Mark Tomlin v. State of Tennessee ( 2006 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs August 1, 2006
MARK TOMLIN v. STATE OF TENNESSEE
Appeal from the Circuit Court for Dyer County
No. C04-117 Lee Moore, Judge
No. W2005-02043-CCA-R3-PC - Filed December 5, 2006
The Petitioner, Mark Tomlin, pled guilty to one count of possession of under 0.5 grams of cocaine
with intent to sell. The Petitioner petitioned for post-conviction relief claiming that he had received
the ineffective assistance of counsel. The post-conviction court dismissed the post-conviction
petition, and we affirm that judgment.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed
ROBERT W. WEDEMEYER , J., delivered the opinion of the court, in which JOSEPH M. TIPTON , P.J.,
and DAVID G. HAYES, J., joined.
Jason R. Creasy, Dyersburg, Tennessee, for the appellant, Mark Tomlin.
Paul G. Summers, Attorney General and Reporter; Benjamin A. Ball, Assistant Attorney General;
C. Phillip Bivens, District Attorney General, for the appellee, State of Tennessee.
OPINION
I. Facts
Pursuant to a plea agreement, the Petitioner pled guilty to possession of under 0.5 grams of
cocaine with intent to sell and was sentenced to three years of confinement, consecutive to a twelve
year sentence that he was serving.
At the guilty plea hearing on May 25, 2004, the District Attorney offered the following
factual basis for the Petitioner’s guilty plea: the police department was informed that the Petitioner
was in a motel room with an unknown quantity of drugs. The police went to the motel and found
the manager sweeping outside the room. The police asked the manager if the Petitioner was staying
in the room and the manager replied, “Yes.” Then, without being asked, the manager opened the
door for the police. The police went in and saw the Petitioner. They asked him if he had any drugs,
and the Petitioner responded, “No.” The District Attorney then stated that the police asked the
Petitioner if they could search the room, and he told them they could. The police searched the room
with “no results.” They then asked the Petitioner if they could search him, and he said they could.
The police then found the drugs and some cash.
At the post-conviction hearing, the Petitioner testified that he was in the bathroom of the
motel room when he heard knocking, then a key opened the door, and the police came into the room.
He said that the police did not find anything during their search of the room and then the police
officers put their hands into his pockets. He claimed he did not give them permission to search his
person. He testified that he told this to his attorney, Steve Davis, and his previous attorney on
unrelated charges, Charles Kelly.1 The Petitioner also stated he did not ask Mr. Davis to file a
motion to suppress, but he expected them to do what was necessary for his defense.
Following the search, it is undisputed the Petitioner was arrested, and the drugs were sent off
for testing as to the amount. On February 3, 2004, the Petitioner was in court on two unrelated
charges, represented by Mr. Kelly. Before and at that hearing, Mr. Kelly and the District Attorney
discussed the “motel charge.”2 The District Attorney testified at the post-conviction hearing that he
felt there was no need for the Petitioner to have a misdemeanor drug charge on his record with what
he was then facing on the two unrelated charges, so, he told Mr. Kelly that if the lab results returned
“misdemeanor amounts,” he would not seek an indictment. Mr. Kelly did not dispute this.
The Petitioner testified that he believed that he would be pleading to all the charges against
him, including the “motel charge.” Then, on February 3, 2004, the Petitioner actually pled guilty to
the two unrelated charges, and when the lab results came back with felony amounts, the Petitioner
was indicted on the “motel charge.” At that point, Mr. Davis took over the representation of the
Petitioner.
The Petitioner’s claim for the ineffective assistance of counsel stems from Mr. Davis’s
representation. The Petitioner claims that Mr. Davis should have made a motion to enforce the plea
agreement from February 3, 2004, which the Petitioner believes should have encompassed the “motel
charge.” Additionally, the Petitioner claims that Mr. Davis should have made a motion to suppress
the evidence seized from the motel because it was the product of an illegal search, conducted without
his permission and without a warrant.
At the post-conviction hearing, Mr. Davis stated that he believed the door to the room was
opened with permission and that there was no forced entry. He also stated that he believed what
1
Mr. Kelly and Mr. Davis were associates. Mr. Kelly represented the Petitioner for some period of time and
was continuing to represent him up to this last charge, at which point Mr. Davis took over.
2
Apparently, all parties have referred to the charge out of which this case arises as the “motel charge” in order
to distinguish it from the two unrelated charges for which the Petitioner was in court, represented by Mr. Kelly.
