State v. Alexander Lee ( 2000 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs October 3, 2000
STATE OF TENNESSEE v. ALEXANDER A. LEE
Direct Appeal from the Criminal Court for Shelby County
No. 98-12834 Chris Craft, Judge
No. W1999-01804-CCA-R3-CD - Filed December 14, 2000
The Appellant, Alexander A. Lee, pled guilty to one count of felony possession of cocaine, a class
C felony. The Shelby County Criminal Court sentenced the Appellant to three years, suspended,
with nine months to serve in the county workhouse. On appeal, the Appellant contends that the trial
judge erred in denying his request for total probation. After review, we find no error. Therefore, the
judgment is affirmed.
Tenn. R. App. P. 3; Judgment of the Criminal Court Affirmed.
DAVID G. HAYES, J., delivered the opinion of the court, in which JERRY L. SMITH and ALAN E.
GLENN, J.J., joined.
Christine W. Stephens, Memphis, Tennessee, for the Appellant, Alexander A. Lee, on appeal,
Howard Wagerman, Memphis, Tennessee, at trial.
Paul G. Summers, Attorney General and Reporter, Michael Moore, Solicitor General, Mark E.
Davidson, Assistant Attorney General, William L. Gibbons, District Attorney General, and James
Wax, Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
The Appellant, Alexander A. Lee, was indicted by a Shelby County Grand Jury for one count
of possession of 300 grams or more of cocaine with intent to sell and one count of possession of 300
grams or more of cocaine with intent to deliver, class A felonies. Pursuant to the plea agreement,
the Appellant pled guilty to one count of possession of a controlled substance less than .5 grams with
intent to sell, a class C felony. The Appellant was sentenced to three years, suspended, with nine
months to serve at the county workhouse and fined $2,000. On appeal, he contends that the trial
court “wrongly denied probation” pursuant to TENN. CODE ANN . § 40-35-102 and § 40-35-103.
Additionally, the Appellant argues that the trial court wrongly denied probation because he refused
to divulge the name of his drug supplier. Upon review, we find no error and affirm the judgment.
Background
Detectives with the Memphis Police Department received information that the Appellant was
selling and storing drugs at an apartment in Memphis. Soon thereafter, detectives set up surveillance
operations at a location nearby and monitored the apartment for several days. Throughout this
period, the detectives observed the Appellant coming and going from the apartment. On one
occasion, the Appellant was seen carrying a clear grocery bag with a small box in it.
On May 1, 1998, Memphis Police Officers followed the Appellant’s vehicle to the apartment
and stopped him. The officers then went to the apartment and received consent to search from the
resident, Ms. Taylor. Upon searching the apartment, the officers found the box and clear plastic bag
in a closet. The box contained 346 grams of crack cocaine, which has a street value of
approximately $70,000. Ms. Taylor admitted that she knew the cocaine was in the apartment, but
denied that the cocaine belonged to her.
At the sentencing hearing, the Appellant denied the cocaine was his. He explained to the
court that he was being paid to sell the cocaine for another individual. The Appellant further stated
that he had been moving cocaine for this individual “off and on” for a period of six or seven months.
The Appellant, however, refused to disclose the individual’s identity because he “probably wouldn’t
make it out there, after this, if [he] told the name.”
Sentencing
The Appellant argues that the trial court erred by denying him total probation. First, he
contends that the court misapplied principles of sentencing. Second, the Appellant asserts that the
trial court wrongly denied probation based on the Appellant’s refusal to divulge the name of his drug
supplier.
The Appellant bears the burden of establishing that the sentence imposed by the trial court
was erroneous. State v. Ashby, 823 S.W.2d 166, 168 (Tenn. 1991); State v. Boggs, 932 S.W.2d 467,
473 (Tenn. Crim. App. 1996); State v. Fletcher, 805 S.W.2d 785, 786 (Tenn. Crim. App.1991).
