In Re Enrique F. ( 2021 )

05/11/2021
IN THE COURT OF APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs April 1, 2021
IN RE ENRIQUE F. ET AL.
Appeal from the Chancery Court for Lawrence County
No. 18-18519 Stella L. Hargrove, Judge
___________________________________
No. M2019-01765-COA-R3-PT
___________________________________
This is an appeal from a termination of parental rights proceeding. Although the trial court
found that certain grounds for termination were established against the children’s father, it
determined that there was insufficient proof that termination was in the children’s best
interests. On appeal, the guardian ad litem and prospective adoptive parents challenge the
trial court’s best interests determination, as well as the trial court’s failure to conclude that
other grounds for termination were established. Our review of the record reveals that no
grounds for termination were properly found by the trial court, and we therefore affirm the
trial court’s denial of the petition to terminate on this basis.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Chancery Court Affirmed
in Part, Reversed in Part and Remanded.
ARNOLD B. GOLDIN, J., delivered the opinion of the Court, in which ANDY D. BENNETT
and JOHN W. MCCLARTY, JJ., joined.
Amy Long Schisler, Lawrenceburg, Tennessee, Guardian Ad Litem.
Teresa P. Martin, Lawrenceburg, Tennessee, for the appellees, D.E.W. and K.R.D.
Teresa B. Campbell, Lawrenceburg, Tennessee, for the appellee, E.F., Sr.
OPINION
BACKGROUND AND PROCEDURAL HISTORY
This appeal concerns two minor children, E.F. and H.F. (“the Children”), and the
trial court’s decision that the parental rights of their father, E.F., Sr. (“Father”), should not
be terminated.1 Although the underlying termination petition was filed in July 2018 by the
Children’s guardian ad litem (“the GAL”), as well as the Children’s paternal grandmother
(“Grandmother”) and her husband (collectively “the Grandparents”),2 the precipitating
facts are traceable back to the fall of 2014, shortly after the birth of H.F., who was born
premature. According to a doctor’s note that the Department of Children’s Services (“the
Department”) later attached to a dependency and neglect petition, significant concerns
existed as to H.F.’s weight and whether he was being fed properly. The doctor’s note,
which provided a summary of the doctor’s care of H.F. since his birth, alluded to the fact
that the Department had been consulted and further referenced concerns that existed as to
E.F., noting that at one visit E.F. had a diaper that appeared to have been on him for over
24 hours. As to Father, the note alluded to a seemingly contentious relationship between
Father and the Children’s mother and stated that Father “seldom attended the weight
recheck visits” for H.F.3 Although the doctor noted that it was “confusing” that the weight
concerns that existed as to H.F. had never been a specific problem for E.F., the doctor
stated that his suspicion of neglect was “pretty much” confirmed after H.F. was admitted
for care in March 2015. That same month, the Children4 were placed into the custody of
the Department by order of the Lawrence County Juvenile Court. Father5 later waived an
adjudicatory hearing regarding the Children and agreed that they were dependent and
neglected.
Under a family permanency plan that was developed, Father was given several
responsibilities. According to the later trial testimony of a Department family services
worker who was the Children’s case manager from March 2015 until August 2016,
concerns mainly existed as to whether Father had safe housing and stable employment.
Regarding these matters, however, the family services worker testified that Father’s home
had been appropriate sometimes. She also stated that Father had sometimes provided
income documentation. Further, the family services worker testified that Father reported
getting mental health treatment at the VA and that he had signed releases for her to get that
1
Because this Court has a policy of protecting children’s identities in parental termination cases,
we present certain names by their initials in this Opinion.
2
Although the record indicates that Grandmother’s husband is not the Children’s biological
grandfather, we refer to him and Grandmother collectively as “the Grandparents” herein for ease of
reference.
3
Father later testified at the termination trial in this case that he was working during a lot of H.F.’s
doctor’s appointments.
4
Another child of Father’s was the subject of the Juvenile Court’s order finding probable cause
that the Children were dependent and neglected, but parts of the record reflect that this other child was then
in Texas with her mother. Per the Juvenile Court’s order, the Department was ordered to pick up the child
when she returned to Tennessee. This evidently never occurred, and a later order awarded temporary legal
custody of the child to her mother, “pending further hearing.” This other child is not at issue in this case.
Also not at issue in this case is Father’s new daughter, who lives with Father and his new wife.
