State of Tennessee v. Dana Yearwood ( 2016 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs November 12, 2015
STATE OF TENNESSEE v. DANA YEARWOOD
Appeal from the Circuit Court for Van Buren County
No. 2345-F, 2360-F, 2387-F Larry B. Stanley, Jr., Judge
No. M2014-01622-CCA-R3-CD – Filed March 11, 2016
The Defendant-Appellant, Dana N. Yearwood, appeals the trial court’s revocation of her
probation and reinstatement of her effective five-year, eleven-month, and twenty-nine
day sentence in the Department of Correction. In this appeal, Yearwood argues that the
trial court improperly reinstated a sentence of confinement without consideration of her
presentence report and improperly revoked her probation.1 Upon our review, we affirm
the judgment of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed
CAMILLE R. MCMULLEN, J., delivered the opinion of the court, in which NORMA MCGEE
OGLE and ROBERT L. HOLLOWAY, JR., JJ., joined.
Andrew E. Mills, Dickson, Tennessee, for the Defendant-Appellant, Dana Yearwood.
Herbert H. Slatery III, Attorney General and Reporter; Sophia S. Lee, Senior Counsel;
Lisa Zavogiannis, District Attorney General; and Randal L. Gilliam, Assistant District
Attorney General, for the Appellee, State of Tennessee.
OPINION
On September 24, 2012, the Defendant-Appellant, Dana Yearwood, entered guilty
pleas to attempted tampering with evidence, a Class D felony (Case No. 2345-F);
delivery of a Schedule II drug, a Class C felony (Case No. 2360-F); and theft under $500,
a Class A misdemeanor (Case No. 2387-F). See T.C.A. §§ 39-12-101, -14-103, -16-503.
For these offenses, the trial court sentenced Yearwood as a Range I, standard offender to
a total effective sentence of five years, eleven months, and twenty-nine days. Yearwood
1
Oddly, this court received two appellate briefs from two different attorneys on behalf of the
Defendant-Appellant. The attorney of appellate record (Mills) filed a brief, and another attorney (J. Al
Johnson) filed a brief raising the same issues.
was ordered to serve thirty days in confinement, with the remainder of her sentence
suspended to supervised probation. She was also required to perform fifty-two total
hours of community service and pay restitution, court costs, and a fine of $2,000.
On July 22, 2013, a warrant was filed alleging that Yearwood violated her
probation when she was arrested and charged for disorderly conduct and criminal trespass
in Van Buren County on July 7, 2013. The warrant was amended on August 26, 2013, to
reflect that the July 7, 2013 charges had been dropped. The amended warrant also
alleged that Yearwood committed additional violations of her probation prior to the
disposition of those charges when she was arrested on August 7, 2013, and charged in
Warren County for driving under the influence (DUI), possession of a Schedule IV drug,
and possession of a Schedule III drug. The warrant was amended again on March 24,
2014, alleging that Yearwood had further violated her probation between February 20
and February 22, 2014, after she was arrested and charged in Van Buren County for
aggravated burglary, theft, domestic assault, simple possession of a Schedule IV drug,
possession of a Schedule III drug, possession without a prescription, and initiating a false
report.
At the July 28, 2014 revocation hearing, Yearwood admitted that she had violated
the terms and conditions of her probation based on her August 7, 2013 arrest for DUI,
without admitting guilt to the offense itself. Vickie Rowland, a probation and parole
officer, testified that she had been supervising Yearwood since her release from jail in
October of 2012. Yearwood was employed from December 2012 to February 2013, and
failed to make any payments toward her fines and costs during that time. Yearwood did
not make a payment toward her court costs until July 15, 2013, after she had obtained
new charges for disorderly conduct and criminal trespass in Van Buren County.
Although these two charges were dismissed in September 2013, Yearwood had incurred
additional charges on August 7, 2013, in Warren County for DUI, possession of
alprazolam, a Schedule IV drug, and possession of hydrocodone, a Schedule III drug.
During the pendency of Yearwood’s case in Warren County, she was arrested again and
charged in Van Buren County for aggravated burglary, theft, domestic assault, simple
possession of a Schedule IV drug, possession of a Schedule III drug, possession without a
prescription, and initiating a false report.
Officer Rowland additionally testified that during a home visit, Yearwood
admitted that she might have smoked synthetic marijuana. However, a problem occurred
with Yearwood’s drug specimen during transit, and it was never tested. Yearwood failed
to start her community service work while she was unemployed and owed restitution to
the victim of the theft.
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On cross-examination, Officer Rowland testified that she had not investigated
Yearwood’s social history but had asked Yearwood about her family life in their initial
interview. She did not remember whether Yearwood had specifically mentioned any
family problems. She agreed, however, that she was aware that Yearwood had two
children by age sixteen. She also recalled that Yearwood said that she had never used
non-prescribed or illegal drugs. Officer Rowland acknowledged that she had advised
Yearwood to “hold off” on her community service obligation when she was employed,
but directed Yearwood to do community service when she was not working.
