State of Tennessee v. . Sandy Marie McKay ( 2004 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
February 3, 2004 Session
STATE OF TENNESSEE v. SANDY MARIE MCKAY
Direct Appeal from the Criminal Court for Davidson County
No. 2000-C-1292 Cheryl Blackburn, Judge
No. M2002-03066-CCA-R3-CD - Filed March 12, 2004
The Defendant, Sandy Marie McKay, pled guilty to attempted aggravated child neglect, a Class B
felony. After a hearing, the trial court sentenced the Defendant as a Range I standard offender to
nine years in the Department of Correction. The Defendant now appeals, contesting both the length
and manner of service of her sentence. We affirm the judgment of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed
DAVID H. WELLES, J., delivered the opinion of the court, in which JERRY L. SMITH and THOMAS T.
WOODALL, JJ., joined.
David A. Collins, Nashville, Tennessee, for the appellant, Sandy Marie McKay.
Paul G. Summers, Attorney General and Reporter; P. Robin Dixon, Jr., Assistant Attorney General;
Victor S. Johnson, District Attorney General; and Brian Holmgren, Assistant District Attorney
General, for the appellee, State of Tennessee.
OPINION
In January 2000, the Defendant was living with her boyfriend, Andre Webster, and their two
children, daughter Tonatica and son Deandre. Tonatica was two years old at the time; Deandre was
five months old. The Defendant was employed at a fast-food restaurant.
One of Deandre’s aunts visited the Defendant’s apartment and determined that Deandre
needed medical care. She took him to the hospital, and he was treated by pediatrician Dr. Aida
Yared. Dr. Yared testified that Deandre was “very malnourished.” Upon admission, Deandre
weighed only seven pounds, two ounces; at birth he had weighed six pounds, ten ounces. Dr. Yared
testified that a five-month-old infant “should have doubled their weight from what it was at birth on
an average.” Her examination of the child indicated that the baby had initially gained weight
normally, but then lost most of his fat. In her opinion, Deandre had been suffering from malnutrition
for a period of approximately three months. She further testified that there was “no obvious physical
reason” for his failure to thrive and that, during his treatment at the hospital, he “was very willing
to feed and was swallowing properly, was not vomiting other than normal baby spit-up and did not
have any diarrhea.” In Dr. Yared’s opinion, the baby had suffered from child neglect and could have
died had the aunt not intervened.
Detective Kristin Vanderkooi Dyer testified that she interviewed the Defendant about
Deandre’s condition. Det. Dyer stated that the Defendant told her “a couple of different things”
about the baby’s condition. Det. Dyer testified that the Defendant told her “that the child appeared
to be allergic or unable to digest a certain kind of formula that she had been feeding the child, and
then she also said that sometimes they run out of food in the house and that she feeds Deandre bottles
of water.” Det. Dyer further stated that the Defendant told her that Deandre had seemed to be
growing fine for the first couple of months but began to “look skinny” in his third month. At that
point, the Defendant told her, Deandre began having trouble digesting the food she was giving him.
She had not taken him to a doctor because, when she tried earlier to take him in for his shots, she was
turned away because Deandre did not have a TennCare card. The Defendant also told Det. Dyer
that, after Deandre became so skinny, she was afraid to take him to the doctor for fear that she would
get in trouble.
Det. Dyer saw Tonatica during her visit to the Defendant’s home and testified that she
appeared “fine.”
Dr. Geraldine Bishop testified that she is a clinical and developmental psychologist. She
examined the Defendant in May 2002. Dr. Bishop testified that her assessment of the Defendant
established that the Defendant is mildly mentally retarded with a full-scale IQ of 70, has deficits in
intellectual behavior, deficits in adaptive behavior, and has attention deficit disorder. Other proof
established that the Defendant’s live-in boyfriend, Deandre’s father, is also mentally retarded with
a full-scale IQ of 59.
