Lashun Gray v. State of Tennessee ( 2019 )

05/08/2019
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs March 5, 2019
LASHUN GRAY v. STATE OF TENNESSEE
Appeal from the Criminal Court for Shelby County
No. 10-00629 James M. Lammey, Judge
___________________________________
No. W2018-01262-CCA-R3-PC
___________________________________
Petitioner, Lashun Gray, appeals the Shelby County Criminal Court’s denial of post-
conviction relief from his convictions for attempted first degree murder and employing a
firearm during the commission of a dangerous felony, for which he received an effective
sentence of thirty years in the Tennessee Department of Correction. On appeal,
Petitioner contends that he was denied the effective assistance of counsel based on: (1)
trial counsel’s advice on whether Petitioner should testify at trial; (2) trial and appellate
counsels’ failure to object to and appeal the jury instructions pertaining to criminal
responsibility for the acts of another; and (3) trial counsel’s failure to properly advise
Petitioner regarding the State’s plea offer of twenty-five years with a thirty-percent
release eligibility. Upon review, we affirm the judgment of the post-conviction court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed
ROBERT L. HOLLOWAY, JR., J., delivered the opinion of the court, in which ALAN E.
GLENN and ROBERT H. MONTGOMERY, JR., JJ., joined.
Terita Hewlett, Memphis, Tennessee, for the appellant, Lashun Gray.
Herbert H. Slatery III, Attorney General and Reporter; Zachary T. Hinkle, Assistant
Attorney General; Amy P. Weirich, District Attorney General; and Leslie Byrd, Assistant
District Attorney General, for the appellee, State of Tennessee.
OPINION
Factual and Procedural Background
This case arises from a shooting at a Shelby County night club called the Boom
Boom Room on October 18, 2009, in which Jimmie Johnson died as result of a single
gunshot wound and Eldridge Donaldson was injured by a gunshot. Petitioner and a co-
defendant, Stanley Williams, were tried in a joint jury trial. Numerous witnesses testified
that, immediately prior to the shooting, a fight involving Mr. Johnson broke out over a
spilled drink. April Campbell testified that she saw Petitioner walking toward Mr.
Johnson after the shooting started, carrying a handgun. Janice Campbell testified that she
saw Petitioner shooting a gun. She identified Petitioner as “the second shooter” and said
that he fired his gun “everywhere.” She said that Mr. Johnson was still standing after Co-
defendant Williams shot him and that he fell after Petitioner ran through the club
shooting. Memphis Police Crime Scene Investigator Demar Wells testified that he found
one fired nine-millimeter shell casing and two fired forty-caliber shell casings inside the
club and concluded that at least two handguns were used inside the club because a forty-
caliber bullet would not fire from a nine-millimeter handgun due to the size of the bullet.
Derias Pettis testified on behalf of Petitioner that everyone on the dance floor got into the
fight, including Petitioner and Mr. Johnson and that the fight lasted ten or fifteen minutes
until he heard a gunshot. He said that, when the shooting started, he and Petitioner
reached the front door together and ran out to the parking lot. Mr. Pettis denied that
Petitioner had a gun that night.
The jury found Co-defendant Stanley Williams guilty of first degree murder for
the death of Mr. Johnson, attempt to commit first degree murder for shooting Mr.
Donaldson, and employing a firearm during the commission of a dangerous felony. Co-
defendant Williams was sentenced to consecutive terms of life imprisonment for the first
degree murder conviction, twenty-four years for the attempted first degree murder
conviction, and ten years for the firearm violation, for an effective sentence of life plus
thirty-four years. Petitioner was acquitted of first degree murder but was convicted of
attempted first degree murder and employing a firearm during the commission of a
dangerous felony. He was sentenced to consecutive sentences of twenty-four years for
the attempted first degree murder conviction and ten years for the firearm violation, for
an effective thirty-four-year sentence. State v. Lashun Gray and Stanley Williams, Nos.
W2012-00415-CCA-R3-CD, W2012-01052-CCA-R3-CD, 2013 WL 3291888, at *1-8
(Tenn. Crim. App. June 26, 2013), perm. app. denied (Tenn. Nov. 13, 2013). This court
affirmed Petitioner’s convictions, and the Tennessee Supreme Court denied Petitioner’s
application for further review. Id. at *1.
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On June 12, 2014, Petitioner filed a timely petition for post-conviction relief.