5
We have largely tailored our factual recitation herein to Father given that the rights of the
Children’s mother are not at issue on appeal. The record reflects that the Children’s mother executed a
surrender of her parental rights.
-2-
information; that Father completed an alcohol and drug assessment; that Father did work
with a batterers’ intervention program; and that Father did parenting classes. When the
permanency plan was revised in November 2015, adoption was added as one of the
permanency goals. Father disagreed with this change.
According to the Department, Father’s relationship with the Children’s mother was
of concern, in part, due to the on-again, off-again character of the relationship during
certain periods. Moreover, whereas it was noted that Father had completed a lot of the
steps on his permanency plan, the mother’s failure to complete her permanency plan steps
was identified as something that hindered Father from getting the Children. As discussed
later in this Opinion, Father no longer lived with the Children’s mother at the time of the
trial of this matter, but he instead lived with a new wife, to whom he had been married
since 2017.
Initially, the Children were placed with a paternal aunt after their removal, but
according to the Children’s case manager, they had to be removed from the aunt’s home
due to environmental concerns. The Children were then moved into a foster home for
several months. Thereafter, the Children were placed with Grandmother, and effective
August 9, 2016, temporary custody of the Children was divested to her. The Department
had no further communication or activity with the family after custody was divested to
Grandmother.
The termination trial was heard over the course of two days in August 2019 by the
Lawrence County Chancery Court (“the trial court”). The proof at trial covered a range of
issues. Among other things, the evidence chronicled the various placements of the
Children after their removal and also detailed Father’s relationship with them. Although
extensive proof was offered as to the conditions of Father’s home around the time of the
Children’s removal and at different points thereafter, the GAL and the Grandparents
offered very little proof as to the conditions of his home contemporaneous to the trial
proceedings. Most of their witnesses had either not been in his home in years or had not
been in his home at all.
As for Father’s visitation with the Children that occurred after their removal, the
proof revealed that Father was attentive to the Children and that the Children enjoyed their
visitation with him. Evidence also showed that Father had been largely compliant in his
payment of support for the Children in the four months preceding the filing of the
termination petition. Grandmother specifically testified that Father had been compliant
with his support obligations three of the four months, but she did note that in one of these
months, Father only paid approximately $140 out of his ordered $200 per month obligation.
At the time of trial, Father was living with his current wife and their daughter. In
contrast to the lack of evidence offered by the GAL and the Grandparents as to the current
conditions of his home, Father and his wife testified as to improvements that had been
-3-
made. Father also introduced photographs of the home’s interior and its upkeep.
Grandmother testified that she had never called the Department about Father’s new child,
and when recounting an occasion where she had seen her new granddaughter, Grandmother
agreed that she looked healthy and happy, stating, “She seems fine.”
Grandmother testified that she had previously used Father’s current wife as a
babysitter for the Children about three to four days a week. According to Grandmother,
this “[m]aybe” occurred over a period of two or three months. Per Father’s testimony, the
period was somewhere between six to eight months. Regardless of the specific timeframe,
Grandmother ultimately decided to stop using Father’s wife to babysit because, according
to her testimony, she had concern that Father’s wife was not paying sufficient attention to
the Children. Father’s wife, on the other hand, testified that she had a strong bond with the
Children.
As for his employment, Father’s testimony revealed that he had a job at SERVPRO
where he performed various kinds of restorative work at homes. His testimony further
revealed that he was medically retired from the military due to injuries sustained in Iraq
and that he received $1,100 in monthly VA benefits.6 Although Father acknowledged that
he bore some responsibility for the Children’s removal, he testified that he loved them
dearly and hoped to keep his rights.
Upon the conclusion of trial, the case was taken under advisement. On August 29,
2019, the trial court entered its order denying the petition to terminate Father’s parental
rights. The trial court’s order analyzed four grounds for termination: abandonment by
failure to support, abandonment by failure to visit, persistence of conditions, and failure to
manifest an ability and willingness to assume custody or financial responsibility. The trial
court concluded that the former two grounds of abandonment did not apply in this case but
ruled against Father on the latter two grounds. Notwithstanding its determination that two
grounds for termination had been established, the trial court ultimately concluded that “the
facts of this case do not amount to clear and convincing evidence that termination is in the
children’s best interests.” Among other things, the trial court cited the close relationship
that existed between Father and the Children.
This appeal followed.
