Jacob Tate v. State of Tennessee ( 2022 )

11/10/2022
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Briefs October 27, 2022
JACOB TATE v. STATE OF TENNESSEE
Appeal from the Criminal Court for Knox County
No. 114319 G. Scott Green, Judge
No. E2022-00147-CCA-R3-PC
The petitioner, Jacob Tate, appeals the denial of his petition for post-conviction relief,
which petition challenged his 2018 guilty-pleaded convictions of especially aggravated
kidnapping and rape, arguing that he was deprived of the effective assistance of counsel
and that his guilty pleas were not knowingly, voluntarily, and intelligently entered.
Discerning no error, we affirm.
Tenn. R. App. P. 3; Judgment of the Criminal Court Affirmed
JAMES CURWOOD WITT, JR., P.J., delivered the opinion of the court, in which ROBERT W.
WEDEMEYER, and CAMILLE R. MCMULLEN, JJ., joined.
Gregory P. Isaacs and J. Franklin Ammons, Knoxville, Tennessee, for the appellant, Jacob
Tate.
Herbert H. Slatery III, Attorney General and Reporter; David H. Findley, Assistant
Attorney General; Charme P. Allen, District Attorney General; and Ashley McDermott,
Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
The Knox County Grand Jury charged the petitioner by presentment with one
count of rape of a child, one count of aggravated sexual battery, one count of contributing
to the unruly behavior of a minor, and one count of contributing to the delinquency of a
minor for offenses committed against the victim in February 2016. The Anderson County
Grand Jury then charged the petitioner with one count of rape of a child, one count of
aggravated sexual battery, one count of especially aggravated kidnapping, and one count
of conspiracy to commit rape of a child. Pursuant to a plea agreement with the State, the
Knox County presentment was amended to add charges of especially aggravated
kidnapping and rape. The petitioner then pleaded guilty to the added charges in exchange
for a total effective sentence of 22 years’ incarceration and dismissal of all the remaining
charges in both Knox and Anderson Counties.
At the guilty plea submission hearing, the State indicated, that, had the case
gone to trial, Tennessee Bureau of Investigation (“TBI”) Special Agent Jason Legg would
have testified “that in February of 2016, he became involved with an investigation that
began after [the] 12-year-old [victim] was reported missing in Anderson County,
Tennessee.” Following the issuance of an Amber Alert, the petitioner telephoned the TBI
tip line to report “that he was lost, and while he was lost, he had accidentally encountered
[the victim] while driving” and “that he had picked up [the victim] and gave her a ride to
Rockwood, Tennessee, where he dropped her off.” Authorities recovered the victim at the
Walmart in Oak Ridge shortly after 11:00 p.m. on February 8, 2016. The victim told the
police that the petitioner had picked her up at her Anderson County residence on February
7, 2016, and “that she and [the petitioner] had engaged in sexual intercourse and that he
had dropped her off in Oak Ridge afterwards. Based on this information, [the victim] was
transported for a rape kit to be completed.” TBI forensic testing “confirmed the presence
of spermatozoa” in the victim’s underwear, and further testing established that “in the
sperm fraction, the DNA profile was consistent with a mixture of at least three individuals.
The minor contributor of the profile was consistent with [the victim’s] standards. And [the
petitioner] was identified as the major contributor.”
The State indicated that the victim would have testified that she met the
petitioner “on the Internet through the Kik Messaging application on” February 7, 2016, at
a time that “she wasn’t getting along with her mother and she wanted to run away.” The
State indicated that the “messaging would be introduced to show the messages that went
back and forth between the parties.” The victim would have testified that she asked the
petitioner to pick her up at her residence and that he
did pick her up on the night of February 7th of 2016, and they
drove around for a while. She wasn’t really sure where she
was. And she asked [the petitioner] how far he would drive
her. [The victim] would testify that [the petitioner] asked what
he would get in return for driving her and that [the petitioner]
told her that he wouldn’t drive her around anywhere anymore
unless she had sex with him.