The presentence report reflects that at the time of sentencing the Defendant was twenty-three
years old and unmarried. Although the information was not verified, the Defendant reported that she
completed the eleventh grade in school and had worked toward obtaining a GED. She reported
being physically and sexually abused as a child. She had been employed at three different fast-food
restaurants during the two-year period preceding her arrest and incarceration for the instant offense.
The presentence report further reflects that the Defendant’s criminal history includes
convictions for misdemeanor assault, driving on a suspended license, and child neglect. In this case,
as set forth above, the Defendant pled guilty to attempted aggravated child neglect, a Class B felony.
See Tenn. Code Ann. §§ 39-15-402(b), 39-12-107(a). Her plea left sentencing to the trial court’s
discretion. The Defendant was sentenced as a Range I offender, which subjected her to a sentencing
range of eight to twelve years. See id. § 40-35-112(a)(2).
In determining the length of the Defendant’s sentence, the trial court applied three
enhancement factors: (a) the Defendant has a previous history of criminal convictions or criminal
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behavior in addition to those necessary to establish the appropriate range; (b) the victim was
particularly vulnerable because of age; and (c) the Defendant abused a position of private trust. See
id. § 40-35-114(2), (5), (16). In mitigation, the trial court found that the Defendant suffered from
a mental or physical condition that reduced her culpability. See id. § 40-35-113(8).1 On the basis
of these factors, the trial court sentenced the Defendant to nine years. The trial court further ordered
that the Defendant serve this sentence in the Department of Correction.
The Defendant contends on appeal that the trial court erred in applying all three enhancement
factors, and that an additional mitigating factor should have been applied, to wit, that the Defendant
committed the offense under such unusual circumstances that it is unlikely that a sustained intent to
violate the law motivated her conduct. See id. § 40-35-113(11). The Defendant avers that she
should have received an eight-year sentence, the minimum in her range, and that she should have
been ordered to serve her sentence on probation or community corrections. The State contends that
the trial court’s sentence should be affirmed.
Before a trial court imposes sentence upon a convicted criminal defendant, it must consider
(a) the evidence adduced at the trial and the sentencing hearing; (b) the presentence report; (c) the
principles of sentencing and arguments as to sentencing alternatives; (d) the nature and
characteristics of the criminal conduct involved; (e) evidence and information offered by the parties
on the enhancement and mitigating factors set forth in Tennessee Code Annotated sections 40-35-
113 and 40-35-114; and (f) any statement the defendant wishes to make in the defendant’s own
behalf about sentencing. See Tenn. Code Ann. § 40-35-210(b); State v. Imfeld, 70 S.W.3d 698, 704
(Tenn. 2002). To facilitate appellate review, the trial court is required to place on the record its
reasons for imposing the specific sentence, including the identification of the mitigating and
enhancement factors found, the specific facts supporting each enhancement factor found, and the
method by which the mitigating and enhancement factors have been evaluated and balanced in
determining the sentence. See State v. Samuels, 44 S.W.3d 489, 492 (Tenn. 2001).
Upon a challenge to the sentence imposed, this Court has a duty to conduct a de novo review
of the sentence with a presumption that the determinations made by the trial court are correct. See
Tenn. Code Ann. § 40-35-401(d). However, this presumption “is conditioned upon the affirmative
showing in the record that the trial court considered the sentencing principles and all relevant facts
and circumstances.” State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). If our review reflects that
the trial court followed the statutory sentencing procedure, that the court imposed a lawful sentence
after having given due consideration and proper weight to the factors and principles set out under
the sentencing law, and that the trial court’s findings of fact are adequately supported by the record,
then the presumption is applicable, and we may not modify the sentence even if we would have
preferred a different result. See State v. Pike, 978 S.W.2d 904, 926-27 app. (Tenn. 1998). We will
1
The statutory language for this factor provides for mitigation where “[t]he defendant was suffering from a
mental or physical cond ition that significantly reduced the defendant’s culpability for the offense.” Tenn. Code Ann.
