Patrick D. Paris v. State of Tennessee ( 2004 )


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  •          IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
    AT KNOXVILLE
    Assigned on Briefs April 20, 2004
    PATRICK D. PARIS v. STATE OF TENNESSEE
    Direct Appeal from the Criminal Court for Hamilton County
    No. 241833    Stephen M. Bevil, Judge
    No. E2003-01930-CCA-R3-PC
    May 11, 2004
    The petitioner, Patrick D. Paris, appeals the denial of his post-conviction relief petition relating to
    his convictions for attempted first degree murder and especially aggravated robbery. On appeal, the
    petitioner contends: (1) he received ineffective assistance of counsel at trial; and (2) the trial court
    erred in failing to charge attempted voluntary manslaughter as a lesser-included offense of attempted
    first degree murder. We affirm the judgment of the post-conviction court.
    Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed
    JOE G. RILEY, J., delivered the opinion of the court, in which DAVID H. WELLES and THOMAS T.
    WOODALL, JJ., joined.
    Wadrick A. Hinton, Chattanooga, Tennessee, for the appellant, Patrick D. Paris.
    Paul G. Summers, Attorney General and Reporter; Renee W. Turner, Assistant Attorney General;
    William H. Cox, III, District Attorney General; and Benjamin T. Boyer, Sr., Assistant District
    Attorney General, for the appellee, State of Tennessee.
    OPINION
    A jury convicted the petitioner of attempted first degree murder and especially aggravated
    robbery for events relating to the shooting of Jason Davis on April 7, 1997. The trial court ordered
    the petitioner to serve an effective twenty-three-year sentence. A panel of this court affirmed the
    petitioner’s conviction on direct appeal. See State v. Patrick D. Paris, No. E2000-02672-CCA-R3-
    CD, 2001 Tenn. Crim. App. LEXIS 862 (Tenn. Crim. App. Oct. 29, 2001), perm. to app. denied
    (Tenn. 2002).
    I. UNDERLYING FACTS
    This court’s opinion on the direct appeal reveals that on April 7, 1997, while the victim, the
    petitioner, and Edward Williams were walking toward a residence to purchase drugs, the petitioner
    shot the victim in the back of the head. Williams testified that the petitioner had earlier informed
    him that the victim had been “messing” with the petitioner’s girlfriend and said, “Man, if the n*****
    lie about it I’m going to bust him.” Upon awakening approximately two hours after being shot, the
    victim crawled to a local convenience store where he told Jennifer Ellis, the store manager, that the
    petitioner had shot him. The victim’s gun, beeper, jewelry, car keys, and $600 were missing.
    Williams testified he did not shoot the victim and that the petitioner admitted shooting the
    victim. Ronnie Bennett testified the petitioner informed him of shooting the victim in the back of
    the head. Kaya Reeves, the victim’s girlfriend, testified that on April 7, the petitioner and Derrick
    Jenkins arrived at her residence in the petitioner’s vehicle. The petitioner informed Reeves that he
    was the victim’s cousin, that the victim had been involved in a shootout with the police, that the
    victim was in jail, and that the victim requested his belongings. The petitioner took the victim’s
    clothes, a gun, and a Playstation.
    Upon being interviewed by police, the petitioner initially denied any knowledge of the
    shooting. Over the course of the investigation, the petitioner gave four conflicting versions of the
    events. The petitioner informed the police that Williams likely shot the victim due to a contract on
    the victim’s life. At trial, the petitioner testified he did not shoot the victim and that he believed
    Williams shot the victim.
    II. POST-CONVICTION RELIEF HEARING
    At the post-conviction relief hearing, trial counsel testified he was appointed to represent the
    petitioner at the petitioner’s arraignment. After the petitioner was released on bond, he and trial
    counsel met at trial counsel’s office on nine occasions. Trial counsel stated the petitioner missed
    four additional scheduled meetings. Trial counsel explained that prior to trial, the petitioner was
    arrested for an unrelated incident and that he and the petitioner met on six additional occasions at
    the jail.
    Trial counsel testified he and the petitioner discussed the facts of the case and their defense
    strategy. The petitioner informed trial counsel that Williams shot the victim. Trial counsel stated
    the petitioner did not tell him that he was intoxicated when the offenses occurred; rather, the
    petitioner told trial counsel that he had consumed one beer on the day of the incident. The petitioner
    further informed trial counsel that he smoked marijuana on the day of the offenses.
    Trial counsel testified he and the petitioner discussed whether the petitioner should testify
    at trial, as well as the advantages and disadvantages. Trial counsel stated the petitioner wanted to
    testify that he did not “do it” and that Williams was the perpetrator. Trial counsel further stated he
    prepared the petitioner for testifying at trial by conducting a mock cross-examination.
