State v. William Hamilton ( 1998 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE FILED
MAY 1998 SESSION
September 15, 1998
Cecil W. Crowson
STATE OF TENNESSEE, * No. 01C01-9708-CR-00320 Clerk
Appellate Court
Appellee, * Davidson County
vs. * Hon. Cheryl Blackburn, Judge
WILLIAM ALONZO HAMILTON, * (Delivery of Controlled Substance,
Simple Possession)
Appellant. *
For Appellant: For Appellee:
Jeffrey A. DeVasher John Knox Walkup
Assistant Public Defender Attorney General & Reporter
1202 Stahlman Building
Nashville, TN 37201 Janis L. Turner
(on appeal) Assistant Attorney General
425 Fifth Avenue North
J. Michael Engle Cordell Hull Building, Second Floor
Sr. Assistant Public Defender Nashville, TN 37243-0493
1202 Stahlman Building
Nashville, TN 37201 John Zimmermann
(at trial) Assistant District Attorney General
Washington Square, Suite 500
222 Second Avenue North
Nashville, TN 37201
OPINION FILED:___________________________
AFFIRMED AS MODIFIED
GARY R. WADE, PRESIDING JUDGE
OPINION
The defendant, William Alonzo Hamilton, was convicted of delivery of
over 0.5 gram of cocaine and simple possession of cocaine. The trial court
sentenced the defendant, who qualified as a Range I offender, to ten years for
delivery of cocaine and eleven months, twenty-nine days at seventy-five percent for
simple possession. The sentences are to be served concurrently. A fine of
$2,250.00 was imposed.
In this appeal of right, the defendant presents the following issues for
our review:
(1) whether the evidence is sufficient;
(2) whether the trial court erred by admitting the
statements of a co-conspirator; and
(3) whether the sentence is excessive.
We affirm the judgment of the trial court but modify the sentence
because of the misapplication of an enhancement factor.
In early April of 1995, Agent Gary Luther of the Drug Task Force was
involved in an undercover investigation of Donna Gail Smith, from whom he had
purchased cocaine. On April 11th, as Agent Luther attempted to arrange another
purchase, Ms. Smith responded, "[O]kay ... let me get in touch with my man and I'll
let you know." Later that afternoon, Ms. Smith telephoned Agent Luther and said,
"I've got in touch with my guy." She stated that he could purchase two eight-balls of
cocaine, about seven grams, for $380.00. Ms. Smith agreed to meet Agent Luther
at Shoney's, her place of employment, at 10:00 P.M.
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When Agent Luther arrived, he had $500.00 in marked bills and wore
a transmitter. Ms. Smith directed him to a closed section of the restaurant and
explained that she did not have the cocaine but that she had "called her guy and it
was supposed to be there ...." Ms. Smith then said, "I'll have to pay when he gets
here," so Agent Luther handed her $380.00. When several minutes passed, Agent
Luther asked her to inquire about the delay. Ms. Smith made a telephone call and
then paced back and forth from the restaurant entrance to Agent Luther's table. Ms.
Smith assured the agent that "he will be here in a minute."
After about twenty minutes, Ms. Smith walked to a car which had just
entered the parking lot. When she returned about four minutes later, Agent Luther
noticed a gold car being driven away from the restaurant. Ms. Smith then handed
Agent Luther a bag containing white powder. When he realized that he had not
received the proper amount of cocaine, Ms. Smith said, "I'll go call him right now and
we'll try to make it up and we'll make it right with you." She stated that she could not
refund any of the money because she no longer had it.
Sergeant James McWright, who was parked in an adjoining parking lot
during the transaction, saw Ms. Smith motion a 1987 gold Nissan Pulsar toward the
rear of the building. At trial, Sergeant McWright testified that Ms. Smith entered the
Pulsar and then return to the restaurant four minutes later. When he confirmed that
Ms. Smith delivered cocaine to Agent Luther, Sergeant McWright directed other
officers who had followed the Pulsar to initiate a stop. Sergeant McWright did not
see the defendant hand Ms. Smith cocaine nor could he hear their conversation.
