William Houston v. State of Tennessee ( 2004 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs February 3, 2004
WILLIAM LEWIS HOUSTON v. STATE OF TENNESSEE
Appeal from the Circuit Court for Giles County
No. 10265 Robert L. Holloway, Jr., Judge
No. M2003-00304-CCA-R3-PC - Filed June 16, 2004
Petitioner was convicted by a Giles County jury for several drug-related offenses and was given an
effective sentence of 72 years. In his direct appeal to this Court, his conviction was affirmed, and
his sentence was reduced to 46 years. Petitioner then filed a Petition for Post-conviction Relief.
The post-conviction court denied the petition. Petitioner appeals the decision of the post-conviction
court and argues three issues on appeal: (1) Whether the post-conviction court erred in finding that
trial counsel was effective; (2) whether the post-conviction court erred in its decision with respect
to the trial judge’s presence in the jury room; and (3) whether newly-discovered evidence of
officer/witness’s wrong doing and character mandates a new trial. We affirm the decision of the
post-conviction court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Trial Court is Affirmed.
JERRY L. SMITH , J., delivered the opinion of the court, in which DAVID H. WELLES and THOMAS T.
WOODALL, JJ., joined.
Lucy D. Henson and Dennis P. Stack, Pulaski, Tennessee, for the appellant, William Lewis Houston.
Paul G. Summers, Attorney General & Reporter; Richard H. Dunavant, Assistant Attorney General;
Mike Bottoms, District Attorney General, for the appellee, State of Tennessee.
OPINION
FACTUAL BACKGROUND
On direct appeal, the Court summarized the facts of this case as follows:
Between February and May of 1997, Ted Watkins, a paid undercover agent,
conducted a series of drug transactions with the defendant. During these
transactions, the undercover agent was wired with an audio-taped transmission device
which was monitored by Officer Dan Miller of the Giles County Sheriff’s
Department and Agent Pat Howell of the Tennessee Bureau of Investigation. At trial,
the undercover agent, Miller and Howell testified about the underlying transaction
for each indictment. The undercover agent testified that he coordinated the amount
of cocaine that would be purchased during each transaction with Miller and Howell.
The undercover agent further testified that telephone calls transpired between the
defendant and him before each buy. These telephone conversations were taped by
the undercover agent and admitted into evidence at trial. Miller and Howell also
testified that, prior to each transaction, they met with the undercover agent at a
previously arranged location where both the undercover agent and the agent’s vehicle
were searched. The undercover agent was then wired with the transmitter and given
money for the purchase.
State v. William Lewis Houston, No. M1999-01430-CCA-R3-CD, 2000 WL 1793088 at * 1 (Tenn.
Crim. App. at Nashville, Dec. 7, 2000)
Petitioner, William Lewis Houston, was the subject of several indictments for drug-related
offenses as a result of the undercover activities. He was convicted by a Giles County jury of all but
one of the charges against him. This resulted in convictions for four counts of selling 0.5 grams or
more of cocaine, two counts of selling 26 grams or more of cocaine, one count of facilitation of the
sale of 0.5 grams or more of cocaine, one count of selling counterfeit cocaine, and one count of
aggravated assault. The trial court sentenced Petitioner to an effective sentence of 72 years.
Petitioner appealed his conviction to our Court. See State v. William Lewis Houston, No. M1999-
01430-CCA-R3-CD, 2000 WL 1793088 (Tenn. Crim. App. at Nashville, Dec. 7, 2000). We
affirmed the convictions, but modified the Petitioner’s sentence so that he was given an effective
sentence of 46 years.
Petitioner then filed a pro se Petition for Post-conviction Relief. He argued several issues
in this petition, which was later amended after counsel was appointed. The trial court held a hearing
on the Petition for Post-conviction Relief. At the conclusion of the hearing, the trial judge made a
partial ruling on the record and later filed a written order denying Petitioner’s petition on January
13, 2003.
Petitioner argues three issues on appeal: (1) Whether the post-conviction court erred in
finding that trial counsel was effective; (2) whether the post-conviction court erred as to the findings
concerning the trial judge’s presence in the jury room; and (3) whether newly-discovered evidence
of an officer/witness’s wrong doing and character mandates a new trial.
ANALYSIS
The post-conviction court’s findings of fact are conclusive on appeal unless the evidence
preponderates otherwise. See State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999). During our review
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of the issue raised, we will afford those findings of fact the weight of a jury verdict, and this court
is bound by the court’s findings unless the evidence in the record preponderates against those
findings. See Henley v. State, 960 S.W.2d 572, 578 (Tenn. 1997); Alley v. State, 958 S.W.2d 138,
147 (Tenn. Crim .App. 1997). This Court may not reweigh or re-evaluate the evidence, nor substitute
its inferences for those drawn by the post-conviction court. See State v. Honeycutt, 54 S.W.3d 762,
766 (Tenn. 2001). However, the post-conviction court’s conclusions of law are reviewed under a
purely de novo standard with no presumption of correctness. See Fields v. State, 40 S.W.3d 450,
458 (Tenn. 2001).
