Jackie Glenn Allen v. State of Tennessee ( 2008 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs June 18, 2008
JACKIE GLENN ALLEN v. STATE OF TENNESSEE
Direct Appeal from the Circuit Court for Lincoln County
No. S0700088 Robert G. Crigler, Judge
No. M2007-02722-CCA-R3-PC - Filed July 3, 2008
The Petitioner pled guilty to rape and incest and agreed to allow the trial court to sentence him.
After a sentencing hearing, the court imposed an effective sentence of ten and one-half years to be
served in the Tennessee Department of Correction. The Petitioner appealed the sentence, and this
Court affirmed. The Petitioner then filed his petition for post-conviction relief claiming that he did
not receive the effective assistance of counsel and that his guilty plea was not entered knowingly or
voluntarily. The post-conviction court denied the petition for post-conviction relief, and, after a
thorough review of the record and applicable law, we affirm the judgment of the post-conviction
court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed
ROBERT W. WEDEMEYER , J., delivered the opinion of the court, in which JERRY L. SMITH and
NORMA MCGEE OGLE, JJ., joined.
S. Craig Moore, Fayetteville, Tennessee, for the Appellant, Jackie Glenn Allen.
Robert E. Cooper, Jr., Attorney General and Reporter; Michael E. Moore, Solicitor General; Preston
Shipp, Assistant Attorney General; Charles F. Crawford, Jr., District Attorney General; Hollyn
Hewgley, Assistant District Attorney General, for the Appellee, the State of Tennessee.
OPINION
I. Facts
On direct appeal, this Court recited the facts from the guilty plea hearing as follows:
[O]n or about October 30, 2004, [the Petitioner], who is the father of [J.A.],
. . . were at their residence here in Lincoln County, Tennessee when the father, [the
Petitioner], entered the bedroom.
[J.A.], who is 15 years old, was on her bed and was preparing to go to sleep
and was very sleepy. At some point while he was on the bed talking to her, he pulled
her underwear to the side and had sexual intercourse with her against her will.
This was later reported to officers at the Lincoln County sheriff’s department.
The officers did collect the panties that [J.A.] had on the night that this
incident occurred.
A DNA test was conducted of the semen found on the panties. It was a
positive match for the father, [the Petitioner].
[The Petitioner] also came to the sheriff’s department and did confess to this
crime. He is the biological father of [J.A.].
State v. Jackie Glenn Allen, No. M2005-02808-CCA-R3-CD, 2006 WL 2380613, at *1 (Tenn. Crim.
App., at Nashville, Aug. 16, 2006), no Tenn. R. App. P. 11 application filed.
After the Petitioner pled guilty, the trial court conducted a sentencing hearing at which the
Petitioner’s grandmother and great-aunt testified. Id. Each “testified regarding the [Petitioner’s]
impoverished and abused childhood” and that he was “extremely” remorseful for his actions. Id.
“Following the presentation of evidence, the trial court imposed concurrent sentences of ten years
and six months for the rape conviction and five years for the incest conviction.” Id. The trial court
based its sentence on four enhancement factors: (1) the Petitioner’s history of criminal convictions
or behavior; (2) the victim’s vulnerable age; (3) the offense was committed to gratify the Petitioner’s
desire for pleasure or excitement; and (4) the Petitioner abused a position of private trust. Id. at *2;
see T.C.A. § 40-35-114(2), (5), (8), (16) (2003). The trial court denied alternative sentencing
because it believed those convicted of rape were statutorily ineligible. Allen, 2006 WL 2380613, at
*4.
On appeal, this Court concluded that the trial court erred in the following: (1) by enhancing
the sentence based on the victim’s age because the State did not prove she was particularly
vulnerable; and (2) by enhancing the sentence based on the “pleasure or excitement” factor because
the State failed to provide objective evidence to support it. Id. at *3-4. Nevertheless, this Court
concluded that the effective ten and one-half year sentence was appropriate. Id. at *4. In addressing
alternative sentencing, this Court concluded that those convicted of rape were technically eligible
for alternative sentencing but only if the sentence was less than ten years. Id. As the Petitioner’s
sentence was more than ten years, he was ineligible for an alternative sentence. Id. This Court thus
affirmed the trial court’s judgments.