The victim would have testified that she told the petitioner “that she didn’t want to have
sex with him. And he said that he was going to leave her in Rockwood if she didn’t. [The
victim] would testify that she had no other ride, she didn’t know where she was, so she did
have sex with” the petitioner. The petitioner “drove her to his house . . . in Knox County
in his truck,” “escorted her inside of the house and into his bedroom,” “laid her on the bed
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and told her to lay down . . . next to him.” The petitioner forced the victim to remove her
clothing by telling her that “she had to because he had given her a ride.” The victim, who
was only 12 years old at the time, “would testify that she felt that she had no option but to
have sex with” the petitioner. She would have testified that she told the petitioner “that
she didn’t want to do this, but she was also afraid not to comply. And she did, in fact, have
vaginal sex with [the petitioner]. Afterwards, she tried to go to the bathroom, but [the
petitioner] would not allow her to do so, stating that she might wake up his brother.” The
victim would have testified that she asked the petitioner “to drop her further out of
Knoxville, but he told her he needed to go to work. And he said he would call somebody
to give her a ride.” The petitioner eventually “left the victim in the Shoney’s parking lot
in Oak Ridge, where she was ultimately handed off to another male that [the petitioner]
had been in communication with.”
In an audio and video recorded interview, the petitioner initially “told Agent
Legg that he did call the 1-800-TBI-FIND number on February 8th to report that he had
been in the area of Exit 350, on a back road . . . off of I-40, in his truck when he came upon
the young girl that he had seen in the Amber Alert.” The petitioner “later recanted this
statement and told the agent that that actually wasn’t true. He stated that he met the victim
on meetme.com.” He admitted to Agent Legg that he picked the victim up from her
Anderson County residence on February 7, 2016, and drove her to his “Knox County
residence and had sex in his truck, according to his statement, parked in the driveway of
9527 Denning Lane.” The petitioner “told Agent Legg that he didn’t want [the victim] to
stay at his house, so he drove her to Oak Ridge and dropped her off with a male he knew
as Stu” and “that he and Stu had communicated by telephone calls regarding” the victim.
The defendant consented to the collection of his DNA.
During the plea submission hearing, the then 22-year-old petitioner told the
court that he had attended high school at Hardin Valley Academy but dropped out in his
senior year and obtained his general education diploma. He stated that he could read and
write without difficulty, had not ingested drugs or alcohol within 24 hours of the
proceeding, did not take any medication, and had no issues understanding the court
proceeding. The petitioner told the court that no one had forced, coerced, or threatened
him into entering his pleas and that the plea agreement announced by the State was the
only incentive offered in exchange for his pleas. The petitioner agreed that his trial counsel
had discussed the terms of the plea agreement, the plea documents, and the repercussions
of waiving his rights and pleading guilty. Nevertheless, the trial court thoroughly explained
the rights that the petitioner would waive by agreeing to plead guilty.1 The petitioner
1
The colloquy in this case was exceedingly thorough and more than satisfied the requirements of
Rule 11.
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indicated that he understood the waiver of his rights as explained by both his counsel and
the court.
In September 2018, the petitioner wrote a letter to the trial judge asking “to
appeal my plea deal on the grounds of improper counsel.” He told the court that his trial
counsel forced him to “take the deal” by telling him that the trial court “would be mad at
me” and would impose a “‘harsher sentence’” and revoke the petitioner’s bond. The
petitioner also alleged that his counsel, who told the petitioner that “he was not qualified
to take this case” because “he was not a criminal lawyer,” “rarely spoke to me” and “denied
me a mental evaluation after being informed, repeatedly, that I can not make choices on
my own and I have always needed either my aunt or grandmother to help me.” The trial
court treated the handwritten letter as a pro se petition for post-conviction relief and
appointed counsel to represent the petitioner. Following the appointment of counsel, the
petitioner filed an amended petition for post-conviction relief, reiterating the claims of
ineffective assistance of counsel and adding a claim that his guilty pleas were not
knowingly, voluntarily, and intelligently entered because they were induced by counsel’s
ineffective assistance. The petitioner then retained counsel, who filed a second amended
petition for post-conviction relief that further fleshed out the petitioner’s claims of
ineffective assistance of counsel and involuntary guilty plea.
