State of Tennessee v. Donald West Allen, Jr. ( 2013 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Briefs July 23, 2013
STATE OF TENNESSEE v. DONALD WEST ALLEN, JR.
Appeal from the Criminal Court for Cumberland County
No. 11-0085 Leon Burns, Jr., Judge
No. E2012-01773-CCA-R3-CD - Filed September 18, 2013
Donald West Allen, Jr. (“the Defendant”) was charged with three counts of rape of a child,
and a jury convicted the Defendant of three counts of aggravated sexual battery. After a
sentencing hearing, the trial court sentenced the Defendant to nine years on each count, with
the sentences for counts one and two to run consecutively and the sentence for count three
to run concurrently, for an effective term of eighteen years’ incarceration, to be served at
100%. In this direct appeal, the Defendant raises four issues: (1) the trial court erred in
allowing the State to reference uncharged conduct during its opening statement and then to
adduce testimony about the uncharged conduct during trial; (2) the evidence is not sufficient
to support his convictions; (3) the trial court erred in singling out a juror for questioning after
the close of proof; and (4) his sentence is excessive. Upon our thorough review of the record
and applicable law, we discern no reversible error. Accordingly, we affirm the trial court’s
judgments.
Tenn. R. App. P. 3 Appeal as of Right; Judgments
of the Criminal Court Affirmed
J EFFREY S. B IVINS, J., delivered the opinion of the Court, in which J OHN E VERETT W ILLIAMS
and N ORMA M CG EE O GLE, JJ., joined.
Jeffrey A. Vires (on appeal and at trial) and James P. Smith, Jr. (at trial), Crossville,
Tennessee, for the appellant, Donald West Allen, Jr.
Robert E. Cooper, Jr., Attorney General and Reporter; Rachel E. Willis, Senior Counsel;
Randall A. York, District Attorney General; Gary McKenzie, Deputy District Attorney
General; and Amanda M. Hunter, Assistant District Attorney General, for the appellee, State
of Tennessee.
OPINION
Factual and Procedural Background
The Defendant was charged with three counts of rape of a child, each crime alleged
to have occurred “on a specific day between July 1, 2009, to December 1, 2009,” and each
count alleged to have been committed by sexual penetration of the victim by the Defendant.
Although the record contains references to the Defendant’s motion for a bill of particulars,
to which the State apparently responded, the record contains neither the Defendant’s motion
nor the State’s response. At the Defendant’s jury trial, the following proof was adduced:
The victim’s mother (“Mother”) testified that the victim was born on July 3, 2001.
Although the Defendant is the victim’s father, Mother and the Defendant were no longer a
couple at the time of the victim’s birth. The Defendant entered the victim’s life at about the
time she turned two years old. Mother and the Defendant rekindled their relationship,
resulting in the birth of the victim’s sister (“Sister”). Shortly after Mother learned she was
pregnant with Sister, her relationship with the Defendant ended. Sister was born on April
6, 2004. Mother did not list the Defendant on either of the birth certificates.
In 2007, the Defendant reappeared in Mother’s life. Mother testified that the
Defendant contacted her because “[h]e wanted to be back in his kids’ life.” Mother agreed
to let the Defendant see the children at Mother’s father’s house. After several of these
supervised visits, Mother allowed the Defendant to take the girls home with him on occasion.
During the fall of 2007, she allowed the Defendant to take the girls home on three weekends
out of the month. This practice continued for about eighteen months, until the Defendant
was deployed. After his deployment, the Defendant continued to communicate with the
victim over the phone and by e-mail.
Mother reviewed a collection of ten text messages and e-mails that the Defendant sent
the victim beginning in May 2010. The Defendant was in Iraq at this time. In April 2010,
the Defendant had been home on leave, and the victim had visited him. Mother testified that,
after her visit with the Defendant while he was home on leave, the victim’s attitude toward
the Defendant changed. Mother testified that the victim “didn’t want to have no [sic]
conversations with him.” Nevertheless, the Defendant continued to send text messages to
the victim “every day.” Mother was reviewing the text messages as the Defendant was
sending them. Mother stated that the Defendant repeatedly asked the victim, “Why won’t
you talk to me?” and asked her to send pictures and talk to him. Even when the Defendant
called Mother and asked Mother to have the victim speak with him, the victim “wouldn’t
want to.”
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The collection of ten communications from the Defendant to the victim was admitted
as an exhibit. In the e-mail dated May 23, 2010, the Defendant stated that he did not
understand why the victim was mad at him and would not talk to him. He explained that his
duty in Iraq was almost finished, that he would be home soon, and that he would not leave
again after he returned. The Defendant wrote, “I never meant to hurt you in any way. I love
you with all my heart. I hope you know that. I have never been mad at you. And you are
the light of my life.” He stated that his deployment was the hardest thing he had ever done
because it caused him to be away from the victim. He wrote, “Whatever I have done to upset
you, you can tell me. You have always been able to tell me everything. And that will never
change. If I have done something you need to tell me so it never happens again. If someone
else has done something you need to tell me so I can fix it.”
On May 28, 2010, the Defendant sent an e-mail to the victim that caused Mother to
become concerned. The May 28 e-mail contains the following:
I have put my heart in your hands. I just want to get home to you.
