State of Tennessee v. Tyrone De Angelo Shaw ( 2022 )


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  •                                                                                           08/25/2022
    IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
    AT KNOXVILLE
    Assigned on Briefs August 23, 2022
    STATE OF TENNESSEE v. TYRONE DE ANGELO SHAW
    Appeal from the Criminal Court for Knox County
    No. 118439 G. Scott Green, Judge
    No. E2021-00437-CCA-R3-CD
    The Defendant, Tyrone De Angelo Shaw, appeals from his guilty plea conviction for
    aggravated assault, a Class C felony. See T.C.A. § 39-13-102 (Supp. 2019) (subsequently
    amended). The trial court ordered the Defendant to serve the agreed-upon ten-year, Range
    II sentence. On appeal, the Defendant contends that the court erred in denying alternative
    sentencing and in denying his motion for reduction of sentence pursuant to Tennessee Rule
    of Criminal Procedure 35. We affirm the judgment of the trial court.
    Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed
    ROBERT H. MONTGOMERY, JR., J., delivered the opinion of the court, in which JAMES
    CURWOOD WITT, JR., and CAMILLE R. MCMULLEN, JJ., joined.
    Eric Lutton, District Public Defender; John Randolph Halstead, Assistant District Public
    Defender, for the Appellant, Tyrone De Angelo Shaw.
    Herbert H. Slatery III, Attorney General and Reporter; Hannah-Catherine Lackey,
    Assistant Attorney General; Charme P. Allen, District Attorney General; Hector Sanchez
    and Kevin Allen, Assistant District Attorneys General, for the appellee, State of Tennessee.
    OPINION
    The Defendant’s conviction relates to the October 25, 2020 shooting of Patrick Carr.
    According to the trial judge’s and defense counsel’s statements at the guilty plea hearing,
    the Defendant was charged by warrant with attempted first degree murder, but the charge
    was modified to aggravated assault in an information. The State’s concession to a lesser
    charge was made in exchange for the Defendant’s agreement to plead guilty as a Range II
    offender, despite his lack of a prior criminal history.
    At the guilty plea hearing, the prosecutor recited the following facts:
    Your Honor, had this case gone to trial the witnesses listed would
    testify, specifically Investigator Chaz Terry with the Knoxville Police
    Department Major Crimes Unit, as well as Investigator Jason Booker, that
    on the date of the offense, October 25th, at roughly 8:50 p.m., they responded
    to Montgomery Village . . . in reference to a shooting.
    Upon arriving at the scene, they were able to make contact with the
    victim, Patrick Carr. Mr. Carr was suffering from multiple gunshot wounds.
    He had a gunshot wound to his face, to his neck, to his shoulder, his back,
    and arm. Witnesses at the scene would later learn that the defendant . . . was
    present at the apartment waiting for a friend when he and the victim got into
    a verbal confrontation.
    The defendant’s account would then be that he thought that Mr. Shaw
    was retrieving a firearm from his pants, and based on what he observed, he
    pulled out his pistol and fired multiple shots at the victim. Three shell casings
    were recovered from the scene, all consistent in caliber.
    Further proof would be that after the shooting, Mr. Shaw did confide
    in his step-parents, specifically his . . . foster father, that being Benjamin
    Alexander. He did go to his residence and inform him that he did, in fact,
    shoot the victim and he was visibly upset. He did refer to the victim as
    [M]oney, and he did say that the shooting did occur in Montgomery Village.
    Further proof would be that based on the shooting, the victim is now
    wheelchair bound based on the serious gravity of the injuries.
    The assistant district attorney stated that his office had concerns about proceeding with the
    case due to the victim’s inability, due to his injuries, to assist in the prosecution.
    Defense counsel added that the Defendant had spoken by telephone with a detective
    and that the recording of the call revealed the following:
    [The Defendant] indicated . . . that he was fearful for his life at the time that
    this happened. The background is apparently a friend of [the Defendant’s]
    was previously killed and this victim may have been the one bragging about
    having done that. So when [the Defendant] saw [the victim, the Defendant]
    was afraid that the person was coming for him, and that’s why this happened.
