State of Tennessee v. Louis Bernard Williams, III ( 2021 )

11/04/2021
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs June 1, 2021
STATE OF TENNESSEE v. LOUIS BERNARD WILLIAMS, III
Appeal from the Circuit Court for Gibson County
No. 9840 Clayburn Peeples, Judge
No. W2020-00281-CCA-R3-CD
The Defendant, Louis Bernard Williams, III, was convicted of felony evidence tampering,
a Class C felony, and three respective counts of simple possession of marijuana, cocaine,
and hydrocodone, Class A misdemeanors. See Tenn. Code Ann. §§ 39-16-503, -17-408,
-17-415, -17-418. On appeal, the pro se Defendant contends that (1) his residence was
improperly searched because the search warrant listed the incorrect address; (2) the
evidence obtained in that search should be retroactively suppressed because the Defendant
was not convicted of the offense alleged in the search warrant; (3) the evidence should have
been suppressed because the confidential informant referenced in the search warrant
affidavit was not identified and did not testify at trial; and (4) the trial court should have
recused itself due to showing bias against the Defendant by denying his motion to suppress
and the court’s imposition of an incorrect release eligibility in two previous cases. We
affirm.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed
D. KELLY THOMAS, JR., J., delivered the opinion of the court, in which ROBERT W.
WEDEMEYER and J. ROSS DYER, JJ., joined.
Louis Bernard Williams, III, Pikeville, Tennessee, Pro Se.
Herbert H. Slatery III, Attorney General and Reporter; Katharine K. Decker, Assistant
Attorney General; and Danny H. Goodman, Jr., District Attorney General pro tem, for the
appellee, State of Tennessee.
1
OPINION
FACTUAL BACKGROUND
This case arises from an October 15, 2015 search of the Defendant’s trailer pursuant
to a search warrant, which was obtained after a confidential informant (CI) told officers
that the Defendant was selling drugs. As the officers entered the home, the Defendant
attempted unsuccessfully to flush two bags of cocaine down the toilet, and officers
retrieved the cocaine along with hydrocodone pills and marijuana. The Defendant
maintained throughout this case that the drugs were for his personal use and that he did not
sell drugs.
The May 2016 term of the Gibson County grand jury indicted the Defendant on two
counts of possession of 0.5 grams or more of a Schedule II controlled substance with the
intent to manufacture, sell, or deliver, evidence tampering related to the cocaine, and simple
possession of marijuana. During the pendency of the proceedings, three attorneys were
appointed to the Defendant’s case. The first attorney withdrew after obtaining
employment with the State. The Defendant’s second attorney withdrew on September 4,
2018, after an incident during a jail visit in which the Defendant became combative, had to
be restrained, cursed at the attorney, and threatened him. Before the Defendant’s third
attorney withdrew, he filed an October 10, 2018 motion to suppress based upon the wrong
house number being listed in the search warrant affidavit. In addition, on February 20,
2018, District Attorney General Garry Brown petitioned to recuse himself, after which the
trial court appointed General Danny Goodman as District Attorney General pro tem.1 The
Defendant chose to represent himself at trial against the strong urging of the trial court.
At trial, Humboldt Police Lieutenant Kenny Rich testified that he had worked for
the West Tennessee Drug Task Force as an agent for five years and that his department
handled two to three hundred drug cases per year. On October 15, 2015, he executed a
search warrant at the Defendant’s trailer. Agent Rich stated that he performed
surveillance on the trailer for “a number of days” prior to the search and that he saw the
Defendant there. Agent Rich affirmed that he verified the Defendant’s residency at the
trailer and that he attached photographs of the trailer to the search warrant affidavit. Agent
Rich noted that a woman named Luna Cox was also observed coming to and leaving the
trailer.
1
During a trial recess, remarks by the parties indicated that General Brown previously represented the
Defendant in an unrelated case.
2
Agent Rich testified that the Defendant lived on North Third Avenue in Humboldt,
a “very short street” with a “dead end” on both sides. He determined that the Humboldt
Special Response Team, which Agent Rich described as a “SWAT” team, was needed to
execute the warrant. The SWAT team consisted of seven or eight officers, and Agent
Rich’s unit had six agents. He stated that a pickup truck, a marked police vehicle, and two
undercover police cruisers arrived at the Defendant’s trailer without activating their blue
lights or sirens. Agent Rich noted that the trailer sat perpendicular to the street.
Agent Rich testified that as he passed the trailer, he saw the Defendant standing on
the front porch. Agent Rich began to yell, “Search Warrant,” and the Defendant “took off
running” inside. Agent Rich noted that he yelled loudly to inform anyone nearby that
“police [were] coming with a search warrant” because entering a residence was dangerous
due to the potential presence of firearms. He stated that he and the other officers wore
blue or green uniforms with red vests identifying them as police. When Agent Rich
entered the trailer, he found the Defendant and Ms. Cox in bed. Agent Rich heard a toilet
running, and in the bathroom he saw two plastic bags “swirling” in the toilet bowl. Agent
Rich stated that the bags contained powder and crack cocaine, respectively, and that he
reached into the toilet bowl to retrieve them. The bag containing crack cocaine had come
open in the toilet, and Agent Rich identified a photograph of a white substance remaining
in the toilet bowl after the bags’ removal.
