Joseph Brennan v. State of Tennessee ( 2012 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
November 6, 2012 Session
JOSEPH BRENNAN v. STATE OF TENNESSEE
Appeal from the Criminal Court for Sumner County
No. 395-2011 Dee David Gay, Judge
No. M2012-00187-CCA-R3-PC Filed December 4, 2012
Petitioner, Joseph Brennan, pled guilty to two counts of incest and two counts of attempted
rape of a child in Sumner County. As a result, he was sentenced to ten years for each
attempted rape conviction and three years for each incest conviction. The trial court ordered
the attempted rape convictions to run consecutively with one another but concurrently to the
incest convictions, for a total effective sentence of twenty years in the Department of
Correction. State v. Joseph Brennan, No. M2009-00895-CCA-R3-CD, 2010 WL 1425540,
at *1 (Tenn. Crim. App., at Nashville, Apr. 9, 2010), perm. app. denied, (Tenn. Sept. 23,
2010). On direct appeal, Petitioner challenged the denial of an alternative sentence. Id. This
Court affirmed Petitioner’s sentence. Id. Petitioner filed a post-conviction petition in which
he alleged that the sentencing judge was impartial. Petitioner also requested a new
sentencing hearing and recusal of the trial court. The trial court denied the request for
recusal. An amended petition was filed by Petitioner along with a second motion for recusal
of the trial court. The trial court denied the motion for recusal and the petition for post-
conviction relief. Petitioner appeals. After a review of the record and authorities, we
determine that the post-conviction judge properly denied recusal and where the record
indicates that Petitioner was sentenced by an impartial tribunal, properly denied post-
conviction relief.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court is Affirmed.
J ERRY L. S MITH, J., delivered the opinion of the court, in which J OHN E VERETT W ILLIAMS and
A LAN E. G LENN, JJ., joined.
David L. Raybin, Nashville, Tennessee, for the appellant, Joseph Brennan.
Robert E. Cooper, Jr., Attorney General and Reporter; Rachel Harmon, Assistant Attorney
General; Lawrence R. Whitley, District Attorney General; and Lytle Anthony James,
Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
Factual Background
Petitioner was charged with two counts of rape of a child and two counts of incest.
Petitioner pled guilty to two counts of incest and two counts of attempted rape of a child.
The factual basis for the indictment and resulting guilty pleas was relayed by the State at the
sentencing hearing. Essentially, Petitioner and the victim were siblings by adoption.
Petitioner and the victim lived in Pennsylvania prior to moving to Tennessee. Petitioner
started sexually abusing the victim when she was ten and he was nineteen years of age. The
abuse began in 2004. It stopped for a time before beginning anew in 2007 and continuing
until the charges herein were brought. Petitioner had yelled at the victim, attempted to
penetrate the victim, performed cunnilingus on the victim, and forced the victim to perform
fellatio. Petitioner’s parents were aware that something was going on between Petitioner and
the victim, putting into effect a “safety plan” to prevent the victim from being alone with
Petitioner. He was able to work around the safety plan. Petitioner was sent for a time to
Montana to a clinic but Petitioner continued to abuse pornography and even had a sexual
encounter with a near stranger during this time. Petitioner was diagnosed with a sexual
disorder and “paraphilia” involving incest. When questioned, Petitioner was cooperative
with authorities. Petitioner testified at the sentencing hearing.
He said that he and his siblings had been adopted at different times from India
by his parents, who then lived in Pennsylvania. Before being adopted as a
six-month-old, he had lived in Calcutta. [The Petitioner] was twelve years old
when his parents adopted the victim; he and his other siblings, Ryan, Katelyn,
and Koli, had all been adopted before her. At the time, [the Petitioner] was
unsure why his parents kept adopting children, and he resented the victim’s
presence.
Around this time, [the Petitioner] began to have “issues with sex”; he
found his father’s pornography collection and used it when masturbating. He
also started to view pornography on the internet. He was very stressed because
his parents were present so infrequently; when pornography became
insufficient to relieve his stress, he abused the victim. He did not recognize
at the time that his actions were wrong, but said at sentencing that he was
being selfish and regretted his actions.
