State of Tennessee v. Maurice Lashaun Nash ( 2002 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
May 7, 2002 Session
STATE OF TENNESSEE v. MAURICE LASHAUN NASH
Direct Appeal from the Circuit Court for Tipton County
No. 3933 Joseph H. Walker, Judge
No. W2001-01703-CCA-R3-CD - Filed August 14, 2002
The Appellant, Maurice Lashaun Nash, appeals his conviction by a Tipton County jury for
facilitation of possession of marijuana, a schedule VI controlled substance, with intent to deliver,
a class A misdemeanor. On appeal, Nash raises the following issues for our review: (1) whether
the trial court erred by denying his motion to suppress, and (2) whether the evidence in the record
is insufficient as a matter of law to sustain his conviction. After a review of the record, we find plain
error in the trial court’s instruction to the jury charging the offense of facilitation, as this lesser
offense was not fairly raised by the evidence. Accordingly, Nash’s conviction is reversed and
remanded for a new trial upon the lesser offense of class A simple possession.
Tenn. R. App. P. 3; Judgment of the Circuit Court Reversed and Remanded.
DAVID G. HAYES, J., delivered the opinion of the court, in which JERRY L. SMITH and ALAN E.
GLENN, JJ., joined.
C. Michael Robbins, Memphis, Tennessee, for the Appellant, Maurice Lashaun Nash.
Paul G. Summers, Attorney General and Reporter; Michael Moore, Solicitor General; Kim R.
Helper, Assistant Attorney General; Elizabeth T. Rice, District Attorney General; and Ryan Brown,
Assistant District Attorney General, for the Appellee, State of Tennessee.
OPINION
Factual Background
On August 19, 1999, around 11:30 p.m., Tipton County Reserve Deputy Chris Smith,
stopped a white four-door LTD traveling on Highway 51 in Brighton. The vehicle was driven by
Fidel Jefferson and occupied by two passengers, the Appellant and Lavena Adams, who were in the
backseat. Deputy Smith stopped the vehicle because he “could not read the drive-out tag, the
expiration on the drive-out tag,” which was displayed in the upper-left corner of the car window.
As Deputy Smith approached the rear of the vehicle, he was able to read the drive-out tag,
which was valid. He also smelled “a strong odor of marijuana.” At this time, the two windows on
the driver’s side of the vehicle “were up.” Jefferson thereafter lowered the window to speak with
Deputy Smith. Deputy Smith took Jefferson’s driver license and returned to his vehicle “to check
the license of the driver.” While Smith was conducting the license check, Deputy David Graham
arrived on the scene. Deputy Smith advised Deputy Graham “that [he] stopped the vehicle, that two
subjects was in the back seat that popped up when [he] was approaching the vehicle, told him [he]
had the license, [he] was checking the license on the subject, and that [he] had smelled the strong
odor of marijuana.” As Deputy Graham approached the passenger-side of the vehicle, he also could
“smell the smell of marijuana.” After Deputy Smith confirmed the status of Jefferson’s driver
license and returned to the stopped vehicle, he
asked [Jefferson] if he would step out, advised him why [he] had stopped him, [gave]
him a verbal warning to get the drive-out tag where it would be legible, [gave
Jefferson’s] license back and asked him if there was anything in the vehicle [they]
should know about. And [Jefferson] advised there wasn’t, and [they] asked him for
consent to search the vehicle.
Jefferson consented. The Appellant and Adams were also removed from the vehicle, and the three
of them were made to “stand at the rear of the vehicle.” Deputy Smith stayed with the Appellant,
Jefferson, and Adams, and Deputy Graham searched the vehicle. Upon search of the vehicle, Deputy
Graham found a brown paper bag containing 443.8 grams of dry, packaged marijuana and drug
paraphernalia “underneath the passenger’s side of the front seat.”
After discovery of the marijuana, Deputy Graham asked the Appellant, Jefferson, and Adams,
“Does anybody know anything about the brown paper bag in the car?” The Appellant responded,
“It’s mine.” Deputy Graham again inquired, “It’s yours?” The Appellant responded affirmatively.