Agent Rich testified that he retrieved “some of” the crack cocaine, that he did not
know how much cocaine “went down the toilet,” and that had he not intervened, more
evidence would have been lost. A field test of the drugs indicated that the bags contained
five grams of crack cocaine and six grams of powder cocaine, which had a combined “street
value” of about $1,100.
Agent Rich testified that when he used CIs to conduct undercover drug purchases,
the CI typically bought drugs valued at between $50 and $100, which equated to less than
one gram. Agent Rich opined that if a person bought $1,100 worth of a drug, the person
was reselling it rather than using it.
Agent Rich testified that the search of the Defendant’s trailer also uncovered cash
in a television stand, “scattered throughout” the house, in the Defendant’s wallet, and in a
safe. The cash was mostly in denominations smaller than twenty dollars. Agent Rich
identified a photograph of a lighter, “some type of case,” and “some type of rock,” which
he noted resembled crack cocaine. The officers also found a bag containing one-half of
one gram of marijuana, ten hydrocodone pills wrapped in a receipt, and .22-caliber
ammunition. Agent Rich noted that they found no prescription medication bottles in the
trailer, although he later identified a photograph of a prescription bottle for an unspecified
3
medication. The photograph also included two watches and razor blades containing a
white residue; Agent Rich stated that razor blades were commonly used to cut up crack
cocaine.
Agent Rich identified more photographs from the Defendant’s trailer depicting leaf
blowers, saws, drills, and a large quantity of shoe boxes. Agent Rich noted that drug
buyers commonly bartered for drugs with such items. He stated that the Defendant’s yard
contained four cars and a motorcycle. According to Agent Rich, the Defendant stated that
he previously had a “factory job” and that he was currently unemployed. The Defendant
relayed that he purchased and sold the items in the house as well as the cars. The
Defendant also had a police scanner in the home. Agent Rich stated that some individuals
owned police scanners because they were involved in illegal activity and wanted to know
if the police were coming, although other individuals might own one to monitor activity in
their neighborhood. Agent Rich noted that if the Defendant heard the officers’
communicating on the police scanner prior to executing the warrant, he would have known
the officers were coming. Agent Rich said, though, that they generally did not
communicate with one another until just before arriving at the location to be searched.
The Defendant also had a hand-held monitor for a camera that recorded the driveway and
the cars in the yard in real time. The monitor and cameras were turned on at the time of
the search, and Agent Rich stated that the Defendant could have seen the officers
approaching the trailer on the monitor. The Defendant also had cell phones and “walkie
talkies.”
Agent Rich testified that after he gave the Defendant Miranda warnings, the
Defendant told him that the cocaine belonged to him and that Ms. Cox knew nothing about
it. According to Agent Rich, the Defendant later acknowledged in a police interview that
the marijuana and hydrocodone were also his. Agent Rich did not recall finding digital
scales at the trailer.
On cross-examination, Agent Rich testified that a CI claimed to have seen the
Defendant sell drugs out of his home and car; he acknowledged, however, that the CI did
not personally buy any drugs from the Defendant. Agent Rich agreed that he “check[ed]
the tags” on the Defendant’s cars, and he noted that people commonly “swap[ped]” license
plates between different vehicles. He did not recall whether two of the vehicles were
registered to the Defendant or whether a third vehicle was registered to the Defendant’s
daughter.
When asked why the police did not collect the “[t]housands of dollars’ worth” of
shoes and clothing at the Defendant’s trailer, Agent Rich stated that possessing shoes was
not illegal and that he generally did not seize someone’s shoes and clothing. Agent Rich
4
said that in order to use crack cocaine, a person had to use a pipe and that no pipe was
found inside the Defendant’s trailer. Agent Rich acknowledged the prescription
medication bottle photographed in the house and stated his belief that it did not correspond
to a hydrocodone prescription. He noted that he would not have charged the Defendant if
he had a hydrocodone prescription.
Agent Rich testified that the Defendant lived at 619 North Third Street and that the
search warrant referred to 319 North Third Street. He explained that he “had a mix-up on
the numbers” but that the property description was correct, and he noted the photographs
of the trailer he attached to the search warrant affidavit. Agent Rich further explained that
319 North Third Street did not exist. Agent Rich reiterated that he took the photographs,
performed the surveillance, and obtained and served the search warrant.
The Defendant asked Agent Rich several questions about the property description
indicating that the Defendant believed the description to be incorrect. Agent Rich did not
recall the language he used in the search warrant affidavit. The State objected, arguing
that the trial court had already ruled upon the suppression motion, and the trial court
sustained the objection. The court instructed the Defendant that he would have an
opportunity to argue the issue later and said, “[W]hat you’re doing is you’re asking him
questions about the probable cause or the basis for the search warrant. The [c]ourt has
already ruled that the search warrant was good. You need to ask him questions about the
testimony regarding what he found[.]”