After this Court’s decision, the Petitioner filed his petition for post-conviction relief,
2
claiming: (1) that he received ineffective assistance from his counsel; and (2) that he did not enter
his guilty plea knowingly and voluntarily. At the post-conviction hearing, the parties presented the
following evidence: the Petitioner testified that, after he was charged, he gave a statement to the
sheriff’s department. He stated that he believed he was under arrest because he felt as though he was
not free to leave. After the sheriff’s department “tricked [him] into saying what they wanted [him]
to say,” they requested he sign a Miranda waiver, which he did. He stated that, when he signed the
forms, the times were not written on them. The Petitioner’s trial counsel (“Counsel”) filed a motion
to suppress the statement, but he later dropped the motion without explanation.
Additionally, the Petitioner explained how his DNA was transferred onto his daughter’s
panties: prior to church on Sunday, he and his wife had intercourse. The Petitioner’s wife went into
the bathroom where she undressed, laying her undergarments, which contained the Petitioner’s DNA,
on top of their daughter’s undergarments. The Petitioner claimed Counsel told him that his story
would not matter. The Petitioner also complained that the Our Kids medical report contained no
evidence of a rape, yet it was not suppressed. The Petitioner testified that, had he known Counsel
could have attempted to have these things suppressed, “[i]t would have changed [his] mind a whole
lot.”
By way of further explanation, the Petitioner stated that the State offered him an eight year
sentence, apparently to be served day-for-day. Counsel informed the Petitioner that the trial court
could sentence him to an alternative sentence if the sentence was less than ten years. Because he
wished to receive probation or community service, the Petitioner turned down the eight year sentence
and allowed the trial court to sentence him. The Petitioner stated, “[M]y understanding was, I might
could spend a few years in prison, then get out on probation, or the Judge could give me probation
or community service.” The Petitioner also stated that he pled guilty to avoid putting his family
through additional stress, and he felt coerced by Counsel who did not want to go to trial. The
Petitioner stated that, had he known he would be ineligible for an alternative sentence, he would not
have pled guilty.
On cross-examination, the Petitioner admitted that, when he began talking with the sheriff’s
department and the Department of Children’s Services (“DCS”), he told them he knew why he was
there. The Petitioner admitted giving a statement, but he testified the statement was “not right”
because he did not rape his daughter.
Counsel testified that he and the Petitioner discussed whether his statement to police was
freely and voluntarily made. He spoke with the officer and DCS representative who explained to
him that the Petitioner came to the station and was asked if he knew why he was there. The
Petitioner responded that it was because of charges that he sexually molested his daughter. The
officer then advised the Petitioner of his Miranda rights, after which the Petitioner made a statement
that was consistent with the description of the incident given by the victim. This signaled to Counsel
that the Petitioner would have a difficult time at trial. After considering this, in addition to the
Petitioner’s story about the transfer of DNA from one set of panties to another, Counsel advised him
that his best option would be to plead guilty. Counsel explained to the Petitioner that, because the
3
law allowed alterative sentencing for sentences of ten years or less, he would be eligible for an
alternative sentence. Counsel testified that he advised the Petitioner, though, that this was “highly
unlikely.”
On cross-examination, Counsel stated that, pursuant to his investigation, the officer asked
the Petitioner to come to the police station. The Petitioner drove himself there voluntarily, and,
when asked if he knew why he was there, he responded affirmatively. He then proceeded to admit
to what happened. Counsel believed that the Petitioner was read his Miranda rights before he made
his admission.
In addressing the transfer of DNA, Counsel admitted he did not talk with the Petitioner’s wife
about the story, but he did discuss the issue with the DNA expert who said such a transfer was
unlikely. Counsel stated that he found no legal basis to suppress the panties or the Our Kids medical
report because the panties were legally taken into evidence and the report was an exception to the
hearsay rule.