    Trial counsel recalled that during the first day of trial, the trial judge informed the parties that
    a number of bench conferences were not recorded. Trial counsel reviewed his objections and
    discovered that five bench conferences had not been recorded at that point during trial. Trial counsel
    explained that two of the unrecorded conferences involved two jurors who were excused; the third
    related to the introduction of photographs; the fourth concerned an issue of an excited utterance
    which was later admitted at trial; and the fifth related to trial counsel’s request that the trial court
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    prohibit the victim from mentioning the petitioner’s unrelated aggravated robbery charge in which
    the victim, a co-defendant, had pled guilty.1
    Trial counsel testified that during trial, the petitioner informed him that inmates, who were
    also witnesses for the state, were confined in the same holding area. Trial counsel stated he
    requested these inmates be separated and questioned them on cross-examination as to whether the
    inmates had discussed their trial testimony. Trial counsel further stated he did not request a mistrial
    but did list the issue as a Tennessee Rule of Evidence 615 violation in the motion for new trial.
    Trial counsel explained that he did not ask the trial court to charge attempted voluntary
    manslaughter as a lesser-included offense of attempted first degree murder because the petitioner’s
    defense was that he was not the shooter.
    Appellate counsel, who represented the petitioner during the hearing on the motion for new
    trial and on direct appeal, testified he reviewed the trial transcript and noted numerous unrecorded
    bench conferences. The trial judge had attempted to recite some of the unrecorded conferences for
    the record. Appellate counsel stated he spoke to trial counsel regarding the unrecorded conferences
    but did not receive any further material information. Appellate counsel testified that as a result, he
    was unable to determine whether the unrecorded conferences involved any appealable issues.
    The petitioner testified he first met with trial counsel at the jail a few days after trial counsel
    was appointed to represent him. After the petitioner was released on bond, he and trial counsel met
    on nine or ten occasions at trial counsel’s office. The petitioner stated they discussed the case only
    “a little bit.” The petitioner further stated that one week prior to trial, he was arrested on the
    unrelated charge, and he and trial counsel met on two or three occasions at the jail in order to discuss
    the unrelated charge.
    The petitioner stated he informed trial counsel that prior to the shooting, he had been
    consuming alcohol and marijuana “all day long.” At the hearing, the petitioner testified he had
    consumed only a “few beers” on the afternoon of the incident, so the alcohol “wasn’t really no
    factor.” The petitioner also continued to maintain that he did not shoot the victim.
    The petitioner recalled that the trial court instructed the trial witnesses to refrain from
    discussing the case with each other. Following the trial court’s instruction, the petitioner observed
    Bennett and Williams confined on the same floor in the jail. The petitioner stated he was unaware
    of whether they were discussing the case. The petitioner further stated that although he informed
    trial counsel of his observations, trial counsel did not object to their testimony or request a mistrial.
    The petitioner acknowledged that trial counsel cross-examined Bennett and Williams as to whether
    they had discussed the case.
    1
    The trial transcript reflects that the victim and the petitioner were jointly charged with an aggravated robbery
    committed two d ays prio r to commission of the instant o ffense. D efense counsel was allowed to cross-exam ine the
    victim about his guilty plea to the offense without revealing that the petitioner was also charged.
    -3-
    III. POST-CONVICTION COURT’S FINDINGS
    In denying post-conviction relief, the post-conviction court noted trial counsel prepared the
    petitioner for his trial testimony. The court further noted trial counsel attempted to impeach the
    victim’s testimony by cross-examining him regarding his prior convictions, his consumption of
    marijuana on the day of the shooting, and his previous “lies under oath.” The court further found
    trial counsel was not deficient regarding sequestration of the witnesses. The court noted the issue
    was raised during trial and was “thoroughly” considered.
    The post-conviction court found trial counsel was not ineffective in failing to request a jury
    instruction on attempted voluntary manslaughter as a lesser-included offense. The court noted the
    parties presented no reasonable evidence at trial to support a charge on attempted voluntary
    manslaughter. The court further noted that at trial, the petitioner maintained that Williams shot the
    victim.
    IV. STANDARD OF REVIEW
    The post-conviction judge’s findings of fact on post-conviction hearings are conclusive on
    appeal unless the evidence preponderates otherwise. State v. Burns, 
    6 S.W.3d 453
    , 461 (Tenn.
    1999). Those findings of fact are afforded the weight of a jury verdict, and this court is bound by
    the findings unless the evidence in the record preponderates against those findings. Jaco v. State,
    
    120 S.W.3d 828
    , 830 (Tenn. 2003). This court may not reweigh or reevaluate the evidence, nor
    substitute its inferences for those drawn by the post-conviction court. State v. Honeycutt, 
    54 S.W.3d 762
    , 766 (Tenn. 2001). However, the post-conviction court’s conclusions of law are reviewed under
    a purely de novo standard with no presumption of correctness. Fields v. State, 
    40 S.W.3d 450
    , 458
    (Tenn. 2001).