Agent Rich testified that the Defendant told him that he believed he had cancer and
HIV and that he used drugs. Agent Rich denied ever thinking that the Defendant merely
used drugs and did not sell them. He elaborated that no cocaine user had $1,100 worth of
cocaine in his home, and Agent Rich reiterated that no cocaine pipes or crushed cans were
found at the trailer. Agent Rich denied ever encountering people who bought large
quantities of a drug and “stay[ed] in and d[id] their drugs.” Agent Rich stated that upon
entering the Defendant’s bedroom, he saw the Defendant in bed and immediately went into
the bathroom; he denied talking to the Defendant and later walking into the bathroom to
check the toilet.
Agent Rich testified that as he approached the trailer in the pickup truck, he made
eye contact with the Defendant before the Defendant ran inside. When the Defendant
referenced previous occasions during which he met Agent Rich in Agent Rich’s truck,
Agent Rich stated that when he served the search warrant, he rode in a different pickup
truck.
5
When asked where the CI was, Agent Rich responded that CIs did not have to testify
at trial and that they only provided information to create probable cause for search warrants.
The Defendant indicated his belief that the CI did not exist. The trial court interjected that
it had already ruled on this issue, that anonymous CIs could be used so long as they
established their reliability to law enforcement, and that the Defendant had no right to learn
the identity of a CI. The court noted that the CI did not provide the police with any proof
and that the State’s evidence consisted of what the police found during the search. The
Defendant protested that “the proof [was] probable cause.” He stated that he was seeking
to establish that the judge who issued the search warrant was the same one “that dismissed
this case.” The trial court stated that the Defendant could raise the issue on appeal if he
was convicted.
Agent Rich testified that the cash at the Defendant’s trailer totaled about $800 and
consisted of multiple denominations. He agreed that the cash contained “a lot of ones.”
Agent Rich stated that he found thirty dollars in a stove on the Defendant’s porch. He
added that an average drug user bought between fifteen and thirty dollars’ worth of a drug
at a time and that cash in increments of “fives, tens, and twenties” would be used in the
transaction. Agent Rich did not remember the range of sizes for the shoes in the trailer or
whether the shoe boxes were “stacked up to the ceiling” inside the trailer. He did not
recall whether the officers took the shoes out of their boxes and “poured” them onto the
floor in a pile, although he acknowledged the possibility that the officers looked through
the boxes to ensure they did not contain drugs. The Defendant indicated that the license
plate on his daughter’s car contained different tags than the one noted in the search warrant;
Agent Rich reiterated that people switched license plates between vehicles often. Agent
Rich stated that crack cocaine sellers knew the size of rocks such that scales were not
always necessary. He acknowledged that the only proof of an intent to sell the cocaine
was the quantity of drugs in the house and there being two types of cocaine there. The
Defendant interjected that he used $1,000 worth of cocaine in three days. Agent Rich
stated that it was also common for a drug seller to set a pick-up location to avoid face-to-
face transactions; in his opinion, the money in the stove on the Defendant’s porch was
consistent with such an arrangement.
West Tennessee Drug Task Force Deputy Director Johnie Carter testified that he
had worked narcotics cases since 2004 and that he had performed undercover drug
transactions using CIs. He stated that a CI usually purchased between “a five-dollar rock”
and one gram of a drug. Deputy Director Carter had never seen a drug user purchase more
than $1,100 worth of drugs, and he noted that a drug user usually did not possess large
amounts of drugs or cash. Deputy Director Carter supervised the search of the
Defendant’s trailer and searched outside the trailer. Deputy Director Carter said that the
CI told the police that money for drug purchases was left outside the Defendant’s trailer,
6
sometimes in an old stove. When Deputy Director Carter opened the stove on the
Defendant’s front porch, he found thirty dollars. He opined that the cash was payment for
drugs.
On cross-examination, Deputy Director Carter testified that he did not participate in
the surveillance in this case. He was briefed on the investigation and read the search
warrant affidavit before it was submitted to a judge. He stated that the investigating
officer identified the residence to be searched as belonging to “Louis Williams.” He noted
that it did not matter who owned the property, only who resided there and was the “target”
of the search warrant. Deputy Director Carter acknowledged that he was a supervisor and
that part of his job was to verify whose house they were going to enter.
TBI Special Agent Rachel Strandquist, an expert in controlled substance analysis
and identification, testified that she analyzed the substances collected at the Defendant’s
trailer and identified them as follows: 4.22 grams cocaine base, 2 referring to crack
cocaine; 0.58 gram marijuana; and 9 hydrocodone tablets.
During a recess, the Defendant asked to recall Agent Rich as a witness. Upon
questioning by the trial court, the Defendant stated that he wished to question Agent Rich
about the investigation he undertook to confirm the trailer’s ownership, including
requesting utility statements. The State objected, arguing that this issue related to the
motion to suppress, which had been heard and denied before trial. The Defendant
continued, arguing that Agent Rich’s investigation referred to “Louis [Williams], Jr.,” the
Defendant’s father, instead of the Defendant. The trial court remarked that it did not
matter who the police investigated, but rather the “proof they found.” The court stated
that it would allow the Defendant to recall Agent Rich but that it would not allow the
Defendant to “argue with him[.]” The Defendant replied, “Well, it’s like . . . it’s being
biased toward what can be said and what can’t be said. I mean it’s hard to prove a case
when there [are] only certain things you can say.” The trial court responded, “Mr.
