Herman Holston v. State of Tennessee ( 1999 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs December 7, 2005
HERMAN HOLSTON v. STATE OF TENNESSEE
Appeal from the Criminal Court for Shelby County
No. P-26994 J.C. McLin, Judge
No. W2004-00461-CCA-R3-PC - Filed March 9, 2005
The Defendant, Herman Holston, was convicted by a jury of selling less than .5 grams of cocaine.
He was sentenced to eight-and-one-half years for this offense. The Defendant’s conviction and
sentence were affirmed by this Court on direct appeal. State v. Holston, 94 S.W.3d 507 (Tenn. Crim.
App. 2002). The Defendant subsequently filed for post-conviction relief, alleging ineffective
assistance of counsel. After an evidentiary hearing, the trial court denied relief. This appeal
followed. We affirm the judgment of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed
DAVID H. WELLES, J., delivered the opinion of the court, in which THOMAS T. WOODALL and
ROBERT W. WEDEMEYER , JJ., joined.
James Edward Thomas, Memphis, Tennessee, for the appellant, Herman Holston.
Paul G. Summers, Attorney General and Reporter; Seth P. Kestner, Assistant Attorney General;
William L. Gibbons, District Attorney General; and Vanessa King, Assistant District Attorney
General, for the appellee, State of Tennessee.
OPINION
On the direct appeal of this matter, this Court summarized the facts underlying the
Defendant’s conviction as follows:
On November 10, 1999, the Memphis Police Department Organized Crime
Unit was conducting a “buy/bust operation” at a car wash on the corner of Hollywood
and Golden streets in Memphis. Upon driving onto the car wash lot, Officer Israel
Taylor, the decoy officer of the operation, was immediately approached by the
[Defendant]. The [Defendant] asked Officer Taylor what he was looking for, and
Taylor responded that he was looking for twenty dollars of crack cocaine. The
[Defendant] directed Officer Taylor to proceed to Hunter Street. Once parked on
Hunter Street, the [Defendant] instructed Officer Taylor to wait inside the car
because he had “to go get the crack.” Officer Taylor offered the [Defendant] money
at this time, but the [Defendant] refused the money saying, “I don’t want to touch
your money. I’ll be back.” The [Defendant] exited the vehicle and walked down the
street out of Officer Taylor’s sight. Officers Dorothy Hyman and Michael Hardy,
who were positioned in another police vehicle, observed the [Defendant] walk to a
residence which was located a short distance away. Upon arrival at the residence,
John Smalls, the [Defendant’s] co-defendant in this case, met the [Defendant] at the
front gate, where the two men “did some kind of exchange, hand-to-hand.” After
completing the exchange, the [Defendant] walked back to the decoy vehicle and got
inside. Officer Taylor was then directed to drive to Eldridge Street. The [Defendant]
then handed Officer Taylor the crack cocaine, and Taylor paid the [Defendant] with
two marked ten dollar bills. The [Defendant] exited the vehicle and walked back to
the Hunter Street residence, where he was observed delivering the marked money to
Smalls. At that time, Officer Hardy gave the “takedown signal.” When the officers
approached the residence, both men ran and, after a short chase, were apprehended.
The [Defendant] was found inside the bathroom of the Hollywood Disco, and Smalls
was found hiding behind a trash can. No marked money was found on either man.
At trial, the [Defendant] and Smalls claimed no involvement in the transaction.
On March 28, 2000, a Shelby County grand jury returned an indictment
against the [Defendant] and Smalls, charging them jointly with sale of less than one-
half of a gram of cocaine. On January 20, 2001, after a trial by jury, the [Defendant]
was found guilty as charged and Smalls was found guilty of facilitation of the sale
of cocaine. On June 20, 2001, the [Defendant] received a sentence of eight years and
six months as a Range II offender.
State v. Holston, 94 S.W.3d 507, 509 (Tenn. Crim. App. 2002).
The Defendant asserts that his trial lawyer (“Counsel”) was ineffective in two ways. First,
that Counsel did not object when one of the State’s witnesses testified to statements he heard over
his police radio about the Defendant’s apprehension. Second, that Counsel failed to pursue a line
of questioning that might have proven bias on the part of a prosecution witness.
With respect to the first allegation, the proof at the post-conviction hearing established that
one of the police officers involved in the drug bust testified on direct examination that he heard over
his police radio another officer state “we’ve got him.” Counsel did not object to this testimony
because he did not think it was “hearsay”; that is, the statement “we’ve got him” was not introduced
to prove that the police did, indeed, “have him,” but rather was introduced to explain why the
testifying officer then took certain actions.
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With respect to the second allegation, Counsel testified that he was concluding his cross-
examination of Officer Taylor when co-defendant’s counsel passed him a note indicating that Officer
Taylor was romantically involved with someone in the district attorney’s office. Counsel then asked
Officer Taylor if that was the case. The prosecuting attorney objected and the trial court called for
a jury-out discussion. According to Counsel, a heated exchange then followed between the trial
court and Counsel, with Counsel asserting that the matter went to the witness’s credibility. The trial
court eventually ruled that Counsel would be allowed to ask the question. However, Counsel
subsequently decided not to pursue the matter, and withdrew the question. The trial court
subsequently instructed the jury to ignore the question entirely.
After taking the above proof into consideration, the trial court ruled that the Defendant had
failed to demonstrate that Counsel was ineffective and therefore denied relief. It is from the order
of the trial court denying post-conviction relief that the Defendant appeals.
