State of Tennessee v. Calvin Fleming ( 2007 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs October 3, 2006
STATE OF TENNESSEE v. CALVIN FLEMING
Appeal from the Circuit Court for Tipton County
No. 5045 Joseph H. Walker, III, Judge
No. W2006-00098-CCA-R3-CD - Filed February 27, 2007
The Defendant, Calvin Fleming, was convicted of attempted first degree murder and aggravated
assault. The Defendant was sentenced, as a career offender, to an effective sentence of sixty years.
On appeal, the Defendant contends that: (1) the trial court erred when it admitted photographs of the
victim’s wounds into evidence because the State failed to authenticate them; (2) the evidence
presented at trial was insufficient to support the Defendant’s convictions for attempted first degree
murder because there was no proof of premeditation; and (3) his convictions for attempted first
degree murder and aggravated assault violate constitutional principles of double jeopardy. Following
our review, we affirm the judgment of the trial court as to the attempted murder, but we reverse the
judgment as to the aggravated assault because the aggravated assault should have been merged into
the attempted murder. Thus, we remand the case for the trial court to enter a judgment consistent
with this opinion.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed in Part,
Reversed in Part and Remanded
ROBERT W. WEDEMEYER , J., delivered the opinion of the court, in which DAVID G. HAYES and
THOMAS T. WOODALL, JJ., joined.
William D. Massey (on appeal), Memphis, Tennessee, and Harold D. Archibald (at trial), Memphis,
Tennessee, for the Appellant, Calvin Fleming.
Paul G. Summers, Attorney General and Reporter; Benjamin A. Ball, Assistant Attorney General;
Elizabeth Rice, District Attorney General; James Walter Freeland Jr., Assistant District Attorney
General, for the Appellee, State of Tennessee.
OPINION
I. Facts
This case arises from the Defendant’s convictions for attempted first degree murder and
aggravated assault. The following evidence was presented at trial:
Shannon Beasley, a sergeant with the Tipton County Sheriff’s Department, testified that he
was dispatched to the intersection of Simmons Road and Adams Street, near the entrance to
Wilkinsville Trailer Park, where a man was allegedly beating a woman. When he arrived at the
crime scene, he observed an unattended vehicle in the road. Sergeant Beasley was then dispatched
to a home inside Wilkinsville Trailer Park, and, once inside, he saw the victim whose chest was
bleeding.
Chad Harber, who lives near the intersection of Simmons Road and Adams Street, testified
that around 6:00 p.m. he saw a man in a Lincoln Town Car ram the rear of a Ford Contour twice.
The man inside the Town Car went to the Contour and beat the woman inside. Harber saw the
woman get out of the car as the man beat her and then enter a different nearby vehicle. The man
returned to the Town Car and drove toward the highway. On cross-examination, Harber testified that
he did not see the man kick or stomp the woman.
Vickey Cook testified that while driving on Simmons Road during the evening hours she saw
a damaged car and a couple fighting. The woman was in the passenger seat of a car, and a man stood
outside the car moving his arm up and down. The man struck the woman about three times, and the
woman then ran toward Cook’s car screaming for help. The man pushed the woman down in front
of Cook’s car and continued to beat the woman, hitting her about four times. Cook sounded her car
horn, the man stopped hitting the woman, and then the man drove away. The woman, who was
covered with blood, finally stood up and came to Cook’s car. Cook let her in the car, took the
woman to the woman’s father’s house, and then helped the woman call 911. Cook explained that
the woman tried to telephone 911 but lost consciousness before making the telephone call. An
ambulance and police officers arrived, and the ambulance took the woman away. On cross-
examination, Cook acknowledged that it was dark outside when she witnessed these events.
Christy Fleming, the victim, testified that she has been married to the Defendant for seven
years, and they separated on January 3, 2005. After the separation, Fleming and her children moved
to her mother’s house. Fleming knew that the Defendant wanted her to return, but she did not speak
with him.