After a few months, [the Petitioner] told his sister Koli that he had
abused the victim. Koli told [the Petitioner]’s mother, who confronted [the
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Petitioner], told authorities, and separated him from the victim with a safety
plan. He also began to see a counselor, although he did not receive counseling
tailored to his sexual offense. [the Petitioner’s] counselor and his parents told
him that his actions were wrong, but that did not have a significant impact on
him at the time.
[The Petitioner] continued to masturbate for the next few years, but
viewed very little pornography. He entered Catholic school and became very
active in the Boy Scouts; the structure imposed by these organizations helped
him. He was able to become an Eagle Scout, the highest rank in the Boy Scout
program and one attained by only about five percent of all Boy Scouts. He
admitted, however, that he had consensual sex with another Boy Scout during
this time.
[The Petitioner] and his father moved to Tennessee in June 2007; the
rest of the family joined them in August 2007, after the victim and Ryan had
completed their school year. Over that summer, [the Petitioner] “got bored.”
He had not seen a counselor in some time; he also did not know anyone in
Tennessee and felt like an outcast.
He therefore relapsed and abused the victim again on three occasions.
On the first occasion, he “dry-humped” the victim, while both were clothed,
until he ejaculated. Before the second occasion, [the Petitioner] had again
been viewing pornography; he went to the victim and rubbed against her until
he ejaculated into his clothes. On the third occasion, he removed both his
pants and the victim’s pants, rubbed against the victim, and briefly performed
cunnilingus on her. He then directed her to bend over the toilet and tried to
insert his penis into her vagina. Unable to do so, he rubbed his penis against
her genitals until he ejaculated. [the Petitioner] said he never used physical
force on the victim.
[The Petitioner]’s parents were out of the house on each of these
occasions. [the Petitioner] felt guilt after the first and second occasions but
could not stop; after the third time, however, he felt extremely guilty and told
Ms. Skuba and his old counselor about his behavior.
[The Petitioner]’s mother and his counselor found the clinic in Montana
and sent him there. He stayed for four months in a general addiction program.
He learned that he had a problem, and learned to think of his little sister as the
victim of his acts. On April 22, 2008, after [the Petitioner] had hired an
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attorney, he returned to Tennessee and turned himself in to police. He was
released on bond and began living with a friend. He saw Dr. Moore for an
evaluation and continued to have therapy over the phone with Elisha Brea, a
therapist he had seen in Montana.
He also hired Dr. Finlayson, who suggested attendance at SA meetings.
[The Petitioner] testified that he had been referring only to masturbation when
he told Dr. Finlayson that he “wasn’t really quite ready to make the change.”
[The Petitioner] said that, at the time of sentencing, he did not have a computer
and did not view pornography on the internet or elsewhere.
He said that he abused the victim because she was the first available
female. He felt ashamed and said he should not have abused the victim. [The
Petitioner] requested treatment for the purpose of discerning the source of his
sexual desires and how to avoid committing any further abusive acts. He said
he had committed no illegal acts since being released on bond and was willing
to submit to a curfew, GPS monitoring, polygraph exams, or any other
conditions in order to avoid prison.
On cross-examination, [the Petitioner] admitted that he attended SA
sessions irregularly because they originally occurred at 6:30 a.m., which was
“too early” for him. He also admitted that he directed the victim to perform
fellatio on him in Pennsylvania and on the first occasion of abuse in
Tennessee. He also made the victim watch pornography in Pennsylvania. He
testified about other sex acts he had committed at various times, including
masturbating on webcam, meeting an anonymous forty-year-old man in a
parking lot after a conversation with him on the internet, and sex with an
anonymous woman met at a swimming pool. The victim testified at sentencing
that he had abused the victim on three or four occasions in Pennsylvania, but
acknowledged that he had told Dr. Moore he had done so ten times. He said
he lied to Dr. Moore about the number because he was uncomfortable with her.
[The Petitioner] admitted to having occasional anger issues, and agreed that
Ryan and the victim thought he was a bully.
State v. Joseph Brennan, 2010 WL 1425540, at *4-5.