Following the appointment of counsel, he filed amended petitions for post-conviction
relief on May 6, 2015, and August 25, 2015.1
At a hearing on the petition,2 Officer Will Bryson testified that dispatch received a
“shots-fired call” and that he responded to the scene of the shooting at a club called the
“Boom Boom Room.” When he arrived, Officer Bryson saw a man lying in the floor of
the establishment, who had been shot in the stomach. Officer Bryson recalled that he
sought medical attention for the man and then “held” the crime scene until detectives
arrived.
Frederic Rivers testified that he and his wife, April Campbell, were at the Boom
Boom Room on the night of the shooting, along with April’s sister, Janice Campbell.3
Mr. Rivers explained that he arrived somewhere between 10:00 and 11:00 p.m. He
recalled that another club patron spilled a drink on the victim and refused to apologize.
When the victim confronted the patron, a fist fight “broke out.” Mr. Rivers joined in the
fight as he attempted to reach April, who was pregnant, near the stage. As he and April
attempted to leave the club, people entered the Boom Boom Room with guns. Mr. Rivers
heard multiple gunshots as he and April ran towards the “kitchen area” at the back of the
club. When he got to the back of the club, Mr. Rivers saw that the victim had been shot,
and Janice was holding him. Mr. Rivers testified that the victim told him that he had a
gun in his car outside the club. Mr. Rivers decided that he would try to get the victim’s
gun out of the car. As he was leaving out the front door, Mr. Rivers “bumped into [Co-
defendant Williams,]” who was coming into the club. Mr. Rivers testified that he did not
see Co-defendant Williams or Petitioner with a gun but admitted that he was “not looking
for one[.]” Mr. Rivers recalled, however, that another club patron, Albert Hall, had a
“machine gun.” He stated that the victim was shot inside the club, but Mr. Rivers did not
see him get shot. Mr. Rivers recalled that, while attempting to locate the victim’s car, he
saw Petitioner and Co-defendant Williams in the parking lot. Mr. Rivers testified that, by
the time he found the victim’s car, the police had arrived, so he left the victim’s gun
inside the vehicle.
1
It appears from the record on appeal that Petitioner also filed a petition for writ of error coram
nobis, which was denied by the post-conviction court. The issue of the petition for writ of error coram
nobis, however, is not raised in this appeal.
2
The post-conviction court held a joint hearing for Petitioner and Co-defendant Williams.
Because Co-defendant Williams’ case is not part of this appeal, we have summarized hearing testimony
that is relevant to Petitioner’s post-conviction claims only.
3
Because these witnesses share the same surname, we will refer to the witnesses by their first
names. We intend no disrespect.
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Mr. Rivers stated that April had been confused about what she saw that night. Mr.
Rivers said that April was “very emotional” after the shooting and that “[s]he probably
thought it was [Petitioner] or probably some guy that looked like him[.]” He said that he
had not been scared during the shooting and that he had “watch[ed] and [saw] what [was]
going on.” He stated that he told April that “them [sic] folk had nothin’ to do with [the
shooting].” He acknowledged, however, that he did not see the victim get shot.
Mr. Rivers stated that he did not testify at Petitioner’s trial. Mr. Rivers said that
he would have testified at Petitioner’s trial but that he went to Atlanta for several months
after the shooting to care for his mother. He recalled that he was contacted about the case
by a man, whom he believed was a detective. Mr. Rivers stated that he never spoke to
Petitioner’s trial counsel. He recalled that he told a detective who called him that he was
going out of town for his grandmother’s funeral and could not meet with the detective.
He stated that he knew Co-defendant Williams and was friends with Co-defendant
Williams’ older brother. He acknowledged that he had known Co-defendant Williams’
family for twenty years. Mr. Rivers further acknowledged that he had several prior
felony convictions. Mr. Rivers stated that, in 2001, a relative of the Campbell sisters had
killed Co-defendant Williams’ mother in a fight and had been prosecuted for the crime.
Coleman Garrett, Co-defendant Williams’ retained trial attorney, testified that
Petitioner’s trial counsel, Larry Copeland, passed away sometime after Petitioner’s trial.
Mr. Garrett recalled that he and trial counsel did not have a “joint strategy” for the trial
but that they spoke openly about the case as the defenses were not antagonistic. Mr.
Garrett stated that trial counsel was successful in his representation of Petitioner as
Petitioner was acquitted of first degree murder. He recalled that a witness had observed
Petitioner shooting a gun in the club after the victim had been shot and that Co-defendant
Williams had been identified as “entering first and aiming for . . . the victim[.]” Mr.