    -2-
    At the sentencing hearing, the Defendant sought judicial diversion or, alternatively,
    probation.
    Due to the victim’s physical and mental limitations from his injuries, the victim
    impact statement was provided by the victim’s mother. She stated that the victim had been
    shot nine times: in the face, neck, both legs, both arms, and three times in the back. She
    said the victim suffered two strokes, lost 75% of his speech, and was able to converse at
    the level of a two- to three-year-old. She said the victim’s children cried because the victim
    was not the same person they had known and that he was unable to play outside with them.
    She said that she was the victim’s caregiver and that he would have future vocal cord
    surgery. She said the victim was uninsured and was only able to receive physical therapy
    and mental health therapy because professionals had donated their services. She said the
    victim’s doctors had encouraged the victim to apply for Social Security Disability, which
    had not yet been approved.
    The Defendant provided the following allocution: He was in fear for his life on the
    night of the shooting. He saw that the victim “had a gun out and that the [gun] was taken
    from his person.” The Defendant had been told by a police investigator and his attorney
    that “things were taken off [the victim’s] person when he was on the ground.” The victim
    asked him repeatedly if he were someone else, and he kept telling the victim he was not.
    The Defendant “hated that this happened” because he had “never been that person.” He
    said he had “always been the one to be hurt.” He said that he had never been accepted into
    mental health therapy, even though he had mental illness, but that he thought he would
    benefit from therapy. He disagreed that the victim had been shot nine times and said he
    knew he shot the victim three times while backing away.
    The Defendant stated that he had gone to the neighborhood where the incident
    occurred to visit someone he had tutored in high school, whom he wanted to see because
    he was feeling down after a memorial event for his grandmother. The Defendant said that
    as soon as he got out of his car, he saw the victim “standing there” with a “full mask up”
    and a gun in his hand. The Defendant said that the victim asked repeatedly if he were the
    brother of the person whom the Defendant was there to see and that he had responded he
    was not.
    The Defendant stated that he always had his firearm with him but that he only
    carried it on his person when he was “in areas like that.” He said that he had developed a
    relationship with his foster father by accompanying him to a gun range.
    The Defendant said that he stood in the middle of the parking lot and that the victim
    stood in front of the Defendant’s friend’s house when the Defendant fired the shots. The
    Defendant said that his gun had been in his pocket and that the victim had already displayed
    his gun when the Defendant retrieved and fired his gun.
    -3-
    When asked by the trial court if any witnesses had reported seeing the victim with
    a gun, the prosecutor stated that none had come forward to say the victim had or had not
    had a gun. The prosecutor stated, however, that a 9-1-1 caller had reported hearing four to
    five shots and that only three shell casings had been recovered from the scene. The
    prosecutor said that the victim’s girlfriend had removed the victim’s cell phone from his
    person but that she later provided it to a police investigator.
    The presentence report reflected the following: The Defendant was age twenty at
    the time of the offense and had completed high school and some college. He had no prior
    criminal history and had two jail infractions for “resisting” and “fighting.” He reported
    “fair” mental health and a history of treatment for anxiety and bipolar disorder but was no
    longer taking medication because he had no refills remaining. He reported past daily
    marijuana use. He also reported past occasional use of alcohol, opioids, and MDMA. He
    reported having used heroin once or twice and methamphetamine once. The Defendant
    was placed into foster care at age one and was eventually adopted by a relative, who was
    abusive. He was taken unexpectedly to live with his mother around age twelve or thirteen,
    and his mother later abandoned the Defendant and his sister by leaving them with their
    abusive stepfather and moving out of state. After the stepfather was incarcerated, the
    Defendant was eventually placed into foster care and later lived on campus when he began
    college. At the time of sentencing, he lived with his girlfriend of two and one-half years.
    He reported some work history and had last been employed about seven months before the
    offense. The Strong-R Risk and Needs Assessment Tool, which was attached to the
    presentence report, reflected that the Defendant had a risk score of “moderate.”