Trial Judge in Jury Room
During Petitioner’s trial, the trial judge entered the jury room on two occasions during the
jury’s deliberation, according to evidence presented in the post-conviction hearing. The judge
entered the jury room to discuss something concerning the jury’s comfort, such as the meal or their
sequestration. The second instance dealt the replacement of a page to the jury instructions, which
had been agreed upon by all parties. Petitioner argues that the judge’s entry into the jury room
entitles him to a new trial.
This issue was not presented in Petitioner’s direct appeal from his conviction. In a post-
conviction proceeding, “[a] ground for relief is waived if the petitioner personally or through an
attorney failed to present it for determination in any proceeding before a court of competent
jurisdiction in which the ground could have been presented unless” the claim is based upon a newly
recognized constitutional right with retroactive application or the ground was not presented as the
result of state action in violation of the federal or state constitution. Tenn. Code Ann. § 40-30-
106(g); see State v. Benson, 973 S.W.2d 202, 208 (Tenn. Crim. App. 1998).
Petitioner’s appellate counsel testified at the post-conviction hearing that he chose not to raise
this issue on direct appeal, although it had been presented in Petitioner’s Motion for a New Trial
following his conviction. Appellate counsel stated several reasons that he did not bring it as an issue
on appeal. The reason that this issue was not put forth on direct appeal was a conscious decision of
Petitioner’s appellate counsel. This is not a situation where there is a newly-recognized
constitutional right or where the ground was not presented as a result of state action. Therefore, this
issue has been waived by the Petitioner.
Ineffective Assistance of Counsel
The petitioner argues that the post-conviction court erred in finding that trial counsel was
effective. When a petitioner seeks post-conviction relief on the basis of ineffective assistance of
counsel, the petitioner bears the burden of showing that (a) the services rendered by trial counsel
were deficient and (b) that the deficient performance was prejudicial. See Powers v. State, 942
S.W.2d 551, 558 (Tenn. Crim. App. 1996). In order to demonstrate deficient performance, the
petitioner must show that the services rendered or the advice given was below “the range of
competence demanded of attorneys in criminal cases.” Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn.
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1975). In order to demonstrate prejudice, the petitioner must show that there is a reasonable
probability that, but for counsel’s deficient performance, the result of the proceeding would have
been different. See Strickland v. Washington, 466 U.S. 668, 694, 104 S. Ct. 2052, 2068, 80 L. Ed.
2d 674 (1984). “Because a petitioner must establish both prongs of the test to prevail on a claim of
ineffective assistance of counsel, failure to prove either deficient performance or resulting prejudice
provides a sufficient basis to deny relief on the claim.” Henley, 960 S.W.2d at 580.
As noted above, this Court will afford the post-conviction court’s factual findings a
presumption of correctness, rendering them conclusive on appeal unless the record preponderates
against the court’s findings. See id. at 578. However, our supreme court has “determined that issues
of deficient performance by counsel and possible prejudice to the defense are mixed questions of law
and fact . . . ; thus, [appellate] review of [these issues] is de novo” with no presumption of
correctness. Burns, 6 S.W.3d at 461.
Furthermore, on claims of ineffective assistance of counsel, the petitioner is not entitled to
the benefit of hindsight. See Adkins, 911 S.W.2d at 347. This Court may not second-guess a
reasonably-based trial strategy, and we cannot grant relief based on a sound, but unsuccessful,
tactical decision made during the course of the proceedings. See id. However, such deference to the
tactical decisions of counsel applies only if counsel makes those decisions after adequate preparation
for the case. See Cooper v. State, 847 S.W.2d 521, 528 (Tenn. Crim. App. 1992).
Petitioner specifically argues that his trial counsel’s was ineffective in not objecting to two
instances where the trial judge entered into the jury room. As noted, the first instance apparently had
something to do with the jury’s meal or another administrative problem, while the second instance
involved the trial judge substitution of a page to the jury charge.
The trial court made the following findings with regard to whether trial counsel offered
effective assistance:
The Petitioner alleges that trial counsel [ ] was ineffective in failing to object
to Judge Hamilton entering the jury room and in failing to move for a mistrial after
Judge Hamilton entered the jury room. The Court, having previously found that there
was consent to Judge Hamilton entering the jury room, finds that there was no
ineffective assistance of counsel on the part of [trial counsel] because [trial counsel’s]
representation, including giving consent, did not fall below the range of competence
demanded by attorneys in criminal cases.
At the post-conviction hearing, Petitioner’s trial counsel testified to the two instances of the
trial judge entering the jury room. The trial judge also submitted an affidavit. His affidavit
described one instance of entering the jury room where he substituted a page of instructions with the
consent of counsel and that no deliberations occurred in his presence. Two jurors from Petitioner’s
trial also testified at the post-conviction hearing. One of the jurors testified that she did not even see
the trial judge enter the jury room. The other juror recalled the trial judge coming in only once and
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that he made it clear he could not discuss the trial, but he was making sure everyone was comfortable
and mentioned the possibility of visits with family members if the jury continued to be sequestered
over Easter. In the transcript from Petitioner’s trial, there is reference to one instance of the trial
judge entering the jury room during deliberations, with the consent of both parties to substitute a
page of the jury instructions.