At the November 2021 evidentiary hearing, trial counsel testified that he was
licensed to practice law in 1990 and had maintained “a general practice since day one.”
Additionally, trial counsel also worked part-time for the district public defender during his
“first few years of practice.” After that time, the percentage of his practice devoted to
criminal cases ranged between 20 and 40 percent. Counsel said that he had conducted
“several” jury trials in Tennessee and had represented defendants in “a lot of cases
involving” “sexual allegations.” He could not recall the precise number of clients he had
represented who had been charged with rape of a child.
Counsel testified that he was retained to represent the petitioner on both the
Knox County and Anderson County cases involving the victim. He said that he reviewed
the presentment, the applicable statutes, and the sentencing exposure with the petitioner.
He obtained discovery materials and met with the petitioner “several times,” estimating
that “[i]t was probably about” 10 times “if you count the appointments at my office and the
times we were here meeting at the courthouse.” Upon questioning by the court, counsel
estimated that he met with the petitioner “seven or eight times at my office and two or three
times at the courthouse, and all for different lengths of time.” Trial counsel said that the
petitioner “might have met with my legal assistant on other occasions where he was looking
at the discovery because of the protective order.”
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Trial counsel recalled that he reviewed “a few offers” from the State with the
petitioner and that “the final one was maybe the third that we went through.” He said that
he thought the petitioner was receptive to accepting a plea offer, adding that the petitioner
“was more interested in what the plea offer would require him to serve versus what he
could potentially get if he went to trial.” Counsel acknowledged that the petitioner “wasn’t
happy to plea[d] guilty, but . . . I think he understood what he was up against and . . . how
this plea benefitted him.” The petitioner ultimately accepted the State’s offer and pleaded
guilty on June 7, 2018. Counsel testified that he did not recall speaking to any of the
petitioner’s family following the guilty plea submission hearing.
During cross-examination by the State, trial counsel testified that a flood at
his law office had destroyed the petitioner’s case file, which would have contained any
motions that were filed, all the discovery materials, case notes, and other things of that
nature. Consequently, he was forced to rely entirely on his recollection of the case.
Counsel said that he entered into plea negotiations with the State with the petitioner’s
permission with the ultimate goal of “trying to find something he could plea to that would
give him less time.” Counsel testified that the offer that the petitioner ultimately accepted
allowed for concurrent service of the sentences and disposed of all the remaining Knox
County and Anderson County charges, which charges carried “a potentially substantial
amount of time.” Counsel said that he and the petitioner discussed the agreement, “just
weighing all the factors,” and that the petitioner’s “motivation for taking it was . . . all the
charges that were dismissed in return for locking it down to a much smaller amount of
time.”
Brenda Daughtery, the petitioner’s aunt, testified that she and her mother had
helped the petitioner’s mother raise him and that the petitioner “just had a really tough
time.” He attended school regularly and had good grades until the eighth grade. Ms.
Daughtery said that the petitioner was “not logical” and that “he’s very immature for his
age, and that’s my personal opinion,” acting “more like he’s on a young teenage level than
he is an adult level.”
Ms. Daughtery testified that she did not learn about the charges “until it pretty
much made the news.” Ms. Daughtery assisted the petitioner in retaining trial counsel,
who was recommended to them by a friend of her daughter. Ms. Daughtery said that she
attended “[t]he majority of” the petitioner’s meetings with trial counsel but that “his
stepfather at the time went to a few.” She specifically recalled attending “at least three or
four” meetings with trial counsel at his office. Ms. Daughtery added that counsel “mainly
talked to [the petitioner] by himself on the sentencing” but “did talk one time in front of
me about it, and I . . . questioned a lot of the stuff that he was telling” the petitioner. Ms.