At the conclusion of the sentencing hearing, the trial court denied a sentence of split
confinement, finding a sentence of confinement necessary to provide a deterrent to others and
to avoid depreciating the seriousness of the offense. Id. at *7. Additionally, the trial court
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found that Petitioner was still a risk to society and would be most amenable to treatment in
incarceration. Id. at *8. At the conclusion of the sentencing hearing, the trial court stated:
You’ve got a history of abuse with your own sister spanning five or six years
or fifty percent, not continuous. You’ve got a history of deviant criminal
conduct. And in light of this, how do we avoid depreciating the seriousness
of the event. What is more serious than a brother trying to rape or possibly
raping because he cannot penetrate her because she’s so young his own sister.
Not one time but more than one time in two different states across this country.
What’s more serious than that. And what’s more serious than protecting
children in a dysfunctional home. I call it dysfunctional because if you cannot
protect your child in the home after something has been revealed of this
magnitude in Pennsylvania, then you are totally dysfunctional.
So, how can we avoid depreciating the seriousness of this when that
little girl has nobody to stand up for her. She can’t even be in this courtroom
today.
....
I have to consider whether or not confinement is particularly suited to
provide effective deterrence to others likely to commit similar offenses. I
mean what is more important than deterring rape of a five-year old or an
eleven-year old. Nothing. Nothing other than killing somebody. That’s about
as serious as it gets. The deterrent of that cannot be greater.
Lastly, the sentence imposed shall be no greater than deserved for the
offense committed.
I find, based on all that I have stated here, . . . , that I really question
whether or not you appreciate the consequences, serious consequences for your
illegal behavior. I don’t know because of how things have gone on in the past
because of the way that we handle cases, you got an attorney when you were
a juvenile of this and that, I don’t know if you really appreciate the concept of
being punished. Being punished has been replaced with excuses or explaining
behavior. The focus seems to have shifted from what you did, raping your
own sister, into turning on the circumstances surrounding the action. She was
there, I had pornography, I was stressed out. Guess what. That’s not going to
change. You’re going to be stressed out every day of your life.
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....
And for the reasons that I have stated and for the protection of society, I feel
that there is no alternative, but your sentence will be in the penitentiary for
twenty years. They will be served consecutively to each other and this will be
served in the Tennessee Department of Correction.
I have stated this as fully and completely as I know how to do why this
sentence should be given and, again, it’s because of the mandates under the
law and the fact that I need to consider the deterrence, the seriousness of the
crime, and the risk to society.
On direct appeal from his sentence, this Court determined that “the trial court properly
considered [Tennessee Code Annotated section 40-35-103] . . . and found that a sentence of
confinement was necessary for deterrence, to avoid depreciating the seriousness of the
[Petitioner’s] offenses, and because [Petitioner] was not sufficiently amenable to treatment
outside of confinement and was therefore likely to reoffend.” Id. The supreme court denied
permission to appeal on September 23, 2010.
After permission to appeal was denied by the Tennessee Supreme Court on September
23, 2010, Petitioner filed a motion pursuant to Rule 35 of the Tennessee Rules of Criminal
Procedure to reduce or modify his sentence on January 19, 2011. We were unable to locate
the motion in the record on appeal. However, a transcript of a hearing that the trial court held
on the motion in February of 2011 appears in the record. At the hearing, the trial court
denied the motion because it concluded it lacked jurisdiction over the sentence by virtue of
the length of time from the date of sentencing and because the motion “had no merit.”
After the trial court ruled on the motion, the District Attorney informed the trial court
that Petitioner was a scout leader of the trial court’s son’s Boy Scout troop and suggested that
there was potential for an appearance of impropriety. The trial court commented that it
“obviously . . had no idea, . . . that he was involved with my son at all [at the time of the
guilty plea or at the time of sentencing].” The trial judge insisted that, had he known this
information, he would have recused himself from the case.
Subsequently, on June 8, 2011, Petitioner filed a petition for post-conviction relief that
forms the basis for this appeal. In the petition, Petitioner sought relief from his sentence
because Petitioner was denied federal and state constitutional rights to an impartial tribunal
based on the appearance of impropriety. Specifically, Petitioner noted the fact that the trial
judge’s son was a member of the Boy Scout troop of which Petitioner was a leader. The trial
court filed a document on June 27, 2011, finding that the trial court had “no doubt” as to its
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own impartiality. However, the trial court ruled that Petitioner presented a colorable claim
for relief. In the order, the trial court ordered Petitioner to file an amended petition
addressing waiver of the issue for failure to raise it prior to the post-conviction proceeding.