Appellate counsel testified at the post-conviction hearing that trial counsel’s failure to object
to the trial judge’s communications with the jury made it impossible for him to rely on that issue on
appeal. He went so far as to state that he believed that trial counsel’s failure to object was ineffective
assistance of counsel.
Ex parte communications between the trial judge and the jury should be avoided even if
counsel agrees, however, the Petitioner must also prove that trial counsel’s failure to object
prejudiced him. This Court has concluded that when jurors are exposed to “extraneous prejudicial
information or improper influence,” the State is given the opportunity to “explain the conduct or to
demonstrate the harmlessness of it.” State v. Parchman, 973 S.W.2d 607, 612 (Tenn. Crim. App.
1997). In addition, when the burden is shifted to the State “to demonstrate the harmlessness of the
communication with the jury, the threshold question is whether the statement communicated to the
jury was prejudicial to the defendant.” Id.
This Court has stated:
Most courts have declined to adopt a per se reversible error standard such as
was announced in McBride v. Allen, 720 S.W.2d 459, 465 (Tenn. App. 1979),
wherein the Court held that ex parte conversations between judge and jury constitute
reversible error. Guy [v. Vieth], 754 S.W.2d 601, 604 [(Tenn. 1988)]. Through
Estate of Depriest v. Allen, 733 S.W.2d 74, 77 (Tenn. App. 1976), the court stated
“that instructing the jury outside the presence of counsel where the supplemental
proceedings are on the record is not per se reversible.” Quoting Wade v. Ordway, 60
Tenn. 229, 232 (1872), the court in Depriest suggested that requiring strict
observance of the prohibition on judge-jury communications outside the presence of
counsel “would be to uphold the letter of the rule of practice, but to disregard its
spirit and principle.” Depriest, 733 S.W.2d 74, 77.
. . . . In criminal cases where the issue of judge-jury communications was raised,
courts have generally ruled consistent with Depriest that slight departure from what
is considered proper procedure, though discouraged, does not require reversal.
State v. Tune, 872 S.W.2d 922, 928 (Tenn. Crim. App. 1993).
After reviewing the evidence presented at the post-conviction hearing, including the
testimony from the two jurors, we cannot conclude that the Petitioner has or could have shown any
prejudice based on the communications between the trial judge and the jury or his trial counsel’s
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failure to object to these communications. As stated above, one juror did not even recall the trial
judge entering the jury room, and the other juror recalled an inquiry into the jury’s comfort, including
the possibility of visits with family members if the jury continued to be sequestered over Easter. We
find no evidence of statements prejudicial to Petitioner. Petitioner has been unable to prove that the
outcome of his trial would have been different had his trial counsel objected to the trial judge’s
communications with the jury.
Therefore, we affirm the trial court’s decision that there is no basis for post-conviction relief
based upon ineffective assistance of counsel.
Newly-Discovered Evidence
Petitioner’s final issue is that he should be granted a new trial based on newly-discovered
evidence. The Tennessee Bureau of Investigation agent, Patrick Howell, was the agent in charge of
Petitioner’s case and handled the actions of a confidential informant. At the time of the post-
conviction hearing, Agent Howell was under indictment for several counts of use or possession of
cocaine, as well as, evidence tampering for incidents during 2001. Petitioner argues that the later
indictments of Howell raise questions of his credibility at petitioner’s trial.
Tennessee Code Annotated section 40-30-103 sets out the grounds for relief under a petition
for post-conviction relief. Tennessee Code Annotated section 40-30-103 states, “[r]elief under this
part shall be granted when the conviction or sentence is void or voidable because of the abridgement
of any right guaranteed by the Constitution of Tennessee or the Constitution of the United States.”
The discovery of newly-discovered evidence as to a witness’s credibility does not fall within these
parameters. This Court has stated:
It has been long established that issues concerning the sufficiency of the
evidence, the guilt or innocence of the accused, and the competency or credibility of
witnesses, who testified at the trial are not cognizable in post-conviction proceedings.
Cole v. State, 798 S.W.2d 261 (Tenn. Crim. App. 1990). Clearly, the discovery of new evidence
which calls into question the credibility of a witness at trial is not grounds for post-conviction relief.1
Moreover, the indictments against Agent Howell center around allegations of criminal
wrongdoing which occurred in 2001, four years after the incidents which form the bases of the
petitioner’s convictions, and two years after the petitioner’s trial. To accept the petitioner’s
argument that such a situation requires a new trial would mean that any trial witness who
subsequently engages in criminal conduct creates grounds for re-opening long final convictions. We
do not believe this to be the law.
1
The proper method of presenting arguments such as the one raised here is by a writ of error coram nobis,
Tennessee Code Annotated section 40-26-105.
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CONCLUSION
We find no error on the part of the trial court in denying the Petitioner’s Petition for Post-
conviction relief. Therefore, we affirm the judgment of the trial court.
___________________________________
JERRY L. SMITH, JUDGE
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