At the time these statements were made by the Appellant, he was not under formal arrest and had
not been Mirandized.
According to Adams, earlier in the evening, she, the Appellant, and Jefferson stopped at an
apartment complex in Memphis. The Appellant and Jefferson went inside. The Appellant returned
to the vehicle in “about five minutes.” Jefferson exited the apartment “a minute or two” later
carrying a brown paper bag, which he placed “under the armrest, so it was right in the middle of the
car.” Jefferson then started the vehicle and again began driving. Adams fell asleep until awoken by
the police.
In March of 2000, the Appellant was indicted for possession of marijuana with intent to
deliver. The Appellant filed a motion to suppress the evidence obtained as a result of the stop, which
was denied on January 10, 2001. After a trial by jury, the Appellant was found guilty of facilitation
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of possession of marijuana with intent to deliver.1 The Appellant received a sentence of eleven
months and twenty-nine days to be served in the Tipton County jail. The Appellant’s motion for new
trial was denied, and this timely appeal followed.
ANALYSIS
I. Motion to Suppress
The Appellant argues that “the trial court erred by overruling [his] motion to suppress.”
Specifically, he contends (1) that Deputy Smith was not authorized to effect a stop in order to read
the drive-out tag on the car; (2) that the detection of the odor of marijuana did not provide a
reasonable ground to request permission to search; and (3) Deputy Graham should have Mirandized
the Appellant, Jefferson, and Adams before inquiring about the marijuana.
In reviewing a denial of a motion to suppress, this court looks to the facts adduced at the
suppression hearing which are most favorable to the prevailing party. State v. Daniel, 12 S.W.3d
420, 423 (Tenn. 2000) (citing State v. Odom, 928 S.W.2d 18, 23 (Tenn. 1996)). In considering the
evidence presented at the hearing, this court extends great deference to the fact-finding of the
suppression hearing judge with respect to weighing credibility, determining facts, and resolving
conflicts in the evidence. Id.; see also State v. Walton, 41 S.W.3d 75, 81 (Tenn. 2001). Indeed,
these findings will be upheld unless the evidence preponderates otherwise. Daniel, 12 S.W.3d at
423. In this case, the trial court denied the Appellant’s motion to suppress, finding that:
. . . the officers’ testimony established that they had a lawful right to stop the vehicle,
and after stopping the vehicle in a lawful manner, and right after, smelling the odor
of what they believed to be marijuana, that gave the officers reasonable grounds for
suspicion that some illegal activity was afoot, requested permission of the driver to
search the vehicle, the driver gave permission, and therefore the motion to suppress
on the basis of an illegal stop should be denied.
Further, the Court finds that the general question asked of all three occupants
who were standing at the rear of the vehicle, whether the bag belonged to any of
them, was a type of question that did not require a Miranda warning, and that the
statement that the defendant made, that the bag was his and that the contents of the
bag was his, should not be suppressed.
None of the occupants were under a formal arrest or restraint. Mr. Nash was
only placed under formal arrest or restraint, as indicated, after he acknowledged
ownership for the brown bag and its contents of marijuana. The other occupants of
the vehicle were not arrested.
1
The trial cou rt charged possession with intent to deliver, criminal responsibility for possession with intent to
deliver, facilitatio n of possession with the intent to deliver, and simp le possession .
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A. Stop
The State maintains that the Appellant does not have standing to contest the stop of
Jefferson’s car. Standing is ultimately a question of law, subject on appeal to de novo review against
the backdrop of a trial court's factual determinations. State v. Jackson, No. M1998-00035-CCA-R3-
CD (Tenn. Crim. App. at Nashville, May 5, 2000) (citing United States v. Cooper, 133 F.3d 1394,
1398 (11th Cir. 1998); see also United States v. Gama-Bastidas, 142 F.3d 1233, 1237 (10th Cir.