Daughtery testified that counsel told the petitioner “that that was in his best interest, to take
the plea deal.” She recalled that on the day of the plea submission hearing, the petitioner
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told trial counsel “that he did not want to sign the plea deal” because “[h]e didn’t feel
comfortable signing it.” Ms. Daughtery claimed that counsel “told him, quote: You’re
going to piss off the judge, and you’re going to get more time.” She said that the petitioner
“was very upset,” so counsel “told him that he would come in and assess the situation, and
he would come back and let him know what he should do.” Counsel returned not “even
five minutes” later and “told him that it was in his best interest to sign, and [the petitioner]
told him that he did not want to.” Ms. Daughtery said that, at that point, she asked counsel,
“‘If this was your son, would you tell him to sign . . . the plea deal?’ And he said, ‘I would.’
I said, ‘Well, I don’t believe you.’” Ms. Daughtery testified that she told the petitioner that
she “was behind him 100 percent whatever he decided to do.” Ultimately, the petitioner
accepted the offer and pleaded guilty.
Ms. Daughtery recalled that the petitioner called her “either the day after or
that following Monday” after entering his pleas and told her “that he wanted to withdraw
the plea deal, and I told him I would get in contact” with trial counsel. Ms. Daughtery said
that she telephoned counsel’s office and spoke to “the receptionist, paralegal, whatever she
is, that does all of his paperwork.” The woman “said that he was out of the office, which
he was a lot when I would call, but she said that . . . she would get him to call me back.”
She testified that counsel did not return her call despite her telephoning the office two more
times. Ms. Daughtery said that, to her knowledge, counsel did not communicate with the
petitioner about his desire to withdraw the pleas.
The post-conviction court asked Ms. Daughtery if she understood that the
petitioner’s case would not “just go away if I set aside this plea,” that the petitioner was
facing a minimum sentence of “25 years day for day, 100 percent,” and that the evidence
included the testimony of “a 12-year-old girl saying that he had sex with her” and “his
DNA’s in her underwear,” and Ms. Daughtery said that she understood.
During cross-examination, Ms. Daughtery agreed that the petitioner had
attended school through the 12th grade and had obtained his GED. She also agreed that
the defendant was not in any special education classes. Ms. Daughtery said that the
petitioner admitted to her that he and the victim “had met up and that they [had sex], but
he was not aware of her age” because the victim “had told him that she was 18.” She
conceded that she knew that the defendant’s lack of knowledge regarding the victim’s age
was not a defense.
Ms. Daughtery agreed that trial counsel told the petitioner “that he was facing
a considerable amount of time” on the charges and that counsel provided them with the
discovery materials, which were voluminous. Ms. Daughtery conceded that she was
present at the guilty plea submission hearing when the trial court explained to the petitioner
his rights and informed him that the decision whether to plead guilty belonged to the
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petitioner alone. She also admitted that she heard the petitioner say, under oath, that he
understood the charges and that it was his decision to plead guilty. Ms. Daughtery said
that the petitioner told her that he wanted to withdraw his pleas “[b]ecause he felt bullied
into accepting the plea.” She said that she called counsel to tell him as much but never
actually spoke to counsel about the issue because counsel did not return her call.
The petitioner testified that he dropped out of Hardin Valley Academy in the
12th grade and obtained a GED and then a job at the Jiffy Lube in Farragut. He said that
after he retained trial counsel, he met with the attorney “[a]t his office maybe five [times]
at most.” Counsel “was present for all except one” of the meetings, and at that meeting his
paralegal “went over the discovery.” The petitioner said that counsel reviewed the
sentencing exposure with him but conveyed only a single plea offer to him. The petitioner
insisted that he told trial counsel “I did not want to take a plea deal, that I wanted to go to
trial” and said that counsel “didn’t really know what to say. It was kind of like he was
shocked by what I had said.” The petitioner admitted that he signed the plea agreement
but claimed that trial counsel did not discuss the document with him. He said that counsel
“showed me the paper and told me that he got me a good deal at 22 years at a hundred, and
I initially took the paper and was going to sign it, but I hesitated.” He said that he “handed
the paper directly back to him and told him I did not want to take this plea deal.” The
petitioner testified that trial counsel told him “that he was going to go speak with the D.A.
about it, and then he left.” Later, counsel returned and told the petitioner that
if I went to trial, if I went in the courtroom and told the judge
that I wanted to go to trial, that I would piss him off. He was
going to sentence me to harsher things, that he was going to
revoke my bond and put me in jail that day, and it would be
best if I took it if I wanted to see my family outside of prison
ever again.
