State v. Roger Hostetler ( 1998 )

IN THE CRIMINAL COURT OF APPEALS OF TENNESSEE
AT JACKSON
DECEMBER 1997 SESSION
FILED
March 27, 1998
Cecil Crowson, Jr.
Appellate C ourt Clerk
STATE OF TENNESSEE, )
)
Appellee, ) C.C.A. No. 02C01-9707-CC-00294
)
vs. ) Lauderdale County
)
ROGER HOSTETLER, ) Honorable Joseph H. Walker
)
Appellant. ) (Criminally Negligent Homicide)
)
FOR THE APPELLANT: FOR THE APPELLEE:
MR. MICHAEL W. WHITAKER MR. JOHN KNOX WALKUP
P.O. Box 1024 Attorney General & Reporter
Covington, TN 38019
MS. ELIZABETH T. RYAN
Asst. Attorney General
425 Fifth Avenue North
Nashville, TN 37243-0493
MR. MARK DAVIDSON
Asst. District Atty. General
Lauderdale County Justice Center
675 Highway 51 South
Ripley, TN 38063
MR. JAMES W. FREELAND
Asst. District Atty. General
Lauderdale County Justice Center
675 Highway 51 South
Ripley, TN 38063
OPINION FILED: _____________
AFFIRMED
CURWOOD WITT, JUDGE
OPINION
The defendant, Roger Hostetler, was convicted in the Lauderdale
County Circuit Court on October 30, 1996, of criminally negligent homicide. The
trial court sentenced the defendant to serve one year in the Department of
Correction and imposed a fine of $3,000. The defendant, appealing from the
conviction, presents two issues for review:
1. whether there was sufficient evidence to convict him of criminally
negligent homicide, and
2. whether he was denied due process of law because of the state’s
spoliation of evidence.
After a thorough review of the record, the briefs, and the arguments of the parties,
we affirm the judgment of the trial court.
The victim, Mattie Drake, and her husband, William Drake, both in
their eighties, lived near Ripley in Lauderdale County. The defendant was their
neighbor. The defendant’s residence was situated to the rear and to the side of the
Drake residence so that the rear of one property faced the rear of the other. The
residences were about 75 yards apart. The defendant’s residence was a mobile
home surrounded by a wire fence approximately six feet high. The defendant kept
Rottweiler dogs within the fenced enclosure.
The proof shows that, in addition to the three Rottweilers kept by the
defendant on March 8, 1996, as many as four or five other Rottweilers lived in the
general area, which included a subdivision located behind the Drake property and
beyond the defendant’s property.
The Drakes’ son, James Drake, operated an automobile repair shop
200 or 300 yards down the highway from the Drake home. Mattie Drake was an
active lady at the age of 85, but William Drake, her husband, was blind.
William Drake testified that in January, 1996 Mattie was outside the
2
couple’s back door when she was attacked by a dog. She was able to move back
inside the door, away from the animal, but not before she sustained bites on her hip
and arm which required hospital treatment. William Drake believed that the dog
responsible for the attack belonged to the defendant. After the January incident, he
called the defendant and asked him to keep his dogs confined. Mr. Drake told the
defendant that he and his wife enjoyed spending time in their yard and could not
tolerate a fear of being attacked by dogs. They “didn’t want to have to be worried
about them every time [they] went out in the yard.” Mr. Drake testified that the
defendant said he was sorry and agreed to try to keep his dogs up. The defendant,
however, testified that he never acknowledged that the dog that attacked Mattie
Drake in January was his.
On the morning of March 8, 1996, the defendant returned home from
his truck-driving job at 5:00 a.m. His three Rottweilers, Maxine, Max, and Max’s
sire, Damien, were present within the fenced enclosure. A couple of hours later,
Mattie Drake went outside her house, and after a while, Mr. Drake heard Mattie
scream, “Bill! Bill! The dogs have got me!” Mr. Drake went outside but, due to his
blindness, had to try to locate his wife from sound. He heard dogs “growling,
barking,” located the victim, and tried to help her stand. When she informed him
that she could not get to her feet, he knew he had to summon help. Being unable
to see the edge of the patio, the steps, and other obstacles, Mr. Drake crawled back
into the house on his hands and knees and called his son’s shop.