1998); United States v. Ibarra, 948 F.2d 903, 905 (5th Cir. 1991); United States v. Blanco, 844 F.2d
344, 349 n.4 (6th Cir. 1988); United States v. Kuespert, 773 F.2d 1066, 1067 (9th Cir. 1985); United
States v. Smith, 621 F.2d 483, 489 n.3 (2nd Cir. 1980)). Upon de novo review, we agree with the
State and conclude that the Appellant does not have standing to challenge the validity of the traffic
stop.
The Fourth Amendment to the United States Constitution provides that "[t]he right of the
people to be secure . . . against unreasonable searches and seizures, shall not be violated." U.S.
Const. amend. IV. Article I, Section 7 of the Tennessee Constitution similarly provides "[t]hat the
people shall be secure . . . from unreasonable searches and seizures." Tenn. Const. art. I, § 7. In the
context of these particular constitutional provisions, the so-called "standing" requirement is simply
the rigorous application of the principle that the rights thereby secured are personal. Rakas v.
Illinois, 439 U.S. 128, 139, 99 S. Ct. 421, 428 (1978). In other words, in challenging the lawfulness
of a search or seizure under either the United States or Tennessee Constitution, a defendant must
preliminarily establish that the disputed search or seizure intruded upon his own privacy or personal
security. See Daniel, 12 S.W.3d at 424 (Tenn. 2000). Not all personal intercourse between
policemen and citizens involves "seizures" of persons. When an officer, by means of physical force
or show of authority, has in some way restrained the liberty of a citizen a “seizure” has occurred.
Terry v. Ohio, 392 U.S. 1, 19 n.16, 88 S. Ct. 1868, 1879 n.16 (1968); State v. Moore, 776 S.W.2d
933, 937 (Tenn. 1989). Police questioning, by itself, is unlikely to result in a constitutional violation.
State v. Ashworth, 3 S.W.3d 25, 29 (Tenn. Crim. App. 1999) (citation omitted). “Unless the
circumstances of [an] encounter are so intimidating as to demonstrate that a reasonable person would
have believed he was not free to leave if he had not responded, one cannot say that the questioning
resulted in a detention under the Fourth Amendment." Id. After a review of the record, we conclude
that the Appellant was not seized for constitutional purposes when Deputy Smith stopped the vehicle
in order to determine the validity of the drive-out tag. Therefore, the Appellant does not have
standing to challenge the stop of the vehicle.
B. Search
The State also contends that the Appellant does not have standing to challenge the search of
Jefferson’s car. We agree. One who challenges the reasonableness of a search or seizure has the
initial burden of establishing a legitimate expectation of privacy in the place or thing to be searched.
State v. Oody, 823 S.W.2d 554, 560 (Tenn. Crim. App.), perm. to appeal denied, (Tenn. 1991). One
who does not have such an expectation of privacy lacks "standing" to challenge the search. See State
v. Patterson, 966 S.W.2d 435, 441 n.5 (Tenn. Crim. App. 1997). There are seven factors to be
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considered when determining if a legitimate expectation of privacy exists: (1) ownership of the
property; (2) whether the defendant has a possessory interest in the thing seized; (3) whether the
defendant has a possessory interest in the place searched; (4) whether the defendant has a right to
exclude others from that place; (5) whether he has exhibited a subjective expectation that the place
would remain free from intrusion by the state; (6) whether the defendant took normal precautions
to maintain his privacy; and (7) whether he was legitimately on the premises. Oody, 823 S.W.2d at
560.
Applying these factors, we conclude that the Appellant does not have a legitimate expectation
of privacy in Jefferson's car. The Appellant was a passenger in the vehicle. He did not have any
possessory interest in the car. There was no evidence that the Appellant exhibited a subjective
expectation of privacy in the vehicle. Accordingly, we conclude that the Appellant does not have
standing to challenge the search of Jefferson's vehicle.
C. Miranda warnings
The Appellant contends that his admission claiming ownership of the marijuana should be
suppressed because he was in custody at the time his statement was made and he had not been
provided Miranda warnings. The Fifth Amendment protection against self-incrimination "privileges
[a person] not to answer official questions put to him in any other proceeding, civil or criminal,
formal or informal, where the answers might incriminate him in future criminal proceedings."