§ 40-35-113(8 ) (emphasis added). Here, the trial court specifically found that the Defendant’s mental condition reduced
her culpability, but not “sign ificantly.”
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uphold the sentence imposed by the trial court if (1) the sentence complies with the purposes and
principles of the 1989 Sentencing Act, and (2) the trial court’s findings are adequately supported by
the record. See State v. Arnett, 49 S.W.3d 250, 257 (Tenn. 2001). The burden of showing that a
sentence is improper is upon the appealing party. See Tenn. Code Ann. § 40-35-401, Sentencing
Commission Comments; Arnett, 49 S.W.3d at 257.
The Defendant was convicted of a Class B felony. The presumptive sentence for a Class B
felony is the minimum sentence in the applicable range, increased as appropriate for applicable
enhancement factors and then reduced as appropriate for mitigating factors. See Tenn. Code Ann.
§ 40-35-210(c), (e). Provided the trial court complies with the purposes and principles of the
Criminal Sentencing Reform Act of 1989 and its findings are adequately supported by the record,
the weight afforded to enhancement and mitigating factors is left to the trial court’s discretion. See
State v. Souder, 105 S.W.3d 602, 606 (Tenn. Crim. App. 2002).
Here, the trial court applied three enhancement factors. The Defendant contends that the trial
court erred in applying the first of these, that she has a history of criminal convictions or behavior,
because her criminal record is not “serious.” The Defendant cites to no authority for this contention,
and this issue is therefore waived. See Tenn. Ct. Crim. App. R. 10(b). Moreover, it is without merit.
The enhancement factor for previous criminal history has no requirement that the prior convictions
be for “serious” offenses. Furthermore, we decline to adopt the Defendant’s assertion that a
misdemeanor assault conviction and a misdemeanor neglect conviction are not “serious.” The trial
court did not err in applying this enhancement factor in determining the Defendant’s sentence.
The Defendant contends that the trial court erred in applying the enhancement factor for the
victim’s particular vulnerability, arguing that “this factor is meant to deal with cases where a victim
is induced to do something or lured into a situation that because of the victim’s age or physical or
mental disability the perpetrator possessed an unfair advantage.” Again, the Defendant cites no
authority in support of this proposition, and the issue is therefore waived. See Tenn. Ct. Crim. App.
R. 10(b). Moreover, the Defendant’s argument is without merit. Our supreme court has determined
that this enhancement factor is applicable where “the circumstances show that the victim, because
of his [or her] age or physical or mental condition, was in fact ‘particularly vulnerable,’ i.e.,
incapable of resisting, summoning help, or testifying against the perpetrator.” State v. Adams, 864
S.W.2d 31, 35 (Tenn. 1993). The State has the burden of proving the victim’s particular
vulnerability. See id. The State must also demonstrate that the victim’s particular vulnerability was
a factor in the commission of the offense. See State v. Butler, 900 S.W.2d 305, 313 (Tenn. Crim.
App. 1994).
In this case, the State carried its burden of proving that, due to his age, the infant victim was
“particularly vulnerable” to the offense of child neglect and that his age and concomitant inability
to feed himself was a factor in the Defendant’s commission of the offense through inadequate
feeding. See State v. Rodney J. McDougle, Sr., No. 02C01-9707-CR-00242, 1998 WL 485613, at
*2 (Tenn. Crim. App., Jackson, Aug. 18, 1998) (holding that the particularly vulnerable enhancement
factor applied to the defendant’s sentence for reckless homicide, caused by the defendant’s shaking
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a four-month-old infant, because “the victim had an incapacity to resist or to summon help and could
not testify against the Defendant.”). The trial court properly applied this enhancement factor to the
Defendant’s sentence.