Williams, I literally begged you to let me appoint a lawyer for you.” The Defendant stated
that his appointed attorneys wanted him to plead guilty to offenses he did not commit.
The trial court told the Defendant that it saw no legal problems with the trial, that if
the Defendant was convicted, he faced a sentence of at least twelve to twenty years, and
that the Defendant had “a rape case to consider in addition to that.” The Defendant
reiterated that he offered the State a three-year plea agreement at thirty percent service and
that the State offered an agreement for ten years, thereby “forcing” the Defendant to go to
2
Special Agent Strandquist noted that although the bag contained two “rocklike” substances, she did not
test the second rock because it would not “bump [the amount] over [to] the next penalty.” The second rock
weighed 11.44 grams, including packaging.
7
trial. The Defendant remarked that he had already served thirty percent of ten years. The
trial court stated that it would not argue with the Defendant about the fairness of the plea
offer and that it only sought to determine whether the Defendant “understood how much
danger [he was] in by this trial.” The court continued, “In spite of the fact that legally I’m
supposed to treat people who represent themselves just as if they had F. Lee Bailey talking
for them . . . I feel an obligation not to let you do things that are going to be harmful to
you.” The Defendant said that the trial court also had a duty not to be biased. The trial
court responded, “There’s favorable bias and there’s unfavorable bias. Thus far I think
the General would say I have been very biased in your favor.” The Defendant stated,
“How? Every motion I’ve put in I haven’t had . . . anything done. I put in a pre-trial
motion. I didn’t get it. You didn’t even bring me to [c]ourt.”
The trial court proceeded and asked the Defendant if he would call witnesses and
whether he would testify. The Defendant noted that the two witnesses he wanted to call
were at work. The Defendant again protested that he had no pretrial hearing, impliedly on
his motion to suppress, and he stated that the trial court committed “judicial misconduct”
fifteen years previously by sentencing the Defendant improperly in an unrelated case. The
trial court responded that it did not remember the previous case and that the court had “no
ill feeling against” the Defendant. The Defendant stated that whether he trusted the trial
court was “not for [the court] to judge. That’s for [the Defendant] to judge[.]”
After a recess, the Defendant lodged an objection based upon his right to
confrontation, arguing that the CI did not testify during the State’s case and was not subject
to cross-examination. The trial court overruled the objection.
The trial resumed, and the Defendant presented evidence on his behalf. The
Defendant played a recording of his October 15, 2015 police interview.3 The Defendant
stated that during the interview, he told Agent Rich that he had cancer and was using drugs
and that he asked the police to test him for the drugs found in his home, but that the police
refused to perform such a test.
3
The recording was not entered as a trial exhibit. The Defendant attached a CD containing photographs
and the recording to his appellate brief; however, “documents attached to an appellate brief but not included
in the record on appeal cannot be considered by this court as part of the record on appeal.” Reginald
Tyrone Donnell v. Russell Washburn, Warden, No. M2018-00706-CCA-R3-HC, 2019 WL 2082138, at *2
(Tenn. Crim. App. May 13, 2019) (quoting Grover L. Dunigan v. State, No. E2005-01574-CCA-R3-PC,
2006 WL 433699, at *3 (Tenn. Crim. App. Feb. 23, 2006)); see State v. Matthews, 805 S.W.2d 776, 783-
84 (Tenn. Crim. App. 1990) (stating that Tennessee Rule of Appellate Procedure 28 “does not contemplate
attaching a transcript of proceedings to a brief when the transcript has not been made a part of the record”).
8
The Defendant also elected to testify. He stated that in the police interview
recording, he “barely weighed” one hundred pounds, that he “was facing cancer [and]
stressing,” and that he did not know if he would die. He said that he “dealt with [his] pain”
by using drugs. He stated that he earned money by buying shoes and clothing in Memphis
and Mississippi and reselling them.
The Defendant explained that the camera in the broken window in the trailer was
meant to gather evidence against the mother of his child, who had previously broken his
car’s windows. He stated that he reported the vandalism to the police and that they told
him no evidence existed that she was the perpetrator.
The Defendant testified that he had “thousands and thousands of dollars[’] worth”
of clothing and shoes in the trailer, but that the police seized everything “except for what
show[ed] how [the Defendant] really made [his] money.” He stated that he also sold cars
and dogs. The Defendant opined that a difference existed between a cocaine “smoker and
a junkie.” He explained that a junkie bought small amounts of cocaine, whereas he
smoked cocaine because he did not “put his business in the street for everybody to see[.]”
The Defendant stated that his cancer “wasn’t for the public to know” and that he bought
the drugs to “keep [him]self in [his] house and deal with [his] problems.” He noted that
he lost almost one hundred pounds in two or three months because of stress and that he did
not want other people to see “the way [he] was.” He stated that he left the home where he
lived with his wife and children because he was dealing with his pain in his own way. The
Defendant averred that the money in the stove was “for the man to come pick the money
up.”