To sustain a petition for post-conviction relief, a defendant must prove his or her factual
allegations by clear and convincing evidence at an evidentiary hearing. See Tenn. Code Ann. § 40-
30-110(f); Momon v. State, 18 S.W.3d 152, 156 (Tenn. 1999). Upon review, this Court will not re-
weigh or re-evaluate the evidence below; all questions concerning the credibility of witnesses, the
weight and value to be given their testimony, and the factual issues raised by the evidence are to be
resolved by the trial judge, not the appellate courts. See Momon, 18 S.W.3d at 156; Henley v. State,
960 S.W.2d 572, 578-79 (Tenn. 1997). The trial judge’s findings of fact on a petition for post-
conviction relief are afforded the weight of a jury verdict and are conclusive on appeal unless the
evidence preponderates against those findings. See Momon, 18 S.W.3d at 156; Henley, 960 S.W.2d
at 578. Both the Sixth Amendment to the United States Constitution and Article I, Section 9 of the
Tennessee Constitution guarantee a criminal defendant the right to representation by counsel. See
State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999); Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975).
Both the United States Supreme Court and the Tennessee Supreme Court have recognized that the
right to such representation includes the right to “reasonably effective” assistance, that is, within the
range of competence demanded of attorneys in criminal cases. See Strickland v. Washington, 466
U.S. 668, 687 (1984); Burns, 6 S.W.3d at 461; Baxter, 523 S.W.2d at 936.
A lawyer’s assistance to his or her client is ineffective if the lawyer’s conduct “so
undermined the proper functioning of the adversarial process that the trial cannot be relied on as
having produced a just result.” Strickland, 466 U.S. at 686. This overall standard is comprised of
two components: deficient performance by the defendant’s lawyer, and actual prejudice to the
defense caused by the deficient performance. See id. at 687; Burns, 6 S.W.3d at 461. The defendant
bears the burden of establishing both of these components by clear and convincing evidence. See
Tenn. Code Ann. § 40-30-110(f); Burns, 6 S.W.3d at 461. The defendant’s failure to prove either
deficiency or prejudice is a sufficient basis upon which to deny relief on an ineffective assistance of
counsel claim. See Burns, 6 S.W.3d at 461; Goad v. State, 938 S.W.2d 363, 370 (Tenn. 1996).
In evaluating a lawyer’s performance, the reviewing court uses an objective standard of
“reasonableness.” See Strickland, 466 U.S. at 688; Burns, 6 S.W.3d at 462. The reviewing court
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must be highly deferential to counsel’s choices “and should indulge a strong presumption that
counsel’s conduct falls within the wide range of reasonable professional assistance.” Burns, 6
S.W.3d at 462; see also Strickland, 466 U.S. at 689. The court should not use the benefit of
hindsight to second-guess trial strategy or to criticize counsel’s tactics, see Hellard v. State, 629
S.W.2d 4, 9 (Tenn. 1982), and counsel’s alleged errors should be judged in light of all the facts and
circumstances as of the time they were made, see Strickland, 466 U.S. at 690; Hicks v. State, 983
S.W.2d 240, 246 (Tenn. Crim. App. 1998).
A trial court’s determination of an ineffective assistance of counsel claim presents a mixed
question of law and fact on appeal. See Fields v. State, 40 S.W.3d 450, 458 (Tenn. 2001). This
Court reviews the trial court’s findings of fact with regard to the effectiveness of counsel under a de
novo standard, accompanied with a presumption that those findings are correct unless the
preponderance of the evidence is otherwise. See id. “However, a trial court’s conclusions of law--
such as whether counsel’s performance was deficient or whether that deficiency was prejudicial--are
reviewed under a purely de novo standard, with no presumption of correctness given to the trial
court’s conclusions.” Id.
We agree with the trial court that the Defendant has failed to demonstrate that he suffered
from ineffective assistance of counsel at trial. With respect to Counsel’s failure to object to alleged
“hearsay,” we find neither deficient performance nor prejudice. Counsel made a strategic decision
not to object to the challenged testimony, based on a correct understanding of the definition of
hearsay. See Tenn. R. Evid. 801(c). Moreover, the Defendant has failed to demonstrate how he was
prejudiced by Counsel’s decision to not object. The Defendant is not entitled to relief on this basis.
Similarly, we find neither deficient performance nor prejudice with respect to Counsel’s
cross-examination of Officer Taylor. After asking the disputed question, Counsel reconsidered the
wisdom of pursuing that line of questioning and decided to withdraw the question. This was a
strategic decision that this Court will not second-guess. Moreover, the Defendant has failed to
demonstrate any prejudice arising from this decision. Counsel testified that he initially asked the
question as a means of demonstrating bias on the officer’s part and thereby impeaching his
credibility. Counsel wanted to impeach the officer because he had the closest physical contact with
the Defendant during the sting operation, and therefore his identification of the Defendant at trial was
important to the State’s case. However, other officers involved in the operation also testified and
identified the Defendant at trial. Therefore, even had Counsel been able to damage Officer Taylor’s
credibility through questions about his personal life, doing so would not have significantly weakened
the State’s case against the Defendant. Accordingly, we conclude that the Defendant is not entitled
to post-conviction relief on this allegation of ineffective assistance of counsel.
In sum, we affirm the trial court’s denial of the Defendant’s claim for post-conviction relief.
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___________________________________
DAVID H. WELLES, JUDGE
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