    After receiving the evidence and the statements of the victim’s mother and the
    Defendant, the trial court found that gun violence was an issue in Knoxville and that “one
    of the ways it can stop” would be for the court system to provide an effective deterrent for
    others. The court stated that it was “somewhat skeptical” of the Defendant’s credibility
    regarding the victim’s possession of a gun. The court noted that, even if the Defendant’s
    account were true, the victim had nevertheless sustained “grievous injuries” that were far
    beyond those necessary to sustain a conviction of aggravated assault. The court stated its
    belief that the case was “an all or nothing proposition” and that the Defendant would have
    either been convicted or acquitted of attempted first degree murder if the case had gone to
    a trial. The court noted the fifteen- to twenty-five-year sentencing range and higher
    percentage of service requirement for attempted first degree murder. The court found that
    the presentence report showed the Defendant “had a couple [of] problems as a juvenile”1
    and had used illegal drugs regularly. The court noted, as well, that the Defendant “regularly
    carried a firearm by [his] own admission.”
    1
    The presentence report reflects that the Defendant had no juvenile charges or adjudications. The
    Defendant’s admitted drug use is the only reference to delinquent activity.
    -4-
    In denying judicial diversion, the trial court stated that it had considered the factors
    announced in State v. Electroplating, Inc., 
    990 S.W.2d 211
    , 229 (Tenn. Crim. App. 1998).
    The court found that, on balance, the circumstances of the offense outweighed the factors
    which favored the Defendant. After denying diversion, the court found that incarceration
    was the appropriate manner of service for the ten-year sentence.
    The Defendant filed a notice of appeal of the sentence and a Motion for Reduction
    of Sentence. See T.R.A.P. 3(b); Tenn. R. Crim. P. 35. In the motion, the Defendant
    requested split confinement. He noted his lack of criminal convictions, the State’s
    allegation at the sentencing hearing that he had been involved in gang activity despite the
    notation in the presentence report that no evidence showed he had been, his attorney’s lack
    of knowledge of the existence of the written victim impact statement and lack of knowledge
    that the victim’s mother would testify that nine shots were fired, and the Defendant’s
    statement of his remorse for the shooting and the victim’s injuries. The Defendant alleged
    that the court’s findings regarding the need for deterrence were not sufficient to support an
    order of incarceration. The Defendant also noted the appearance of a person who may have
    been the victim in the video feed of the victim’s mother’s statement and alleged that, based
    upon the movement of the person, the victim’s mother may not have been entirely accurate
    in her account of the extent of the victim’s disability. The Defendant recounted his
    emotional reaction to the sentence imposed by the court and assured the court that he would
    do his best to comply with the probation component of a split confinement sentence. The
    Defendant attached letters supporting him from family and friends, which recounted the
    history of the Defendant’s childhood with his own family and in foster care, his popularity
    and athleticism in high school, his pursuit of higher education, his positive attitude, and his
    having acted out of character in committing the present offense. The Defendant also
    attached his own letter, in which he professed his desire to receive the benefit of an
    alternative sentence and assured the trial court that he would not commit criminal acts
    again.
    At the hearing on the Motion for Reduction of Sentence, defense counsel
    acknowledged the severity of the victim’s injuries but argued that the Defendant should be
    given an opportunity for an alternative sentence. Counsel noted the Defendant’s young
    age, childhood in foster care, lack of a prior criminal record, college attendance, and efforts
    to overcome his mental health issues. Counsel also noted that the Defendant was “shaking
    . . . and having trouble breathing” in a “panic response” at the hearing, which counsel said
    demonstrated the Defendant’s amenability to rehabilitation. Counsel argued that the
    Defendant was an “appropriate” and “preferred” candidate for probation because he had
    no prior felony convictions and had not been previously sentenced to prison. See T.C.A. §
    40-35-102(6)(a) (2019). Similarly, counsel argued that the record did not support a finding
    of the statutory considerations for confinement regarding the need to restrain a defendant
    with a long history of criminal conduct, the need to avoid depreciating the seriousness of
    -5-
    the offense, or the particular suitability of confinement to provide an effective deterrent.