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occurred was a Terry frisk, which turned up the cocaine and marijuana in question. He stated he
believed the search was legal. Mr. Davis also testified that he could not recall if the Petitioner asked
him to file a motion to suppress, but that if the Petitioner had asked him he would have filed one.
As to the February 3, 2004, plea agreement, Mr. Davis stated that he thought everything was
going to be pled together, and he was surprised when Mr. Kelly told him the “motel charge” was not
included. He stated that he talked with the District Attorney, and the District Attorney told him that
the “motel charge” was only to be dropped if the lab results returned misdemeanor amounts. Mr.
Davis also testified that the Petitioner was surprised to hear the “motel charge” was not included.
Mr. Davis stated that he believed the Petitioner was surprised because he and Mr. Kelly told the
Petitioner the charge was to be included.
Finding the Petitioner received the effective assistance of counsel and the Petitioner’s guilty
plea was not constitutionally defective, the post-conviction court dismissed the petition.
II. Analysis
On appeal, the Petitioner claims that the trial court erred when it dismissed his
petition for post-conviction relief because he was denied the effective assistance of counsel. He
asserts that counsel was ineffective in failing to file a motion to suppress and failing to file a motion
to enforce the plea agreement. The Petitioner claims that because he did not receive the effective
assistance of counsel, his guilty plea, entered on May 25, 2004, was not knowing, voluntary, and
intelligent. The State counters that the Petitioner’s petition is without merit.
In order to obtain post-conviction relief, a petitioner must show that his or her conviction or
sentence is void or voidable because of the abridgment of a constitutional right. Tenn. Code Ann.
§ 40-30-103 (2003). The petitioner bears the burden of proving factual allegations in the petition
for post-conviction relief by clear and convincing evidence. Tenn. Code Ann. § 40-30-110(f) (2003).
Upon review, this Court will not re-weigh or re-evaluate the evidence below; all questions
concerning the credibility of witnesses, the weight and value to be given their testimony and the
factual issues raised by the evidence are to be resolved by the trial judge, not the appellate courts.
Momon v. State, 18 S.W.3d 152, 156 (Tenn. 1999); Henley v. State, 960 S.W.2d 572, 578-79 (Tenn.
1997). A post-conviction court’s factual findings are subject to a de novo review by this Court;
however, we must accord these factual findings a presumption of correctness, which can be
overcome only when a preponderance of the evidence is contrary to the post-conviction court’s
factual findings. Fields v. State, 40 S.W.3d 450, 456-57 (Tenn. 2001). A post-conviction court’s
conclusions of law are subject to a purely de novo review by this Court, with no presumption of
correctness. Id. at 457.
The right of a criminally accused to representation is guaranteed by both the Sixth
Amendment to the United States Constitution and article I, section 9, of the Tennessee Constitution.
State v. White, 114 S.W.3d 469, 475 (Tenn. 2003); State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999);
Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975). The following two-prong test directs a court’s
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evaluation of a claim for ineffectiveness:
First, the [petitioner] must show that counsel’s performance was deficient. This
requires showing that counsel made errors so serious that counsel was not
functioning as the “counsel” guaranteed the [petitioner] by the Sixth Amendment.
Second, the [petitioner] must show that the deficient performance prejudiced the
defense. This requires showing that counsel’s errors were so serious as to deprive the
[petitioner] of a fair trial, a trial whose result is reliable. Unless a [petitioner] makes
both showings, it cannot be said that the conviction or death sentence resulted from
a breakdown in the adversary process that renders the result unreliable.
Strickland v. Washington, 466 U.S. 668, 687 (1984); see also State v. Melson, 772 S.W.2d 417, 419
(Tenn. 1989).
In reviewing a claim of ineffective assistance of counsel, this Court must determine whether
the advice given or services rendered by the attorney are within the range of competence demanded
of attorneys in criminal cases. Baxter, 523 S.W.2d at 936. To prevail on a claim of ineffective
assistance of counsel, a petitioner must show that “counsel’s representation fell below an objective
standard of reasonableness.” House v. State, 44 S.W.3d 508, 515 (Tenn. 2001) (citing Strickland,
466 U.S. at 688 (1984)).
When evaluating an ineffective assistance of counsel claim, the reviewing court should judge
the attorney’s performance within the context of the case as a whole, taking into account all relevant
circumstances. Strickland, 466 U.S. at 690; State v. Mitchell, 753 S.W.2d 148, 149 (Tenn. Crim.