James Drake’s wife answered the call and relayed it to James, who
left the shop immediately and drove the short distance to the Drake home. Upon
arriving, he saw his mother lying in the front yard with two dogs on her. He
identified them as two young Rottweilers. He fired two or three shots from a gun to
run off the dogs, and they ran around the house toward the rear. He found his
mother in dire condition. Her pants and shoes had been pulled off and were
covered in blood. He testified that her “left ear had been torn off, and she had
3
several bite wounds on her head and face. There were several open wounds on
her right side and her legs and [sic] had bitten through to the bone.” He stated,
“You could see the bones from her knees clear to her ankles on both legs.” She
was conscious but not coherent. James Drake obtained a blanket for his mother
and called 911. After medical help arrived, James Drake discovered that William
Drake appeared to be in shock and was bloody from dog bites on his arm.
While being cared for in a Memphis hospital two days later, Mattie
Drake died from her injuries. William Drake recovered from his injuries.
James Jackson, a neighbor of the Drakes who arrived on the scene
just after James Drake had covered the victim with the blanket, testified that
approximately three or four weeks before the fatal attack on Mrs. Drake, one of the
defendant’s dogs came into Mr. Jackson’s yard. Mr. Jackson had started his riding
lawnmower in order to maintain the battery, and he was concerned enough about
the dog’s presence that he drove his mower to his house where he phoned the
defendant. The defendant retrieved the dog, and the dog obediently returned to the
enclosure at the defendant’s commands.
In addition to medical personnel who answered the call to the Drake
residence on the morning of March 8, Wade Hendren (a Tennessee Wildlife
Resources Officer), Sheriff Ron Rickard, Emory Kissell (a rabies control officer), and
Deputy Sheriff Lucian Herron arrived at the scene. Hendren and Kissell went to
look for the dogs that attacked the victim. Hendren testified that Kissell said he
knew where the dogs lived. They drove around to the defendant’s house. They
saw three Rottweilers in the front yard inside the fence. The two younger dogs
appeared to be wet around their necks and shoulders. One of these dogs had
blood on its muzzle. When the defendant came out of his house, he ran his hand
under Max’s chin and “come up with a hand full of blood.” The dogs were gentle
with the defendant, and the defendant voluntarily loaded Max and Maxine into
4
Kissell’s truck. Later, the defendant signed a form to consent to the dogs’
euthanization. They were transported to a veterinarian where they were euthanized.
Sheriff Rickard obtained samples of stained hair from each dog and later directed
that samples of the contents of the dogs’ stomachs be preserved as possible
evidence.
Sheriff Rickard testified that on the morning of March 8, after the
attack on the victim, he inspected the defendant’s fence. He saw an area that
“appeared to us that because of debris that was cleared that something had been
going underneath the fence area, in and out.” A sawhorse was lying on its side
inside the fence so that its cross-member stretched along the undercut area. He
also found a second place where a smaller passage had been made through the
fence. Kissell testified that the larger undercut area looked as if “dogs had been in
and out.” Pictures of the area showed the bottom edge of the wire bent to the
outside.
James Drake testified the two Rottweilers he saw on his mother on
March 8 looked like the same dogs he had seen inside the defendant’s fence when
he mowed his parents’ lawn; however, he could not testify positively that the dogs
he saw on March 8 were the same ones he had seen in the defendant’s lot. He
acknowledged that another neighbor, Terry Mann, owned a Rottweiler which Mann
kept chained to a tree. He also acknowledged that the subdivision that had
developed behind the Drake place contained a number of trailers and houses.
James Jackson testified that a neighbor of the defendant, a Mr. Willis, kept a
Rottweiler. Terry Mann testified that he had never owned a Rottweiler but that
Willis, another neighbor, did. Mann testified that Willis kept his Rottweiler chained
to a tree. He acknowledged that several other Rottweilers may have lived in the
general area at the time. Mann testified that he had lived there seventeen years
and had seen the defendant’s dogs out only twice.
5
The defendant testified that, during the sixteen years he had lived at
that address, his dogs had gotten out only twice prior to March 8, 1996. He testified
that, besides his dogs, there were five or more Rottweilers in the area, and some
of these ran loose. However, he agreed that he was the only dog owner in the area
who had more than one Rottweiler. He stated his own dogs were well-tempered
and affectionate and that he had previously owned a pit bulldog that he got rid of
because of its unstable temperment. He testified he placed the sawhorse across
the undercut area to prevent an estrus Pomeranian from coming into the pen.