Fleming described how, nine days after their separation, the Defendant attacked her on her
way from work to her father’s house. She saw the Defendant standing next to his car with its hood
and trunk lids raised. She explained that she thought the Defendant had followed her because he
knew when she left her place of employment, he knew where she was heading, and he had stopped
his car at an intersection that was fifteen minutes away from her father’s home. She pulled over to
the Defendant and told him not to follow her. The Defendant replied that he was not bothering her,
and Fleming returned to her vehicle and headed toward her father’s house. She again noticed the
Defendant following her. While stopped at an intersection, her vehicle was struck from the rear, and
then the Defendant came to her car, opened her door, and began stabbing her. Fleming thought that
the Defendant stabbed her five times in the chest. He also stabbed her in the stomach, arm, leg, and
neck. She recalled kicking, screaming, and asking God to help her. Suddenly, she found herself on
-2-
the pavement, and the Defendant stomped on her chest area where he had previously stabbed her.
Fleming heard a car horn, then rose from the pavement, went to a nearby car, and asked the driver
to take her to her father’s house. Fleming could not recall all the events that occurred at her father’s
house. Since being treated at a hospital, Fleming received a Percocet prescription, and she still
experiences pain.
On cross-examination, Fleming acknowledged that when she first saw the Defendant on the
day of the attack the Defendant was already at an intersection between her place of employment and
her father’s house. She did not recall the Defendant telling her that he was putting oil in his car
when she initially stopped to speak with him. She denied that the Defendant asked her if she was
alright after he rear-ended her vehicle and that she then pulled out a knife that the Defendant later
used.
Billy Daugherty, an investigator with the Tipton County Sheriff’s Department, described how
he investigated the crime scene at the intersection of Simmons Road and Adams Street, how he
located the Defendant’s vehicle, and how he diagramed the crime scene. Scottie Delashmit, an
investigator with the Tipton County Sheriff’s Department, described his involvement with the
investigation of this crime. He went to Fleming’s father’s house after Fleming had been taken to the
hospital and saw some wrappers that the EMTs had used and a large amount of blood on the kitchen
floor. He explained that the Defendant became a suspect, and the authorities located the Defendant’s
vehicle. A photograph of the damaged vehicle was entered into evidence.
Based upon this evidence, the jury convicted the Defendant of attempted first degree murder
and of aggravated assault.
II. Analysis
On appeal, the Defendant contends that: (1) the trial court erred when it admitted photographs
of the victim’s wounds into evidence because the State failed to authenticate them; (2) the evidence
presented at trial was insufficient to support the Defendant’s conviction for attempted first degree
murder because there was no proof of premeditation; and (3) his convictions for attempted first
degree murder and aggravated assault violated constitutional principles of double jeopardy.
A. Photographs
The Defendant contends that the trial court erred when it admitted photographs of the
victim’s wounds into evidence because the State failed to authenticate them. The State asserts that
the Defendant has waived this issue by failing to cite to the record or to provide any citation to any
legal authority.
Tennessee Court of Criminal Appeals Rule 10(b) states that “[i]ssues which are not supported
by argument, citation to authorities, or appropriate references to the record will be treated as waived
in this court.” See also Tenn. R. App. P. 27(a)(7). Thus, issues that are not adequately briefed are
-3-
deemed waived. The Defendant does not provide any citation to any legal authority to support his
contention. Accordingly, the Defendant has waived his claim for relief on this issue.
B. Sufficiency of the Evidence
The Defendant next contends that the evidence is insufficient to sustain his conviction for
attempted first degree murder because there was no proof that he committed this crime with
premeditation. When an accused challenges the sufficiency of the evidence, this Court’s standard
of review is whether, after considering the evidence in the light most favorable to the State, any
rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.
Tenn. R. App. P. 13(e); State v. Goodwin, 143 S.W.3d 771, 775 (Tenn. 2004) (citing State v. Reid,
91 S.W.3d 247, 276 (Tenn. 2002)). This rule applies to findings of guilt based upon direct evidence,
circumstantial evidence, or a combination of both direct and circumstantial evidence. State v.
Pendergrass,13 S.W.3d 389, 392-93 (Tenn. Crim. App. 1999).