The petitioner said that counsel’s statement caused him to feel scared, pressured, and
coerced into accepting the plea offer. The petitioner maintained that he could not recall
the trial court’s asking him whether he felt pressured or coerced and that he would not have
admitted as much to the court in any event “[b]ecause I was afraid of making him mad.”
The petitioner testified that, after entering his pleas, he contacted Ms.
Daughtery “within the first week” and “told her that I didn’t want to take the plea deal and
that I wanted to withdraw it.” He said that he asked her to convey his wishes to trial
counsel. Despite this, trial counsel did not contact him about withdrawing the pleas.
Upon questioning by the court, the petitioner testified that he understood that,
should the court set aside the pleas, “it puts this back to square one not only in Knox County
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but Anderson County as well.” The court also advised the petitioner that it was the court’s
policy that “if I set aside an agreed disposition, I don’t take anymore agreements[.] It’s
either go to trial or plead to the indictment.” Additionally, the court warned the petitioner
that if convicted of rape of child, he faced a minimum of “25 calendar years day for day.
There will be no parole” and that he “could be sentenced up to 40 years day for day in
custody.”
During cross-examination, the petitioner said that he lied to the court “[o]n
the plea date” because “I didn’t feel like I had a choice.” The petitioner acknowledged that
he understood the charges and potential punishments, those rights he waived by pleading
guilty, and the terms of the plea agreement. The petitioner claimed, contrary to his
testimony during direct examination, that no one ever informed him of the potential
punishments for any of the charged offenses. The petitioner said that he did not know the
precise nature of the Anderson County charges because “I waived the right to formal
reading of my indictment.” He claimed that the dismissal of the charges in Anderson
County “was irrelevant to me.” The petitioner admitted that he had sex with the 12-year-
old victim and that he knew that his DNA had been found in her underwear but nevertheless
claimed that he “never believed myself to be guilty.” He said that he did not know what
he might tell a jury about the offenses. He admitted that the trial court told him that no one
could force him to plead guilty and that he knew that the decision whether to plead guilty
“has to be on me.” He acknowledged that, during the plea colloquy, he told the trial court
that he had personally made the decision to plead guilty.
The petitioner testified that he made the decision that he wanted to withdraw
his pleas after “[s]omebody in jail had told me” that that was an option. He could not recall
that person’s name, saying, “[W]e was on the van to the detention facility together.” The
petitioner said that he “wasn’t aware that I had to have grounds” to withdraw the plea. He
claimed at the hearing, however, that he should be permitted to withdraw his plea on
grounds that his trial counsel “told me I had to plea that day” but clarified that counsel
meant that he had to plead that day if he intended to plead at all. He added that although
counsel did not specifically tell him that he had to plead guilty, “he wasn’t giving me any
other option.” The petitioner conceded that he understood the terms of the plea agreement
and that having his sentences aligned concurrently was “a good thing.” He admitted that
sentence alignment “was important” because it meant he would spend less time in jail. He
said that trial counsel told him that he “was looking at over like three to four hundred years”
but maintained that he “would have rather went to trial like I wanted to” instead of
accepting the 22-year plea offer. The petitioner insisted that he believed that a jury would
find him not guilty but said that he had “no idea” how he could evade conviction given that
he admitted having had sex with the 12-year-old victim and that his DNA was in her
underwear.
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During redirect, the petitioner said that it was trial counsel’s responsibility to
develop a defense and take the case to trial.