There was no proof of any violent characteristic of Rottweilers as a
breed. However, the defendant testified that his Rottweilers were large, powerful
dogs. Max weighed approximately 135 pounds, and Maxine weighed approximately
100 pounds.
Emory Kissell testified he investigated the January attack on Mattie
Drake. He inspected the defendant’s fence after the attack, and when he was
there, a hired man was working on the fence cleaning away vegetation or perhaps
a fallen tree. Kissell said the two dogs he took in March appeared to be two of the
three that were present in January. In January, he told the defendant that he should
keep the dogs chained inside the fence enclosure, and he believed the defendant
followed this advice for a while.
Sheriff Rickard testified that he never sent the bag of the dogs’
stomach contents to be analyzed. He kept the bag in a refrigerator for a long time,
and when he learned that the district attorney’s office had expressed little interest
in it, he ignored the bag. He believed it was later thrown away by someone at the
jail. A TBI laboratory technician testified that she could have tried to analyze the
material that had been extracted from the Rottweilers’ stomachs, but she stated that
her ability to identify the material depended upon how it had been stored and the
condition it was in when analyzed. The veterinarian who euthanized the dogs and
6
extracted the stomach material testified that the female’s stomach contained only
dog food. He testified he found in the male’s stomach small fragments of some
unknown tissue, in addition to dog food. From merely a visual inspection, he could
not identify the fragments as human tissue.
The hair samples taken from the euthanized dogs were analyzed.
Hair from both dogs was stained with human blood, although the lab performed no
blood typing nor any DNA analysis.
I. Sufficiency of Evidence of Criminally Negligent Homicide.
It is well established that a jury verdict, approved by the trial judge,
accredits the testimony of the witnesses for the state and resolves all conflicts in
favor of the theory of the state. State v. Hatchett, 560 S.W.2d 627, 630 (Tenn.
1978); State v. Townsend, 525 S.W.2d 842, 843 (Tenn. 1975). On appeal, the
state is entitled to the strongest legitimate view of the evidence and all reasonable
or legitimate inferences which may be drawn therefrom. State v. Cabbage, 571
S.W.2d 832, 836 (Tenn. 1978).
Moreover, a verdict against the defendant removes the presumption
of innocence and raises a presumption of guilt on appeal, State v. Grace, 493 S.W.
2d 474, 476 (Tenn. 1973); Anglin v. State, 553 S.W.2d 616, 620 (Tenn. Crim. App.
1977), which the defendant has the burden of overcoming. State v. Brown, 551
S.W.2d 329, 331 (Tenn. 1977).
Most significantly, where the sufficiency of the evidence is challenged,
the relevant question for an appellate court is whether, after reviewing the evidence
in the light most favorable to the prosecution, any rational trier of fact could have
found the essential elements of the crime beyond a reasonable doubt. Jackson v.
Virginia, 443 U.S. 307, 99 S.Ct. 2781, 2782 (1979); Tenn R. App. P. 13; see also
7
State v. Williams, 657 S.W.2d 405 (Tenn. 1983). This rule applies to findings based
on both direct and circumstantial evidence. State v. Thomas, 755 S.W.2d 838, 842
(Tenn. Crim. App. 1988). Circumstantial evidence alone may be sufficient to convict
one of a crime. State v. Boling, 840 S.W.2d 944, 947 (Tenn. Crim. App. 1992).
“Criminally negligent conduct which results in death constitutes
criminally negligent homicide.” Tenn. Code Ann. § 39-13-212(a) (1997). The Code
defines “criminal negligence” as follows:
“Criminal negligence” refers to a person who acts with criminal
negligence with respect to the circumstances surrounding that
person’s conduct or the result of that conduct when the person ought
to be aware of a substantial and unjustifiable risk that the
circumstances exist or the result will occur. The risk must be of such
a nature and degree that the failure to perceive it constitutes a gross
deviation from the standard of care that an ordinary person would
exercise under all the circumstances as viewed from the accused
person’s standpoint.
Tenn. Code Ann. § 39-11-302(d) (1997).
The defendant challenges the sufficiency of the evidence to convict
him “when he had no credible notice that his dogs were vicious and when he had
used reasonable caution to fence the dogs.” He acknowledges that “apparently
without cause [his dogs] savagely attacked, killed and consumed parts of the
deceased as she walked in her yard. The lab analyst said there was human blood
on their faces.” Accordingly, he does not challenge the finding that his dogs killed
the victim. Rather, he asserts that, given the evidence of his dogs’ lethal attack, he
should not have been held criminally liable.
