann. § 40-35-210(d); see Lavender, 967 S.W.2d at 806. Furthermore, because the appellant
is a Range II offender, the possible terms of incarceration in the Tennessee Department of Correction
are as follows: twelve to twenty years for a B felony; six to ten years for a C felony; two to four years
for an E felony. Tenn. Code Ann. § 40-35-112(b)(2), (3), & (5)(1997).
The trial court found that the following enhancement factors apply to the appellant:
(1) the appellant has a previous history of criminal convictions or criminal behavior in addition to
those necessary to establish the appropriate range; (8) the appellant has a previous history of
unwillingness to comply with the conditions of a sentence involving release in the community; (13)
the felony was committed while on any of the following forms of release status if such release is
from a prior felony conviction: (A) bail, if the appellant is ultimately convicted of such prior felony;
(B) parole; (C) probation; (D) work release; (E) any other type of release into the community under
the direct or indirect supervision of the department of correction or local governmental authority.
Tenn. Code Ann. § 40-35-114(1), (8), & (13)(1997).
Initially, we note that the appellant was sentenced as a Range II offender. To qualify
as a Range II offender, the offender must have been convicted of at least two prior felonies. Tenn.
Code Ann. § 40-35-106(a)(1)&(c)(1997). The appellant had been convicted of at least two prior
felonies, as well as other felonies and misdemeanors. Additionally, the appellant admitted at the
sentencing hearing that he had violated parole on at least three occasions. See State v. Adams, 973
S.W.2d 224, 230 (Tenn. Crim. App. 1997)(finding that the defendant’s parole violation and violation
of juvenile probation demonstrated unwillingness to comply with the conditions of a sentence
involving release in the community). Furthermore, the appellant committed the failure to appear
while on bail for charges relating to the delivery of cocaine, and committed the drug offenses while
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on parole for a prior felony conviction. The appellant does not argue that the trial court improperly
applied these enhancement factors. Moreover, we conclude from our review of the record that the
trial court properly applied the enhancement factors.
The trial court found that one mitigating factor applied to the appellant’s drug
convictions: the appellant’s conduct neither caused nor threatened serious bodily injury. Tenn. Code
Ann. § 40-35-113(1)(1997). The State does not dispute the application of this mitigating factor.
However, this court has found that Tenn. Code Ann. § 40-35-113(1) does not apply in cases
involving cocaine. See State v. Vanderford, 980 S.W.2d 390, 407 (Tenn. Crim. App. 1997).
Accordingly, because we find that the trial court misapplied this mitigating factor, we have reviewed
the appellant’s sentence without a presumption of correctness.
The appellant alleges that the trial court should have applied the following mitigating
factors to his sentences for delivery of cocaine: the appellant acted under strong provocation;
substantial grounds exist tending to excuse or justify the appellant’s criminal conduct, though failing
to establish a defense; and the appellant acted under duress or under the domination of another
person, even though the duress or the domination of another person is not sufficient to constitute a
defense to the crime.2 Tenn. Code Ann. § 40-35-113(2), (3), & (12)(1997). At the sentencing
hearing, the appellant contended that these mitigating factors applied because he would not have
committed a crime if he had not been berated into delivering drugs by Oliver. However,
notwithstanding the evidence against him, the appellant maintained that he did not commit the
delivery of more than .5 grams of cocaine into the CJC.
The trial court found that, mitigating factors (2), (3) and (12) could possibly apply to
the appellant. However, because the appellant continued to deny that he had committed the crimes,
the trial court would not apply these factors to the appellant’s sentence. Specifically, the trial court
stated that these factors would have applied if the appellant had admitted his guilt. However,
because the appellant continued to assert his innocence, the trial court did not believe he could argue
that he had been coerced into behavior he denied. The appellant contends that the trial court erred
in so ruling. We disagree.
The trial court in this case essentially considered the appellant’s untruthfulness and
failure to accept responsibility in determining that the proposed mitigating factors were entitled to
little or no weight. Cf. State v. Anderson, 985 S.W.2d 9, 21 n.1 (Tenn. Crim. App. 1997)(finding
that the “defendant’s lack of truthfulness may be considered in determining the weight to be given
to an applicable enhancement factor.”); State v. Smith, 910 S.W.2d 457, 462 (Tenn. Crim. App.
1995)(stating that a trial court can acknowledge a mitigating factor yet, in its discretion, give it no
weight). This was entirely within the trial court’s discretion. See State v. Boggs, 932 S.W.2d 467,
476 (Tenn. Crim. App. 1996)(maintaining that a trial court could give a mitigating factor little or no
2
The appellant does not contest the length of his sentence for his failure to appear conviction. However, he
does contend that the trial court erred by ordering the sentence for failure to appear to run consecutively to his drug
convictions.
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weight in accordance with the discretion permitted the court). We conclude that the trial court
correctly sentenced the appellant to eight years incarceration in the Tennessee Department of
Correction for introducing drugs into a penal facility and to fifteen years incarceration for the
delivery of over .5 grams of cocaine.
The appellant also contends that the trial court erred in ordering that the appellant
serve his sentence for failure to appear consecutively to his drug convictions. However, the appellant
failed to cite any authority or make any argument beyond a bald assertion that this constituted error.
Tenn. R. App. P. 27(a)(7) states that if the appellant does not cite authority or make appropriate
references to the record, then the issue is waived. See State v. Dickerson, 885 S.W.2d 90, 93 (Tenn.
Crim. App. 1993).
In any event, the trial court correctly ordered that the appellant serve his sentences
consecutively. Tenn. R. Crim. P. 32(c)(3)(C) mandates consecutive sentences for “a sentence for
a felony where the defendant was released on bail and the [appellant] is convicted of both offenses.”
The appellant admitted that he was on bail awaiting trial for the drug offenses at the time he failed
to appear in court. This issue is without merit.
III. Conclusion
Based upon the foregoing, we affirm the judgment of the trial court.
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NORMA McGEE OGLE, JUDGE
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