What has been will be there is nothing we can do about it. I just want to hold
you now [victim’s name]. The crazy skies are above us now. The wind is
beating on at our faces. And everything I held so dear has disappeared without
a trace. For all the time I tasted love. I never knew what I had. Little darling,
if your [sic] reading this now I have never needed you so bad. You’re always
spinning around in my head. My heart rest [sic] in your hands. Everything
that has happened is in the past. I have been talking gibberish. Trying to make
since [sic] of these crazy people here. Falling in and out of sleep. I am just
trying to get an explanation here. Why it’s taken so long for you to speak. I
can’t wait to hold you. When I get home, were [sic] just going to get away
together. My heart is so much in your hands, don’t put me down, it will brake
[sic] me up.
It’s Friday night and I am going nowhere. All the lights are going off.
Turning on the TV, and you keep running throw [sic] my head. I look back at
everything that has, happened and I am a fool. I wish that you where [sic] with
me. I have been so afraid. I wish we where [sic] together so I could show you
how I feel. I miss not being with you. Please don’t let go of my heart. I am
losing my head over this. I am always thinking of you. Wondering where
you’re headed to. All I think about is you. What on earth is going on in your
heart? It seems like you have turned cold as stone. You have cut me down to
the bone. I miss you and need you to talk to me.
....
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I feel like all I do is stand in the dark and cry about missing you. I am
going to make sure this doesn’t happen again. This has to be the biggest
mistake I have ever mad. [sic] (Leaving you) I can’t take my mind off you.
I belong to you. Take a look at a picture of me. You know me. Call me and
say hello, some time. I can’t wait to say hello to you. I won’t be saying good
bye for a long long time. I feel like my life is such a mess without you. I have
done so much wrong in my life. And I never realized how much I needed you.
This is one thing that has been the hardest, because you’re not talking to me.
I miss you. I look up at the deep dark sky. And I wonder sometime if you’re
looking up at the same time. I can’t wait to get home and get back to our
steady life.
Mother stated that this letter was “not a way that you would talk to your daughter.” Mother
described the letter as, rather, “a love letter like to a girlfriend, or somebody you wanted to
be in a relationship with.”
On June 1, 2010, Mother’s sister (“Aunt”) sent Mother a text about the victim. In
response, Mother contacted the sheriff.
Mother acknowledged that, on March 24, 2010, she sent the Defendant several
messages objecting to his calling the girls by his last name instead of their own. On May 21,
2010, the Defendant sent her the following text message: “The only thing I am up to and you
already know is I am looking into getting their name changed. Its what [the victim] wants.
Stop hating me so much your [sic] just hurting the girls.”
On cross-examination, Mother acknowledged that much of the text of the Defendant’s
May 28, 2010, e-mail correspondence matched the lyrics of three songs by David Gray. She
also acknowledged telling the Defendant, in response to his concerns about the girls not
wanting to talk to him, that he could not “expect kids to sit around and wait for the phone to
ring or wait to get a text message. They’re kids. They want to go outside and play.” Mother
acknowledged that, from June 2009 to December 2009, the victim made no complaints to her
about pain or about seeing the Defendant.
On re-direct examination, Mother characterized the song lyrics as “love songs.”
Beverly Cotton, a pediatric nurse practitioner, testified that she performed a forensic
pediatric examination on the victim on March 8, 2011. She testified that the victim’s exam
was “normal.” She stated that she was not surprised by this result because the relevant
research demonstrated that “most children who disclose sexual abuse or genital penetration
will have normal exams.” She added that the victim did not report any bleeding.
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On cross-examination, Cotton admitted that she has no way of knowing whether the
claims of abuse reported by a child and/or her caregiver are true. She admitted that Mother
provided the victim’s history and stated that she (Mother) first learned of the allegations of
sexual abuse from the victim in April 2010.
On re-direct examination, Cotton testified that there is “usually significant injury if
there’s full vaginal penetration of a prepubescent child,” including bleeding.
Aunt testified that, on June 1, 2010, she and the victim were driving to a ball game,
and she noticed that the victim “wasn’t acting herself.” When Aunt inquired what was
wrong, the victim began “to tear up and stuff.” Eventually, the victim related what had
happened, and Aunt texted Mother about what the victim had said. Aunt and the victim
continued to the ball game.
The victim, ten years old at the time of trial, testified that she visited the Defendant,
her father, while she was eight years old. During the time after she turned eight on July 3,
2009, and before the Defendant left for Iraq, she spent most of her weekends at the
Defendant’s house, where he lived with his mother and his brother. The victim testified that,
while she was staying with the Defendant, he would check her for ticks by looking at her
“everywhere.” This would occur while she was lying down on the Defendant’s bed with her
clothes off. The Defendant touched her “privates” with his hands. She stated that the
Defendant called her private area “[p]ussy.”
The victim testified that the Defendant also checked her for ticks while they were in
his truck. On these occasions, the victim would have her pants pulled down and her shirt
pulled up. The Defendant would check her with his hands while he drove with his knee. The
Defendant touched her “privates” on these occasions. Sometimes, Sister would be in the
back seat while the Defendant was checking the victim for ticks.