The Defendant asked rhetorically why the police had not arranged for a CI to
purchase drugs from him. He stated that the police claimed someone had witnessed the
Defendant “doing some transactions” in the front yard, but that it was not specified what
kind of transaction it was. The Defendant averred that the other person in the yard did not
buy drugs from him and that the drugs seized in the house could have been drugs the CI
saw the Defendant buy from a third party. He stated that the police assumed he was selling
drugs because the CI told them such. The Defendant expressed doubt that the CI existed
and stated that he could not “catch [the CI] in a lie” or cross-examine the CI because the
CI did not testify at trial. The Defendant opined that the State could not prove he was
selling drugs, and he reiterated that he was “using drugs and dying.” He noted that the
jury could see “every bone in [his] body” on the interview recording.
The Defendant testified that Agent Rich refused to drug test him “because he knew
it could be used” at trial; he added that he asked to go to drug rehabilitation and for help
with his drug use, but that Agent Rich refused. The Defendant stated that he had gained
9
weight in jail and was glad to have “got[ten] . . . clean.” He said that he would not “let
this man make [him] out to be a drug dealer” when he was not. The Defendant reiterated
that he was “dealing with something” and told the jury that it could not have “a doubt
whatsoever” that he was selling drugs. He averred that Agent Rich had no proof and said,
“All he [had was] what he wanted to put together to make it look good.”
The Defendant testified that he had made mistakes in the past, including previously
selling drugs “years ago” when he first started using them. He stated that after serving
time in jail, he stopped selling drugs but continued using drugs to cope with his pain. The
Defendant elaborated that his doctor told him that he had a fifty percent chance of surviving
surgery, but that it was possible he would die without it. The Defendant referred to his
remaining family in the courtroom and stated that all of his family had died “back to back”
from the same ailment the Defendant had. The Defendant stated that he would “rather
think about the next high than think about the day [he] was fixing to die.”
The Defendant testified that if he were selling drugs, the police would have found
“thousands and thousands” of dollars’ worth of drugs. He stated that he was “not going
to sell a small load of [any]thing,” as demonstrated by the quantity of shoes and cars he
had for sale. The Defendant claimed that the cocaine the police seized was the “limit” he
would use in one day and that he would use that amount in three or four hours. He noted,
“What I do, I do it to the fullest.”
The Defendant testified that his drug use was wrong and that he was willing to
accept punishment for it. He averred that he “man[ned] up” to what he did, but that he
would not take punishment for selling drugs because he was innocent.
On cross-examination, the Defendant acknowledged that he possessed powder and
crack cocaine, hydrocodone, and marijuana. He disagreed with the State that he had more
than fifteen grams of cocaine, and he noted that the lab report he received reflected only
eleven grams. The Defendant noted that he previously gave the trial court a prescription
for the hydrocodone and “[t]hat’s how [he] got the charges dismissed.” 4 When asked
whether he brought the prescription to court, the Defendant responded that he was in jail
and that the court already had it. The Defendant acknowledged that he flushed the cocaine
down the toilet; when asked why he did it, the Defendant replied, “I’m a smoker. Not a
dummy.” He elaborated that he did not want the police to know he was smoking drugs,
4
During the proceedings, the Defendant referred multiple times to a charges that were dismissed after a
preliminary hearing and re-indicted. The record contains no details regarding those proceedings. At any
rate, all four charges in the indictment in this case were presented to the jury.
10
and he agreed that he was trying to destroy the evidence. However, he then said, “But
that’s not destroying evidence. That’s just getting rid of -- what I was getting rid of was
mine.” The Defendant denied knowing that the police were coming to his house, and he
noted that he lived “in a drug infested area.” He stated that when he saw the police driving
down the street, he was “paranoid, spooked, and did what [he] thought was best. And that
was run and get rid of what [he] had.”
The Defendant testified that the camera in the window recorded his front yard and
wirelessly transmitted it to a monitor kept by his bed. The Defendant stated that a few
months before the police searched his home, he discovered a “big knot” on his neck, and
the Defendant’s boss advised him to go to the doctor. The doctor biopsied the lump and
told the Defendant he had cancer that could be fatal “for where it was at.” The doctor
prescribed the Defendant hydrocodone, Percocet, and a third unspecified medication. The
Defendant underwent surgery on November 18, 2015. He acknowledged that the doctor
did not tell him to use cocaine. The Defendant noted that he used cocaine to help his
mental state.
The Defendant testified that when he was young, some fifteen years previously, he
was convicted of selling marijuana in Madison County and for selling cocaine in
Humboldt. He noted that he got “the taste for drugs” after his son died, although he
characterized his drug use during the time he sold drugs as “trying it” rather than being a
regular user. The Defendant added that a person generally did not use drugs while selling
them because the person would deplete his supply.
The Defendant testified that powder and crack cocaine produced different “highs”
and that he could use as much as five to six grams of powder cocaine and two to three
grams of crack cocaine per day, which was valued at eight or nine hundred dollars. He
said, though, that he did not use this much every day. He stated that he made $13,000 per
month selling shoes for another person. The Defendant stated that he bought larger
amounts of cocaine so that he could stay at home all day and not have to go out multiple
times to buy smaller amounts of cocaine. He did not know how much cocaine he bought
and used on a daily basis, and he said that he bought what he felt like he needed. He noted
that he had children and “a life” and could not “just be junked out 24-7[.]”