Garrett testified that both he and trial counsel actively participated in the cross-
examination of the State’s witnesses.
April Campbell testified that she “made a mistake” when testifying at Petitioner’s
trial. April explained that she “identified the wrong person” when she said that she saw
Co-defendant Williams shooting at the victim. She stated that two years before the post-
conviction hearing she saw another man who looked “exactly like [Co-defendant
Williams]” in a club. She claimed that the man said that “he was the one who did it.”
April testified that Mr. Rivers told her that her identification of Co-defendant Williams
and Petitioner was wrong.
On cross-examination, April agreed that she signed a written statement to police in
which she said that Co-defendant Williams and Petitioner were responsible for the
victim’s murder. However, she stated that she did not read the statement before signing
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it. She claimed that the statement identifying Petitioner that was attributed to her had
been made by her sister. She also denied that she described Petitioner and his clothing to
police. She did not recall telling the police that Mr. Rivers said he was “standing right
behind [Petitioner] when [Petitioner] was shooting” and that he saw Petitioner “when he
ran out[.]”
Co-defendant Williams testified that the State did not make an offer to settle the
case prior to trial but that, during trial, the State extended a twenty-five-year plea offer.
However, he stated that, while he was discussing the offer with Mr. Garrett, the
prosecutor entered the room and said that the offer was “off the table” because the trial
court was not going to accept the plea agreement. Co-defendant Williams stated that he
would not have accepted the offer because he did not kill the victim. Co-defendant
Williams agreed that both Mr. Garrett and trial counsel questioned the Campbell sisters
“quite a bit” about the differences between their two statements.
Appellate counsel testified that trial counsel was his former law partner. Appellate
counsel handled Petitioner’s direct appeal and stated that he had spoken to trial counsel
about the issues that had arisen at trial. Appellate counsel testified that he reviewed the
jury instructions in preparing Petitioner’s appeal but that he did not see any issue with the
instructions. Upon reviewing the jury instructions at the post-conviction hearing,
appellate counsel stated that there may have been an appealable issue regarding the way
the trial court charged criminal responsibility. He said that it appeared that criminal
responsibility was charged as a lesser-included offense and noted that criminal
responsibility was not a crime but a theory of liability. Appellate counsel said that he had
not researched the issue and was unaware of any case law concerning the issue.
Appellate counsel agreed that, in this case, facilitation of a felony was a lesser-included
offense of first degree murder.
Vita Zelikob testified that she worked as a private investigator, and she was hired
by trial counsel to assist in preparing Petitioner’s defense. Ms. Zelikob recalled that she
worked on Petitioner’s case for “at least a year” and that she met with trial counsel about
once a month, “more so probably right before trial.” She stated that she also visited
Petitioner at least three times “[m]aybe more.” Ms. Zelikob testified that she had worked
with trial counsel in “a lot of trials” prior to Petitioner’s and that trial counsel “appeared
to be engaged during [Petitioner’s] trial.” Ms. Zelikob estimated that she interviewed
eight to ten witnesses in preparation for trial, including April Campbell in September
2010. They discussed April’s statement to police, in which she implicated Petitioner by
saying that she “saw him with a gun.” April told Ms. Zelikob that she “was mistaken and
thought she was signing a different photospread.” April said that she did not believe she
saw Petitioner with a gun and that she did not plan to testify that she saw him with a gun.
April also told Ms. Zelikob that Co-defendant Williams had “a lot of inner hatred and
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anger,” which April believed was directed at the Campbell sisters. Ms. Zelikob prepared
a memorandum for trial counsel detailing her conversation with April. Ms. Zelikob also
attempted to interview Janice Campbell and Mr. Rivers, but they would not speak to her.
She agreed that April told her that Mr. Rivers “did not want to be involved in the case[.]”
Ms. Zelikob recalled that April’s testimony at trial was consistent with her statement to
police that she saw Petitioner with a gun but that she did not see him shoot the gun. Ms.
Zelikob stated that she was not called as a witness by trial counsel following April’s
testimony. She recalled, however, that trial counsel cross-examined April on the
inconsistencies in her various statements.