At the conclusion of the hearing, the post-conviction court warned the
petitioner about the consequences of being allowed to withdraw the extremely favorable
plea agreement in this case. The court, observing that, should the charges be reinstated,
“you could be a very old man before you got out of custody,” took a recess to allow the
petitioner “to think about this.” The court added, “We all have to make tough decisions in
life, but sometimes those tough decisions, it’s the best of two bad choices. My belief is
you made the best choice among two bad alternatives.” The court elected to recess the
proceedings for a time “to give you the opportunity to keep pursuing this petition if you
want to. If you do, I’ll put down an order.” The court also warned the petitioner that if the
court granted post-conviction relief and set aside the petitioner’s pleas, the court would
“not accept[] another agreed disposition. You’re either going to trial or you’re going to
plead to the indictment, which means you got to beat it at trial because if you don’t, you’re
looking at a minimum 25 years in custody.”
When court reconvened two weeks later, the State presented the testimony
of Assistant District Attorney General Joanie Stewart, who handled the petitioner’s trial
case for the State. Ms. Stewart testified that she made more than one plea offer in the
petitioner’s case. She recalled that, in conjunction with the assistant district attorney
general prosecuting the case against the petitioner in Anderson County, a decision was
made “that to save the child from testifying in multiple counties on her rapes that Knox
County would take the lead . . . and if he pled to the charges here, that the cases in Anderson
County will be dismissed.” She explained that the petitioner “did not have sex with the
child in Anderson County” but “handed her off and transported her to other individuals in
Anderson County that had sex with her, and . . . physically beat her.” Ms. Stewart described
the petitioner’s demeanor during the guilty plea submission hearing as “unrepentant.” She
recalled that the petitioner “did not make an allocution.” Ms. Stewart stated that the 12-
year-old victim and her family were cooperating with the State, that DNA evidence “from
three men [including the petitioner] was recovered from the child’s body,” that the
petitioner “had admitted to having sex with the child” during a recorded interview, that
“text message evidence” and “a social media MeetMe app” confirmed “communications
between” the petitioner and the victim. Citing this evidence, Ms. Stewart classified the
State’s case against the petitioner as “very strong.”
During cross-examination, Ms. Stewart recalled that she extended at least
three plea offers to the petitioner “in the course of a conversation” with trial counsel. She
said that she did not recall trial counsel’s indicating to her on the day of the plea that the
petitioner was reluctant to go forward. She added, “[W]e had a signed plea agreement at
that point, and from my recollection, the discussion revolved around the timing of the plea
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that day.” She said that she remembered that “there was no allocution and there was no
remorse.”
At the conclusion of the hearing, the court took the petition under
advisement. In its written order denying post-conviction relief, the post-conviction court
found that the transcript of the Rule 11 hearing supported a conclusion that the petitioner
“was making a conscious, knowing, and voluntary choice to waive his right to trial and
accept a twenty-two (22) year sentence.” The court also found “that the agreement
negotiated by trial counsel significantly benefitted” the petitioner. The court observed that
the evidence of the petitioner’s “guilt is overwhelming.” The court concluded that “no
credible evidence supports the assertion that the [p]etitioner’s plea was not voluntarily
entered with a full awareness of the consequences that emanated from the decision to plead
guilty.”
In this timely appeal, the petitioner contends that his guilty pleas were not
knowingly, intelligently, and voluntarily entered and that trial counsel was ineffective for
failing to file a motion to withdraw the petitioner’s guilty pleas when the petitioner asked
him to do so.
We view the petitioner’s claim with a few well-settled principles in mind.
Post-conviction relief is available only “when the conviction or sentence is void or voidable
because of the abridgment of any right guaranteed by the Constitution of Tennessee or the
Constitution of the United States.” T.C.A. § 40-30-103. A post-conviction petitioner bears
the burden of proving his or her factual allegations by clear and convincing evidence. Id.