After the Defendant’s testimony, he entered as exhibits several photographs of
Facebook posts he made advertising shoes, clothing, cars, and puppies for sale. He also
entered a photograph of a social media post dated November 24, 2015, which showed him
in a hospital bed with a stapled incision running along the left side of his neck.
11
The State recalled Deputy Director Carter in rebuttal, who testified that he was
trained as a paramedic and that if a person used the quantity of drugs the Defendant claimed
to use, the person “would have a heart attack quick” and could overdose. On cross-
examination, Deputy Director Carter stated that he had years of training and experience
with drugs as a paramedic and police officer. He acknowledged, though, that he had never
personally used drugs.
Upon this evidence, the jury found the Defendant guilty of illegal possession of
cocaine, evidence tampering, illegal possession of hydrocodone, and simple possession of
marijuana. The Defendant subsequently filed a pro se January 30, 2020 “Motion for
Appeal” in the trial court, which raised suppression grounds that had been denied after a
pretrial hearing.5 On February 6, 2020, the Defendant filed a pro se notice of appeal in
this court raising the same suppression issues and additional issues related to the
Defendant’s being re-indicted for evidence tampering, the trial court’s losing a copy of the
Defendant’s prescription for hydrocodone, which he presented at a preliminary hearing, a
juror’s apologizing to a police witness after the verdict, and the trial court’s denying the
Defendant a pretrial hearing. On March 2, 2020, this court issued an order noting that the
sentencing hearing had not yet occurred and holding the appeal in abeyance.
At the May 28, 2020 sentencing hearing, the trial court discussed with the Defendant
that the Defendant’s family was trying to hire a lawyer. After arguments regarding the
Defendant’s prior convictions, the trial court imposed an effective sentence of seven years.
The State asked to set a motion for new trial hearing date, and the court asked the Defendant
if he understood. The Defendant agreed and stated that he would let the court know by
the July 2, 2020 hearing date if his family was unable to hire an attorney. The court
recommended strongly that the Defendant hire an attorney or allow it to appoint him one.
On July 6, 2020, this court issued an order noting our receipt of the Defendant’s
judgment forms and considering the appeal timely filed. At a July 20, 2020 motion
hearing, the trial court noted that the court clerk had not received a motion for new trial.
The Defendant responded that he and the clerk had a “misunderstanding” and that pertinent
to this case, he had filed a notice of appeal regarding his conviction for evidence tampering,
not a motion for new trial. The trial court responded that this court had “granted” the
appeal, and the trial court added that it would consider the Defendant’s “previous request”
as an “oral” motion for new trial. The trial court asked if the Defendant had anything he
wanted to say about his motion for new trial issues. The Defendant replied, “I never filed
a Motion for New Trial. I filed a motion to appeal.”
5
The suppression hearing transcript is not included in the record; however, for purposes of this appeal, the
trial court’s order denying the motion is sufficient for our review.
12
The trial court briefly explained that the Defendant needed to raise issues in a motion
for new trial before raising them on appeal. The Defendant indicated that he understood,
but noted that he “called them [him]self and [he] had a conversation with them and [he]
also filed the papers to let them know that there was a conflict of interest[.]” The court
stated that this was one of the issues the Defendant needed to raise in his motion for new
trial. The Defendant responded, “I don’t want to file a Motion for New Trial, sir.” The
court said, “Well I’m going to treat your complaints as a motion for new trial and I’m going
to deny that motion.” The Defendant said, “So you’re going to deny a Motion for New
Trial that I never filed?” The court responded affirmatively and reiterated that it would
treat “your complaints and your objections” as a motion for new trial. The Defendant
stated that his complaint related to the dismissed and re-indicted evidence tampering
charge. Finally, the Defendant claimed that at some point, he
called and had a talk with the woman myself and . . . I told her that the [c]ourt
was saying that I need to file for a Motion for a New Trial. She told me,
“Well, I don’t see why you have to file a Motion for a New Trial to just
appeal a charge that you were found guilty of in trial.” She said, “To open
a whole new trial, have a new trial, that has nothing to do with trying to
appeal something that you had been found guilty for in trial.”
When asked by the trial court if he wanted to identify the woman with whom he spoke, the
Defendant stated that he did not know her name. The trial court commented that it was
“sure the [c]ourt reviewing this will be interested in that.” Although the prosecutor told
the trial court that he would prepare an order denying the motion for new trial, no such
order was included in the record. The appeal is now before us for review.
ANALYSIS
On appeal, the pro se Defendant contends that (1) his residence was improperly
searched because the search warrant listed the incorrect address, the CI was unidentified,
and the investigative report referred to Louis Williams, Jr., the Defendant’s father; (2) the
evidence obtained in that search should be retroactively suppressed because the Defendant
was not convicted of the offense alleged in the search warrant; (3) his confrontation rights
were violated because the CI did not testify at trial; (4) the trial court should have recused
itself due to showing bias against the Defendant by denying his motion to suppress and the
court’s imposition of an incorrect release eligibility in two previous cases; and (5) the
evidence is insufficient to support his conviction for evidence tampering. The State
responds that the Defendant’s appeal should be dismissed for failure to conform the
appellate brief to the relevant Rules of Appellate Procedure.