In determining the sufficiency of the evidence, this Court should not re-weigh or re-evaluate
the evidence. State v. Matthews, 805 S.W.2d 776, 779 (Tenn. Crim. App. 1990). Nor may this
Court substitute its inferences for those drawn by the trier of fact from the evidence. State v. Buggs,
995 S.W.2d 102, 105 (Tenn. 1999); Liakas v. State, 286 S.W.2d 856, 859 (Tenn. 1956). Questions
concerning the credibility of the witnesses, the weight and value of the evidence, and all factual
issues raised by the evidence are resolved by the trier of fact. Liakas, 286 S.W.2d at 859. “A guilty
verdict by the jury, approved by the trial judge, accredits the testimony of the witnesses for the State
and resolves all conflicts in favor of the theory of the State.” State v. Grace, 493 S.W.2d 474, 476
(Tenn. 1973). Our Supreme Court stated the rationale for this rule:
This well-settled rule rests on a sound foundation. The trial judge and the jury see
the witnesses face to face, hear their testimony and observe their demeanor on the
stand. Thus the trial judge and jury are the primary instrumentality of justice to
determine the weight and credibility to be given to the testimony of witnesses. In the
trial forum alone is there human atmosphere and the totality of the evidence cannot
be reproduced with a written record in this Court.
Bolin v. State, 405 S.W.2d 768, 771 (Tenn. 1966) (citing Carroll v. State, 370 S.W.2d 523, 527
(Tenn. 1963)). This Court must afford the State of Tennessee the strongest legitimate view of the
evidence contained in the record, as well as all reasonable inferences which may be drawn from the
evidence. Goodwin, 143 S.W.3d at 775 (citing State v. Smith, 24 S.W.3d 274, 279 (Tenn. 2000)).
Because a verdict of guilt against a defendant removes the presumption of innocence and raises a
presumption of guilt, the convicted criminal defendant bears the burden of showing that the evidence
was legally insufficient to sustain a guilty verdict. Id.; see State v. Carruthers, 35 S.W.3d 516, 557-
58 (Tenn. 2000).
Under Tennessee Code Annotated section 39-13-202(a)(1) (2003), first degree murder is the
premeditated and intentional killing of another person. A premeditated killing is one “done after the
-4-
exercise of reflection and judgment.” Tenn. Code Ann. § 39-13-202(d). To be premeditated, the
intent to kill must have been formed before the act itself, and the accused must be sufficiently free
from excitement and passion. Id. Whether premeditation is present is a question of fact for the jury,
and it may be determined from the circumstances surrounding the offense. Because the trier of fact
cannot speculate as to what was in the killer’s mind, the existence of facts of premeditation must be
determined from the killer’s conduct in light of the surrounding circumstances. Although there is
no strict standard governing what constitutes proof of premeditation, circumstances from which a
jury may infer premeditation include planning activity by a defendant prior to the killing; the
defendant’s prior relationship with the victim; and the manner of the killing. State v. Hall, 958
S.W.2d 679, 704 (Tenn. 1997); see also State v. Jones, 15 S.W.3d 880, 889 (Tenn. Crim. App.
1999); State v. Schafer, 973 S.W.2d 269, 273 (Tenn. Crim. App. 1997); State v. Bordis, 905 S.W.2d
214, 222 (Tenn. Crim. App. 1995); State v. Gentry, 881 S.W.2d 1, 4-5 (Tenn. Crim. App. 1993).
Thus, for example, our Supreme Court has held that premeditation may be inferred from a
defendant’s use of a deadly weapon upon an unarmed victim; the cruelty of the killing; declarations
by a defendant of an intent to kill; the defendant’s procurement of a weapon; a defendant’s
preparations prior to a killing for concealment of the crime; and calmness immediately after the
killing. State v. Pike, 978 S.W.2d 904, 914 (Tenn. 1998); State v. Bland, 958 S.W.2d 651, 660
(Tenn. 1997).
Applying these factors, there are numerous circumstances from which the jury could
conclude that the attempted killing of Christy Fleming by the Defendant was premeditated: (1) the
victim was unarmed; (2) the Defendant ambushed the victim in her automobile; (3) the Defendant
secured a weapon prior to the attempted murder; and (4) the Defendant’s prior relationship with the
victim. The evidence, when viewed in a light most favorable to the State, reflects that the Defendant
and the victim had acrimoniously separated after seven years of marriage, and the Defendant then
used a knife or other sharp object to repeatedly stab his unarmed wife after he followed her and rear-
ended her car. The victim testified that the Defendant stabbed her in the neck and five times in her
chest. The victim was covered with blood and eventually became unconscious. This evidence is
sufficient to sustain the jury’s verdict. We note that a jury may infer premeditation from the
circumstances surrounding an attempted murder, and this Court should not re-weigh or re-evaluate
the evidence or substitute its inferences for those drawn by the trier of fact from the evidence.