Petitioner testified that trial counsel advised him to reject the State’s offer of
twenty-five years with a thirty percent release eligibility, which was made on the third or
fourth day of Petitioner’s trial. Petitioner recalled that trial counsel advised him not to
take the offer and that trial counsel said, “I got this” and assured Petitioner that it was “in
the bag.” Petitioner acknowledged that it was his decision to reject the offer but stated
that he was following trial counsel’s advice. Petitioner recalled that, at one point during
trial, he was asked during a Momon hearing whether he wanted to testify. Petitioner
claimed that he wanted to testify but that trial counsel advised him not to testify because
Petitioner had a prior conviction for having a gun on school grounds. Petitioner
explained, “So [trial counsel] said that was gonna [sic] make me look bad if I tried to
testify, so, ‘Don’t testify. You don’t say nothing [sic] because it gonna [sic] incriminate
you.’” Based on trial counsel’s advice, Petitioner decided not to testify. He stated that, if
he had testified at trial, he would have explained that he was still fighting when “the
shooting was already going on.” Petitioner testified:
. . . How can I be over here on the stage fightin[g] people—just go over
there to the door, run out the door . . . and come back while I’m still
fightin[g]. There ain’t [sic] no way. How can . . . the gun get in my hand if
I’m fightin[g]. So, that’s what I wanted the jury to hear. I was there. I’m
fightin[g].
Petitioner testified that he was not informed of April’s statement to Ms. Zelikob,
and he did not receive any notes or reports from the investigator. Petitioner estimated
that he met with trial counsel about three times and that Ms. Zelikob visited him “at least
three times on her own.” Petitioner stated that trial counsel did not discuss trial strategy
with him and did not mention April’s statement to Ms. Zelikob.
On cross-examination, Petitioner agreed that trial counsel went over the State’s
discovery material with him. Petitioner stated that he had known Co-defendant Williams
for a long time but that he did not know that Co-defendant Williams’ mother had been
killed by one of the Campbell sisters’ family members. Petitioner acknowledged that,
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during his Momon hearing, he testified that he and trial counsel had discussed Petitioner’s
right to testify and the ramifications involved in testifying or not testifying. Petitioner
further stated that the choice not to testify was his free and voluntary decision and that he
and trial counsel had “gone over . . . what our strategy would be[.]” Petitioner agreed
that trial counsel called a witness on his behalf, who testified that Petitioner was still
inside the club fighting at the time of the shooting. Petitioner also agreed that trial
counsel cross-examined April about the statements she made to Ms. Zelikob.
At the close of Petitioner’s testimony, the following colloquy occurred:
THE COURT: Now, you said that your lawyer told you that they
would be able to ask about this misdemeanor that you were convicted of?
[PETITIONER]: Weapon on the school grounds. That’s what he
told me — that they was gonna [sic] incriminate me.
THE COURT: You pled to — in Division III. I don’t see a notice
that the [S]tate was gonna [sic] use that against you.
....
THE COURT: I don’t see a notice of intent to cross[-]examine with
his prior conviction filed either. [Petitioner] had a previous record that
could have been used against him. . . . And I don’t directly recall there
having been a Morgan hearing to address those issues.
In denying relief, the post-conviction court determined that Mr. Rivers’ testimony
was “not believable” and that trial counsel “would have been derelict in his duties by
putting Mr. Rivers on the stand.” Regarding the State’s twenty-five-year offer during
trial, the post-conviction court found:
[t]hat twenty-five years at a hundred percent4 for [Petitioner] is a lot more
than what he ended up with. He got twenty-four years at thirty percent and
six years consecutive. I gave him ten, but they gave him a remittature, so
they cut the ten down to six for the employing [a firearm in the commission
of a dangerous felony]. Now, that’s the only part that was at a hundred
percent. So, twenty-four years at thirty percent — I don’t know how much
— time served he’s got, but he could be getting close to being paroled.
4
Petitioner testified that the State’s offer was for him to plead guilty to second degree murder in
exchange for a sentence of twenty-five years with a thirty percent release eligibility.
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(footnote added). The post-conviction court found Petitioner failed to show prejudice in
regards to trial counsel’s handling of the State’s plea offer.
The post-conviction court found that there was “nothing in the record that shows
[trial counsel] was deficient in any respect[.]” Regarding the trial, the post-conviction
court stated, “The jury decided to put more belief in the witnesses for the [S]tate than
they did for the witnesses for the defense. But the defense put on proof, and the defense
mounted a defense — they put on a defense.”
Regarding the jury instruction issue, the post-conviction court described the jury
instructions, as follows:
I tell the jury, on one page, and I have them all listed in order, lesser-
included offenses, in order of consideration, greatest to least are as follows:
The first count: Murder in the second degree. The next one, criminal
responsibility for facilitation of murder in the first degree. So, it’s not
criminal responsibility, period. It’s criminal responsibility for facilitation
of murder in the first degree. Criminal responsibility for facilitation of
murder in the second degree. And if they look at the corresponding law as
it pertains to each one of these, they would see that it’s totally different than
the wording of actual criminal responsibility in the actual charge.