“[C]riminally negligent homicide was created by the General Assembly
to replace involuntary manslaughter.” State v. Adams, 916 S.W.2d 471, 473 (Tenn.
Crim. App. 1995). However, as we noted in Adams, the culpable mental state that
is required to sustain a conviction for “criminally negligent homicide is different from
what was required to support involuntary manslaughter.” Adams, 916 S.W.2d at
474. Involuntary manslaughter was based on reckless conduct, and under our
8
present code, the difference between reckless and criminally negligent conduct is
the “‘failure to perceive the risk from one’s misconduct.’” Id. (citations omitted).
Reckless conduct occurs when the actor “is aware of but consciously disregards a
substantial and unjustifiable risk,” Tenn. Code Ann.§ 39-11-302(c) (1997), whereas
criminally negligent conduct occurs when the actor “ought to be aware” of the
substantial risk. Tenn. Code Ann. § 39-11-302(d) (1997). Accordingly, “[a]n
accused who engages in conduct under circumstances that he or she knows, or
should know, will create a ‘substantial and unjustifiable risk’” commits an act with
criminal negligenee. Adams, 916 S.W.2d at 474. Therefore, criminally negligence
conduct may be committed with a less culpable mental state than is now required
for criminal liability based upon recklessness and than was required for involuntary
manslaughter.1
Criminal culpability under Tennessee Code Annotated section 39-11-
302(d) is grounded upon negligence. Much of law of negligence has developed in
the civil law of torts, which serves as a backdrop for understanding the principles
that govern criminal negligence. Indeed, criminal liability for negligence is “based
on a higher degree of negligence than that required for civil liability. “ Tenn. Code
Ann. § 39-11-302(d) (1997), Advisory Comm’n Comments (emphasis added). Thus,
certain concepts of negligence as used in our tort law inform the analysis of
Tennessee Code Annotated section 39-11-302(d).
1
We note the defendant in his brief relies in part on Griffin v. State, 578
S.W.2d 654 (Tenn. Crim. App. 1978). The defendant argues that Griffin
supports the claim that an accidental homicide cannot result in criminal liability
unless the act was unlawful or performed in an unlawful manner. However,
Griffin was decided before the 1989 enactment of our present criminal code. As
noted above, the current code section proscribing criminally negligent homicide,
which was not present in the pre-1989 law, criminalizes “criminally negligent
conduct which results in death.” Such conduct entails a “substantial and
unjustifiable risk” that the result of death might occur. There is no requirement
that the conduct be otherwise unlawful. Moreover, Griffin was a 1977 second-
degree murder case. This court was concerned with whether the evidence of
Griffin’s intoxication, when she killed a constable by striking him with her car, was
sufficient to establish malice, an element of second-degree murder at that time.
The court determined that the unlawfulness of Griffin’s drunken driving served as
a basis for implying malice.
9
The language “ought to have been aware” signals the existence of a
duty imposed upon one person to avoid doing harm to another person. Duty
depends upon the “foreseeable probability of the harm or injury occurring.” McCall
v. Wilder, 913 S.W.2d 150, 153 (Tenn. 1995). “‘[A] risk is foreseeable if a
reasonable person could foresee the probability of its occurrence or if the person
was on notice that the likelihood of danger to the party to whom it owed a duty is
probable.’” Jones v. Exxon Corp., 940 S.W.2d 69, 72 (Tenn. 1996) (emphasis
added).
Whether a duty exists “in any given situation is a question of law for
the court.” Jones, 940 S.W.2d at 72; see also McClung v. Delta Square Ltd., 937
S.W.2d 891, 894 (Tenn. Ct. App. 1996); Jenkins v. CSX Transp, Inc., 906 S.W.2d
460, 463 (Tenn. Ct. App. 1995). In the present case, our law has recognized a duty
of a dog owner, who has notice or knowledge of the dog’s vicious propensities, to
protect other persons from the risk of attack by the dog. Fletcher v. Richardson,
603 S.W.2d 734, 735-36 (Tenn. 1980).
We believe the “standard of care that an ordinary person would
exercise” refers essentially to the basic standard that is recognized in tort law and
that serves as the conceptual underpinning for all of the other elements that create
tortious liability based on negligence. Under our tort law, a standard of care
equates to a “scope of a duty” to another person to avoid an unreasonable risk of
harm to the other person. See White v. Metropolitan Gov’t., 860 S.W.2d 49, 52
(Tenn. Ct. App. 1993) (emphasis added); see also McClung, 937 S.W.2d 891.