Officer Ed Rigsby, who arrested the defendant and read him his rights,
discovered a pager and $311.00 in cash in his possession. During a search of the
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Pulsar, he found a film container which appeared to contain cocaine between the
front seats, a rock-like substance in the hatchback area of the vehicle, and plastic
bags stuffed in a tennis shoe. Because Officer Rigsby picked up the film canister,
no fingerprint analysis was performed. The defendant, who was not the owner of
the Pulsar, had no driver's license. Officer Rigsby testified that drug dealers do not
ordinarily drive their own cars because of civil forfeiture laws.
Officer Carlos Cordero was able to identify $300.00 in marked bills
seized from the defendant and the other $80.00 in marked bills which were seized
from Ms. Smith. Phillip Freeze, who tested the contraband, determined that the bag
of powder consisted of 2.3 grams of cocaine and the film canister contained 0.2
gram of cocaine. The rock-like substance was not a controlled substance.
The thirty-three-year-old defendant testified that he met Ms. Smith
while he was working as a cook at Shoney's. He maintained that he loaned her
$300.00 to fix her car and that she was to repay him with her income tax refund. He
claimed that Ms. Smith had paged him on the night of his arrest and that when he
returned her call, she asked him to come to the restaurant so she could repay the
loan. The defendant explained that he borrowed the gold Pulsar from a co-worker
and drove to Shoney's to collect his money. He denied giving Ms. Smith cocaine
and disclaimed ownership of the illegal drugs seized from the car.
Ms. Smith, who was a fugitive at the time of trial, did not testify.
I
The defendant first challenges the sufficiency of the evidence for the
delivery conviction. On appeal, of course, the state is entitled to the strongest
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legitimate view of the evidence and all reasonable inferences which might be drawn
therefrom. State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). The credibility of
the witnesses, the weight to be given their testimony, and the reconciliation of
conflicts in the proof are matters entrusted to the jury as trier of fact. Byrge v. State,
575 S.W.2d 292, 295 (Tenn. Crim. App. 1978). When the sufficiency of the
evidence is challenged, the relevant question is whether, after reviewing the
evidence in the light most favorable to the state, any rational trier of fact could have
found the essential elements of the crime beyond a reasonable doubt. State v.
Williams, 657 S.W.2d 405, 410 (Tenn. 1983); Tenn. R. App. P. 13(e).
The state may use direct evidence, circumstantial evidence, or a
combination of both to prove the requisite elements of a criminal offense. State v.
Tharpe, 726 S.W.2d 896, 899-900 (Tenn. 1987). The weight to be given
circumstantial evidence, and any inferences to be drawn therefrom, "are questions
primarily for the jury." Marable v. State, 313 S.W.2d 451, 457 (Tenn. 1958).
It is an offense to knowingly deliver a controlled substance. See Tenn.
Code Ann. §§ 39-17-417(a)(2), (c)(2). A person acts knowingly "when the person is
aware that the conduct is reasonably certain to cause the result." Tenn. Code Ann.
§ 39-11-302(b). "'Deliver' or 'delivery' means the actual, constructive, or attempted
transfer from one person to another of a controlled substance, whether or not there
is an agency relationship." Tenn. Code Ann. § 39-17-402(6). Cocaine is a schedule
II controlled substance. Tenn. Code Ann. § 39-17-408.
In our view, the jury acted within its prerogative by determining that the
defendant delivered cocaine to Ms. Smith in the Shoney's parking lot. According to
Agent Luther, Ms. Smith did not have the cocaine until she returned from the car
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driven by the defendant. The defendant had $300.00 in marked bills on his person
when he was arrested. From all of the circumstances established by the testimony,
a rational trier of fact could have found that the defendant knowingly delivered
cocaine to Ms. Smith. See Jackson v. Virginia, 443 U.S. 307 (1979). The evidence
is sufficient.
II
Next, the defendant challenges the hearsay statements of Ms. Smith
to Agent Luther. He argues that the state failed to prove by a preponderance of the
evidence that a conspiracy existed when the hearsay statements were made and
that the statements of Ms. Smith were not made in the course of and in furtherance
of the conspiracy.
Tenn R. Evid. 803(1.2)(E) permits statements offered against a party
that are statements "by a co-conspirator of a party during the course of and in
furtherance of the conspiracy." A conspiracy is defined as a combination between
two or more persons to do a criminal or unlawful act or a lawful act by criminal or
unlawful means. State v. Lequire, 634 S.W.2d 608, 612 (Tenn. Crim. App. 1981).