....
When you go back and look at the definition of murder in the first
degree, which is here — “That the defendant, comma, or one for whom the
defendant is criminally responsible, unlawfully killed the alleged victim.”
Okay, and that’s where the criminal responsibility comes in as a princip[le].
The post-conviction court agreed with appellate counsel’s assessment that a challenge to
the jury instructions on appeal would not “have gone that far.”
The post-conviction court determined that Petitioner decided not to testify and that
his decision was properly memorialized in a Momon hearing. As to trial counsel, the
post-conviction court stated:
So, looking at each individual, as far as [Petitioner] is concerned, I
don’t think he has been successful in this petition for post-conviction relief.
I don’t see where [trial counsel] made any mistakes. In fact, he covered his
bases very, very well. He had the investigator that, you know, he talked me
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into letting her sit there with him . . . in the courtroom and paid her, in full,
for the whole week.
Additionally, the post-conviction court found April’s testimony “incredible,”
stating that
based upon something she might have seen a couple years ago —
some guy who looked like the person who was the actual perpetrator, she
doesn’t call the police. She doesn’t tell anyone, “Hey, that’s the actual guy
right there — call the police — follow him — follow him to the house”;
say, “Hey, you’re the guy who actually killed that victim . . . October 18th
2009, at the nightclub — Boom Boom Room.[”] But she didn’t do that.
So, I find that really incredible. I think . . . had the trial taken place after
she had this revelation, she would have testified, anyway. The [S]tate
would have cross-examined her with what she originally said. That’s a
prior inconsistent statement. It’s substantive proof.
So, even if they’d known about this at the time, I don’t think it
would have affected this case at all.
The post-conviction court further noted that there were other witnesses that “put
weapons in both of their hands” and that the jury accredited the witnesses for the State.
Accordingly, the post-conviction court determined that Petitioner failed to establish that
he received the ineffective assistance of counsel.
This timely appeal follows.
Analysis
In order to prevail on a petition for post-conviction relief, a petitioner must prove
all factual allegations by clear and convincing evidence. Jaco v. State, 120 S.W.3d 828,
830 (Tenn. 2003). Post-conviction relief cases often present mixed questions of law and
fact. See Fields v. State, 40 S.W.3d 450, 458 (Tenn. 2001). Appellate courts are bound
by the post-conviction court’s factual findings unless the evidence preponderates against
such findings. Kendrick v. State, 454 S.W.3d 450, 457 (Tenn. 2015). When reviewing
the post-conviction court’s factual findings, this court does not reweigh the evidence or
substitute its own inferences for those drawn by the post-conviction court. Id.; Fields, 40
S.W.3d at 456 (citing Henley v. State, 960 S.W.2d 572, 578 (Tenn. 1997)). Additionally,
“questions concerning the credibility of the witnesses, the weight and value to be given
their testimony, and the factual issues raised by the evidence are to be resolved by the
[post-conviction court].” Fields, 40 S.W.3d at 456 (citing Henley, 960 S.W.2d at 579);
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see also Kendrick, 454 S.W.3d at 457. The trial court’s conclusions of law and
application of the law to factual findings are reviewed de novo with no presumption of
correctness. Kendrick, 454 S.W.3d at 457.
The right to effective assistance of counsel is safeguarded by the Constitutions of
both the United States and the State of Tennessee. U.S. Const. amend. VI; Tenn. Const.
art. I, § 9. In order to receive post-conviction relief for ineffective assistance of counsel,
a petitioner must prove: (1) that counsel’s performance was deficient; and (2) that the
deficiency prejudiced the defense. Strickland v. Washington, 466 U.S. 668, 687 (1984);
see State v. Taylor, 968 S.W.2d 900, 905 (Tenn. Crim. App. 1997) (stating that the same
standard for ineffective assistance of counsel applies in both federal and Tennessee
cases). Both factors must be proven in order for the court to grant post-conviction relief.