The post-conviction court ruled there was no basis to suppress the spontaneous statements
made by the Petitioner, and any motion would have been frivolous. The court also noted that the
Petitioner contradicted himself a number of times, and, as such, the court found that the Petitioner
was not credible when he testified that he would not have pled guilty had he known he would not
receive an alternative sentence. Accordingly, the post-conviction court denied the petition for post-
conviction relief.
II. Analysis
The Petitioner’s claim for post-conviction relief is based on two separate issues. The
Petitioner claims that: (1) Counsel was ineffective in failing to move to suppress the Petitioner’s
statement to police; and (2) he did not knowingly or voluntarily enter his guilty plea because he
believed, based on advice from Counsel, that the trial court would sentence him to an alternative
sentence. In order to obtain post-conviction relief, a petitioner must show that his or her conviction
or sentence is void or voidable because of the abridgment of a constitutional right. T.C.A. § 40-30-
103 (2006). The petitioner bears the burden of proving factual allegations in the petition for post-
conviction relief by clear and convincing evidence. T.C.A. § 40-30-110(f) (2006). Upon review,
this Court will not re-weigh or re-evaluate the evidence below; all questions concerning the
credibility of witnesses, the weight and value to be given their testimony and the factual issues raised
by the evidence are to be resolved by the trial judge, not the appellate courts. Momon v. State, 18
S.W.3d 152, 156 (Tenn. 1999); Henley v. State, 960 S.W.2d 572, 578-79 (Tenn. 1997). A post-
conviction court’s factual findings are subject to a de novo review by this Court; however, we must
accord these factual findings a presumption of correctness, which can be overcome only when a
preponderance of the evidence is contrary to the post-conviction court’s factual findings. Fields v.
State, 40 S.W.3d 450, 456-57 (Tenn. 2001). A post-conviction court’s conclusions of law are
subject to a purely de novo review by this Court, with no presumption of correctness. Id. at 457.
We will discuss each issue in turn.
4
A. Effective Assistance of Counsel
The right of a criminally accused to representation is guaranteed by both the Sixth
Amendment to the United States Constitution and article I, section 9, of the Tennessee Constitution.
State v. White, 114 S.W.3d 469, 475 (Tenn. 2003); State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999);
Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975). The following two-prong test directs a court’s
evaluation of a claim for ineffectiveness:
First, the [petitioner] must show that counsel’s performance was deficient. This
requires showing that counsel made errors so serious that counsel was not
functioning as the “counsel” guaranteed the [petitioner] by the Sixth Amendment.
Second, the [petitioner] must show that the deficient performance prejudiced the
defense. This requires showing that counsel’s errors were so serious as to deprive the
[petitioner] of a fair trial, a trial whose result is reliable. Unless a [petitioner] makes
both showings, it cannot be said that the conviction or death sentence resulted from
a breakdown in the adversary process that renders the result unreliable.
Strickland v. Washington, 466 U.S. 668, 687 (1984); State v. Melson, 772 S.W.2d 417, 419 (Tenn.
1989).
In reviewing a claim of ineffective assistance of counsel, this Court must determine whether
the advice given or services rendered by the attorney are within the range of competence demanded
of attorneys in criminal cases. Baxter, 523 S.W.2d at 936. To prevail on a claim of ineffective
assistance of counsel, a petitioner must show that “counsel’s representation fell below an objective
standard of reasonableness.” House v. State, 44 S.W.3d 508, 515 (Tenn. 2001) (citing Strickland,
466 U.S. at 688 (1984)).
When evaluating an ineffective assistance of counsel claim, the reviewing court should judge
the attorney’s performance within the context of the case as a whole, taking into account all relevant
circumstances. Strickland, 466 U.S. at 690; State v. Mitchell, 753 S.W.2d 148, 149 (Tenn. Crim.