The victim testified that she and the Defendant were also naked together on the
Defendant’s bed. The Defendant touched her “private” with his penis. She stated that “[i]t
hurt” and that she pushed him away. The Defendant also touched her “private” with his
penis while the victim was in her bedroom. On this occasion, she was in her bunkbed
preparing to go to sleep. The Defendant came in, and her pajamas were “taken off.” The
Defendant’s clothes were also off. On another occasion, she and the Defendant were in his
bedroom. They were both naked. He touched her “butt” with his penis. It hurt, and she
“[t]r[ied] to get away.” When the Defendant was touching her with his penis, he told her, “I
love you.”
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The victim testified that the Defendant told her that she could not tell anyone about
what had happened because he “would get in trouble.” He also told her that, if she told
anyone, he would hurt her. When asked if he told her how he would hurt her, she answered
that he told her he would kill her.
The victim testified that she continued to communicate with the Defendant by
computer and phone after he left for Iraq. She talked to him less the closer it got to him
returning home because “[h]e always wanted [her] to send him pictures.” She did not want
to send him pictures. She also was concerned about his return home because she “had told
somebody about what he done.” She clarified that she had told Aunt that the Defendant had
touched her “in an inappropriate way.”
She subsequently spoke with other people about what had happened, but she was too
embarrassed to tell everything. She reviewed a drawing of a female child and testified about
circling the parts of the body that the Defendant had touched on her. The drawing was
admitted into evidence.
On cross-examination, the victim acknowledged that she spent a lot of time with the
Defendant’s mother, “Nanna Tammy.” The victim continued to stay with Nanna Tammy
after the Defendant was in Iraq. She testified that she never told the Defendant that she
wanted to change her last name to his and that Mother got “mad” when she saw a photograph
of the victim marching with the Defendant that identified the victim with the Defendant’s last
name. The victim also denied ever telling the Defendant or Nanna Tammy that she wanted
to live with the Defendant.
The victim acknowledged sending the Defendant numerous text messages in
November 2009 telling the Defendant that she loved and missed him. She acknowledged
sending the Defendant a photograph of herself on April 7, 2010. On April 25, 2010, she sent
the following message to the Defendant: “I don’t care if your [sic] over on the other side of
the world just hurry and get back.” She acknowledged that Mother would not have made her
visit the Defendant and that she could have refused to visit.
Sister, seven years old at the time of the trial, testified that, before the Defendant left
for Iraq, she would ride in the backseat of his truck while he drove, and the victim was in the
passenger seat. Sometimes, the Defendant would drive with his knee. Sometimes, Sister
would see the Defendant touching the victim with his hands while he drove with his knee.
One time, she saw the Defendant touching the victim’s “private.” Sister told him to stop, and
the Defendant told her, “Shut up.” The Defendant also told Sister not to tell people about
what she saw, or he would “kill” her.
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Investigator John Haynes with the Cumberland County Sheriff’s Department
investigated the case. He testified that there were two forensic interviews taken of the
victim. He also testified that he read the e-mails, which he found “very disturbing.” He
characterized the May 28, 2010 e-mail as a “love letter.”
On cross-examination, Inv. Haynes acknowledged that the victim was not taken to a
medical doctor until nine months after she reported the allegations.
The State rested its case-in-chief after Inv. Haynes’ testimony.
The defense called Kelly Mays, a forensic interviewer for the Eighth Judicial District,
who testified that she interviewed the victim on June 22, 2010. The victim did not report that
the Defendant had sexually penetrated her. The victim reported that she had seen the
Defendant’s penis once “when they were playing outside on a slip-and-slide, and his shorts
got caught.”
On cross-examination, Mays acknowledged that most children she interviewed did not
disclose “everything” during their initial forensic interview.
Wes Clark testified on behalf of the defense that he was a “licensed professional
counsellor” at the Fentress County Children’s Center. He first saw the victim on July 2,
2010, and last saw her on April 8, 2011. The victim told him that she had experienced “a
penis-vagina sexual act” “about five times.” The victim described ejaculation occurring.
Jane Montgomery, a forensic interviewer, testified on behalf of the defense that she
interviewed the victim on February 24, 2011. She asked the victim to describe her father’s
penis. The victim did so, but did not describe an erect penis. Nor did the victim describe
ejaculation. The victim told her that, when penetration was attempted, “it hurt,” but the
victim “did not know” what the penis felt like.
Dr. Ronald Wright testified that he held both medical and law degrees. In the medical
field, he specialized in pathology. He was board-certified in the anatomical, clinical, and
forensic fields and was proffered by the defense as an expert “in prepubescent examinations
and anatomy, plus clinical and forensic pathology.” The State did not object to Dr. Wright’s
testifying as an expert.
Dr. Wright reviewed the victim’s statements as well as her medical records. He
testified that, due to the victim’s age and prepubescent status at the time of the alleged sexual
penetrations, “if there was full penetration of something as large as a penis into her vagina,
. . . it’s most [sic] likely than not that she would have had a tearing of her hymen, and most
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probably, it wouldn’t have healed” by the time of her medical exam. He added that the
victim’s report of five incidents of sexual penetration was inconsistent with her physical
examination. His review of the photographs taken of the victim’s hymen confirmed that it
was uninjured.
On cross-examination, Dr. Wright acknowledged that the victim had given no
indication about the extent of penetration in terms of inches. He also acknowledged that a
genital injury could occur without rupturing the hymen and that such an injury could have
healed before the physical examination.