STANDARD OF REVIEW
“A biological parent’s right to the care and custody of his or her child is among the
oldest of the judicially recognized liberty interests protected by the due process clauses of
the federal and state constitutions.” In re M.L.P., 228 S.W.3d 139, 142 (Tenn. Ct. App.
6
He testified that his benefit amount was supposed to be “around 1400” but indicated that he was
still in the process of fixing paperwork issues about the amount.
-4-
2007). “Although this right is fundamental and superior to claims of other persons and the
government, it is not absolute.” In re J.C.D., 254 S.W.3d 432, 437 (Tenn. Ct. App. 2007).
“It continues without interruption only as long as a parent has not relinquished it,
abandoned it, or engaged in conduct requiring its limitation or termination.” In re M.J.B.,
140 S.W.3d 643, 653 (Tenn. Ct. App. 2004). In Tennessee, “[w]ell-defined circumstances
exist under which a parent’s rights may be terminated.” In re Roger T., No. W2014-02184-
COA-R3-PT, 2015 WL 1897696, at *6 (Tenn. Ct. App. Apr. 27, 2015). Pursuant to the
Tennessee Code, parties who have standing to seek the termination of a parent’s parental
rights must prove two things. They must first prove at least one of the statutory grounds
for termination. In re J.C.D., 254 S.W.3d at 438 (citing Tenn. Code Ann. § 36-1-
113(c)(1)). Then, they must prove that termination of parental rights is in the child’s best
interests. Id. (citing Tenn. Code Ann. § 36-1-113(c)(2)).
Because the decision to terminate a parent’s parental rights has “profound
consequences,” trial courts must apply a higher standard of proof in deciding termination
cases. In re M.L.P., 228 S.W.3d at 143. “To terminate parental rights, a court must
determine that clear and convincing evidence proves not only that statutory grounds exist
but also that termination is in the child’s best interest.” In re Valentine, 79 S.W.3d 539,
546 (Tenn. 2002) (citing Tenn. Code Ann. § 36-1-113(c)). “Clear and convincing evidence
is evidence that eliminates any substantial doubt and that produces in the fact-finder’s mind
a firm conviction as to the truth.” In re M.A.B., No. W2007-00453-COA-R3-PT, 2007 WL
2353158, at *2 (Tenn. Ct. App. Aug. 20, 2007). This heightened burden of proof
“minimizes the risk of erroneous decisions.” In re M.L.P., 228 S.W.3d at 143.
Due to the heightened burden of proof required under the statute, we must adapt our
customary standard of review. In re Audrey S., 182 S.W.3d 838, 861 (Tenn. Ct. App.
2005). “First, we must review the trial court’s specific findings of fact de novo in
accordance with Tenn. R. App. P. 13(d).” In re M.J.B., 140 S.W.3d at 654. “Second, we
must determine whether the facts, either as found by the trial court or as supported by the
preponderance of the evidence, clearly and convincingly establish the elements required to
terminate a biological parent’s parental rights.” Id.DISCUSSION
As discussed previously, although the trial court found that two grounds for
termination were established in this case, it ruled that two other grounds for termination
were not established and also determined that there was insufficient proof that the
termination of Father’s rights was in the Children’s best interests. On appeal, the GAL and
the Grandparents assert that the trial court erred in failing to find additional grounds for
termination and in its best interests ruling. We will begin our appellate review by focusing
on the statutory ground issues argued by the GAL and the Grandparents.
-5-
Abandonment
The first ground for termination listed in Tennessee’s termination statute is
abandonment. See Tenn. Code Ann. § 36-1-113(g)(1). The acts that constitute
abandonment are outlined in Tennessee Code Annotated section 36-1-102, which provides
alternative definitions. See Tenn. Code Ann. § 36-1-102; see also In re Jayden B.T., No.
E2014-00715-COA-R3-PT, 2015 WL 3876573, at *9 (Tenn. Ct. App. June 23, 2015)
(noting that the statutory definition of abandonment “contains several distinct grounds”).
Here, two distinct grounds for abandonment were relied upon by the GAL and the
Grandparents: Father’s alleged failure to visit the Children and Father’s alleged failure to
support the Children. The relevant statutory language pertaining to these grounds now
reads as follows:
(1)(A) [Abandonment means that]:
(i) For a period of four (4) consecutive months immediately preceding the
filing of a proceeding, pleading, petition, or any amended petition to
terminate the parental rights of the parent or parents . . . of the child who is
the subject of the petition for termination of parental rights or adoption, that
the parent or parents . . . either have failed to visit or have failed to support
or have failed to make reasonable payments toward the support of the child;
....