Appellate review of a sentence is de novo, with a presumption that the determinations made by the
court from which the appeal is taken are correct. TENN. CODE ANN . § 40-35-401(d) (1997); Ashby,
823 S.W.2d at 169. In determining whether the Appellant has carried the burden, this court must
consider the evidence received at the trial and the sentencing hearing, the presentence report, the
principles of sentencing, the arguments of counsel, the nature and characteristics of the offenses,
existing mitigating and enhancing factors, statements made by the offender, and the potential for
rehabilitation. Ashby, 823 S.W.2d at 169; TENN. CODE ANN . § 40-35-210 (Supp. 1998).
At the time of his arrest, the Appellant was twenty-one years old , a high school graduate, and
had no prior criminal convictions. Because the Appellant was convicted of a class C felony, he is
entitled to the presumption that he is a favorable candidate for alternative sentencing. See TENN .
CODE ANN . § 40-35-102(6) (1997). Accordingly, the trial court imposed a sentence of split
-2-
confinement, which is listed as a sentencing alternative in TENN. CODE ANN . § 40-35-104(4) (1997).
Therefore, the trial court properly applied the statutory presumption under TENN. CODE ANN . § 40-
35-102(6).
The Appellant, in effect, argues that the trial court erred by not sentencing him to total
probation. “The determination of whether the Appellant is entitled to an alternative sentence and
whether the Appellant is entitled to full probation are different inquires.” Boggs, 932 S.W.2d at 477.
Where a defendant is entitled to the statutory presumption of alternative sentencing, the State has
the burden of overcoming the presumption with evidence to the contrary. State v. Bingham, 910
S.W.2d 448, 455 (Tenn.Crim.App. 1995). “Conversely, the defendant has the burden of establishing
[his] suitability for total probation, even if the defendant is entitled to the statutory presumption of
alternative sentencing.” Id.; Boggs, 932 S.W.2d at 477. To meet the burden of establishing
suitability for full probation, the defendant must demonstrate that probation will “subserve the ends
of justice and the best interest of both the public and the defendant.” Id. at 456.
In the present case, the trial court found that the Appellant was entitled to split confinement
and reasoned in part as follows:
I do find, though, that confinement is necessary to avoid depreciating the seriousness
of the offense to some extent. He has a presumption of alternative sentencing. I
think because of the amount of drugs, the fact that he is still unrepentant, as far as
protecting everyone else. Whether it’s to protect himself, or for whatever reason,
he’s assuming the risk of all that. Looking all (sic) of the people he was going to
victimize in our community, without a thought to it, and the fact that I’m sure that all
these other folks are watching him very closely to see what he’s going to do. And if
I just let this man go, today, it would tell (sic) everybody a lesson, “Hey, if you don’t
have a record you can deal in large amounts of cocaine and you can get away with it.”
So I think confinement to some extent is suited to provide an effective deterrent.
Thus, the trial court found that a sentence of split confinement would both avoid depreciating the
seriousness of the offense and, at the same time, provide an effective deterrent. See TENN. CODE
ANN . § 40-35-103(1)(B) (1997); see also Bingham, 910 S.W.2d at 456.
When making a decision regarding confinement because of the seriousness of the offense,
a court should consider if "the circumstances of the offense as committed [are] especially violent,
horrifying, shocking, reprehensible, offensive, or otherwise of an excessive or exaggerated degree."
See State v. Zeolia, 928 S.W.2d 457, 462 (Tenn. Crim. App.1996); see also Bingham, 910 S.W.2d
at 454 (citing State v. Hartley, 818 S.W.2d 370, 374-375 ( Tenn. Crim. App.1991)). In the present
case, the Appellant’s involvement was not casual. Instead, the Appellant had in his possession and
intended to sell $70,000 worth of crack cocaine. Indeed, the amount of crack cocaine was of an
excessive degree. Moreover, the Appellant admitted that he had been a “seller” for six to seven
months prior to his arrest. As the trial court stated, “ We’re talking about $70,000 in armed robberies
and burglaries and murders. And Mr. Lee says he was just a transporter. Well, if it isn’t transported,
-3-
it won’t happen.” As the trial court correctly noted, the large amount of drugs involved in this case
would be nothing less than detrimental to a community and a sentence of total probation would
depreciate the seriousness of the offense. Therefore, the trial court did not err in finding that total
probation would depreciate the seriousness of the offense.