The Defendant testified that he did not commit the crimes of which he was accused.
He described his home as a three-bedroom, single-wide trailer where he lived with his
mother. He and his mother were living in this home during the times in question. He
described the home as not having much privacy. He also described the relationship between
the victim and his mother as “like best friends.”
Referring to his calendar, the Defendant testified that he had visitation with the victim
on July 18, 19, 25, and 26, 2009; August 29 and 30, 2009; September 5, 6, 12, and 13, 2009;
October 17 and 31, 2009; and November 1, 14, 15, 21, 22, 28, and 29, 2009. The victim also
visited him at Camp Shelby, Mississippi, in February 2010, shortly before he was deployed
to Iraq. While there, she marched with him in the squadron.
After the Defendant was deployed, he communicated with the victim by e-mail, text
message, and phone calls. He did not communicate with Sister as frequently because of her
younger age. When he came back on leave in April 2010, the victim acted very happy to see
him. Shortly after he returned to Iraq about a week later, the victim ceased communicating
with him.
Immediately before he stopped hearing from the victim, he was communicating with
Mother. The Defendant described these communications with Mother as “not friendly.”
They had been arguing about the possibility of the victim taking the Defendant’s last name.
The Defendant also was planning on trying to get custody of the victim after he came home
from Iraq. The Defendant testified that the victim wanted to move in with him. Mother’s
response to this possibility was “never.” Mother also threatened the Defendant that he would
never see the victim again. Subsequently, Mother’s mother-in-law got the victim’s cellphone
and began texting and telling the Defendant to leave the victim alone. The Defendant had
stopped hearing from the victim and became “frantic.”
The Defendant spoke with his chaplain, who advised him to try communicating with
the victim through something she liked. The Defendant knew that the victim liked music,
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so he “tried to use some of the songs she likes to try to get – get through to her, to see what
– what was wrong with her.” He stated that the victim played the David Gray songs “all the
time.” The songs were on the David Gray CD that he had in his truck. He added, “I’ve been
singing . . . the ‘Sail Away’ song to the kids since they were really young. They liked it. It’s
got a nice slow melody to it. It’s relaxing.” He rejected the State’s characterization of his
use of the lyrics as a “love letter” and explained that he simply was “trying to reconnect with
[his] daughter.”
The Defendant reiterated that he did not put his penis into any part of the victim’s
body and did not touch her private area with his hands. He testified, “I’d never hurt my
kids.”
On cross-examination, the Defendant admitted that he previously had been in arrears
in his child-support payments but stated that he was currently “paid in full.” He reiterated
that it was the victim who wanted to change her last name. He denied that he sent the song
lyrics as a love song. He admitted sending two photographs of himself with his shirt off to
the victim from Iraq. He repeatedly denied having touched the victim in any inappropriate
manner. He acknowledged a bad check conviction in general sessions court.
On re-direct examination, the Defendant stated that, during the period of time that he
was in contact with the victim before leaving for Iraq, he spoke with her “[e]very day, several
times a day.” Their frequent talks continued until shortly after the argument with Mother
about the victim’s last name.
In rebuttal, the State called Holly Carrier, the Defendant’s ex-wife. They married in
June 2005 and divorced about one year later. She testified that the song “Sail Away” was
a song that she and the Defendant “discovered together.” They bought the CD and
considered it to have “romantic significance.” She testified that she and the Defendant
“made love to that song several times.”
During its charge to the jury, the trial court instructed the jury that the State had made
the following election of offenses:
In this case, the state has elected to submit for your consideration as to
Count One of the indictment the alleged act of vaginal intercourse occurring
in the defendant’s bedroom on Dogwood Lane.
As [to] Count Two, the state has elected to submit for your
consideration the alleged act of anal intercourse occurring in the defendant’s
bedroom on Dogwood Lane.
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As to Count Three, the state has elected to submit for your
consideration, the alleged act of vaginal intercourse occurring in the alleged
victim’s bedroom at the defendant’s residence on Dogwood Lane.
The jury subsequently found the Defendant guilty of the lesser-included offense of
aggravated sexual battery on each count. After a sentencing hearing, the trial court sentenced
the Defendant to nine years on each count. The sentences for counts one and two were to run
consecutively, with the sentence for count three to run concurrently, for an effective term of
incarceration of eighteen years, to be served at 100%. The Defendant timely filed a motion
for new trial, which the trial court denied after a hearing.
In this direct appeal, the Defendant raises four issues: (1) the trial court erred in
allowing the State to reference uncharged conduct during its opening statement and then to
adduce testimony about the uncharged conduct during trial; (2) the evidence is not sufficient
to support his convictions; (3) the trial court erred in singling out a juror for questioning after
the close of proof; and (4) his sentence is excessive. We will consider each of these issues
in turn.
Analysis
References to, and Proof of, Uncharged Conduct
The Defendant complains that the State should not have been allowed during opening
statement to refer to Sister’s anticipated testimony about the Defendant touching the victim
and, further, should not subsequently have been allowed to adduce this proof without a jury-
out hearing. The State disagrees.