(B) For purposes of this subdivision (1), “token support” means that the
support, under the circumstances of the individual case, is insignificant given
the parent’s means;
(C) For purposes of this subdivision (1), “token visitation” means that the
visitation, under the circumstances of the individual case, constitutes nothing
more than perfunctory visitation or visitation of such an infrequent nature or
of such short duration as to merely establish minimal or insubstantial contact
with the child;
(D) For purposes of this subdivision (1), “failed to support” or “failed to
make reasonable payments toward such child’s support” means the failure,
for a period of four (4) consecutive months, to provide monetary support or
the failure to provide more than token payments toward the support of the
child. That the parent had only the means or ability to make small payments
is not a defense to failure to support if no payments were made during the
relevant four-month period;
(E) For purposes of this subdivision (1), “failed to visit” means the failure,
-6-
for a period of four (4) consecutive months, to visit or engage in more than
token visitation. That the parent had only the means or ability to make very
occasional visits is not a defense to failure to visit if no visits were made
during the relevant four-month period;
....
(I) For purposes of this subdivision (1), it shall be a defense to abandonment
for failure to visit or failure to support that a parent[’]s . . . failure to visit or
support was not willful. The parent . . . shall bear the burden of proof that
the failure to visit or support was not willful. Such defense must be
established by a preponderance of evidence. The absence of willfulness is
an affirmative defense pursuant to Rule 8.03 of the Tennessee Rules of Civil
Procedure[.]
Tenn. Code Ann. § 36-1-102.
We discern no error in the trial court’s ultimate conclusion that the two abandonment
grounds relied upon by the GAL and the Grandparents in this matter do not apply. Indeed,
as explained below, we conclude there is not clear and convincing evidence supporting
Father’s alleged failure to support or visit the Children in the four months preceding the
filing of the termination petition. We will begin our discussion by addressing the visitation
issue before turning to the support issue.
Pursuant to the terms of the trial court’s order, the court implicitly held that Father
had engaged in only token visitation by ruling that he “failed to visit with his children
during the statutory period.” We disagree with this conclusion for the reasons stated infra,
but it is unclear to us whether this was actually an intended holding of the trial court.
Indeed, the cited basis for the trial court’s ultimate conclusion as to why this ground should
not apply—i.e., that Father was not willful—is lacking in explanatory detail, and this gives
us reason to question whether the trial court may have perhaps somehow conflated the
willfulness inquiry with the question of whether Father’s visitations were token ones.7 We
7
When it ultimately concluded that this ground for termination should not apply, the trial court
found that Father’s failure to visit was not willful. Yet, when previously addressing certain alleged barriers
to Father’s visitation, namely the presence of Grandmother’s husband, the trial court stated that
Grandmother’s husband did “not provide an excuse” for Father’s failure to visit. If the trial court was
contemplating the presence of Grandmother’s husband as the basis for its holding on the willfulness
question, its ultimate conclusion is at odds with its finding that the presence of Grandmother’s husband did
not afford Father any excuse. After all, “[a] parent’s failure to visit may be excused by the acts of another
only if those acts actually prevent the parent from visiting the child or constitute a significant restraint or
interference with the parent’s attempts to visit the child.” In re M.L.P., 281 S.W.3d 387, 393 (Tenn. 2009).
The court’s order did seemingly acknowledge that Grandmother’s husband made the exercise of visitation
difficult for Father, but we again note that the trial court did not find this to qualify as any excuse. Perhaps
the trial court was pointing to conduct of Grandmother as a justification for its holding on Father’s lack of
-7-
question this especially considering that other findings by the court view Father’s
visitations in a positive manner and not as something that were of “such an infrequent
nature or of such short duration as to merely establish minimal or insubstantial contact with
the child.” Tenn. Code Ann. § 36-1-102. Indeed, in a separate section of its order, the trial
court specifically noted that Father had maintained regular visitation8 and that a close and
meaningful relationship existed between him and the Children, findings that are seemingly
inconsistent with the court’s implicit token finding. Regardless of what the court was
intending to hold here, because we conclude the record does not support the trial court’s
implicit textual holding that Father’s visitations were token, this ground was not properly
established.