App. 1988). The reviewing court must evaluate the questionable conduct from the attorney’s
perspective at the time. Strickland, 466 U.S. at 690; Hellard v. State, 629 S.W.2d 4, 9 (Tenn. 1982).
In doing so, the reviewing court must be highly deferential and “should indulge a strong presumption
that counsel’s conduct falls within the wide range of reasonable professional assistance.” Burns, 6
S.W.3d at 462. Finally, we note that a defendant in a criminal case is not entitled to perfect
representation, only constitutionally adequate representation. Denton v. State, 945 S.W.2d 793, 796
(Tenn. Crim. App. 1996). In other words, “in considering claims of ineffective assistance of counsel,
‘we address not what is prudent or appropriate, but only what is constitutionally compelled.’”
Burger v. Kemp, 483 U.S. 776, 794 (1987) (quoting United States v. Cronic, 466 U.S. 648, 665 n.38
(1984)). Counsel should not be deemed to have been ineffective merely because a different
procedure or strategy might have produced a different result. Williams v. State, 599 S.W.2d 276,
279-80 (Tenn. Crim. App. 1980). The fact that a particular strategy or tactic failed or hurt the
defense does not, standing alone, establish unreasonable representation. House, 44 S.W.3d at 515
5
(citing Goad v. State, 938 S.W.2d 363, 369 (Tenn. 1996)). However, deference to matters of strategy
and tactical choices applies only if the choices are informed ones based upon adequate preparation.
House, 44 S.W.3d at 515.
If the petitioner shows that counsel’s representation fell below a reasonable standard, then
the petitioner must satisfy the prejudice prong of the Strickland test by demonstrating “there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different.” Strickland, 466 U.S. at 694; accord Nichols v. State, 90 S.W.3d 576,
587 (Tenn. 2002). This reasonable probability must be “sufficient to undermine confidence in the
outcome.” Strickland, 466 U.S. at 694; Harris v. State, 875 S.W.2d 662, 665 (Tenn. 1994).
The Petitioner’s ineffective assistance of counsel claim is based on his belief that his
statement to the police should have been suppressed because the police did not read him his Miranda
rights prior to his statement. Generally speaking, Miranda v. Arizona, 384 U.S. 463 (1966), requires
that a suspect be read certain rights prior to “custodial interrogation.” Id. at 444; accord Dickerson
v. United States, 530 U.S. 428 (2000); Stansbury v. California, 511 U.S. 318, 322 (1994). The post-
conviction court concluded that the statement was given before the Petitioner was “in custody.”
There was no basis, therefore, for a suppression motion.
Because the post-conviction court found the Petitioner not credible, we will address this issue
using Counsel’s version of the facts. The officer requested the Petitioner come to the police station,
and the Petitioner drove himself there voluntarily. When he arrived, the officer asked him if he knew
why he was there. The Petitioner responded, “yes,” that he believed it dealt with the sexual
molestation of his daughter. Counsel testified that, based on his investigation, the officer then read
the Petitioner his Miranda rights and obtained a written statement. Under Counsel’s version of the
facts, the only statement made before the officer read the Petitioner his rights was his statement that
he believed he was called to the police station in order to answer accusations that he molested his
daughter.
In Miranda, “custodial interrogation” was defined by the Court as “questioning initiated by
law enforcement officers after a person has been taken into custody or otherwise deprived of his
freedom of action in any significant way.” Miranda, 530 U.S. at 444. A person is “in custody”
within the meaning of Miranda if there has been “a formal arrest or restraint on freedom of
movement of the degree associated with a formal arrest.” California v. Beheler, 463 U.S. 1121,
1125 (1983) (internal citations omitted); accord Yarbrough v. Alvarado, 541 U.S. 652, 653 (2004).
Miranda has been held not to apply “outside the context of inherently coercive custodial
interrogations for which it was designed.” Roberts v. United States, 445 U.S. 552 (1980).