Prior to trial, the Defendant filed a “motion to exclude evidence of uncharged
misconduct” which referred to “evidence of sexual misconduct with any child other than [the
victim], and evidence of sexual misconduct with any child occurring outside of Cumberland
County, Tennessee.” The State responded by requesting the trial court “to reserve its ruling
on the defendant’s motion until such time as this matter is being tried,” which defense
counsel acknowledged “does make some sense.”
During opening statement, the prosecutor told the jury the following:
Now, what [the victim] is here to tell you about today, what she told
[Aunt], is that when she would be at her father’s house during these times, he
would check her for ticks. And what this meant to [the victim] is that she
would go into her father’s bedroom, that he would take her clothes off of her,
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or have her take her clothes off, and that he would use his hands and his
fingers to touch all over her body, including her private areas. And [the
victim] will tell you that this didn’t just happen while they were at his house,
checking for ticks, and it just didn’t happen when it was hot outside; that it
happened when it was cold outside, and that it also happened when he would
be driving and taking [the victim] and [Sister] back to his house. That [the
victim] would be sitting in the front seat, and the defendant would tell her,
“It’s time to check for ticks.” She would pull her pants down, pull her
underwear down, and as he drove with his knees, his hands and fingers would
once again be on her private parts checking her for ticks.
[Sister] would be in the vehicle on some of these occasions. And she’s
here today to testify and tell you what she saw. She’s also going to tell you
what the defendant told her, and how he told her not to tell anyone about this,
and if she did, that he would kill her. Unfortunately, for [the victim], checking
for ticks wasn’t all that the defendant would do to her when she was at his
house from July to December.
(Emphasis added).
Following the State’s opening statement, the defense moved for a mistrial, arguing as
follows:
We were provided a motion for a bill of particulars [sic] in this case, in
which we were informed that the counts went through three, the acts all
occurred in the defendant’s bedroom in his residence, and that they were all
acts of sexual intercourse. We previously filed a 404(b) motion asking you to
keep out, you know, evidence of other acts which were not charged, other
children which were not charged, and we heard repeated reference to [Sister]
and being in a car while this touching was going on. Based on our prior
conversations, and as I understood your ruling,1 that the State, before they got
into any of that, would be requesting a hearing out of the – a conference-out
hearing of the members to address this. But they’ve blatantly brought it up in
opening, in their opening statement, and they’ve rang [sic] a bell which can’t
be unrung. The members have, have heard this. This is more than what we
were – it’s a surprise. It’s more than what we were prepared to defend against,
and would ask that you [grant] . . . a mistrial in this case.
1
It is unclear from the record to what “ruling” the defense lawyer was referring.
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The State responded that the evidence to which it referred during opening statement was
admissible under State v. Rickman, 876 S.W.2d 824 (Tenn. 1994). The trial court denied the
Defendant’s motion for a mistrial, ruling as follows:
Well, bill of particulars narrow the event somewhat, but it does not
preclude the incidents that occurred within the window of the alleged time
frame. So, I don’t think you’re entitled to a mistrial on any sort of surprise or
anything, nor a misconduct on the part of the State in mentioning these in
opening statement.
Subsequently, Sister testified as set forth above. The defense did not raise an objection based
on Tennessee Rule of Evidence 404(b) prior to, or during, Sister’s testimony.
The Defendant contends on appeal that “Rickman did not apply in this case: even
though specific dates were not charged, specific acts were charged, and the trial judge
allowed evidence of uncharged sexual acts not amounting to sexual intercourse to be
referenced/admitted without a prior jury-out hearing/over the Defendant’s objection.”
In Rickman, our supreme court held that, when an indictment charging sex crimes is
not time specific, evidence relating to other sex crimes that allegedly occurred during the
time period identified in the indictment is admissible. Id., 876 S.W.2d at 829. In this case,
the indictment alleged that the Defendant committed each of the child rapes during the period
July 1, 2009 to December 1, 2009. Under Rickman, the State could adduce proof of other
sexual acts alleged to have occurred during this time frame.2 Sister’s testimony was limited
to this time frame. Accordingly, the State properly referred to admissible evidence during
its opening statement. The Defendant is entitled to no relief on this basis.
We turn now to the Defendant’s complaint that the trial court did not comply with
Tennessee Rule of Evidence 404(b), which provides as follows:
Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show action in conformity with the character
trait. It may, however, be admissible for other purposes. The conditions
which must be satisfied before allowing such evidence are:
2
We emphasize that, when the State adduces proof of other sexual acts alleged to have occurred
during the time period charged in the indictment, the State must make an election of offenses “as to the
particular incident for which [each] conviction is being sought.” Rickman, 876 S.W.2d at 829. In this case,
the State made an election of offenses.
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(1) The court upon request must hold a hearing outside the jury’s
presence;
(2) The court must determine that a material issue exists other than
conduct conforming with a character trait and must upon request state on the
record the material issue, the ruling, and the reasons for admitting the
evidence;
(3) The court must find proof of the other crime, wrong, or act to be
clear and convincing; and
(4) The court must exclude the evidence if its probative value is
outweighed by the danger of unfair prejudice.
Tenn. R. Evid. 404(b) (emphasis added).
The Defendant’s complaint that the trial court did not hold a jury-out hearing before
allowing Sister to testify is waived because the Defendant did not request such a hearing.