Minnesota v. Murphy, 465 U.S. 420, 426, 104 S. Ct. 1136, 1141 (1984). In fact, the statements of
an accused made during the course of custodial interrogation are inadmissible as evidence unless the
State establishes that the accused was advised of certain constitutional rights and waived those rights.
State v. Anderson, 937 S.W.2d 851, 853 (Tenn. 1996). Although we acknowledge an individual's
constitutional right against self-incrimination and right to be forewarned of these rights, we likewise
recognize that voluntary statements, even if incriminating, are not per se barred by the Fifth
Amendment. See Miranda v. Arizona, 384 U.S. 436, 444, 86 S. Ct. 1602, 1612 (1966); see also
California v. Beheler, 463 U.S. 1121, 1123, 103 S. Ct. 3517, 3519 (1983); Oregon v. Mathiason, 429
U.S. 492, 494, 97 S. Ct. 711, 713 (1977); Beckwith v. United States, 425 U.S. 341, 346-47, 96 S. Ct.
1612, 1616 (1976). It is only when an individual is taken into custody or otherwise deprived of his
freedom by the authorities in any significant way and is subjected to questioning [that] the privilege
against self-incrimination is jeopardized, requiring the authorities to adequately advise the individual
of his constitutional protections. Miranda, 384 U.S. at 444, 86 S. Ct. at 1612. In other words, before
Miranda warnings are required, the accused must be the subject of custodial interrogation. Id.In determining whether an individual is "in custody" as contemplated by Miranda, it is
incumbent upon the reviewing court to decide whether, "under the totality of circumstances, a
reasonable person in the suspect's position would consider himself or herself deprived of freedom
of movement to a degree associated with formal arrest." Walton, 41 S.W.3d at 82; see Anderson,
937 S.W.2d at 855. Factors relevant to this determination include, but are not limited to, the
following: (1) the time and location of the interrogation; (2) the duration and character of the
questioning; (3) the officer's tone of voice and general demeanor; (4) the suspect's method of
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transportation to the place of questioning; (5) the number of police officers present; (6) any
limitation on movement or other form of restraint imposed on the suspect during the interrogation;
(7) any interactions between the officer and the suspect; (8) the suspect's verbal or nonverbal
responses; (9) the extent to which the suspect is confronted with the law enforcement officer's
suspicions or evidence of guilt; and (10) the extent to which the suspect is made aware that he or she
is free to refrain from answering questions or to end the interview at will. Anderson, 937 S.W.2d
at 855 (citations omitted). The trial court is provided a wide latitude of discretion in its decision, and
that decision will not be overturned by this court unless it appears there has been an abuse of the trial
court's discretion and a violation of the defendant's rights. See State v. Smith, 868 S.W.2d 561, 570
(Tenn. 1993), cert. denied, 513 U.S. 960, 115 S. Ct. 417 (1994).
We conclude that the trial court did not abuse its discretion in determining that the Appellant
was not in custody during the time he made the incriminating statements. “[T]he initial
determination of custody depends on the objective circumstances of the interrogation, not on the
subjective views harbored by either the interrogating officers or the person being questioned."
Stansbury v. California, 511 U.S. 318, 323, 114 S. Ct. 1526, 1529 (1994). Specifically, the inquiry
is "how a reasonable man in the suspect's position would have understood his situation," i.e., would
he have felt that he was not free to leave and, thus, in custody. Berkemer v. McCarty, 468 U.S. 420,
442, 104 S. Ct. 3138, 3151 (1984); see also Michigan v. Chesternut, 486 U.S. 567, 573, 108 S. Ct.
1975, 1979 (1988); State v. Walton, 41 S.W.3d at 82; State v. Mosier, 888 S.W.2d 781, 784 (Tenn.