13
Relative to the State’s argument that the Defendant’s appeal should be dismissed,
this court has traditionally relaxed the Rules of Appellate Procedure in cases involving a
pro se defendant. Although the Defendant’s multiple handwritten filings are not fashioned
in the style of an appellate brief, his issues are readily apparent, and the record is sufficient
for us to address them. Accordingly, we may exercise our discretion to consider the
Defendant’s appeal, notwithstanding the procedural infirmities of his briefs.
However, an issue outside of our discretion exists such that we are limited to
considering only the Defendant’s sufficiency issue. As the Defendant stated repeatedly at
the July 20, 2020 hearing, he filed no motion for a new trial. Even though the trial court
attempted to preserve the Defendant’s issues for appeal by stating that it considered the
Defendant’s “previous request” and “objections” as an oral motion for new trial, the court
did not specify to which request or objections it referred. At trial, the Defendant made no
oral statements about the jury’s verdict after it was returned. At the sentencing hearing,
the Defendant similarly raised none of the issues contained in his January 30, 2020 “motion
to appeal” filed in the trial court or his February 6, 2020 notice of appeal filed in this court.6
The Defendant only raised issues about the trial in writing, not orally, and we will not comb
the record and speculate as to what the trial court referred.
Our rules of criminal procedure provide that “[a] motion for a new trial shall be in
writing or, if made orally in open court, be reduced to writing, within thirty days of the date
the order of sentence is entered.” Tenn. R. Crim. P. 33(b). “[T]his thirty day period is
jurisdictional and cannot be expanded.” State v. Hatcher, 310 S.W.3d 788, 800 (Tenn.
2010). Thus, “[a] trial judge does not have jurisdiction to hear and determine the merits
of a motion for a new trial which has not been timely filed.” State v. Bough, 152 S.W.3d
453, 460 (Tenn. 2004).
Unlike other rules of procedure, Rule 33 does not contain a provision for untimely
filed motions for new trial. See, e.g., Tenn. R. Crim. P. 32(f) (withdrawal of guilty plea
allowed “for any fair and just reason” before sentence is imposed or “to correct manifest
injustice” after judgment entered but before it becomes final); Tenn. R. App. P. 4(a) (in
criminal cases, “notice of appeal” document is not jurisdictional and filing may be waived
“in the interest of justice”). This court does not have the authority to waive the untimely
filing of a motion for new trial. State v. Marlin, 940 S.W.2d 567, 569 (Tenn. 1997); State
v. Stephens, 264 S.W.3d 719, 728 (Tenn. Crim. App. 2007); see also Tenn. R. App. P. 4(a).
6
The only substantive issue argued at the sentencing hearing was whether the Defendant’s previous
convictions, some of which occurred more than ten years previously, could be used to enhance his sentence
or establish a higher sentencing range.
14
In this case, the Defendant did not file a written motion for new trial or orally request
one. Nevertheless, the trial court stated that it would retroactively consider the
Defendant’s unspecified requests and objections as an oral motion for new trial. Putting
aside the ambiguity of the trial court’s statement, even if an oral motion had been made, it
was not reduced to writing within thirty days of the entry of judgments. See Tenn. R.
Crim. P. 33(b). We note that the trial court did not instruct the pro se Defendant to prepare
a written motion. Because the Defendant did not file a written motion for new trial or
reduce an oral request to writing before June 29, 2020, 7 the trial court was without
jurisdiction to consider any such motion. See State v. Dodson, 780 S.W.2d 778, 780
(Tenn. Crim. App. 1989). Moreover, the record is devoid of any indication that the trial
court ever entered a written order denying the supposed oral motion for new trial. As
such, we have no findings of fact or conclusions of law upon which to review the trial
court’s denial of the motion. See Tenn. R. App. P. 36(a) (stating that “relief may not be
granted in contravention of the province of the trier of fact”).
If a motion for new trial is not filed within the mandatory thirty-day period, all
appellate issues are deemed waived except for sufficiency of the evidence and sentencing.
Bough, 152 S.W.3d at 460; Martin, 940 S.W.2d.at 569. Only one of the issues raised by
the Defendant involves the sufficiency of the evidence.8 As such, for the purpose of our
appellate review, the remainder of the Defendant’s issues are waived. See, e.g., State v.
Alvina Tinisha Brown, No. E2016-00314-CCA-R3-CD, 2017 WL 2464981, at *4 (Tenn.
Crim. App. June 7, 2017). We note that the Defendant makes no argument that this court
should review these issues for plain error, and we see no reason to do so sua sponte. The
Defendant has waived his issues by failing to raise them in a timely motion for new trial.
I. Sufficiency
The Defendant contends that the evidence was insufficient to support his evidence
tampering conviction, arguing that he did not know a police investigation was ongoing at
the time he flushed the cocaine down the toilet. He specifically notes that he was not in
7
We are mindful that the sentencing hearing occurred during a period of the COVID-19 pandemic when
our supreme court had issued several orders suspending procedural deadlines; however, the extension only
applied to deadlines originally falling between March 13, 2020, and May 31, 2020. Accordingly, the
Defendant’s deadline to file a motion for new trial expired thirty days after the May 28, 2020 entry of his
judgments. Because the thirty-day deadline occurred on a weekend, the last day the Defendant could have
filed a motion for new trial was Monday, June 29, 2020. See In re: COVID-19 Pandemic, No. ADM2020-
00428 (Tenn. May 26, 2020) (order).