See id.; see also State v. Jones, 15 S.W.3d 880, 895 (Tenn. Crim. App. 1999). Moreover,
even if we construed the Defendant’s motion for mistrial as a continuing objection to Sister’s
testimony such that the trial court should have conducted a jury-out hearing to determine the
admissibility of Sister’s testimony, and even if the trial court should have excluded Sister’s
testimony, we hold that any error was harmless. See State v. Rodriguez, 254 S.W.3d 361,
375 (Tenn. 2008) (applying Tennessee Rule of Appellate Procedure 36(b) harmless error
review to trial court’s erroneous admission of evidence).
The victim testified about the Defendant checking her for ticks, including her genital
region, while they were in his truck. Therefore, Sister’s testimony was largely limited in
effect to corroborating the victim’s testimony. Thus, the Defendant has failed to demonstrate
that Sister’s testimony “more probably than not affected the judgment” or “result[ed] in
prejudice to the judicial process.” Tenn. R. App. P. 36(b). Accordingly, he is not entitled
to relief on this basis.
Sufficiency of the Evidence
The Defendant contends that the evidence was not sufficient to support his three
convictions of aggravated sexual battery. Our standard of review regarding sufficiency of
the evidence is “whether, after viewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found the essential elements of the crime
beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319 (1979); see also Tenn.
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R. App. P. 13(e). After a jury finds a defendant guilty, the presumption of innocence is
removed and replaced with a presumption of guilt. State v. Evans, 838 S.W.2d 185, 191
(Tenn. 1992). Consequently, the defendant has the burden on appeal of demonstrating why
the evidence was insufficient to support the jury’s verdict. State v. Tuggle, 639 S.W.2d 913,
914 (Tenn. 1982). The appellate court does not weigh the evidence anew; rather, “a jury
verdict, approved by the trial judge, accredits the testimony of the witnesses for the State and
resolves all conflicts” in the testimony and all reasonably drawn inferences in favor of the
State. State v. Harris, 839 S.W.2d 54, 75 (Tenn. 1992). Thus, “the State is entitled to the
strongest legitimate view of the evidence and all reasonable or legitimate inferences which
may be drawn therefrom.” Id. (citation omitted). This standard of review applies to guilty
verdicts based upon direct or circumstantial evidence. State v. Dorantes, 331 S.W.3d 370,
379 (Tenn. 2011) (citing State v. Hanson, 279 S.W.3d 265, 275 (Tenn. 2009)). In Dorantes,
our Supreme Court adopted the United States Supreme Court standard that “direct and
circumstantial evidence should be treated the same when weighing the sufficiency of such
evidence.” Id. at 381. Accordingly, the evidence need not exclude every other reasonable
hypothesis except that of the defendant’s guilt, provided the defendant’s guilt is established
beyond a reasonable doubt. Id.
Aggravated sexual battery is defined as “unlawful sexual contact with a victim by the
defendant or the defendant by a victim” where the victim is less than thirteen years old.
Tenn. Code Ann. § 39-13-504(a)(4) (2006). “Sexual contact” is defined as including “the
intentional touching of the victim’s . . . intimate parts, if that intentional touching can be
reasonably construed as being for the purpose of sexual arousal or gratification.” Id. § 39-
13-501(6). “Intimate parts includes the primary genital area, groin, inner thigh, buttock or
breast of a human being.” Id. § 39-13-501(2).
In this case, the State elected three specific instances of unlawful sexual contact
between the victim and the Defendant: an act of vaginal intercourse in the Defendant’s
bedroom, an act of anal intercourse in the Defendant’s bedroom, and an act of vaginal
intercourse in the victim’s bedroom. In support of these alleged criminal acts, the victim
testified that, while she was naked in her father’s bedroom, he touched her “private” with his
penis. The victim also testified that, when she was in her bunkbed in her bedroom, the
Defendant came in, took off her pajamas, and touched her “private” with his penis. The
victim also testified that, on another occasion, she was in the Defendant’s bedroom, and the
Defendant touched her “butt” with his “private.”
In essence, the Defendant challenges the credibility of the State’s witnesses. This
Court does not reassess witness credibility, however. See, e.g., Dellinger v. State, 279
S.W.3d 282, 292 (Tenn. 2009) (“It is well established that appellate courts do not reassess
credibility determinations.”). It is the jury’s duty to determine whom to believe when
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presented with conflicting accounts. In this case, the jury chose to accredit the victim’s
testimony, and it rejected the Defendant’s testimony. The jury acted within its prerogative,
and the victim’s testimony was sufficient for the jury to convict the Defendant as it did. The
Defendant is entitled to no relief on this basis.
Trial Court’s Questioning of Juror
After the close of proof but before closing arguments, the State moved the trial court
to excuse one of the jurors as an alternate because the juror was a first cousin of one of the
defense lawyers.3 The State explained that it had just become aware of this relationship. The
defense lawyer acknowledged the relationship but denied that there was any legal basis for
the juror to be excused. The jurors were not questioned during voir dire about any
relationships with counsel for the parties.