“[D]uty is the legal obligation owed by defendant to plaintiff to conform to a
reasonable person standard of care for the protection against unreasonable risks
of harm.” McCall, 913 S.W.2d at 153 (emphasis added). The “reasonable care”
standard is the basic, garden-variety negligence standard applied in Tennessee tort
cases. McCall, 913 S.W.2d at 153; Pittman v. Upjohn Co., 890 S.W.2d 425, 428
(Tenn. 1994); Doe v. Linder Const. Co., 845 S.W.2d 173, 177 (Tenn. 1992); Jones,
10
940 S.W.2d at 72 (applying the rule in a premise-liability case). As such,
reasonable care is equivalent to the care an ordinary person would exercise. See
Jones, 940 S.W.2d at 72 (referring to “‘[o]rdinary, or reasonable care’”); Allen v.
Bagett, 905 S.W.2d 190, 191 (Tenn. Ct. App. 1995) (characterizing the duty owed
by an amusement park operator to its patrons as a duty of “ordinary care”).
Moreover, the “substantial and unjustifiable risk” described in the criminal code’s
definition of criminal negligence is commensurate with “unreasonable risk” that is
commonly mentioned in civil negligence cases. See McCall, 913 S.W.2d at 153(risk is unreasonable if “the foreseeable probability and gravity of harm posed by
defendant’s conduct outweigh[s] the burden upon the defendant to engage in
alternative conduct” or “‘if the risk is of such a magnitude as to outweigh what the
law regards as the utility of the act’”) (emphasis added). Given the approximate
equivalence of the “standard of care” in section 39-11-302(d) with the basic
standard, or scope of duty, utilized in civil negligence cases, the justification for
criminalizing some negligent conduct is supplied by the requirement of a “gross
deviation” from the standard and not by any real modification of the standard itself.
Once the duty between the tortfeasor (or defendant) and the plaintiff
(or victim) has been established, “the scope of the duty or standard of care is a
question of fact to be decided by the trier of fact.” Allen, 905 S.W.2d at 191(emphasis added).
In Fletcher v. Richardson, our supreme court examined the applicable
tort rules governing a dog owner’s civil liability2:
In this state generally, as in this case, actions to recover damages for
injuries resulting from an attack by a dog have been based on
negligence of the dog owner in failing to keep his dog securely, when
the owner knew or should have known that his dog was vicious or
dangerous. However, our courts have voiced the opinion that the
mere keeping of an animal, after notice of its vicious propensities,
leaves the owner open to liability for injury caused by the vicious
2
The Fletcher court was specifically concerned with the duty of a dog
owner’s liability to licenses and invitees who are lawfully upon the owner’s
premises; however, the court’s discussion of the general concepts of the owner’s
duty and the scope of that duty are appropriate to our present analysis.
11
propensities of the animal . . . . The gist of the action is the keeping
of the animal with notice of its vicious disposition, and not the
negligence of the owner in its custody.
Fletcher, 603 S.W.2d at 736 (citations omitted). Viewed in this light, the applicable
standard of care by which the defendant was bound to Mattie Drake was to save her
from harm once he elects to keep the dogs after he “ought to have been aware” of
the danger.
A deviation from the standard of care results in tortious negligence,
whereas a gross deviation results in criminal negligence liability. Put another way,
to resolve the sufficiency question, we must determine (1) whether the defendant
was “on notice,” or whether the “ought to [have] been aware” of the risk to Mattie
Drake, see State v. James Wesley Clanton, No. 01C01-9505-CC-00050 (Tenn.
Crim. App., Nashville, July 14, 1995), perm. app. denied (Tenn. 1995), and if so, (2)
whether his conduct amounted to a “gross deviation” from the standard.3
With these principles in mind, we have reviewed the proof in the light
most favorable to the state and allowed the state the strongest legitimate inferences
that may be drawn from the evidence. State v. Evans, 838 S.W.2d 185, 191 (Tenn.
1992). We hold that a rational trier of fact could have found the essential elements
of the crime beyond a reasonable doubt.