Crim. App. 1994); State v. Furlough, 797 S.W.2d 631, 639 (Tenn. Crim. App.), perm. to appeal
denied, (Tenn. 1990). Considering the totality of the circumstances now before us, in the light most
favorable to the State, we hold that the evidence supports a conclusion that the Appellant was not
in custody when he made the incriminating statements in response to Deputy Graham’s questioning.
The Appellant was not under formal arrest until after the statements were made. At no time was he
threatened or coerced into providing a statement. Accordingly, the Appellant's statements did not
arise from a custodial environment with the attendant entitlement to Miranda warnings. This issue
is without merit.
II. Sufficiency of the Evidence
The Appellant next contends that the evidence was insufficient to “sustain the judgment of
conviction for facilitation of possession of marijuana with the intent to deliver,” a class A
misdemeanor. Specifically, he argues that “there is no proof of any assistance being provided by the
[Appellant] to Jefferson; and further, that there is no proof of any knowledge by the [Appellant] of
any of the activities of Jefferson.”
Any sufficiency analysis necessarily includes review of the elements of the offense for which
the defendant is convicted. In this case, the trial court elected to instruct the jury on the offense of
facilitating possession of marijuana with intent to deliver. No objection was entered to the trial
court's instruction on this charge. Nonetheless, a trial court has the duty, in criminal cases, to fully
instruct the jury on the general principles of law relevant to the issues raised by the evidence. In
other words, the court must instruct the jury on those principles closely and openly connected with
the facts before the court and which are necessary for the jury's understanding of the case. This
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obligation includes giving instructions on lesser offenses included in the indictment, without any
request on the part of the defendant. See Tenn. Code Ann. § 40-18-110(a) (1997). In determining
when an instruction should be given, we are mindful that the ultimate goal of criminal proceedings
should be a solemn search for the truth, so that one accused of a crime will be convicted or acquitted
depending on the sufficiency of the evidence when measured against the reasonable doubt standard
of proof. See Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 2789 (1979); In re Winship,
397 U.S. 358, 364, 90 S. Ct. 1068, 1073 (1970). The Due Process Clause of the Fourteenth
Amendment protects a defendant in a criminal case against conviction "except upon proof beyond
a reasonable doubt of every fact necessary to constitute the crime with which he is charged." See In
re Winship, 397 U.S. at 364, 90 S. Ct. at 1073; Jackson, 443 U.S. at 316, 99 S. Ct. at 2787. The
relevant question upon review of a criminal conviction, be it the trial court or an appellate court, is
whether, "after viewing the evidence in the light most favorable to the prosecution, any rational trier
of fact could have found the essential elements of the crime beyond a reasonable doubt." Jackson,
443 U.S. at 317, 319, 99 S. Ct. at 2788-89; see also Tenn. R. App. P. 13(e); Tenn. R. Crim. P. 29(a);
State v. Burns, 6 S.W.3d 453, 469 (Tenn. 1999) (holding the trial court must determine if the
evidence viewed liberally in the light most favorable to the existence of the lesser included offense
is legally sufficient to support a conviction for the lesser included offense).2
Relevant to this case, an offense is a lesser included offense if:
(a) all of its statutory elements are included within the statutory elements of the
offense charged; or
(b) it fails to meet the definition in part (a) only in the respect that it contains a
statutory element or elements establishing:
(1) a different mental state indicating a lesser kind of culpability;
and/or
(2) a less serious harm or risk of harm to the same person, property or
public interest; or
(c) it consists of
2
Absent this standard, the trial judge w ho charges a lesser offense based upo n less than legally sufficient
evidence would be faced with the absurd necessity, predicated upon its own invited error, of entering a judgment of
acquittal following the jury's guilty verdict on the lesser offense. Moreov er, to employ a lesser standard in determining
whether the lesser offen se should be instructed invites the jury to return a com promise or oth erw ise unwarranted verdict.
State v. Elder, 982 S.W .2d 871, 878 (Tenn. Crim . App. 199 8).