The trial court then questioned the juror in chambers, with counsel and the court
reporter present. The juror acknowledged her relationship to defense counsel but stated that
the relationship would have no bearing on her ability to sit on the case, adding “I don’t ever
see him anyway.” She stated that she would not favor the defense because of the
relationship. She reiterated that she would decide the case on the proof and added that she
was “not even thinking of” defense counsel. The trial court ruled that the juror could remain
on the panel.4
The Defendant now argues to this Court that “this singled-out interaction between the
juror, the judge and the parties may have caused [the juror] to give undue deference to the
state’s evidence and witnesses and chilled her from giving due consideration to Defendant’s
evidence and witnesses.” Accordingly, the Defendant continues, his “constitutional right to
trial by an impartial jury was violated.”
We disagree. As this Court previously has recognized, “[t]he procedure relating to
the selection of a fair and impartial jury is a matter entrusted to the sound discretion of the
trial court.” State v. Bowers, 77 S.W.3d 776, 783 (Tenn. Crim. App. 2001) (citing State v.
Plummer, 658 S.W.2d 141, 143 (Tenn. Crim. App. 1983); Tenn. R. Crim. P. 24(a)). “A trial
3
Although the State did not refer to a particular statute by number, it appears from the transcript that
the State was relying upon Tennessee Code Annotated section 22-1-104, which provides that “[n]o person
may act as a juror in any case in which the person is interested, or in which either of the parties is connected
with the person by affinity or consanguinity, within the sixth degree, as computed by the civil law, except
by consent of all parties.”
4
The record reflects that the juror later was not excused as an alternate, and she deliberated as a
member of the jury.
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court is granted wide discretion in ruling on the qualifications of the jurors, and a trial court’s
decision in this regard will not be overturned absent an abuse of discretion.” Id. (citing State
v. Kilburn, 782 S.W.2d 199, 203 (Tenn. Crim. App. 1989)).
The Defendant has failed to establish that the trial court abused its discretion in
questioning the juror in chambers. Clearly, defense counsel was satisfied with this procedure
at the time and, further, made no objection when the trial court ruled that the juror would
remain on the jury panel.5 We note that Tennessee Rule of Criminal Procedure 24(b)(2)
provides that “[o]n motion of a party or its own initiative, the court may direct that any
portion of the questioning of a prospective juror be conducted out of the presence of the
tentatively selected jurors and other prospective jurors.” Tenn. R. Crim. P. 24(b)(2).
Although this provision is addressed specifically to prospective, rather than seated, jurors,
we conclude that it provides analogous support for the trial court’s conduct in this instance.
Clearly, the trial court needed to respond to the State’s motion. We discern no abuse of
discretion in the trial court’s decision to question the juror in the court’s chambers, with
counsel and the court reporter present. Indeed, we cannot envision any better approach than
the one employed by the trial court under these circumstances.
Therefore, the Defendant is entitled to no relief on this basis.
Sentencing
The trial court sentenced the Defendant as a Range I offender. Aggravated sexual
battery is a Class B felony. Tenn. Code Ann. § 39-13-504(b). The Range I sentencing range
for a Class B felony is eight to twelve years. Id. § 40-35-112(a)(2) (2006). The trial court
sentenced the Defendant to a mid-range sentence of nine years on each count. The trial court
then ordered that the sentences for counts one and two run consecutively with the sentence
for count three to run concurrently. In sum, the trial court sentenced the Defendant to an
effective term of eighteen years of incarceration, to be served at 100%. The Defendant
contends that his sentence is “too harsh.”
Prior to imposing sentence, a trial court is required to consider the following:
(1) The evidence, if any, received at the trial and the sentencing hearing;
5
By failing to object to the trial court’s ruling, the Defendant waived any issue regarding the juror’s
qualifications to sit on the jury. See State v. Cayle Wayne Harris, No. M2004-00049-CCA-R3-CD, 2005 WL
2255488, at *14 (Tenn. Crim. App. Aug. 23, 2005). We discern the issue raised on appeal as recast to
challenge the trial court’s procedure in addressing the State’s motion rather than the trial court’s ruling that
the juror was not disqualified.
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(2) The presentence report;
(3) The principles of sentencing and arguments as to sentencing alternatives;
(4) The nature and characteristics of the criminal conduct involved;
(5) Evidence and information offered by the parties on the mitigating and
enhancement factors set out in [Tennessee Code Annotated sections ] 40-35-
113 and 40-35-114;
(6) Any statistical information provided by the administrative office of the
courts as to sentencing practices for similar offenses in Tennessee; and
(7) Any statement the defendant wishes to make in the defendant’s own behalf
about sentencing.
Tenn. Code Ann. § 40-35-210(b) (2006).
The referenced “principles of sentencing” include the following: “the imposition of
a sentence justly deserved in relation to the seriousness of the offense” and “[e]ncouraging
effective rehabilitation of those defendants, where reasonably feasible, by promoting the use
of alternative sentencing and correctional programs.” Tenn. Code Ann. § 40-35-102(1),
(3)(C) (Supp. 2009). Moreover, “[t]he sentence imposed should be the least severe measure
necessary to achieve the purposes for which the sentence is imposed,” and “[t]he potential
or lack of potential for the rehabilitation or treatment of the defendant should be considered
in determining the sentence alternative or length of a term to be imposed.” Id. § 40-35-
103(4), (5) (2006).