For determining admissibility of a co-conspirator's statements, the
conspiracy must be proved by a preponderance of the evidence. State v. Stamper,
863 S.W.2d 404 (Tenn. 1993). In order to prove a conspiracy, it is not necessary
that the state show a formal agreement between the parties to do the unlawful act; a
mutual implied understanding is sufficient, although not manifested by any formal
words or a written agreement. State v. Gaylor, 862 S.W.2d 546, 553 (Tenn. Crim.
App. 1992). The unlawful confederation may be established by circumstantial
evidence and the conduct of the parties in the execution of the criminal enterprises.
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Id.
The trial court determined that the conduct of the defendant and Ms.
Smith was sufficient to establish that a conspiracy existed by a preponderance of
the evidence. We agree. Ms. Smith arranged for the delivery. She watched for the
defendant and upon seeing the Pulsar, she directed him to the rear of the parking
lot. She entered the vehicle and, within a few minutes, returned to the restaurant
and handed Agent Luther a plastic bag containing cocaine. The conduct of the
defendant and Ms. Smith demonstrates an implied understanding to deliver cocaine
for sale.
Having determined that a conspiracy existed between the defendant
and Ms. Smith, the statements may be admitted into evidence only if the conspiracy
was in process at the time the statements were made. Tenn. R. Evid. 803(1.2)(E).
"If the conspiracy had either not yet begun or had ended by the time the statement
was made, the declaration is not admissible under the hearsay exception." Gaylor,
862 S.W.2d at 554.
The defendant argues that Ms. Smith's references to him occurred
before any agreement was reached and, therefore, were not made in the course of
and in furtherance of the conspiracy. He also maintains that her statements simply
summarized her efforts to obtain cocaine and, in the alternative, should be classified
as casual conversation.
There were several incriminating statements. When first asked if she
could obtain cocaine, Ms. Smith responded, "[L]et me get in touch with my man and
I'll let you know." Later, she informed Agent Luther that she had made contact with
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"my guy," who could provide two eight-balls of cocaine that evening. When Agent
Luther arrived, she explained that she had "called her guy and it was supposed to
be there ...." While Agent Luther waited, she accepted his money because, "I'll
have to pay when he gets here." Later, she said, "He will be here in a minute."
When Agent Luther determined that the amount of cocaine he had received was
inadequate, Ms, Smith replied, "I'll go call him right now and we'll try to make it up
and we'll make it right with you."
Based upon the various statements, it is our conclusion the conspiracy
began during the course of her initial telephone call to her "man." While Ms. Smith
did not name the defendant as "her guy," the circumstances surrounding the
transaction suggest that the defendant was, in fact, the man she had called earlier in
the day. The statements qualify as a confirmation of the availability of cocaine for
her customer and, as such, were made in furtherance of the conspiracy. The
statement regarding payment is also in furtherance of the conspiracy because she
needed the cash in order to acquire the cocaine from the defendant. Other
statements by Ms. Smith provided reassurance that the deal would be
consummated. The statements are more than idle conversation, and, in our view
were properly admitted into evidence.
III
While not dissatisfied with the simple possession sentence, the
defendant insists that the ten-year sentence is excessive for the felony conviction.
He submits that the enhancement factors identified by the trial court were improperly
applied and that the trial court ignored valid mitigating factors. The state contends
that the sentence is warranted despite the incorrect application of one enhancement
factor.
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When there is a challenge to the length, range, or manner of service of
a sentence, it is the duty of this court to conduct a de novo review with a
presumption that the determinations made by the trial court are correct. Tenn. Code
Ann. § 40-35-401(d). This presumption is "conditioned upon the affirmative showing
in the record that the trial court considered the sentencing principles and all relevant
facts and circumstances." State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991); see
State v. Jones, 883 S.W.2d 597 (Tenn. 1994). "If the trial court applies
inappropriate factors or otherwise fails to follow the 1989 Sentencing Act, the
presumption of correctness falls." State v. Shelton, 854 S.W.2d 116, 123 (Tenn.
Crim. App. 1992). The Sentencing Commission Comments provide that the burden
is on the defendant to show the impropriety of the sentence.