With respect to the trial court’s application of the enhancement factor for abuse of a private
trust, the Defendant contends that this factor “applies to cases involving . . . private officials say in
the case of a private fiduciary or cases involving the employment of special skills as in the case of
an accountant who through his skills hides his embezzlement from his employer.” Again, the
Defendant cites to no authority for this rather restrictive interpretation of this enhancement factor,
and her contention is thereby waived. See Tenn. Ct. Crim. App. R. 10(b). Moreover, it is without
merit. Our supreme court has declared that where “the adult perpetrator and minor victim are
members of the same household, the adult occupies a position of ‘presumptive private trust’ with
respect to the minor.” State v. Gutierrez, 5 S.W.3d 641, 645 (Tenn. 1999). In this case, the infant
victim was in the care and custody of the Defendant. The Defendant neglected her son to the extent
that he was in danger of starving to death. In so doing, she abused her position of private trust. The
trial court properly applied this enhancement factor.
The Defendant next complains that the trial court failed to apply as a mitigating factor that
the Defendant “committed the offense under such unusual circumstances that it is unlikely that a
sustained intent to violate the law motivated the criminal conduct.” Tenn. Code Ann. § 40-35-
113(11). We agree with the Defendant that, given her intellectual limitations, the trial court should
have applied this mitigating factor. However, we do not thereby conclude that the Defendant is
entitled to a reduced sentence. On the basis of the three enhancement factors and two mitigating
factors, a one-year increase over the minimum sentence is appropriate. We find no error in the trial
court’s imposition of a nine-year sentence.
The Defendant also challenges the manner in which she was ordered to serve her sentence.
Because she was convicted of a Class B felony, she is not entitled to a presumption in favor of an
alternative sentence. See Tenn. Code Ann. § 40-35-102(6). Moreover, because she was sentenced
to a term of nine years, she is not eligible for probation. See id. § 40-35-303(a). She is, however,
eligible for community corrections because she would otherwise be sentenced to incarceration; she
was convicted of a non-violent felony; no weapon was involved; she does not demonstrate a pattern
of violent offenses or behavior; and she was not sentenced to incarceration or on escape at the time
of sentencing. See id. § 40-36-106(a)(1)(A)-(F), (2);2 State v. Selina G. Harrelson, No. W1999-
00521-CCA-R3-CD, 2000 WL 1051854, at *9 (Tenn. Crim. App., Jackson, July 28, 2000).
The trial court did not consider the Defendant’s suitability for a community corrections
sentence, incorrectly concluding that the Defendant was not eligible for it because of the nature of
2
W e recognize, of course, that persons convicted o f those felo ny offenses against persons set forth in title 39,
chapter 13, parts 1-5 of our criminal code are not eligible for a community corrections sentenc e. See Tenn. Cod e Ann.
§ 40-36-106(a)(1)(B). Although it is a crime against the person of another, attempted aggravated child neglect does not
belong to the designated group of offenses which preclude eligibility for a com munity corrections se ntence . See id. §
39-1 5-40 2.
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the charge and the length of her sentence. Accordingly, we must examine the record with respect
to this issue de novo with no presumption of correctness attached to the trial court’s denial of this
sentencing alternative.
A defendant may properly be denied an alternative sentence, that is, ordered to serve his or
her sentence in confinement, where the proof establishes the need to protect society by restraining
a defendant with a long history of criminal conduct; to avoid depreciating the seriousness of the
offense, or to effectively deter others who are likely to commit similar offenses; or where less
restrictive measures have frequently or recently been applied unsuccessfully to the defendant. See
Tenn. Code Ann. § 40-35-103(1)(A)-(C). The defendant’s potential for rehabilitation (or lack
thereof) should also be considered when determining whether an alternative sentence is appropriate.
See id. § 40-35-103(5).
Here, the Defendant does not have a long history of criminal conduct. We view the
Defendant’s offense, however, as very serious. Moreover, the Defendant has previously been placed
on probation for child neglect, yet now stands convicted of attempted aggravated child neglect.
Thus, we conclude that her potential for rehabilitation is poor. In sum, we deem incarceration to be
the appropriate manner of service of the sentence for this Defendant on this conviction.
The judgment of the trial court is affirmed.
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DAVID H. WELLES, JUDGE
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