§ 40-30-110(f). On appeal, the appellate court accords to the post-conviction court’s
findings of fact the weight of a jury verdict, and these findings are conclusive on appeal
unless the evidence preponderates against them. Henley v. State, 960 S.W.2d 572, 578-79
(Tenn. 1997); Bates v. State, 973 S.W.2d 615, 631 (Tenn. Crim. App. 1997). By contrast,
the post-conviction court’s conclusions of law receive no deference or presumption of
correctness on appeal. Fields v. State, 40 S.W.3d 450, 453 (Tenn. 2001).
Before a petitioner will be granted post-conviction relief based upon a claim
of ineffective assistance of counsel, the record must affirmatively establish, via facts
clearly and convincingly established by the petitioner, that “the advice given, or the
services rendered by the attorney, are [not] within the range of competence demanded of
attorneys in criminal cases,” see Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975), and
that counsel’s deficient performance “actually had an adverse effect on the defense,”
Strickland v. Washington, 466 U.S. 668, 693 (1984). In other words, the petitioner “must
show that there is a reasonable probability that, but for counsel’s unprofessional errors, the
result of the proceeding would have been different. A reasonable probability is a
probability sufficient to undermine confidence in the outcome.” Id. at 694. Should the
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petitioner fail to establish either deficient performance or prejudice, he is not entitled to
relief. Id. at 697; Goad v. State, 938 S.W.2d 363, 370 (Tenn. 1996). Indeed, “[i]f it is
easier to dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice,
. . . that course should be followed.” Strickland, 466 U.S. at 697.
When considering a claim of ineffective assistance of counsel, a reviewing
court “begins with the strong presumption that counsel provided adequate assistance and
used reasonable professional judgment to make all significant decisions,” Kendrick v.
State, 454 S.W.3d 450, 458 (Tenn. 2015) (citation omitted), and “[t]he petitioner bears the
burden of overcoming this presumption,” id. (citations omitted). We will not grant the
petitioner the benefit of hindsight, second-guess a reasonably based trial strategy, or
provide relief on the basis of a sound, but unsuccessful, tactical decision made during the
course of the proceedings. Adkins v. State, 911 S.W.2d 334, 347 (Tenn. Crim. App. 1994).
Such deference to the tactical decisions of counsel, however, applies only if the choices are
made after adequate preparation for the case. Cooper v. State, 847 S.W.2d 521, 528 (Tenn.
Crim. App. 1992).
In the context of a guilty plea, the petitioner must establish that “counsel’s
constitutionally ineffective performance affected the outcome of the plea process” by
establishing “a reasonable probability that, but for counsel’s errors, he would not have
pleaded guilty and would have insisted on going to trial.” Hill v. Lockhart, 474 U.S. 52,
59 (1985); see Hicks v. State, 983 S.W.2d 240, 246 (Tenn. Crim. App. 1998).
Apart from whether a guilty plea is the product of ineffective assistance of
counsel, it is invalid if otherwise made unknowingly or involuntarily. “Whether a plea was
knowing and voluntary is an issue of constitutional dimension because ‘[t]he due process
provision of the federal constitution requires that pleas of guilty be knowing and
voluntary.’” State v. Wilson, 31 S.W.3d 189, 194 (Tenn. 2000) (alteration in original)
(quoting Johnson v. State, 834 S.W.2d 922, 923 (Tenn. 1992)). A plea “may not be the
product of ‘[i]gnorance, incomprehension, coercion, terror, inducements, [or] subtle or
blatant threats.” Wilson, 31 S.W.3d at 195 (alterations in original) (quoting Boykin v.
Alabama, 395 U.S. 238, 242-43 (1969)); see also State v. Mellon, 118 S.W.3d 340, 345
(Tenn. 2003) (citing Blankenship v. State, 858 S.W.2d 897, 904 (Tenn. 1993)).