App. 1988). The reviewing court must evaluate the questionable conduct from the attorney's
perspective at the time. Strickland, 466 U.S. at 690; Hellard v. State, 629 S.W.2d 4, 9 (Tenn. 1982).
In doing so, the reviewing court must be highly deferential and “should indulge a strong presumption
that counsel’s conduct falls within the wide range of reasonable professional assistance.” Burns, 6
S.W.3d at 462. Finally, we note that a defendant in a criminal case is not entitled to perfect
representation, only constitutionally adequate representation. Denton v. State, 945 S.W.2d 793, 796
(Tenn. Crim. App. 1996). In other words, “in considering claims of ineffective assistance of counsel,
‘we address not what is prudent or appropriate, but only what is constitutionally compelled.’”
Burger v. Kemp, 483 U.S. 776, 794 (1987) (quoting United States v. Cronic, 466 U.S. 648, 665 n.38
(1984)). Counsel should not be deemed to have been ineffective merely because a different
procedure or strategy might have produced a different result. Williams v. State, 599 S.W.2d 276,
279-80 (Tenn. Crim. App. 1980). The fact that a particular strategy or tactic failed or hurt the
defense does not, standing alone, establish unreasonable representation. House, 44 S.W.3d at 515
(citing Goad v. State, 938 S.W.2d 363, 369 (Tenn. 1996)). However, deference to matters of strategy
and tactical choices applies only if the choices are informed ones based upon adequate preparation.
House, 44 S.W.3d at 515.
If the petitioner shows that counsel’s representation fell below a reasonable standard, then
the petitioner must satisfy the prejudice prong of the Strickland test by demonstrating “there is a
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reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different.” Strickland, 466 U.S. at 694; Nichols v. State, 90 S.W.3d 576, 587
(Tenn. 2002). To satisfy the requirement of prejudice, a petitioner must show a reasonable
probability that, but for counsel’s unreasonable error, the fact finder would have had reasonable
doubt regarding the petitioner’s guilt. Strickland, 466 U.S. at 695. This reasonable probability must
be “sufficient to undermine confidence in the outcome.” Id. at 694; Harris v. State, 875 S.W.2d 662,
665 (Tenn. 1994). When a petitioner claims ineffective assistance of counsel in relation to a guilty
plea, the petitioner must prove that counsel performed deficiently and, “but for counsel’s errors, he
would not have pleaded guilty and would have insisted on going to trial.” Hill v. Lockhart, 474 U.S.
52, 59 (1985).
Again, in the case before us, the Petitioner claims that Counsel was ineffective because he
failed to file two motions, a motion to suppress and a motion to enforce the plea agreement. The
Petitioner also claims that because he did not receive the effective assistance of counsel, his guilty
plea, entered on May 25, 2004, was not knowing, voluntary, and intelligent. The post-conviction
court found the Petitioner did not carry his burden of proof because he did not present any evidence
as to whether the motion to suppress would have been successful. As to the motion to enforce the
plea agreement, the Petitioner offered no evidence that there was in fact any agreement between the
District Attorney and his counsel that would absolutely include the “motel charge.” Instead, it
appears there was a miscommunication between the Petitioner and Mr. Kelly, which led the
Petitioner to believe that the “motel charge” was included in the February 3, 2004, guilty plea.
Because there was no plea agreement that absolutely included the “motel charge,” it was not
unreasonable for Mr. Davis to not file a motion to enforce a plea agreement. There was no plea
agreement that applied to the “motel charge.” There was merely a discussion that if the lab results
came back with misdemeanor amounts of drugs, the District Attorney would not pursue the “motel
charge.” This issue is without merit.
Next, the Petitioner claims that a motion to suppress should have been filed concerning the
money and drugs found on the Petitioner’s person when he was searched in the motel room. The
Petitioner claims that he repeatedly told Mr. Davis that he believed the search was illegal. The
Petitioner does not claim that he asked Mr. Davis to file the motion, and Mr. Davis agrees that he
was not asked to do so
If the Petitioner had rejected the plea agreement for the “motel charge,” he faced the
possibility of twelve to twenty years in prison. Under the plea agreement, the Petitioner was to
receive a sentence of three years. Mr. Davis acted within the range of competence when he advised
the Petitioner to plead guilty and receive a three-year sentence under the plea agreement and avoid
going forward. We agree with the post-conviction court that the Petitioner has not met his burden
of proving Mr. Davis was objectively unreasonable and not functioning as counsel as guaranteed by
the U.S. and Tennessee Constitutions.