The trial court found that Father had visited with the Children for approximately
42.75 hours in the relevant four-month period preceding the filing of the termination
petition. This exercised visitation was out of a possible 120 hours,9 thus approximately
36% of the time available to Father. As alluded to before, Father no doubt attributed much
blame to the Grandparents in this case as to why he had not exercised more visitation, but
several of his visits were cut short when he was called into work. Grandmother’s own
notes memorializing Father’s visits detailed this.
Although much emphasis has been made by the GAL and the Grandparents that
Father exercised less than half of the available visitation time afforded him, it is clear from
caselaw that mere mathematical percentages do not control the question of whether a
parent’s visitation is token. This was notably illustrated by this Court’s prior analysis in
In re Addalyne S., 556 S.W.3d 774 (Tenn. Ct. App. 2018), specifically the manner in which
we distinguished that case from a prior opinion, In re L.J., No. E2014-02042-COA-R3-PT,
2015 WL 5121111 (Tenn. Ct. App. June 29, 2015). In relevant part, we dealt with the issue
of alleged token visitation in In re Addalyne S. as follows:
We . . . conclude that the Grandparents failed to prove this ground by
clear and convincing evidence. The trial court found, and there is no dispute
on appeal, that Mother exercised eight of twenty-two, or approximately 36%
willfulness, and it is true that Father did attribute blame to his mother at trial for his failure to visit the
Children more. With that said, in one portion of its order, the trial court specifically questioned Father’s
credibility that he had requested Grandmother for more hours. The trial court did not offer a specific
explanation as to why it was concluding that Father was not willful, and although we might perhaps infer
that it accredited portions of Father’s testimony that the Grandparents had restricted visitation, the only
specific engagement by the court with respect to such issues were all against Father, as noted above. We
need not consider the matter any further, however, in light of our conclusion that the record does not support
a finding that Father’s visitations with the Children were token.
8
This specific finding about “regular visitation” was not specifically linked to the relevant four-
month period, but we are of the opinion that the evidence supports such a finding.
9
It is of no real consequence to our analysis herein, but we note that Grandmother initially testified
upon questioning by her attorney that the total number of available hours in the period was 112.
-8-
of, potential visits[10] with Addy during the relevant time period. Further,
Mother testified that Addy calls her “Mommy.” Additionally, there is
evidence that Mother and Addy like to do many activities together during
Mother’s visitation such as playing outside together or doing makeup and
hair, and that they are affectionate towards one another during visits.
Mother’s amount of visitation certainly borders on being token.
Indeed, at least one Tennessee court has held that a mother who completed
37.5% of her potential visits during the relevant time period only engaged in
token visitation. See In re L.J., No. E2014-02042-COA-R3-PT, 2015 WL
5121111, at *4–*6 (Tenn. Ct. App. June 29, 2015). In In re L.J., mother
attended three of her eight, or 37.5% of her scheduled visits with her
child. Id. at *4. The mother argued that attending 37.5% of visits amounts to
more than token visitation, but the trial court disagreed. Id. In affirming the
trial court’s decision, the court considered a multitude of factors in
determining whether the mother’s visitation was, in fact, token. Id. at *4–*6.
These factors included the quality of the visits, the relationship between the
parent and child before the four-month period, the quantity of visits, and
whether the visits were sufficient to create and maintain a bond between
parent and child. Id. at *4–*5. Reviewing the evidence, the Court concluded
that the mother’s visits were generally of poor frequency and mediocre
quality, that the mother and child had little relationship even prior to the four-
month period; the court therefore likened the mother’s situation to a case
wherein a parent’s perfunctory visits were insufficient to establish any
meaningful relationship with the child. Id. at *4 (citing State Dep't of
Children's Services v. L.L.T., No. E2003-00501-COA-R3-JV, 2003 WL
23094559, at *4 (Tenn. Ct. App. Dec. 30, 2003) (noting that “absolutely no
evidence that a meaningful relationship was ever established between
[m]other and child.”)). The Court additionally noted that when mother
provided an excuse for missing visitation, she “attributed it to a lack of
transportation and work conflicts.” Id. at *5. The Court noted, however,
evidence in the record to undermine mother’s testimony on this issue, as child
services workers testified that they assisted mother with
transportation. Id. Under the totality of these circumstances, the c[ourt] held
that the petitioners provided sufficient proof that mother’s visitation was no
more than token. Id. at *5–*6.
At first blush, the facts of In re L.J. appear to be analogous to the case-
at-bar. Indeed, Mother attended a similar, but even lesser amount, of
10
In the In re Addalyne S. decision, the visitation percentages are framed in reference to the number
of available visits. In this case, the Grandparents and the GAL have employed percentages in reference to
the number of available visitation hours.