    V. INEFFECTIVE ASSISTANCE OF COUNSEL
    The petitioner contends he received ineffective assistance of counsel at trial. Specifically,
    the petitioner maintains trial counsel was ineffective in failing to adequately prepare for trial, in
    failing to ensure all bench conferences were recorded during trial, and in failing to ensure that the
    state complied with Tennessee Rule of Evidence 615 relating to sequestration of witnesses. The
    state contends the petitioner failed to establish ineffective assistance of counsel. We agree with the
    state.
    For a petitioner to successfully overturn a conviction based on ineffective assistance of
    counsel, the petitioner must first establish that the services rendered or the advice given was below
    “the range of competence demanded of attorneys in criminal cases.” Baxter v. Rose, 
    523 S.W.2d 930
    , 936 (Tenn. 1975). Second, the petitioner must show that the deficiencies “actually had an
    adverse effect on the defense.” Strickland v. Washington, 
    466 U.S. 668
    , 693, 
    104 S. Ct. 2052
    , 
    80 L. Ed. 2d 674
     (1984). Should the petitioner fail to establish either factor, the petitioner is not
    entitled to relief. Our supreme court described the standard of review as follows:
    -4-
    Because a petitioner must establish both prongs of the test, a
    failure to prove either deficiency or prejudice provides a sufficient
    basis to deny relief on the ineffective assistance claim. Indeed, a
    court need not address the components in any particular order or even
    address both if the defendant makes an insufficient showing of one
    component.
    Goad v. State, 
    938 S.W.2d 363
    , 370 (Tenn. 1996) (citing Strickland, 466 U.S. at 697, 104 S. Ct. at
    2069). The petitioner is not entitled to the benefit of hindsight; the petitioner may not second-guess
    a reasonably based trial strategy; and the petitioner may not criticize a sound, but unsuccessful,
    tactical decision made after adequate preparation for the case. Adkins v. State, 
    911 S.W.2d 334
    , 347
    (Tenn. Crim. App. 1994); see Cooper v. State, 
    847 S.W.2d 521
    , 528 (Tenn. Crim. App. 1992).
    The petitioner bears the burden of proving his allegations by clear and convincing evidence.
    Tenn. Code Ann. § 40-30-110(f) (2003). The findings of fact made by the post-conviction court are
    conclusive and will not be disturbed unless the evidence contained in the record preponderates
    against them. See Jaco, 120 S.W.3d at 830.
    A. Trial Preparation
    The petitioner submits trial counsel failed to investigate or interview the state’s “key
    witnesses,” thereby preventing any opportunity to impeach those witnesses at trial. However, the
    petitioner in his brief failed to identify these “key witnesses” and failed to cite to any portion of the
    record relating to this issue. See Tenn. R. App. P. 27(a)(7), (g); State v. Schaller, 
    975 S.W.2d 313
    ,
    318 (Tenn. Crim. App. 1997) (holding the failure to cite to the record waives the issue). Further,
    trial counsel testified he interviewed Ellis and Reeves prior to trial. Trial counsel did not interview
    Williams or the victim because they were both represented by counsel. However, trial counsel
    reviewed an audiotape recording of Williams’ preliminary hearing. Trial counsel was also aware
    that the victim had given a prior statement during which he was unable to recall who had shot him.
    The record establishes that trial counsel thoroughly cross-examined Williams and the victim at trial.
    The petitioner has failed to establish that any further pre-trial interviews with the state’s witnesses
    would have had any effect on the outcome of the trial.2
    The petitioner submits trial counsel failed to discuss defense strategy with the petitioner and,
    as a result, failed to present evidence at trial of the petitioner’s mental state when the shooting
    occurred. However, trial counsel testified he and the petitioner discussed their defense strategy prior
    to trial. The petitioner informed trial counsel that he smoked marijuana on the day of the shooting
    and insisted that he did not shoot the victim. Furthermore, the post-conviction court noted that trial
    2
    Although not mentioned in the petitioner’s brief, trial counsel was cross-examined at the post-conviction
    hearing as to records he sought to ob tain or d id ob tain after trial indicating Ka ya Reeves, the victim’s girlfriend, was not
    a student at Austin Peay or the University of Mem phis. This would be contrary to her trial testimony. This was
    app arently mentioned in the motion for new trial, although the motion is not a part of the record. Furthermore, neither
    the motion for new trial transcript nor any other records relating to this issue appear in the record. Thus, the record
    before the court does not establish that trial counsel was deficient or that the petitioner was prejudiced.