Therefore, the Defendant is not entitled to relief on this issue.
C. Double Jeopardy
The Defendant contends that his convictions for both aggravated assault and attempted first
degree murder offend the principles of double jeopardy. The State contends that the Defendant
waived this issue because he failed to raise it in his motion for new trial.
Rule 3(e) of the Tennessee Rules of Appellate Procedure provides:
[I]n all cases tried by a jury, no issue presented for review shall be predicated upon
error in the admission or exclusion of evidence, jury instructions granted or refused,
-5-
misconduct of jurors, parties or counsel, or other action upon which a new trial is
sought, unless the same was specifically stated in a motion for new trial; otherwise
such issues will be treated as waived.
Tenn. R. App. P. 3(e); see also State v. Martin, 940 S.W.2d 567, 569 (Tenn.1997) (holding that a
defendant relinquishes the right to argue on appeal any issues that should have been presented in a
motion for new trial). A panel of this Court has previously held that pursuant to Rule 3(e) “the
failure to file a motion for a new trial, the late filing of a motion for a new trial, and the failure to
include an issue in a motion for a new trial results in waiver of all issues which, if found to be
meritorious, would result in the granting of a new trial.” State v. Keel, 882 S.W.2d 410, 416 (Tenn.
Crim. App. 1994) (footnote omitted). This waiver does not apply however, if the issue is found to
be meritorious and would result in the dismissal of the prosecution against the accused. Id. at 415,
n.5 (citing State v. Davis, 748 S.W.2d 206, 207 (Tenn. Crim. App. 1987); State v. Moore, 713
S.W.2d 670, 673-74 (Tenn. Crim. App. 1985); State v. Durham, 614 S.W.2d 815, 816 n.1 (Tenn.
Crim. App. 1981)).
In the case under submission, if the Defendant is correct in his assertion that his convictions
for both attempted first degree murder and aggravated assault violate double jeopardy principles he
would be entitled to dismissal of the prosecution. Therefore, we will address this issue despite the
Defendant’s failure to include it in his motion for new trial.
The State in its brief to this Court states that principles of double jeopardy do not apply
because the proof showed that the Defendant attempted to kill the victim by stabbing her and that
he committed aggravated assault by ramming his car (i.e., a deadly weapon) into the victim’s car.
If the State is correct, and the Defendant was properly indicted for, and convicted of, aggravated
assault with a deadly weapon, then double jeopardy does not require us to merge the attempted first
degree murder conviction with the aggravated assault conviction. However, if the Defendant was
indicted for, and convicted of, aggravated assault based upon the infliction of serious bodily injury,
merger may be required.
The Defendant was indicted in count 1 for attempted first degree murder. In count 2 the
Defendant was indicted for “unlawfully, feloniously and knowingly [causing] serious bodily injury
to Christy Fleming, in violation of T.C.A. 39-13-102 . . . .” According to Tennessee Code Annotated
section 39-13-102, the aggravation of an assault can be committed either by serious bodily injury or
by the use of a deadly weapon. The indictment clearly relied upon the serious bodily injury portion
of the aggravated assault statute and did not indict the Defendant for aggravated assault with a deadly
weapon. Therefore, we must determine if the indictment is fatally defective if it charges aggravated
assault based upon the infliction of serious bodily injury, but the State relies on evidence of
aggravated assault with a deadly weapon to support the conviction.
Principles of an indictment are based upon the premise that fair and reasonable notice of the
charges against an accused is a fundamental constitutional requirement. U.S. Const. amend. VI;
Tenn. Const. art. I, § 9. Our state constitution requires that those accused in criminal prosecutions
-6-
be informed of the “nature and cause of the accusation” against them. Tenn. Const. art. I, § 9;
Warden v. State, 381 S.W.2d 244, 245 (Tenn. 1964); State v. Perkinson, 867 S.W.2d 1, 5 (Tenn.