Strickland, 466 U.S. at 687; Henley, 960 S.W.2d at 580; Goad v. State, 938 S.W.2d 363,
370 (Tenn. 1996). Accordingly, if we determine that either factor is not satisfied, there is
no need to consider the other factor. Finch v. State, 226 S.W.3d 307, 316 (Tenn. 2007)
(citing Carpenter v. State, 126 S.W.3d 879, 886 (Tenn. 2004)). Additionally, review of
counsel’s performance “requires that every effort be made to eliminate the distorting
effects of hindsight, to reconstruct the circumstances of counsel’s challenged conduct,
and to evaluate the conduct from counsel’s perspective at the time.” Strickland, 466 U.S.
at 689; see also Henley, 960 S.W.2d at 579. We will not second-guess a reasonable trial
strategy, and we will not grant relief based on a sound, yet ultimately unsuccessful,
tactical decision. Granderson v. State, 197 S.W.3d 782, 790 (Tenn. Crim. App. 2006).
As to the first prong of the Strickland analysis, “counsel’s performance is effective
if the advice given or the services rendered are within the range of competence demanded
of attorneys in criminal cases.” Henley, 960 S.W.2d at 579 (citing Baxter v. Rose, 523
S.W.2d 930, 936 (Tenn. 1975)); see also Goad, 938 S.W.2d at 369. In order to prove that
counsel was deficient, the petitioner must demonstrate “that counsel’s acts or omissions
were so serious as to fall below an objective standard of reasonableness under prevailing
professional norms.” Goad, 938 S.W.2d at 369 (citing Strickland, 466 U.S. at 688); see
also Baxter, 523 S.W.2d at 936.
Even if counsel’s performance is deficient, the deficiency must have resulted in
prejudice to the defense. Goad, 938 S.W.2d at 370. Therefore, under the second prong
of the Strickland analysis, the petitioner “must show that there is a reasonable probability
that, but for counsel’s unprofessional errors, the result of the proceeding would have been
different. A reasonable probability is a probability sufficient to undermine confidence in
the outcome.” Id. (quoting Strickland, 466 U.S. at 694) (internal quotation marks
omitted).
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Trial counsel’s advice not to testify
Petitioner asserts that he was denied the effective assistance of counsel based on
trial counsel’s advice that he not testify. Petitioner contends that his decision not to
testify was made only after trial counsel assured Petitioner “that it was in his best interest
not to testify” and after trial counsel failed to “fully inform him” of the proper process for
the State to use a prior conviction for impeachment purposes.
At the post-conviction hearing, Petitioner asserted that he wanted to testify at trial
but that trial counsel advised him not to because trial counsel was concerned about
Petitioner’s prior conviction for having a gun on school grounds. Petitioner explained,
“So [trial counsel] said that was gonna [sic] make me look bad if I tried to testify, so,
‘Don’t testify. You don’t say nothing [sic] because it gonna [sic] incriminate you.’”
Based on trial counsel’s advice, Petitioner decided not to testify. He stated that, if he had
testified at trial, he would have explained that he was fighting when “the shooting was
already going on.” Petitioner acknowledged that, during his Momon hearing, he testified
that he and trial counsel had discussed Petitioner’s right to testify and the ramifications
involved in testifying or not testifying. Petitioner further stated that the choice not to
testify was his free and voluntary decision and that he and trial counsel had “gone over . .
. what our strategy would be[.]” Petitioner also agreed that trial counsel called Mr. Pettis,
who testified that Petitioner was still inside the club fighting at the time of the shooting.
Initially, we note that whether Petitioner’s prior conviction would have been
admissible at trial is not clear from the record on appeal. The precise nature of the
conviction and the conviction date are not clear. Petitioner testified that he had a prior
conviction for “Weapon on the school grounds.” The post-conviction court stated that
Petitioner pled guilty to the offense in Division III. The post-conviction court noted that
it did not appear that the State had filed a pretrial notice of its intent to use the conviction
against Petitioner, and the post-conviction court did not recall whether a Morgan hearing
had been conducted regarding the admissibility of the conviction.
As noted by the State, however, the conviction may have been admissible if
Petitioner testified, regardless of the admissibility of the conviction for impeachment
purposes under Rule 609. See Gregory Hill v. State, No. E2014-01686-CCA-R3-PC,
2015 WL 5275964, at *6 (Tenn. Crim. App. Sept. 10, 2015), perm. app. denied (Tenn.
Dec. 10, 2015). “Irrespective of admissibility under Rule 609 [of Tennessee Rules of
Evidence], a conviction may be used to contradict a witness who opens the door and
testifies on direct exam that he has never been convicted of a crime or to counter some
other facet of direct.” State v. Kendricks, 947 S.W.2d 875, 883 (Tenn. Crim. App. 1996)
(quoting Cohen, Sheppeard & Paine, Tennessee Law of Evidence § 609.1 (3d ed. 1995))
(internal quotation marks omitted). Thus, trial counsel’s advice to Petitioner regarding
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the potential use of a prior conviction was “not without legal merit.” Hill, 2015 WL
5275964, at *6.