Before taking the witness stand, Defendant-Appellant Yearwood addressed the
court with the following:
I guess all I can say is I did violate the terms of my probation. I do
have a bit of a drug problem. I want to say that I’m sorry. I apologize but I
would just ask that you look at some of the things that my attorney has
mentioned. I understand I have a lot of charges against me. I don’t know
what else to say for myself.
Yearwood testified about her family history, noting that she had two children by
age sixteen and two more children that died when she was eighteen. Her father died
when she was young, and her mother had recently passed away. She had been in the
judicial system since age fourteen and had been “sent off” into state custody at age
fifteen. Her two oldest children were removed from her custody when she was eighteen,
but she had recently reestablished a relationship with them. She said that her “childhood
wasn’t good,” but acknowledged that this was not an excuse for her behavior as an adult.
In regard to her community service obligation, Yearwood testified that her probation
officer knew she was working twelve hours a day, seven days a week while employed.
She said that she had to stop working because she was injured in a car accident and
because she was taking care of her ill mother.
Yearwood admitted that she lied to Officer Rowland about her drug history. She
testified that, starting at age eighteen, she developed a drug addiction to prescription pills.
She thought that her drug problem had been a major underlying factor that contributed to
her criminal conduct. She was determined to be eligible for Drug Court and requested to
be placed in the program. Yearwood conceded that, although she had been on probation
for nearly two years, she had never advised her probation officer that she had a drug
problem.
At the conclusion of the hearing, and following the arguments of counsel, the trial
court revoked Yearwood’s probation and ordered her to serve her original sentence in
confinement, with credit for time served. In support of its decision, the trial court stated:
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Ms. Yearwood has admitted through her counsel that she violated
her probation Case Number 2345, 2360, and 2387. I want to make it very
clear that the Adult Recovery Program or Drug Court Program as it is
referred, it is not a get-out-of-jail-free card and I think sometimes people
think of it that way and they think I’ll go ahead and do whatever I want to
do and then if I get caught I’ll apply there and that way I won’t have to go
to jail and that’s not how that works.
Ms. Yearwood, all of the probation officers that work in this district
know very specifically that I encourage them to assist their probationers
and any time, especially with regard to drug addiction, if they need a place
to live, if they need assistance with inpatient treatment facility or classes or
whatever, they’ve all been told very specifically by me that they are to
assist their probationers in doing that. The one thing that you have to do is
ask and in this situation you have not done that. Mr. Johnson makes a very
eloquent argument about trying to help you get better but I think there is an
overriding argument that when you become an adult there comes a time
when you have to pay for what you do and you have to take personal
responsibility for what you do. I do agree that you have had a difficult
childhood, a difficult young adult life but at some point that’s got to come
to an end. You had an opportunity to have a job. You had an opportunity
to do better with your children and it just continues to get worse and worse
and worse and you continue to do these things knowing very specifically
that you faced almost six years in jail. And didn’t ask for help. Mr.
Johnson says what harm could there be? I see a lot of harm in driving
under the influence, possibility of being convicted of aggravated burglary,
attempting to tamper with evidence, delivering amphetamines. I see a lot of
harm to the community and I think it would be – I think the citizens of Van
Buren County would be aghast if I let you walk out of this courtroom
knowing that you have done what you have and not taken really any steps
necessary to try to correct it or make yourself better.
So therefore, I’m revoking your probation in Case Number 2345,
2360, and 2387 and I do hope that you get the help that you need and I also
hope that you understand that any conviction in the future is going to be
dealt with severely, whether it’s from me or some other judge, with this sort
of record. Good luck.
The trial court issued a written revocation order, from which Yearwood now
appeals.
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ANALYSIS
On appeal, Yearwood argues that the trial court erred in reinstating her original
sentence of confinement without utilizing her presentence report and improperly revoked
her probation. She specifically claims that the imposition of a contested sentence of
incarceration is governed by the sentencing principles set forth in section 40-35-210,
which require, among other things, consideration of a presentence report. See T.C.A. §
40-35-210 (b)(3)(1)-(7). Without the aid of the presentence report, she argues that “[h]er
criminal history, her drug addi[c]tion, [and] her difficult childhood and early young
adulthood . . . were not fully analyzed[.]”
We disagree. As an initial matter, Yearwood’s argument is misplaced in the
context of a revocation hearing. Pursuant to her plea agreements, Yearwood accepted an
effective five-year, eleven-month, and twenty-nine day sentence. She cannot now
complain that her original, agreed-upon sentence was not in keeping with the purposes
and principles of sentencing. A defendant is not subject to resentencing under the
sentencing guidelines as a result of a probation violation. State v. Calvin Reeves, No.
M2002-02976-CCA-R3-CD, 2004 WL 1488570, at *2 (Tenn. Crim. App. July 2, 2004).
In a probation revocation hearing, the trial court lacks authority to impose a new sentence
or to increase the duration of the original sentence. Id. at *2 (citing State v. Taylor, 992
S.W.2d 941, 945 (Tenn. 1999)); see also State v. Steven Thacker, No. M2011-01061-
CCA-R3-CD, 2012 WL 1072005, at *3 (Tenn. Crim. App. Mar. 28, 2012) (“Because the
trial court’s authority is limited by the nature of the proceedings, it follows that the trial
court is not obligated to consider the sentencing statute in a probation revocation
hearing.”). In any event, the record reflects that Yearwood testified fully regarding her
family history and drug abuse, and the court considered this evidence in its analysis.