    See id., § 40-35-103(1)(A)-(B) (2019). Counsel argued that split confinement was the least
    severe measure necessary to achieve the purposes for which the sentence is imposed. See
    id. at (4). Counsel stated that the Defendant had been in confinement for six months and
    that the Defendant had seen stabbings and overdoses in the Department of Correction,
    which had been a “shock deterrent.”
    The State offered the victim’s medical records, which were received as an exhibit.
    The records reflected that the victim was hospitalized for six weeks following the shooting
    and that his injuries included a carotid artery rupture, traumatic brain injury,
    cerebrovascular accident, spinal fracture of the C-4 vertebra, tibia fracture, stroke, and
    vocal cord paralysis.
    The prosecutor asked the trial court to take judicial notice of the forty-five
    homicides which occurred in Knox County in 2020 and the “rampant” gun violence in the
    community. The court agreed that it could consider this but stated the defense had raised
    “the very good point” that case law required “something within the record to support the
    general deterrence argument.” The judge declined to take judicial notice of the gun
    violence in the community, stating, “[I]n this case I don’t have to get there.”
    In denying the motion for reduction of sentence, the trial court stated:
    But for the grace of God and good medical care, this young man [the
    victim] would be dead right now at your hand, and you [the Defendant]
    would be looking, if you hadn’t faced it already, at a conviction for first-
    degree murder; I think under the best set of facts from what I know about this
    record, second-degree murder.
    Had this case been indicted and gone to trial, there’s the very, very
    strong possibility that you would have been convicted of attempted first-
    degree murder with serious bodily injury, which is a class A felony, carries
    15 to 25 years at 100 percent time. So you received a significant break
    already in this case by the agreement that [defense counsel] worked out for
    you.
    I am comfortable that I imposed the correct sentence in this case. I’m
    not going to change it.
    And I will reiterate for the record, in case the appellate courts need to
    look at it again, that I imposed this sentence because of the severity and the
    seriousness of this crime. You aimed a loaded firearm at another human
    -6-
    being and you fired it multiple times and you grievously injured him, injuries
    that he will carry with him until he leaves this earth.
    This sentence is appropriate for this crime. The motion’s respectfully
    denied.
    The Defendant appealed from the motion for reduction of sentence. This court
    consolidated the appeal from the sentencing and from the motion for reduction of sentence.
    I
    Sentencing
    The Defendant contends that the trial court abused its discretion in imposing
    incarceration, rather than an alternative sentence.2 The State responds that no abuse of
    discretion has been shown. We agree with the State.
    This court reviews challenges to the length of a sentence within the appropriate
    sentence range “under an abuse of discretion standard with a ‘presumption of
    reasonableness.’” State v. Bise, 
    380 S.W.3d 682
    , 708 (Tenn. 2012). A trial court must
    consider any evidence received at the trial and sentencing hearing, the presentence report,
    the principles of sentencing, counsel’s arguments as to sentencing alternatives, the nature
    and characteristics of the criminal conduct, any mitigating or statutory enhancement
    factors, statistical information provided by the Administrative Office of the Courts as to
    sentencing practices for similar offenses in Tennessee, any statement that the defendant
    made on his own behalf, the potential for rehabilitation or treatment, and the result of the
    validated risk and needs assessment. T.C.A. §§ 40-35-103 (2019), -210 (2019); State v.
    Ashby, 
    823 S.W.2d 166
    , 168 (Tenn. 1991); State v. Moss, 
    727 S.W.2d 229
    , 236 (Tenn.
    1986); State v. Taylor, 
    744 S.W.2d 919
     (Tenn. Crim. App. 1987)); see T.C.A. § 40-35-102
    (2019).