Crim. App. 1992). The United States Constitution contains a similar guarantee. U.S. Const. amend.
VI. Convicting a person of a crime which is not raised by the indictment and is not a lesser included
offense denies an accused the right to notice of the nature and cause of the accusation. Hagner v.
United States, 285 U.S. 427, 430 (1932).
In addition to constitutional notice requirements, due process guarantees that the accused will
have a fair opportunity to defend against the charges. A person who is convicted without receiving
fair and reasonable notice of the specific charges is denied due process under the Fifth and
Fourteenth Amendments to the United States Constitution. Jackson v. Virginia, 443 U.S. 307,
314(1979); Cole v. Arkansas, 333 U.S. 196, 201 (1948); DeJonge v. Oregon, 299 U.S. 353, 362
(1937); Olsen v. McFaul, 843 F.2d 918 (6th Cir.1988); State v. Morgan, 598 S.W.2d 796, 797 (Tenn.
Crim. App. 1979).
To satisfy constitutional notice requirements, an indictment or presentment must provide
notice of the offense charged, an adequate basis for the entry of a proper judgment, and suitable
protection against double jeopardy. State v. Byrd, 820 S.W.2d 739, 741 (Tenn. 1991); State v.
Lindsay, 637 S.W.2d 886, 890 (Tenn. Crim. App. 1982). The indictment must contain factual
allegations relating to every essential element of the offense. State v. Morgan, 598 S.W.2d 796, 797
(Tenn. Crim. App. 1979). The facts must be stated in ordinary and concise language so that a person
of “common understanding” will know what is intended. Warden v. State, 381 S.W.2d 244, 245
(Tenn. 1964); State v. Lindsay, 637 S.W.2d at 890. A judgment based on an indictment that does
not allege all the essential elements of the offense is a nullity. Warden v. State, 381 S.W.2d at 245;
McCracken v. State, 489 S.W.2d 48, 53 (Tenn. Crim. App. 1972).
In summary, an indictment has three purposes in Tennessee. First, it must inform a defendant
of the precise charges. Second, it must enable the trial court upon conviction to enter an appropriate
judgment and sentence; and, last, it must protect defendant against double jeopardy.
The indictment clearly alleged serious bodily injury as the aggravation of the assault.
Further, while the proof at trial was sufficient to sustain aggravated assault with a deadly weapon,
this was not the argument made by the prosecutor at trial, who never attempted to establish two
separate crimes of aggravated assault and attempted first degree murder. Under these circumstances,
we hold that the Defendant was indicted for, and convicted by the jury of, aggravated assault based
upon the serious bodily injury he inflicted on the victim when he stabbed her.
Accordingly, we return to the Defendant’s contention that his conviction for attempted first
degree murder should merge with his conviction for aggravated assault because not so doing violates
principles of double jeopardy. The double jeopardy clause in the United States Constitution provides
that no person “shall . . . be subject for the same offense to be twice put in jeopardy of life or limb
. . . .” U.S. const. amend V. Similarly, the Tennessee constitution states that “no person shall, for
the same offense, be twice put in jeopardy of life or limb.” Tenn. Const. art. I, § 10. The
-7-
constitutional right against double jeopardy protects against, inter alia, multiple punishments for the
same offense. State v. Denton, 938 S.W.2d 373 (Tenn. 1996). To determine whether a defendant
has received multiple punishments for the same offense, our Supreme Court has said that the
reviewing court should consider: (1) the statutory elements of the offenses; (2) the evidence used to
prove the offenses; (3) whether there were multiple victims or discrete acts; and (4) the purposes of
those respective statutes. Id. at 381.
Weighing each of these factors, we conclude that the Defendant’s convictions for attempted
first degree murder and aggravated assault are the same for double jeopardy purposes because they
were one continuous act. Thus, the conviction for aggravated assault should be merged into the
conviction for attempted murder. We reverse the judgment of the trial court on this issue, and
remand for an entry of judgment consistent with this opinion.
III. Conclusion
Based upon the aforementioned reasoning and authorities, we affirm the trial court in part,
reverse in part, and remand for the entry of an appropriate judgment.
________________________________
ROBERT W. WEDEMEYER, JUDGE
-8-