A few weeks before the lethal attack upon the eighty-five year old
victim, a dog or dogs attacked her near her back door, inflicting bites into her arm
and hip before she could regain the safety of her house. The defendant knew that
this attack occurred, and although he denies that any of his dogs was responsible,
3
In the present case, the defendant stresses that the failure to perceive
the risk must be “viewed from the accused person’s standpoint.” See Tenn.
Code Ann. § 39-11-302(d). We do not believe, however, that this phrase injects
a totally subjective element into the analysis, such that the defendant is
exonerated if he acted in good faith or, in fact, just failed to discern the risk. The
fault of an accused under the definition of criminal negligence is a “gross
deviation,” not from what he or she would have done under the circumstances,
but “from the standard of care that an ordinary person would exercise.” Tenn.
Code Ann. § 39-11-302(d) (emphasis added).
12
he was aware that the guilty dog was of a size and appearance that caused the
Drakes to believe that the defendant’s dog or dogs attacked Mrs. Drake.
We review first the question of whether the defendant ought to have
been aware of his dogs’ dangerous propensities. The defendant’s argument that
it was not proven that any of his dogs participated in the January attack is
ineffectual. Although he may not have known for sure that any of his dogs viciously
attacked and injured the victim in January, he knew that one or more of his dogs
may have been guilty. Moreover, he knew that his close neighbors, the Drakes, had
certain physical limitations. They were both elderly, and Mr. Drake was blind. The
defendant knew that the Drakes enjoyed being out in their yard and that they were
fearful of another dog attack. In addition, he admitted that his Rottweilers were
large, powerful dogs. Under these circumstances and in the light most favorable to
the state, the defendant, even if he did not believe or know that his dog or dogs
attacked the victim in January, was nevertheless on notice of vicious propensities
of his dogs, or in other words, “ought to have been aware of a substantial and
unjustifiable risk” to Mattie Drake. At the very least, the jury could have reached this
conclusion,4 as was their prerogative. See Allen, 905 S.W.2d at 191.
With respect to whether the defendant grossly deviated from the
standard of care required, something more than the decision to harbor the animals
is required. See Fletcher, 603 S.W.2d at 736; Tenn. Code Ann. § 39-11-302(d),
Advisory Comm’n Comments. Although custodial negligence in this situation might
have been immaterial to a finding of tortious liability, Fletcher, 603 S.W.2d at 736,
the facts suggesting custodial negligence do support a finding of gross deviation.
Sometime prior to March 8, but after the January attack, the defendant became
aware that one of his dogs got out and went upon the Jackson property. Also, prior
to March 8, an undercut passage appeared on the side of the defendant’s fence
4
The jury, as the judge of the credibility of the trial witnesses, may not
have believed the defendant when he testified that he did not actually know that
his dog or dogs carried out the January attack.
13
that faced the Drake home. Although the defendant denies that his dogs could
have escaped through this breach under the fence, it is clear that this breach
occurred before March 8 and was significant enough that he attempted to block the
passage with a sawhorse. This apparent knowledge of a breach, complemented
by the defendant’s insubstantial effort to correct it, supports a jury in finding that a
gross deviation from the standard of care occurred. Such a finding is justified by the
“nature and extent” of the risk to the victim. At 85 years of age and with an infirm
husband, Mattie Drake had no chance against the onslaught of even one 135 pound
dog. The nature and extent of this risk was grave and extreme.
A rational jury could have found, beyond a reasonable doubt, as the
jury in the present case found, that the defendant ought to have been aware of a
substantial and unjustifiable risk of harm or death to Mattie Drake, and that this risk
was of “such a nature and degree that the failure to perceive it constitute[d] a gross
deviation from the standard of care that an ordinary person would exercise under
all the circumstances,” even as viewed from the defendant’s standpoint.
II. Spoliation of Evidence.
The defendant argues that the Lauderdale County Sheriff’s Office’s
loss of the potentially exculpative evidence retrieved from the stomachs of the
defendant’s euthanized dogs violated his right to a fair trial. Such evidence, if
exculpative, might tend to show that the defendant’s dogs were not the victim’s
killers. We review the spoliation issue because we understand that the defendant,
although conceding that the evidence supports a finding that his dogs killed the
victim, did not concede the fact that his dogs killed her. Therefore, had the
destroyed, possibly exculpatory evidence been available, the defendant may not
have been compelled to concede the question of sufficiency of the evidence about
whether his dogs were the killers.