Additionally, the record reflects that Petitioner had a Momon hearing before the
end of the trial. Petitioner confirmed that he had discussed trial strategy with trial
counsel, that he had met with trial counsel and the investigator multiple times, and that he
was aware of the evidence admitted at trial. Petitioner also stated that he knew it was his
decision whether to testify and that he had discussed the issue with trial counsel,
including the ramifications of whether to testify. Petitioner decided not to testify and
agreed that his decision was free and voluntary. At the post-conviction hearing,
Petitioner stated that he chose not to testify while aware of one potential drawback to his
testimony—that his prior conviction could potentially be used against him. Petitioner has
failed to establish that trial counsel was deficient in advising Petitioner not to testify.
Moreover, Petitioner has not shown prejudice under Strickland. The proposed
testimony from Petitioner was that he was still inside the club fighting when the shooting
began. However, trial counsel established through the testimony of Mr. Pettis that
Petitioner was inside the club without a gun when the shooting started. Petitioner’s
proposed testimony would have added little to the proof at trial and could have
potentially exposed Petitioner to cross-examination from the State about his prior gun-
related conviction. Petitioner is not entitled to post-conviction relief on the basis of this
claim.
Failure to object to the jury instructions on criminal responsibility
In his brief, Petitioner initially argues that “[t]he [S]tate did not demonstrate that
[Petitioner] and [Defendant] Williams were acting together or arrived together to achieve
a common goal” and asserts that “[n]one of the elements found in the criminal
responsibility statute were met to find Petitioner guilty of being responsible for
[Defendant] Williams or any other unknown person.” To the extent that Petitioner is
challenging the sufficiency of the evidence, sufficiency of the evidence is not a
cognizable claim in a post-conviction petition. Cole v. State, 798 S.W.2d 261, 264
(Tenn. Crim. App. 1990). Moreover, this court determined on direct appeal that the
evidence was sufficient to support Petitioner’s conviction under a theory of criminal
responsibility. Lashun Gray, 2013 WL 3291888, at *10.
Petitioner further asserts that trial counsel and appellate counsel rendered
ineffective assistance by failing to object to, and raise on direct appeal, the “clearly
erroneous” jury instructions for criminal responsibility provided by the trial court.
Petitioner contends that the trial court erroneously defined, “no less than ten times,
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criminal responsibility as a crime itself” and “listed criminal responsibility as a lesser-
included offense” of each charged offense.
Upon review of the jury instructions, we conclude that the trial court properly
instructed the jury on criminal responsibility as a separate theory of guilt. Instead,
Petitioner’s challenge appears to relate to the trial court’s instructions on criminal
responsibility for facilitation of a felony, which was properly charged as a lesser-included
offense of each of the indicted offenses. Petitioner’s argument rests upon the trial court’s
use of the phrase “criminal responsibility for facilitation” rather than simply
“facilitation.” This portion of the trial court’s instruction, however, incorporated the
language of the statute, see Tennessee Code Annotated section 39-11-403(a), and neither
trial nor appellate counsel was deficient for not challenging the instruction. Thus,
Petitioner is not entitled to post-conviction relief under Strickland.
Failure to properly advise Petitioner about the plea offer
Petitioner asserts that trial counsel rendered ineffective assistance by failing to
properly advise Petitioner about the State’s plea offer. Petitioner contends that trial
counsel told him not to take the twenty-five-year offer and assured Petitioner, “I got this.”
Petitioner argues that he followed the advice of trial counsel based upon trial counsel’s
assurances about the outcome of the trial and because Petitioner thought it was in his best
interest. Petitioner asserts that he would have accepted the State’s offer had trial counsel
not told him to reject it.