Even if Counsel was objectively unreasonable in not making a motion to suppress, the
Petitioner has failed to prove he was prejudiced. When a petitioner claims ineffective assistance of
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counsel in relation to a guilty plea, the petitioner must prove that counsel performed deficiently and,
“but for counsel’s errors, he would not have pleaded guilty and would have insisted on going to
trial.” Hill v. Lockhart, 474 U.S. 52, 59 (1985). Because the Petitioner did not present any evidence
which would indicate that a motion to suppress would be successful other than his own testimony
that he believed that the search was illegal, the post-conviction court had no basis to find that the
Petitioner was prejudiced by the lack of a motion to suppress.3 Generally, “[w]hen a petitioner
contends that trial counsel failed to discover, interview, or present witnesses in support of his
defense, these witnesses should be presented by the petitioner at the evidentiary hearing.” Black v.
State, 794 S.W.2d 752, 757 (Tenn. Crim. App. 1990). We may not speculate on what benefit these
witnesses might have offered to the petitioner’s case, and we may not guess as to what evidence
further investigation may have uncovered. Id. at 757-58. Accordingly, the Petitioner has failed to
demonstrate prejudice in this regard. The Petitioner is not entitled to relief on this issue.
The post-conviction court found that the Petitioner did not prove by clear and convincing
evidence that Counsel was objectively unreasonable or that he was prejudiced by Counsel’s conduct.
We conclude the evidence does not preponderate to the contrary. We also agree with the post-
conviction court’s application of the law. Counsel’s actions fell within the “wide range of
reasonable professional assistance.” Burns, 6 S.W.3d at 462.
If the Petitioner was denied the effective assistance of counsel on or before his guilty plea,
it might be argued that he did not enter the guilty plea according to the standards set out by the
United States Supreme Court. According to Boykin v. Alabama, our chief concerns when dealing
with a guilty plea are ensuring that the plea is entered into in a knowing, intelligent, and voluntary
way. 395 U.S. 238, 242-44 (1969). The Tennessee Supreme Court has specified the following
factors to consider when determining whether a guilty plea was properly entered:
the relative intelligence of the defendant; the degree of his familiarity with criminal
proceedings; whether he was represented by competent counsel and had the
opportunity to confer with counsel about the options available to him; the extent of
advice from counsel and the court concerning the charges against him; and the
reasons for his decision to plead guilty, including desire to avoid a greater penalty
that might result from jury trial.
Powers v. State, 942 S.W.2d 551, 556 (Tenn. 1996) (quoting Blankenship v. State, 858 S.W.2d 897,
904 (Tenn. 1993)).
3
W e also note that the District Attorney specifically stated at the guilty plea hearing on M ay 25, 2004, “[The
police] advised Mr. Tomlin as to the reason they were present and if he had any drugs or of any drug activity. He stated
no, Your Honor. They asked for permission to search and he replied that they could. They searched the room with no
results, Your Honor. They then asked Mr. Tomlin if they could search his person, he agreed.” In his guilty plea colloquy
with the trial court judge, the judge asked, “Are the facts as Mr. Bivens has summarized them, are those facts correct?”
The Petitioner responded, “Yes, sir.”
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In applying the factors listed above, we agree with the State that the Petitioner entered his
plea in a knowing, voluntary, and intelligent way. From the testimony, it appears that the Petitioner
is able to read and write, he has been involved with the criminal system before, and he was
represented by competent counsel, as outlined above. The Petitioner testified that he discussed with
his attorney the issue of accepting the plea agreement and receiving three years instead of going to
trial and risking receiving twelve to twenty years. The law is clear that “an otherwise valid guilty
plea does not become voluntary merely because it is induced by the defendant’s desire to limit the
possible maximum penalty to less than that authorized if there is a jury trial.” Newsom v. State, 995
S.W.2d 129, 134 (Tenn. Crim. App. 1998). Thus, we conclude that the evidence does not
preponderate against the ruling by the post-conviction court; the Petitioner has not met his burden.
III. Conclusion
In accordance with the foregoing reasoning and authorities, we affirm the judgment of the
post-conviction court.
________________________________
ROBERT W. WEDEMEYER, JUDGE
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