    -5-
    counsel properly prepared the petitioner for his testimony at trial. The evidence does not preponderate
    against the post-conviction court’s findings. Accordingly, this argument is without merit.
    B. Unrecorded Bench Conferences
    The petitioner maintains trial counsel failed to ensure that all bench conferences were
    recorded, thus denying the petitioner the opportunity to appeal issues discussed during the bench
    conferences. However, trial counsel testified that after the trial court informed him of the
    unrecorded conferences, he reviewed his objections as to the five conferences which had not been
    recorded at that time. One of the unrecorded conferences related to an excited utterance, which was
    also presented as an issue on direct appeal. See Patrick D. Paris, 2001 Tenn. Crim. App. LEXIS 862,
    at ** 21-25. A panel of this court held that the trial court properly admitted the statement at trial.
    Id. at **24-25. Furthermore, the petitioner has failed to identify any issue involved in the unrecorded
    conferences that had any merit. We may not speculate otherwise. Thus, the petitioner has failed
    to establish prejudice.
    C. Violation of Tennessee Rule of Evidence 615
    The petitioner submits trial counsel failed to ensure that the state complied with Tennessee
    Rule of Evidence 615 at trial and that, as a result, the state’s witnesses had the opportunity to discuss
    their testimony during trial. Rule 615 provides that “[a]t the request of a party the court shall order
    witnesses, including rebuttal witnesses, excluded at trial or other adjudicatory hearing.” Tenn. R.
    Evid. 615. Furthermore, “[t]he court shall order all persons not to disclose by any means to
    excluded witnesses any live trial testimony or exhibits created in the courtroom by a witness.” Id.
    The purpose of the sequestration rule is to prevent witnesses from hearing the testimony of other
    witnesses and subsequently adjusting their testimony. State v. Harris, 
    839 S.W.2d 54
    , 68 (Tenn.
    1992).
    The petitioner takes issue with trial counsel’s failure to object or request a mistrial. However,
    there is no indication that if trial counsel had done so, the trial court would have granted a mistrial
    or excluded the testimony of Bennett and Williams. A trial court may impose a variety of sanctions
    for a Rule 615 violation according to the circumstances. State v. Anthony, 
    836 S.W.2d 600
    , 605
    (Tenn. Crim. App. 1992). The decision to exclude or permit the testimony is a matter within the trial
    court’s discretion, subject to a showing of abuse of that discretion and prejudice to the complaining
    party. State v. Black, 
    75 S.W.3d 422
    , 424-25 (Tenn. Crim. App. 2001).
    The trial transcript reveals that after learning the witnesses were together during trial, trial
    counsel cross-examined both as to whether they had discussed the case. Both denied any such
    discussions. The petitioner testified he was unaware of whether they discussed the case. The
    petitioner has failed to establish that trial counsel’s failure to object or request a mistrial resulted in
    prejudice.
    -6-
    VI. LESSER-INCLUDED OFFENSE
    The petitioner contends the trial court erred in failing to instruct the jury on attempted
    voluntary manslaughter as a lesser-included offense of attempted first degree murder. The petitioner
    presents this issue as a free-standing claim. Subject to exceptions which are inapplicable to the
    present case, the Post-Conviction Procedure Act prohibits consideration of any claim which could
    have been, but was not, presented in an earlier proceeding. Tenn. Code Ann. § 40-30-106(g) (2003).
    The petitioner failed to raise this issue on direct appeal. Therefore, this issue is waived. See State
    v. Townes, 
    56 S.W.3d 30
    , 38 (Tenn. Crim. App. 2000), overruled on other grounds by State v.
    Terry, 
    118 S.W.3d 355
    , 358 (Tenn. 2003).
    Regardless, even if we considered the issue to be a claim of ineffective assistance of counsel
    due to trial counsel’s failure to request the instruction, trial counsel testified he did not request the
    instruction because it would be inconsistent with their defense that the petitioner was not the shooter.
    Trial counsel made a reasonable tactical decision which we may not second-guess. See Adkins, 911
    S.W.2d at 347. We also note the trial court did instruct on attempted second degree murder as a
    lesser-included offense; yet, the jury convicted the petitioner of attempted first degree murder as
    charged. Had this issue been raised on appeal by appellate counsel, it would be harmless error at
    most. See State v. Williams, 
    977 S.W.2d 101
    , 106 (Tenn. 1998) (holding failure to instruct on
    voluntary manslaughter as a lesser-included offense of first degree murder was harmless where jury
    convicted on first degree murder and declined to convict on second degree murder).
    The petitioner’s contentions are without merit. Accordingly, we affirm the judgment of the
    post-conviction court.
    ____________________________________
    JOE G. RILEY, JUDGE
    -7-