14
To put the argument into perspective, we must point out that the
corpses of Max and Maxine were the defendant’s property. Had he acted in a
timely way, he could have opted to retrieve gastric fragments himself, or, upon a
timely inquiry, he would have learned that the samples had already been extracted
and were available for analysis. Also, according to the testimony of the TBI lab
analyst, scientific identification of the recovered fragments may, or may not, have
been possible. Furthermore, the veterinarian testified that he found unidentifiable
tissue in only one of the dogs. This tissue was small in amount and could not be
confirmed as human tissue by his mere visual inspection.
The only authority cited by the defendant is Brady v. Maryland, 373
U.S. 83, 83 S. Ct. 1194 (1963), where the United States Supreme Court held that
the prosecution has the duty to furnish exculpatory evidence to the accused upon
request. Any “suppression by the prosecution of evidence favorable to an accused
upon request violates due process where the evidence is material either to guilt or
to punishment, irrespective of the good faith or bad faith of the prosecution.” Brady,
373 U.S. at 87, 83 S. Ct. at 1196-97. The duty to disclose extends to all “favorable
information” regardless of whether the evidence is admissible at trial. State v.
Marshall, 845 S.W.2d 228, 232-33 (Tenn. Crim. App. 1992); Branch v. State, 4
Tenn. Crim. App. 164, 168, 469 S.W.2d 533, 536 (1969).
Before an accused is entitled to relief under this theory, he must
establish several prerequisites: (a) the prosecution must have suppressed the
evidence; (b) the evidence suppressed must have been favorable to the accused;
and (c) the evidence must have been material. See Brady, 373 U.S. at 87, 83 S.
Ct. at 1196-97; Workman v. State, 868 S.W.2d 705, 709 (Tenn. Crim. App. 1993);
Marshall, 845 S.W.2d at 232; Strouth v. State, 755 S.W.2d 819, 828 (Tenn. Crim.
App. 1986). In State v. Spurlock, 874 S.W.2d 602 (Tenn. Crim. App. 1993)
(Summers, J., concurring), this court recognized a fourth prerequisite to relief, that
“the accused must make a proper request for the production of the evidence, unless
15
the evidence, when viewed by the prosecution, is obviously exculpatory in nature
and will be helpful to the accused.” Spurlock, 874 S.W. at 609 (citations omitted).
Initially, we note that the tissue samples do not constitute materially
exculpatory evidence under Brady. Rather, the evidence falls within the class of
“potentially exculpatory evidence,” if that. See Arizona v. Youngblood, 488 U.S. 51,
57, 109 S. Ct. 333, 337 (1988).
In Youngblood, the Supreme Court held that the failure of the
prosecution to preserve evidence which is potentially useful to the defendant may
constitute a denial of due process of law, if the defendant can show bad faith on the
part of the police. Youngblood, 488 U.S. at 58, 109 S. Ct. at 337. This court has
followed the majority opinion in Youngblood. State v. Eldridge, 951 S.W.2d 775,
778 (Tenn. Crim. App. 1997); State v. Jefferson, 938 S.W.2d 1, 16 (Tenn. Crim.
App. 1996); Robert Lloyd Wiggins v. State, No. 03C01-9605-CC-00191, slip op. at
31 (Tenn. Crim. App., Knoxville, Mar. 20, 1997), perm. app. denied (Tenn. Sept. 29,
1997); State v. Jerry Douglas Franklin, No. 01C01-9510-CR-00348, slip op. at 8
(Tenn. Crim. App., Nashville, Feb. 28, 1997), perm. app. denied (Tenn. Nov. 17,
1997). But see State v. Marvin K.. Ferguson, No. 03C01-9406-CR-00235, (Tenn.
Crim. App., Knoxville, July 17, 1997) (Wade and Tipton, JJ., concurring), pet. for
perm. app. filed (Tenn. Aug. 3, 1997) (in separate opinions, majority of panel
indicate the Youngblood majority opinion does not meet all due process concerns
under the state constitution).
Under Youngblood, the defendant is not entitled to relief. The record
does not reflect that the sheriff’s office acted in bad faith in destroying the tissue
samples. We conclude that the state’s failure to preserve the tissue samples did
not violate the defendant’s due process rights.
In conclusion, we find the defendant’s issues without merit.
Accordingly, the judgment of the trial court is affirmed.
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_________________________
CURWOOD WITT, JUDGE
CONCUR:
_______________________________
JOE B. JONES, PRESIDING JUDGE
_______________________________
JERRY L. SMITH, JUDGE
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