8
The State’s brief includes a general sentencing issue. Our reading of the Defendant’s several briefs do
not indicate that he clearly raised any issue relative to his sentence.
15
the police officers’ presence during the event. The State responds that the evidence was
sufficient.
An appellate court’s standard of review when the defendant questions the
sufficiency of the evidence on appeal is “whether, after viewing the evidence in the light
most favorable to the prosecution, any rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319
(1979). This court does not reweigh the evidence; rather, it presumes that the jury has
resolved all conflicts in the testimony and drawn all reasonable inferences from the
evidence in favor of the State. See State v. Sheffield, 676 S.W.2d 542, 547 (Tenn. 1984);
State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). Questions regarding witness
credibility, conflicts in testimony, and the weight and value to be given to evidence were
resolved by the jury. See State v. Bland, 958 S.W.2d 651, 659 (Tenn. 1997).
A guilty verdict “removes the presumption of innocence and replaces it with a
presumption of guilt, and [on appeal] the defendant has the burden of illustrating why the
evidence is insufficient to support the jury’s verdict.” Bland, 958 S.W.2d at 659; State v.
Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). A guilty verdict “may not be based solely
upon conjecture, guess, speculation, or a mere possibility.” State v. Cooper, 736 S.W.2d
125, 129 (Tenn. Crim. App. 1987). However, “[t]here is no requirement that the State’s
proof be uncontroverted or perfect.” State v. Williams, 657 S.W.2d 405, 410 (Tenn.
1983). Put another way, the State is not burdened with “an affirmative duty to rule out
every hypothesis except that of guilt beyond a reasonable doubt.” Jackson, 443 U.S. at
326.
The foregoing standard “applies to findings of guilt based upon direct evidence,
circumstantial evidence, or a combination of [both] direct and circumstantial evidence.”
State v. Pendergrass, 13 S.W.3d 389, 392-93 (Tenn. Crim. App. 1999). Both “direct and
circumstantial evidence should be treated the same when weighing the sufficiency of such
evidence.” State v. Dorantes, 331 S.W.3d 370, 381 (Tenn. 2011). The duty of this court
“on appeal of a conviction is not to contemplate all plausible inferences in the [d]efendant’s
favor, but to draw all reasonable inferences from the evidence in favor of the State.” State
v. Sisk, 343 S.W.3d 60, 67 (Tenn. 2011).
As indicted in this case, the evidence tampering statute provides that it is “unlawful
for any person, knowing that an investigation . . . is pending or in progress, to . . . [a]lter,
destroy, or conceal any . . . thing with intent to impair its . . . availability as evidence in the
investigation or official proceeding.” Tenn. Code Ann. § 39-16-503(a)(l).
16
In the light most favorable to the State, the Defendant testified at trial that he flushed
the cocaine down the toilet because he saw the police driving down the street, that he did
not want the police to know he was smoking cocaine, and that he was trying to destroy the
evidence of his drug use, although he also characterized the act as “getting rid of [what]
was [his].” Agent Rich testified that as he passed the trailer with marked police vehicles,
including a SWAT team, he saw the Defendant standing on the front porch and made eye
contact with him. Agent Rich began to yell that he was executing a search warrant, and
the Defendant “took off running” inside. When Agent Rich entered the trailer, he found
the Defendant and Ms. Cox in bed, and he heard the toilet in the bathroom running. Agent
Rich pulled two bags of cocaine out of the toilet, including one that had opened in the toilet
bowl. He did not know how much cocaine was lost during the flushing, but as he
documented in the photographs of the toilet, at least some cocaine remained in the toilet
bowl. Agent Strandquist noted during her testimony that the quantity of cocaine recovered
was relevant to the level of offense charged.
Put simply, the Defendant admitted to knowing an investigation was in process. He
saw the police coming down the street and wanted to get rid of his cocaine before they
could find it. The Defendant’s assertion that the officers had to be in his presence in order
for him to know they were conducting an investigation is without any legal basis. See,
e.g., State v. Majors, 318 S.W.3d 850, 862-3 (Tenn. 2010) (concluding that the evidence
was sufficient to prove evidence tampering when officers entered the defendant’s home
and yelled, “Search warrant,” the defendant ran to the bathroom, and circumstantial
evidence indicated that he flushed an item down the toilet, although the officers did not see
the act); State v. Logan, 973 S.W.2d 279, 282 (Tenn. Crim. App. 1998) (concluding that
the evidence was sufficient to prove evidence tampering when officers knocked on the
defendant’s door, another person answered the door, the officers yelled, “search warrant,”
and the defendant was found sitting on a toilet containing multiple baggies of cocaine).
The Defendant is not entitled to relief on this basis.
CONCLUSION
In consideration of the foregoing and the record as a whole, the judgments of the
trial court are affirmed.
___________________________________
D. KELLY THOMAS, JR., JUDGE
17