Therefore, we do not consider the absence of the presentence report of any consequence,
and Yearwood is not entitled to relief on this issue.
Yearwood further argues that the trial court abused its discretion in revoking her
probation by improperly using her previous convictions as a basis for revocation. She
claims that the trial court denied her due process and the right to “a neutral and detached
hearing body.” The State argues, and we agree, that there was substantial evidence to
justify revocation of Yearwood’s probation.
After determining that a defendant “has violated the conditions of probation and
suspension by a preponderance of the evidence, the trial judge shall have the right . . . to
revoke the probation and suspension of sentence and cause the defendant to commence
the execution of the judgment as originally entered, or otherwise in accordance with § 40-
35-310.” T.C.A. § 40-35-311(e) (2012). Probation revocation rests within the sound
discretion of the trial court, and this court will not disturb the trial court’s ruling absent an
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abuse of that discretion. State v. Shaffer, 45 S.W.3d 553, 554 (Tenn. 2001) (citing State
v. Harkins, 811 S.W.2d 79, 82 (Tenn. 1991)). To establish an abuse of discretion, “there
must be no substantial evidence to support the conclusion of the trial court that a
violation of the conditions of probation has occurred.” Id. (citing Harkins, 811 S.W.2d at
82). Once the trial court decides to revoke a defendant’s probation, it may (1) order
confinement; (2) order the sentence into execution as initially entered, or, in other words,
begin the probationary sentence anew; (3) return the defendant to probation on modified
conditions as necessary; or (4) extend the probationary period by up to two years. See
State v. Hunter, 1 S.W.3d 643, 647 (Tenn. 1999) (citations omitted); State v. Larry Lee
Robertson, No. M2012-02128-CCA-R3-CD, 2013 WL 1136588, at *2 (Tenn. Crim. App.
Mar, 19, 2013); State v. Christopher Burress, No. E2012-00861-CCA-R3-CD, 2013 WL
1097809, at *6 (Tenn. Crim. App. Mar. 18, 2013); T.C.A. §§ 40-35-308, -310, -311
(2012).
Yearwood has failed to demonstrate that the trial court abused its discretion in
revoking her probation. “[P]roof of a probation violation need not be established beyond
a reasonable doubt, but it is sufficient if it allows the trial judge to make a conscientious
and intelligent judgment.” Harkins, 811 S.W.2d at 82 (citing State v. Milton, 673 S.W.2d
555, 557 (Tenn. Crim. App. 1984)). Here, there is no dispute that Yearwood was arrested
and incurred new charges while on probation. Id. at 83 n. 3 (along with corroborating
evidence “a new arrest and pending charges are proper grounds on which a trial court can
revoke a defendant’s probation”). Yearwood admitted that she violated her probation
based on her August 7, 2013 arrest for DUI and drug possession in Warren County.
During the pendency of her Warren County charges, in February 2014, she was also
arrested and incurred additional charges in Van Buren County. Finally, Officer Rowland
testified that, despite being repeatedly advised, Yearwood failed to comply with the terms
of her probation by refusing to make required payments or perform community service.
Based on the aforementioned proof, we conclude that the trial court’s revocation of
Yearwood’s probation was supported by substantial evidence. See Harkins, 811 S.W.2d
at 83 (Tenn. 1991).
Citing State v. Beard, S.W.3d 730, 737 (Tenn. Crim. App. 2005), Yearwood
asserts that revocation was improper because the trial court based its determination on her
prior convictions. She references the following statement by the court: “I see a lot of
harm in driving under the influence, possibility of being convicted of aggravated
burglary, attempting to tamper with evidence, delivering amphetamines.” However, the
record reflects that the court’s statement was in response to defense counsel’s question,
“How can the public be hurt by giving her the opportunity to get off these drugs and run
her life successfully?” Yearwood also argues that revocation was improper because she
was denied “a neutral and detached hearing body” in violation of her right to due process.
See State v. Wade, 863 S.W.2d 406, 408 (Tenn. 1993) (citing Gagnon v. Scarpelli, 411
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U.S. 778, 786 (1973)) (setting forth the minimum requirements for due process in
revocation proceedings). She asserts that the trial court’s statements demonstrated
political influence and vindictiveness. The record, however, is devoid of any proof
supporting this claim. While on probation for three different offenses, Yearwood was
arrested multiple times, incurred numerous criminal charges in two different counties,
lied to her probation officer, and repeatedly disregarded her obligation to pay fines,
restitution, and perform community service. Based on this record, the trial court properly
ordered Yearwood to serve the balance of her original sentence in confinement.
Accordingly, she is not entitled to relief.
CONCLUSION
Upon review, we affirm the judgment of the trial court.
_________________________________
CAMILLE R. McMULLEN, JUDGE
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