The record supports the denial of post-conviction relief in this case. The
petitioner testified that he understood the nature of the charges against him and the potential
punishments, that he understood the terms of the plea agreement and the rights he was
waiving by pleading guilty, and that he told the trial court during the Rule 11 hearing that
he had personally made the decision to plead guilty. The transcript of that hearing
overwhelmingly establishes that the petitioner’s pleas were knowingly and intelligently
entered. Moreover, that transcript coupled with the evidence presented at the evidentiary
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hearing established that trial counsel worked hard to negotiate a plea agreement that gave
the petitioner a much shorter term of incarceration than what he faced if he had been
convicted at a trial, the dismissal of all the charges in Anderson County, and allowed the
petitioner to avoid a child rape conviction altogether. The agreement was a boon to the
petitioner, and, consequently, counsel strongly encouraged the petitioner to accept the
agreement, accurately informing the petitioner that he would receive a much harsher
sentence should he be convicted at trial. We agree with the post-conviction court that “no
credible evidence supports the assertion that the [p]etitioner’s plea was not voluntarily
entered with a full awareness of the consequences that emanated from the decision to plead
guilty.”
As to the petitioner’s claim that trial counsel should have filed a motion to
withdraw the guilty pleas when the petitioner asked him to do so, the record does not
contain any evidence that the petitioner’s request was actually communicated to trial
counsel. The petitioner testified that he told Ms. Daughtery that he wanted to withdraw his
pleas, and Ms. Daughtery testified that she telephoned counsel’s office and spoke with
counsel’s receptionist or legal assistant. To be sure, neither the petitioner nor Ms.
Daughtery testified that they ever communicated directly with trial counsel regarding a
motion to withdraw the pleas, and trial counsel testified that he had no recollection of
having received any communication from the petitioner or the petitioner’s family following
the entry of the pleas.
Even assuming, however, that trial counsel was aware of the petitioner’s
request, the petitioner cannot prevail because he has failed to establish that he was
prejudiced by the failure to file the motion. To establish that he was prejudiced, the
petitioner must establish that the trial court would have granted a motion to withdraw.
Importantly, a guilty-pleading defendant “does not have a unilateral right to later withdraw
his plea either before or after sentencing,” and, in consequence, “bears the burden of
establishing sufficient grounds for withdrawing his plea.” State v. Phelps, 329 S.W.3d 436,
444 (Tenn. 2010). When a motion to withdraw the plea is filed “[a]fter sentence is imposed
but before the judgment becomes final,” the defendant bears the burden of establishing that
he should be permitted “to withdraw the plea to correct manifest injustice.” Tenn. R. Crim.
P. 32(f)(2). Tennessee courts have allowed the withdrawal of guilty pleas to prevent
manifest injustice when, among other things, “the plea ‘was entered through a
misunderstanding as to its effect, or through fear and fraud, or where it was not made
voluntarily’” or “the defendant was denied the effective assistance of counsel in connection
with the entry of the plea.” State v. Crowe, 168 S.W.3d 731, 742 (Tenn. 2005) (citations
omitted). The petitioner testified that he did not have any grounds for withdrawal in mind
at the time he told Ms. Daughtery that he wanted counsel to file a motion to withdraw the
pleas. A guilty plea should not be withdrawn merely because the defendant has had a
change of heart. Crowe, 168 S.W.3d at 743; see also Ray v. State, 451 S.W.2d 854, 856
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(Tenn. 1970). He said that, at the time of the hearing, his grounds for withdrawal would
have been that counsel coerced him into pleading guilty. Because the evidence adduced at
the evidentiary hearing clearly established that the petitioner’s pleas were knowingly,
voluntarily, and intelligently entered and that he was not deprived of the effective
assistance of counsel, he cannot show that he should have been permitted to withdraw the
pleas to correct a manifest injustice. See, e.g., Robert Jason Burgess v. State, No. M2011-
01324-CCA-R3-PC, 2012 WL 3090832, at *11 (Tenn. Crim. App., Nashville, July 31,
2012) (“Because the trial court rejected the factual premise upon which the [p]etitioner
contends he sought to withdraw the pleas, he has not shown that he was prejudiced by trial
counsel’s actions.”).
Accordingly, the judgment of the post-conviction court is affirmed.
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JAMES CURWOOD WITT, JR., JUDGE
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