Our review requires an analysis of (1) the evidence, if any, received at
the trial and sentencing hearing; (2) the presentence report; (3) the principles of
sentencing and the arguments of counsel relative to sentencing alternatives; (4) the
nature and characteristics of the offense; (5) any mitigating or enhancing factors; (6)
any statements made by the defendant in his own behalf; and (7) the defendant's
potential for rehabilitation or treatment. Tenn. Code Ann. §§ 40-35-102, -103, and
-210; State v. Smith, 735 S.W.2d 859, 863 (Tenn. Crim. App. 1987).
At the time of this offense, the presumptive sentence was the
minimum in the range if there were no enhancement and mitigating factors. Tenn.
Code Ann. § 40-35-210(c). Should the trial court find mitigating and enhancement
factors, it must start at the minimum sentence in the range and enhance the
sentence based upon any applicable enhancement factors, and then reduce the
sentence based upon any appropriate mitigating factors. Tenn. Code Ann. § 40-35-
210(e). The weight given to each factor is within the trial court's discretion provided
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that the record supports its findings and it complies with the 1989 Act. See Ashby,
823 S.W.2d at 169. The trial court should, however, make specific findings on the
record which indicate its application of the sentencing principles. Tenn. Code Ann.
§§ 40-35-209 and -210.
The defendant testified the he had lost two jobs because of his arrest.
After his release on bail, he obtained employment from Steak-Out and had a
commitment from them for future employment in the event he received a suspended
sentence. He arranged to live with his girlfriend, Gladys Cole, and agreed to a wage
assignment to satisfy child support obligations for his ten-year-old son who resides
in Arkansas. He stated that he was certain he could abide by the court's orders if
granted a suspended or an alternative sentence.
The defendant, who had been convicted twice for assaulting Ms. Cole,
was on probation for those offenses at the time he committed these crimes. While
awaiting trial, he committed misdemeanor child abuse against Ms. Cole's eleven-
year-old son.
As a Range I offender, the defendant was eligible for a sentence of
eight to twelve years for the delivery of cocaine over 0.5 gram, a Class B felony.
Tenn. Code Ann. §§ 39-17-417, 40-35-112(a)(2). The trial court considered the
sentencing principles set forth in the 1989 Act, the evidence, the pre-sentence
report, and the testimony of the defendant and found that the defendant had a prior
history of criminal convictions or criminal behavior and had a history of unwillingness
to comply with the conditions of a sentence involving release to the community.
Tenn. Code Ann. § 40-35-114(1), (8). The trial court provided these enhancement
factors "great weight." The trial court found the defendant, while not the leader in
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the commission of the offense, to be a leader. Tenn. Code Ann. § 40-35-114(2).
While the defendant argued that he played a minor role in the offense,
the trial court found that delivering drugs should not be characterized as a minor
role. See Tenn. Code Ann. § 40-35-113(4). The trial court refused to consider his
stable work history and lack of prior felony convictions as mitigating factors, because
that behavior is expected of citizens. See Tenn. Code Ann. § 40-35-113(13).
The trial court found that the defendant was ineligible for probation.
Community Corrections was considered but rejected given the defendant's history of
violence. The trial court also found that placement on Community Corrections would
deprecate the seriousness of the offense.
The defendant argues that the trial court erred in applying two
enhancement factors: that the defendant was a leader in the offense and that he
has a history of unwillingness to comply with a sentence involving release to the
community. Tenn. Code Ann. § 40-35-114 (2), (8). The state concedes that the
latter factor, Tenn. Code Ann. § 40-35-114(8), is not applicable. Although the
defendant can be considered a leader, he did not have a previous history of
unwillingness to comply with a sentence involving release to the community. See
State v. Hayes, 899 S.W.2d 175 (Tenn. Crim. App. 1995) (There must be a
demonstrated previous history of unwillingness).
The ruling in Hayes precludes consideration of the defendant's
probationary status as an enhancement. That error was compounded by the
placement of "great weight" on this factor. Due to the error, the defendant's
sentence for delivery of over 0.5 gram of cocaine is modified from ten to nine years.
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Accordingly, the judgment of conviction of the trial court is affirmed and
the sentence for delivery of over 0.5 gram of cocaine is modified to nine years.
__________________________________
Gary R. Wade, Presiding Judge
CONCUR:
_________________________________
David G. Hayes, Judge
_________________________________
Jerry L. Smith, Judge
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