Our Sentencing Act also mandates as follows:
In imposing a specific sentence within the range of punishment, the court shall
consider, but is not bound by, the following advisory sentencing guidelines:
(1) The minimum sentence within the range of punishment is the
sentence that should be imposed, because the general assembly set the
minimum length of sentence for each felony class to reflect the relative
seriousness of each criminal offense in the felony classifications; and
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(2) The sentence length within the range should be adjusted, as
appropriate, by the presence or absence of mitigating and enhancement factors
set out in [Tennessee Code Annotated sections] 40-35-113 and 40-35-114.
Tenn. Code Ann. § 40-35-210(c).
Additionally, a sentence including confinement should be based on the following
considerations:
(A) Confinement is necessary to protect society by restraining a
defendant who has a long history of criminal conduct;
(B) Confinement is necessary to avoid depreciating the seriousness of
the offense or confinement is particularly suited to provide an effective
deterrence to others likely to commit similar offenses; or
(C) Measures less restrictive than confinement have frequently or
recently been applied unsuccessfully to the defendant.
Tenn. Code Ann. § 40-35-103(1).
When the record establishes that the trial court imposed a sentence within the
appropriate range that reflects a “proper application of the purposes and principles of our
Sentencing Act,” this Court reviews the trial court’s sentencing decision under an abuse of
discretion standard with a presumption of reasonableness. State v. Bise, 380 S.W.3d 682,
707 (Tenn. 2012). “[A] trial court’s misapplication of an enhancement or mitigating factor
does not remove the presumption of reasonableness from its sentencing decision.” Id. at
709. This Court will uphold the trial court’s sentencing decision “so long as it is within the
appropriate range and the record demonstrates that the sentence is otherwise in compliance
with the purposes and principles listed by statute.” Id. at 709-10. Moreover, under those
circumstances, we may not disturb the sentence even if we had preferred a different result.
See State v. Carter, 254 S.W.3d 335, 346 (Tenn. 2008). The party appealing the sentence has
the burden of demonstrating its impropriety. Tenn. Code Ann. § 40-35-401, Sent’g Comm’n
Cmts.; see also State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991).
In this case, the record supports the Defendant’s sentence. At the sentencing hearing,
the presentence report was admitted into evidence without objection. The presentence report
indicated that the Defendant had two prior misdemeanor convictions, one for passing a bad
check and one for being absent without leave from the Tennessee National Guard. Mother
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testified that the victim had received counseling regarding the Defendant’s crimes against her
for about one year. Mother testified that, after the Defendant’s crimes, the victim’s attitude
changed, with the victim becoming “more aggressive.” The victim was diagnosed with an
anxiety disorder.
The Defendant’s mother testified and explained that the Defendant was the “sole
provider” for the family, including the Defendant’s brother, his wife, and the Defendant’s
“two children that are at home.” Since the Defendant’s convictions, they had lost the family
business and were in danger of losing the family home and vehicle. The Defendant made a
statement of allocution, asking for a light sentence so that he could continue to help his
family.
After determining that the Defendant was a Range I offender, see Tenn. Code Ann.
§ 40-35-105 (2006), the trial court applied as enhancement factors the Defendant’s prior
criminal convictions; that the victim suffered particularly great personal injuries, referring
to her mental trauma; and that the Defendant abused a position of private trust. See id. § 40-
35-114(1), (6), (14) (Supp. 2009). The trial court indicated that it was giving only some
weight to the first two of these enhancement factors, but weighed the third factor “heavily.”
In mitigation, the trial court recognized the Defendant’s military record, his employment
record, and his “good social history, indications of providing for family, including extended
family.” See id. § 40-35-113(13) (2006). On the basis of these enhancement and mitigating
factors, the trial court sentenced the Defendant to nine of a possible twelve years for each
conviction.
The trial court then determined that partial consecutive service was appropriate, noting
“[t]he nature and scope of the sexual acts and the extent of the residual physical or mental
damage, the nature of the contact with the victim, the manner in which it was conducted, how
it was done, [and] the residual impact on the child with the mental damage.” Accordingly,
the trial court ordered that the Defendant serve his sentences on counts one and two
consecutively, with the sentence on count three running concurrently, for an effective term
of eighteen years in the Tennessee Department of Correction, to be served at 100%. See id.
§ 40-35-501(i)(1), (i)(2)(H) (Supp. 2009). In ordering partial consecutive service, the trial
court relied on Tennessee Code Annotated section 40-35-115(b)(5), which provides that
consecutive service may be imposed when
[t]he defendant is convicted of two (2) or more statutory offenses involving
sexual abuse of a minor with consideration of the aggravating circumstances
arising from the relationship between the defendant and victim . . . , the time
span of defendant’s undetected sexual activity, the nature and scope of the
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sexual acts and the extent of the residual, physical and mental damage to the
victim . . . [.]
Tenn. Code Ann. § 40-35-115(b)(5) (2006).
The record reflects that the trial court properly applied the purposes and principles of
the Sentencing Act and properly applied enhancement and mitigating factors. The record
further reflects that partial consecutive service is appropriate. We discern no abuse of
discretion by the trial court in sentencing the Defendant. Therefore, the Defendant is entitled
to no relief on this basis.
Conclusion
For the reasons set forth above, we affirm the trial court’s judgments.
____________ _ _ _ _ _ ___________ _ _
JEFFREY S. BIVINS, JUDGE
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