The trial court next found that confinement would provide an effective deterrent. We agree.
In State v. Daryl Hooper, No. M1997-00031-SC-R11-CD (Tenn. at Nashville, Sept. 21, 2000) (for
publication), our supreme court recently held that a trial judge may sentence a defendant to a term
of incarceration based solely on a need for deterrence when the record contains evidence which
would enable a reasonable person to conclude that (1) deterrence is needed in the community,
jurisdiction, or state; and (2) the defendant’s incarceration may rationally serve as a deterrent to
others similarly situated and likely to commit similar crimes. In the present case, the Appellant was
awarded an alternative sentence of split confinement, wherein he was ordered to serve nine months
incarceration of his three-year sentence. The trial court concluded that the Appellant was “making
his living in the drug business” and found that his failure to reveal the name of his supplier indicated
that he was still “unrepentant.” Additionally, the trial court concluded that confinement would be
an effective deterrent by stating, “If I just let this man go, today, it would [send] everybody a lesson
. . . if you don’t have a record you can deal in large amounts of cocaine and get away with it.” We
agree with the trial court and find that a period of confinement in this case is proper. The evils
attendant to drug trafficking are well-known in society. The proof shows that the only motive behind
the Appellant’s possession of these drugs was to profit by his intentional and illegal conduct. See
Id. at 8. Moreover, the Appellant himself admitted to being involved in other drug deals prior to
his arrest and refused to disclose the name of his supplier and those other individuals involved. See
Id. at 9. Based on the foregoing, we find that confinement would provide an effective deterrent and
the trial court properly relied on this factor during sentencing.
Lastly, the Appellant argues that the trial court wrongly denied him total probation based
upon the fact that he refused to disclose the name of his drug supplier when he entered his guilty
plea. We disagree. When asked by the trial court why he refused to disclose the identity of the
individual who supplied the crack, the Appellant responded by saying that he “probably wouldn’t
make it out there, after this, if [he] told the name.” Clearly, a refusal to identify the person who
supplied the drugs that the Appellant admittedly sold demonstrates deficiencies in the Appellant’s
asserted feelings of remorse and contrition, and casts doubt upon his potential for rehabilitation.
State v. Wesley Garland, C.C.A. No. 240 (Tenn. Crim. App. at Knoxville, Dec. 4, 1989). Therefore,
the Appellant’s refusal to cooperate may be relevant in the determination of whether probation would
best serve the public and the Appellant. Thus, such a refusal may serve as a factual basis for denial
of probation. Id.; See also State v. Ricky Keele, No. 02C01-9805-CC-00139 (Tenn. Crim App. at
Jackson, Mar. 22, 1999), perm. to appeal denied (Tenn. Sept. 13,1999). However, it is improper for
a trial court to deny alternative sentencing based solely upon an Appellant’s refusal to reveal the
names of his sources. State v. Ricky Keele, No. 02C01-9805-CC-00139; See State v. Tim Hensley,
No. 03C01-9102-CR-00040 (Tenn. Crim. App. at Knoxville, Oct. 16, 1991), rev’d in part on other
grounds, 01S01-9203-CR-00026 (Tenn. Aug. 9, 1993). Such was not the case here. The trial court
correctly considered other factors, such as seriousness of the offense and effective deterrent, when
-4-
it determined that alternative sentencing was in the best interest of the Appellant and society. Thus,
the Appellant has failed to meet his burden of showing that the imposition of an alternative sentence
was improper. As such, we conclude that a sentence of split confinement would serve the ends of
justice and fulfill the needs of the Appellant. See Tenn. Code Ann. § 40-35-306 (1997).
CONCLUSION
Upon de novo review and in accordance with the presumption of correctness, we are unable
to conclude that the trial court erred in denying the Appellant total probation. Finding the sentencing
decision justified, the judgment of the Shelby County Criminal Court is affirmed.
___________________________________
DAVID G. HAYES, JUDGE
-5-