During deliberations, the jury return ed w ith a question indicating tha t the verdict in ths case was a c om prom ise
verd ict. The question reads: “As a jury, 11 to 1, we feel the defendan t is guilty of possession with intent to deliver.
Since we canno t at least yet agree, is it our legal obligation to go to the lesser-included charge of facilitation? The one
different vote does agree with facilitation.”
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(1) facilitation of the offense charged. . . .
Burns, 6 S.W.3d at 466-67. Whether a lesser included offense must be charged in a jury instruction
is a two-part inquiry. Id. at 467. First, the trial court must apply the Burns test to determine whether
a particular lesser offense is included in the greater charged offense. Id. If a lesser offense is not
included in the offense charged, then an instruction should not be given, regardless of whether
evidence supports it. Id. If, however, the trial court concludes that a lesser offense is included in
the charged offense, the question remains whether the evidence justifies a jury instruction on such
lesser offense. Id.To convict a defendant for facilitation of possession of marijuana with intent to deliver, the
State must prove:
(1) that the defendant knew that another person intended to commit the specific
felony of possession of marijuana with intent to deliver, but did not have the intent
to promote or assist the commission of the offense or to benefit in the proceeds or
results of the offense; and
(2) that the defendant furnished substantial assistance to that person in the
commission of the felony; and
(3) that the defendant furnished such assistance knowingly.
T.P.I.--Crim. 3.02 (7th ed. 2000); see also Tenn. Code Ann. § 39-11-403 (1997). Facilitation by
definition requires criminal culpability of a person other than that of the facilitator. At trial, the
convicting evidence implicates only the Appellant. As such, we find no proof to support the three
elements of the offense. Specifically, the record is devoid of any proof that the Appellant knowingly
provided substantially assistance to Jefferson in the commission of the offense or that the Appellant
knew that Jefferson intended to commit possession of marijuana with intent to deliver. In this case,
the Appellant was the sole person indicted for the offense. The proof adduced at trial showed that
the Appellant went inside an apartment complex with Jefferson. The Appellant exited the building
several minutes before Jefferson, and Jefferson exited carrying the brown paper bag containing the
marijuana. There was no evidence that the Appellant knew Jefferson intended to get marijuana from
inside the residence or that the Appellant knew the substance inside the bag was marijuana. The
Appellant’s mere presence in the car and the apartment complex is not enough to constitute
substantial assistance in the commission of the felony. Furthermore, the statements made by the
Appellant claiming sole ownership of the marijuana are in contradiction to a charge of facilitation.
Finding the proof at trial insufficient to support the essential elements of the crime of
facilitation beyond a reasonable doubt, we find, in accord with Jackson v. Virginia, that the
Appellant’s due process rights were violated. See Tenn. R. App. P. 13(e). As a general rule,
appellate review is limited to issues that are properly presented for review before this court.
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Notwithstanding, the Rules of Criminal Procedure and the Rules of Appellate Procedure recognize
that an appellate court may consider issues not presented for review if they rise to the level of “plain
error.” See Tenn. R. App. P. 13(b); Tenn. R. Crim. P. 52(b). These matters lie within the sound
discretion of the appellate court and may be addressed to prevent needless litigation, prevent injury
to the interests of the public, prevent prejudice to the judicial process, prevent manifest injustice, or
to do substantial justice. State v. Adkisson, 899 S.W.2d 626, 638-39 (Tenn. Crim. App. 1994). As
such, we are constrained to note “plain error” by the trial court in submitting to the jury the offense
of facilitating the possession of marijuana. Accordingly, the Appellant’s conviction is reversed and
remanded for a new trial upon the lesser offense of simple possession.
CONCLUSION
Based upon the foregoing, we conclude that the Appellant does not have standing to
challenge the traffic stop and subsequent search of the vehicle. However, because the evidence is
insufficient to support an instruction to the jury of the lesser included offense of facilitation of
possession of marijuana with intent to deliver, the Appellant’s conviction is reversed and remanded
for a new trial upon the lesser offense of class A simple possession of marijuana.
___________________________________
DAVID G. HAYES, JUDGE
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