    Likewise, a trial court’s application of enhancement and mitigating factors are
    reviewed for an abuse of discretion with “a presumption of reasonableness to within-range
    sentencing decisions that reflect a proper application of the purposes and principles of our
    Sentencing Act.” Bise, 380 S.W.3d at 706-07. “[A] trial court’s misapplication of an
    enhancement or mitigating factor does not invalidate the sentence imposed unless the trial
    court wholly departed from the 1989 Act, as amended in 2005.” Id. at 706. “So long as
    there are other reasons consistent with the purposes and principles of sentencing, as
    2
    The Defendant does not challenge the trial court’s denial of judicial diversion.
    -7-
    provided by statute, a sentence imposed . . . within the appropriate range” will be upheld
    on appeal. Id.
    A sentence is based upon “the nature of the offense and the totality of the
    circumstances,” including a defendant’s background. State v. Ashby, 
    823 S.W.2d 166
    , 168
    (Tenn. 1991); see State v. Trotter, 
    201 S.W.3d 651
    , 653 (Tenn. 2006). A trial court is
    permitted to sentence a defendant who otherwise qualifies for probation or alternative
    sentencing to incarceration when:
    (A) [c]onfinement is necessary to protect society by restraining a defendant who has
    a long history of criminal conduct;
    (B) [c]onfinement is necessary to avoid depreciating the seriousness of the
    offense or confinement is particularly suited to provide an effective
    deterrence to others likely to commit similar offenses; or
    (C) [m]easures less restrictive than confinement have frequently or recently
    been applied unsuccessfully to the defendant[.]
    T.C.A. § 40-35-103(1)(A)-(C) (2019); see Trotter, 
    201 S.W.3d at 654
    . A trial court must
    consider (1) the defendant’s amenability to correction, (2) the circumstances of the offense,
    (3) the defendant’s criminal record, (4) the defendant’s social history, (5) the defendant’s
    physical and mental health, and (6) the deterrence value to the defendant and others. See
    State v. Trent, 
    533 S.W.3d 282
    , 291 (Tenn. 2017) (concluding that the same factors used
    to determine whether to impose judicial diversion are applicable in determining whether to
    impose probation); see also Electroplating, 
    990 S.W.2d at 229
    ; State v. Parker, 
    932 S.W.2d 945
    , 958 (Tenn. Crim. App. 1996).
    In the present case, the trial court considered the evidence before it and imposed
    incarceration based solely upon the seriousness of the offense. If probation is denied solely
    on the basis of the circumstances of the offense, they “must be especially violent,
    horrifying, shocking, reprehensible, offensive, or otherwise of an excessive or exaggerated
    degree,” and the nature of the offense must outweigh all factors favoring a sentence other
    than probation. State v. Hartley, 
    818 S.W.2d 370
    , 374-75 (Tenn. Crim. App. 1991)
    (citations omitted). This court has recognized, “This standard has essentially been codified
    in the first part of T.C.A. § 40-35-103(1)(B) which provides for confinement if it ‘is
    necessary to avoid depreciating the seriousness of the offense.’” Id. at 375. In imposing
    incarceration on this basis, the trial court noted that the victim’s injuries were “grievous”
    and far beyond those necessary to constitute an aggravated assault and that the Defendant
    faced the probability of an attempted first degree murder conviction if his case had gone to
    trial. The court noted, as well, at the hearing on the motion for reduction of sentence that
    the victim had not died, despite his significant injuries, and that the Defendant might have
    -8-
    been convicted of first- or second-degree murder if the victim had died. The record
    supports the court’s determination that the circumstances of the offense surpass the Hartley
    threshold. The victim suffered injuries so significant that his physicians recommended he
    apply for Social Security Disability. He was left unable to communicate and was confined
    to a wheelchair. The court expressed its doubt of the Defendant’s claim that the victim
    held a gun when the Defendant shot him. Cf. State v. Pierce, 
    139 S.W.3d 820
    , 828 (Tenn.
    2004) (noting that the facts and circumstances of the offense, which supported a denial of
    probation, included the defendant’s having pleaded guilty to the lesser offense of attempted
    rape of a child, despite the evidence that he committed the greater, charged offense of rape
    of a child).