The trial court filed an order specifically denying the motion for recusal on July 15, 2011.
An amended petition for post-conviction relief and an additional motion for recusal
were filed by Petitioner on August 25, 2011. In the amended petition Petitioner reiterated
the claims in his earlier petition. Petitioner also asserted that he had not waived any claims
to relief because he did not become aware of the potential for bias until after his sentencing
hearing. The accompanying motion for recusal sought recusal of the trial court.
The trial court again denied the motion for recusal and set the post-conviction petition
for a hearing. At the post-conviction hearing, the trial court heard testimony from
Petitioner’s mother, Marie Brennan. She testified that Petitioner participated in the Boy
Scouts for approximately twelve years in Pennsylvania and was an Eagle Scout. The family
moved from Pennsylvania to Tennessee in 2007. Ms. Brennan recalled providing evidence
about Petitioner’s activities with the Boy Scouts to his trial attorney for mitigation purposes
prior to the sentencing hearing. In April of 2008, Petitioner received a letter from the Boy
Scouts organization informing him that his membership had been revoked. In January of
2010, Ms. Brennan emailed trial counsel when she received information about the fact that
the trial judge’s son may have been in the same Boy Scout Troop as Petitioner.
Trial counsel testified that he had absolutely no idea that the trial court’s son was in
the Boy Scouts when he used information about Petitioner’s service in the organization and
achievement of Eagle Scout status as an “accolade” in mitigation. Trial counsel recalled that
the trial judge appeared “passionate” about the Boy Scout organization and seemed to “cross-
examine[] [Petitioner] regarding his involvement in the Boy Scouts during the sentencing
hearing.” According to trial counsel, the Boy Scout issue “affected [the trial court’s]
judgment” and “influenced his decision making process considerably.” Trial counsel
acknowledged that he could not read the trial court’s mind.
Trial counsel testified that he found out after sentencing that the trial judge’s son was
in the Boy Scout troop with Petitioner. Thereafter, at the hearing on the motions to modify
the sentence, trial counsel informed the trial court of the situation for the first time. This
hearing took place after the direct appeal in Petitioner’s case but trial counsel felt that the
“connection that [the trial judge] had with the Boy Scouts may very well have, you know,
affected his ruling.” Trial counsel commented:
[W]hat is not reflected in the record of the sentencing hearing is the extreme
amount and emotion that he injected into the sentencing hearing when he
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basically cross-examined [Petitioner] regarding his involvement with the
Scouts. Whether that had anything to do with his contact with Scouting in the
past or his son, I don’t know because I can’t read his mind. But certainly
[Petitioner’s involvement with the Boy Scouts] influenced his decision making
process considerably.
Petitioner testified that he never made the connection between the trial judge and his
son during the guilty plea hearing or at sentencing. Petitioner thought that his involvement
and success in Boy Scouts would actually help him at the sentencing hearing. Petitioner first
learned of the possible connection between the trial judge and Boy Scouts after Petitioner
was incarcerated. He sought his mother’s help. Petitioner’s mother was able to confirm that
the trial judge’s son was in the Boy Scout troop in which Petitioner had been an assistant
Troop Leader. Petitioner felt that this could have influenced the judge’s decision in some
way. After reflecting, Petitioner recalled the trial judge’s son being in his troop and recalled
actually meeting the trial judge’s wife. Petitioner testified that, had he known this prior to
the sentencing hearing, he would have asked for a different judge.
At the conclusion of the testimony, the trial judge denied the petition for post-
conviction relief. The trial judge confirmed that his son was in the troop and that his wife
had met Petitioner on at least one occasion. The trial judge confirmed that he showed a lot
of passion in the sentencing hearing but held the following:
The facts are clear. The law is clear here that there is no such basis to require
a new sentencing hearing. Therefore, the court respectfully denies Petitioner’s
request for a new sentencing hearing. Specifically finds that there is no
constitutional violation of an unfair or partial tribunal and the request is
respectfully denied.
Petitioner appeals from the denial of post-conviction relief.
Analysis
Post-conviction Standard of Review
On appeal, Petitioner insists that he was denied an impartial tribunal because
the trial judge should have recused himself from the post-conviction hearing and because of
the judge’s “apparent and implicit bias at the sentencing hearing.” The State disagrees.