The Tennessee Supreme Court has identified several factors used to determine whether the
police subjected a suspect to “custodial interrogation”:
Some factors relevant to that objective assessment include the time and location of
the interrogation; the duration and character of the questioning; the officer’s tone of
voice and general demeanor; the suspect’s method of transportation to the place of
6
questioning; the number of police officers present; any limitation on movement or
other form of restraint imposed on the suspect during the interrogation; any
interactions between the officer and the suspect, including the words spoken by the
officer to the suspect, and the suspect’s verbal or nonverbal responses; the extent to
which the suspect is confronted with the law enforcement officer’s suspicions of guilt
or evidence of guilt; and finally, the extent to which the suspect is made aware that
he or she is free to refrain from answering questions or to end the interview at will.
State v. Anderson, 937 S.W.2d 851, 855 (Tenn. 1996).
Although the questioning took place at the police station, the duration was very short, and
the suspect transported himself to the station. The Petitioner presented no evidence that he was
restrained from leaving or that the officer’s tone was particularly harsh. We conclude that the law
support’s the post-conviction court’s determination that the Petitioner was not “in custody” at the
time he made this statement. The actions of the police fully comply with the requirements of
Miranda, and Counsel had no basis to suppress the statement. There being no basis to suppress the
statement, Counsel was not deficient in withdrawing his motion to suppress the statement. The
Petitioner is not entitled to relief on this issue.1
B. Knowing and Voluntary Plea
When evaluating the knowing and voluntary nature of a guilty plea, the United States
Supreme Court has held that “[t]he standard was and remains whether the plea represents a voluntary
and intelligent choice among the alternative courses of action open to the defendant.” North
Carolina v. Alford, 400 U.S. 25, 31 (1970). The court reviewing the voluntariness of a guilty plea
must look to the totality of the circumstances. See State v. Turner, 919 S.W.2d 346, 353 (Tenn.
Crim. App. 1995); see also Chamberlain v. State, 815 S.W.2d 534, 542 (Tenn. Crim. App. 1990).
The circumstances include:
the relative intelligence of the defendant; the degree of his familiarity with criminal
proceedings; whether he was represented by competent counsel and had the
opportunity to confer with counsel about the options available to him; the extent of
advice from counsel and the court concerning the charges against him; and the
reasons for his decision to plead guilty, including a desire to avoid a greater penalty
that might result from a jury trial.
Blankenship v. State, 858 S.W.2d 897, 904 (Tenn. 1993) (citing Caudill v. Jago, 747 F.2d 1046,
1052 (6th Cir. 1984)). A plea resulting from ignorance, misunderstanding, coercion, inducement,
or threats is not “voluntary.” Id.
1
In passing, the Petitioner makes reference to Counsel’s failure to suppress the Our Kids medical report and
the victim’s panties. W e see no need to address these claims in depth because the Petitioner failed to make any
argument or present any basis for excluding the evidence.
7
In this claim, the Petitioner alleges that he was told he would be eligible for alternative
sentencing after he pled guilty. He stated, “[M]y understanding was, I might could spend a few years
in prison, then get out on probation, or the Judge could give me probation or community service.”
Counsel testified that, because rape carried a minimum sentence of eight years, the Petitioner would
be eligible for an alternative sentence, although probation was unlikely. This is precisely what we
held on the Petitioner’s direct appeal. In pleading guilty to rape, the Petitioner allowed the trial court
to set his sentence. The range for the sentence was eight to twelve years. A sentence between eight
and ten years would make the Petitioner a candidate for an alternative sentence, and anything above
ten years would not. As Counsel properly and precisely explained to the Petitioner his options, the
Petitioner has not proved that his guilty plea was not knowing and voluntary. The Petitioner is not
entitled to relief on this issue.
III. Conclusion
After a thorough review of the record and applicable law, we conclude that the Petitioner has
not proved that he failed to receive the effective assistance of counsel or that his plea was not made
knowingly or voluntarily. The judgment of the post-conviction court is affirmed.
________________________________
ROBERT W. WEDEMEYER, JUDGE
8