    Upon review, we conclude that no abuse of discretion has been shown. The trial
    court was heavily swayed by the circumstances of the offense and stated on the record that
    it relied upon the “severity and the seriousness of this crime” in denying alternative
    sentencing.
    In reaching this conclusion, we have considered the Defendant’s argument that the
    trial court should have applied mitigating weight based upon the Defendant’s “difficult and
    traumatic upbringing” and his efforts to overcome his upbringing by completing high
    school and attending college. Although the court did not specifically mention the
    Defendant’s upbringing as a mitigating factor, it stated in denying diversion that it had
    considered the factors outlined in Electroplating, Inc., 
    990 S.W.2d at 229
    , and it found that
    the factors favoring the Defendant were outweighed by the circumstances of the offense.
    The Electroplating factors include the defendant’s social history, and the Electroplating
    factors are likewise relevant to a denial of probation. Trent, 533 S.W.3d at 291;
    Electroplating, 
    990 S.W.2d at 229
    .
    We have also considered the Defendant’s argument that the trial court initially relied
    upon deterrence in imposing incarceration. The record reflects that at the sentencing
    hearing, the court made comments about gun violence in the community about
    incarceration being “one of the ways” to deter such violence. The court later said at the
    hearing on the motion for reduction of sentence that a denial of alternative sentencing based
    upon the need for general deterrence required the introduction of evidence to support a
    finding that the need existed. The court clarified that its imposition of an incarcerative
    sentence was based solely upon the gravity of the offense committed.
    The Defendant is not entitled to relief on this basis.
    -9-
    II
    Motion for Reduction of Sentence
    The Defendant contends that the trial court abused its discretion in denying his
    motion for reduction of sentence. The State counters that no abuse occurred. We agree
    with the State.
    Tennessee Rule of Criminal Procedure 35 permits a trial court to reduce a sentence
    upon a motion filed within 120 days of the imposition of the sentence or revocation of
    probation. Tenn. R. Crim. P. 35(a). The intent of this rule “is to allow modification only in
    circumstances where an alteration of the sentence may be proper in the interests of justice.”
    
    Id.
     (Advisory Comm’n Cmts.)
    The modification permitted by this rule is any modification otherwise permitted by
    the law when the judge originally imposed sentence including but not limited to a transfer
    to the workhouse or probation to otherwise eligible defendants. A trial court’s authority to
    modify a sentence pursuant to Rule 35 extends only to a sentence which the court could
    have originally imposed at the time of sentencing. See Tenn. R. Crim. P. 35 (Advisory
    Comm’n Cmts.). If a defendant has pleaded guilty with an agreement as to the sentence,
    he must show a post-sentencing change in circumstances to justify a reduction or
    modification of the sentence. State v. Patterson, 
    564 S.W.3d 423
    , 434 (Tenn. 2018).
    However, if he pleaded guilty without a sentencing agreement, he is not required to make
    a particular showing in order to obtain a reduction if the interests of justice require. Id. at
    433-34. If there is a modification, the state may appeal. Tenn. R. Crim. P. 35 (Advisory
    Comm’n Cmts.). Appellate review of a motion to reduce a sentence pursuant to Rule 35
    is for abuse of discretion. Patterson, 564 S.W.3d at 430.
    At the hearing, the defense argued that the Defendant had been subjected to a “shock
    deterrent” during his incarceration in the Department of Correction and that he should be
    resentenced to split confinement of one year, with credit for approximately six months
    served, followed by nine years of probation. The court again noted the egregious
    circumstances of the offense and found that they outweighed all other considerations. The
    record supports the court’s determination. Thus, the Defendant has not shown that the
    interests of justice require reduction of the sentence. The court did not abuse its discretion
    in denying the motion for reduction of sentence. The Defendant is not entitled to relief on
    this basis.
    -10-
    In consideration of the foregoing and the record as a whole, the judgment of the trial
    court is affirmed.
    _____________________________________
    ROBERT H. MONTGOMERY, JR., JUDGE
    -11-