The post-conviction court’s findings of fact are conclusive on appeal unless the
evidence preponderates otherwise. See State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999).
During our review of the issue raised, we will afford those findings of fact the weight of a
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jury verdict, and this Court is bound by the court’s findings unless the evidence in the record
preponderates against those findings. See Henley v. State, 960 S.W.2d 572, 578 (Tenn.
1997); Alley v. State, 958 S.W.2d 138, 147 (Tenn. Crim. App. 1997). This Court may not
reweigh or re-evaluate the evidence, nor substitute its inferences for those drawn by the
post-conviction court. See State v. Honeycutt, 54 S.W.3d 762, 766 (Tenn. 2001). However,
the post-conviction court’s conclusions of law are reviewed under a purely de novo standard
with no presumption of correctness. See Fields v. State, 40 S.W.3d 450, 458 (Tenn. 2001).
When deciding whether to grant a motion for recusal, a trial judge exercises his or her
discretion. Caruthers v. State, 814 S.W.2d 64, 67 (Tenn. Crim. App. 1991). This Court may
reverse the trial judge’s decision only when the judge has clearly abused that discretionary
authority. State v. Cash, 867 S.W.2d 741, 749 (Tenn. Crim. App. 1993). The judge should
recuse himself or herself whenever the judge’s “impartiality [could] reasonably be
questioned.” Alley v. State, 882 S.W.2d 810, 820 (Tenn. Crim. App. 1994) (quoting Code
of Judicial Conduct, Canon 3(c) (now part of Tenn. Sup. Ct. R. 10, Canon 3(E)(1)).
Furthermore, recusal is appropriate “when a person of ordinary prudence in the judge’s
position . . . would find a reasonable basis for questioning the judge’s impartiality.” Id.
(footnote omitted). The trial judge must determine whether he or she has a subjective bias
against the defendant and whether the trial judge’s impartiality could reasonably be
questioned under an objective standard. State v. Connors, 995 S.W.2d 146, 148 (Tenn. Crim.
App. 1998).
Because Petitioner in this case pled guilty, the trial judge’s knowledge of the facts of
the case are irrelevant insofar as the guilt/innocence determination is concerned. As far as
the sentence is concerned, the trial judge stated that he was not aware of Petitioner’s
involvement with his son’s Boy Scout troop until after the sentencing took place.
Additionally, the sentencing hearing was merely to determine the manner of service of the
sentence as the plea agreement called for two, consecutive ten-year terms of imprisonment
and two, concurrent three-year terms of imprisonment. As pointed out by the State, the trial
judge mentioned Petitioner’s involvement with the Boy Scouts a few times during
sentencing, one of which was to note Petitioner’s achievement of the rank of Eagle Scout.
However, the trial judge seemed to rely heavily on the psychological information provided
about Petitioner in making its sentencing decision. Additionally, the trial court based the
denial of an alternative sentence, as recounted above, on the seriousness of the offense, the
need for deterrence, and on Petitioner’s lack of appreciation for the consequences of his
conduct. This Court noted such on direct appeal. Joseph Brennan, 2010 WL 1425540, at
*6-9. Moreover, the alleged bias complained of herein by Petitioner was not known to the
trial court until after sentencing and the filing of the opinion of this Court on direct appeal.
The trial judge’s immediate response was, “You’ve got to be kidding me.” Thereafter, the
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trial judge determined after careful consideration that he did not need to recuse himself from
the post-conviction matter. At the post-conviction hearing, the trial judge again considered
the recusal issue and determined that he made all sentencing determinations prior to his
knowledge of Petitioner’s involvement with the Boy Scout troop. We can see no facts or
suggestion herein that the trial judge based his sentencing decision on his personal
knowledge of the case or bias because of Petitioner’s involvement with the Boy Scouts.
Thus, we conclude that the trial judge properly exercised his discretion when denying the
petitioner’s motion for recusal and, ultimately, properly denied post-conviction relief on the
basis that Petitioner was denied an impartial tribunal. Consequently, this issue lacks merit
and Petitioner is not entitled to relief.
Conclusion
For the foregoing reasons, the judgment of the post-conviction court is affirmed.
___________________________________
JERRY L. SMITH, JUDGE
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