The Strickland standard also applies during plea negotiations. Missouri v. Frye,
566 U.S. 134, 143-48 (2012); Nesbit v. State, 452 S.W.3d 779, 787 (Tenn. 2014).
Accordingly, during the plea bargain process, “counsel has the responsibility to render
effective assistance as required by the Sixth Amendment.” Nesbit, 452 S.W.3d at 787
(citing Frye, 566 U.S. at 143-46). “[A]s a general rule, defense counsel has the duty to
communicate formal offers from the prosecution to accept a plea on terms and conditions
that may be favorable to the accused.” Frye, 566 U.S. at 145. Trial counsel must provide
the defendant “with competent and fully informed advice, including an analysis of the
risks that the [defendant] would face in proceeding to trial.” Nesbit, 452 S.W.3d at 800
(quoting Burt v. Titlow, 571 U.S. 12, 25 (2013) (Sotomayor, J., concurring)). “[A]
defense attorney’s simple misjudgment as to the strength of the prosecution’s case, the
chances of acquittal, or the sentence a defendant is likely to receive upon conviction,
among other matters involving the exercise of counsel’s judgment, will not, without
more, give rise to a claim of ineffective assistance of counsel.” Com. v. Mahar, 809
N.E.2d 989, 994 (Mass. 2004) (quoting In re Alvernaz, 830 P.2d 747, 755 (Cal. 1992))
(internal quotation marks omitted); see also Roy Smith v. State, No. M2017-00321-CCA-
R3-PC, 2018 WL 3803081, at *4 (Tenn. Crim. App. Aug. 9, 2018), perm. app. denied
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(Tenn. Oct. 10, 2018). Moreover, “[s]trategic choices made after thorough investigation
of law and facts relevant to plausible options are virtually unchallengeable; and strategic
choices made after less than complete investigation are reasonable precisely to the extent
that reasonable professional judgments support the limitations on investigation.” Felts v.
State, 354 S.W.3d 266, 278 (Tenn. 2011) (quoting Strickland, 466 U.S. at 690-91). The
fact that a particular strategy or tactical decision failed does not by itself establish
deficiency. Id. (citing Goad, 938 S.W.2d at 369).
The Tennessee Supreme Court has adopted the following test for determining
prejudice in the context of plea negotiations:
[A] defendant claiming that trial counsel’s performance was
deficient in the plea negotiations process has the burden to show by a
reasonable probability that, but for counsel’s deficient representation, (1)
the defendant would have accepted the plea, (2) the prosecution would not
have withdrawn the offer, and (3) the trial court would have accepted the
terms of the offer, such that the penalty under its terms would have been
less severe than the penalty actually imposed.
Nesbit, 452 S.W.3d at 800-01 (citing Lafler v. Cooper, 566 U.S. 156, 164 (2012)).
In this case, Petitioner testified that trial counsel conveyed an offer from the State
of twenty-five years at thirty percent, which the State extended during the third or fourth
day of Petitioner and Co-defendant Williams’ trial. According to Petitioner, trial counsel
urged him not to take the offer and told Petitioner, “I got this.” As noted by the State,
because trial counsel is deceased, the reasons behind trial counsel’s confidence are
unclear. However, based upon the State’s offer to settle the case in the middle of trial
and based upon Petitioner’s eventual acquittal of first degree murder, it appears that trial
counsel’s confidence was somewhat warranted. Trial counsel represented Petitioner for
over a year and retained the services of a private investigator on the case. The
investigator interviewed multiple witnesses and provided summaries of her interviews to
trial counsel. Both trial counsel and the investigator met with Petitioner on numerous
occasions, and Petitioner agreed that trial counsel reviewed the State’s discovery material
with him. Therefore, any advice given by trial counsel regarding whether Petitioner
should accept the State’s offer was based upon a thorough investigation of the case.
Moreover, Petitioner acknowledged that it was his decision, not trial counsel’s, to reject
the State’s offer. Petitioner has not shown deficient performance by trial counsel.
Petitioner has also failed to show prejudice resulting from trial counsel’s advice
regarding the State’s offer. Co-defendant Williams testified that he also received a
twenty-five-year settlement offer from the State during trial. He noted, however, that the
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offer was almost immediately taken off the table because the trial judge informed the
prosecutor that he would not accept such a plea agreement. Because the evidence
established that the trial court refused to accept the terms of the same plea offer made to
Co-defendant Williams, Petitioner has not shown that the trial court would have accepted
his plea. By failing to prove that the trial court would have accepted the terms of the
offer, such that the penalty under its terms would have been less severe than the penalty
actually imposed, Petitioner has failed to prove that he was prejudiced by any alleged
deficiency on the part of trial counsel. See Nesbit, 452 S.W.3d at 800. He is not entitled
to post-conviction relief based on this claim.
Conclusion
For the aforementioned reasons, the judgment of the post-conviction court is
affirmed.
____________________________________
ROBERT L. HOLLOWAY, JR., JUDGE
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