-9-
visitation over the relevant time period, had problems with reliable
transportation, and Mother and Addy’s relationship was also built during her
scheduled, supervised visits. Token visitation, however, is analyzed in regard
to the “circumstances of the individual case.” Tenn. Code Ann. § 36–1–
102(1)(c). As such, this Court has never imposed a bright-line rule as to what
percentage of visitation must be attended in order avoid categorization as
token. Compare In Re Jayden B.T., No. E2014-00715-COA-R3-PT, 2015
WL 3876573, at *8 (Tenn. Ct. App. June 23, 2015) (holding that petitioners
failed to prove that visitation was token where the parent made only two
visits in four months); In re E.M.P., No. E2006-00446-COA-R3PT, 2006
WL 2191250, at *5 (Tenn. Ct. App. Aug. 3, 2006) (holding that given the
“sparse record,” petitioners failed to provide clear and convincing evidence
that mother’s single visit to the child in the four month period was token
under the circumstances), with In re Audrey S., 182 S.W.3d 838, 867 (Tenn.
Ct. App. 2005) (holding that one or two visits in four months was “nothing
more than token visitation”). In re L.J., 2015 WL 5121111, at *4–*6 (holding
that three visits in four months was no more than token visitation). Indeed,
we have recognized that each termination of parental rights case requires
“individualized decision making[,]” rather than the application of bright-line
rules. In re Audrey S., 182 S.W.3d 838, 861 (Tenn. Ct. App. 2005) (“Because
of the gravity of their consequences, proceedings to terminate parental rights
require individualized decision making.”).
Although the percentage of visitation in this case is similar to In re
L.J., other facts lead us to reach a different conclusion in this case. Here,
unlike the mother in In re L.J., the trial court found that Mother was able to
maintain a meaningful relationship with Addy through the somewhat meager
visitation that she attended. This Court has previously considered whether a
parent’s visitation was sufficient to “establish a meaningful relationship or
bond between [the parent] and the children” in determining whether
visitation was token. In re Kaylee F., No. M2012-00850-COA-R3PT, 2013
WL 1097791, at *3 (Tenn. Ct. App. Mar. 15, 2013).
....
Mother’s visits were more than perfunctory and were frequent enough to
establish more than minimum or insubstantial contact with Addy; thus,
Mother’s visitation does not meet the definition of token visitation under our
termination statutes. See Tenn. Code Ann. § 36–1–102(C). We therefore
affirm the trial court’s determination that Grandparents failed to provide
clear and convincing evidence that Mother willfully failed to visit her child.
In re Addalyne S., 556 S.W.3d 774, 785–86 (Tenn. Ct. App. 2018).
- 10 -
The record reveals that the visitation in the present case was more than perfunctory
visitation. Father was entitled to, among other rights, six hours of unsupervised visitation
with the Children every other Saturday. He did not ultimately avail himself of all available
hours; there is no dispute about that. Nonetheless, Father maintained regular visitation and
often engaged in visits that lasted multiple hours with the Children. As Grandmother
testified, Father “did the Saturdays.”11
Father’s visits were, by all accounts, meaningful ones. Grandmother testified that
Father interacted with the Children and that he “gets out and plays with them.” “They have
fun,” she noted, and indicated that the Children enjoyed the visits. Grandmother also noted
that Father brought the Children food and snacks, notably breakfast and pancakes from
McDonald’s. She claimed that Father always brought breakfast and that he was always
very attentive to the Children when he came. Per her testimony, there were not really any
problems with the visits, outside of the caveat that the Children had sometimes stood on
furniture, “things like that . . . that the boys know they’re not supposed to do.” The gist of
Grandmother’s testimony on this issue was confirmed by that of her husband. He testified
that Father “takes care of the children” during visitation. Moreover, as to Father’s habit of
bringing breakfast on his visits, Grandmother’s husband stated, “You know, he does that
beautiful.” He further testified that, “[W]hen it comes time for lunch, he’ll make their
lunch.” Grandmother’s husband also agreed that Father was “very interactive” with the
Children on his visitation days.
Father’s testimony also cast a positive light on his visits and relationship with the
Children. In relevant part, he stated as follows:
[T]hey both get excited every time I come over. They both tackle me at the
front door. They both -- if they’re allowed out on the front porch, they stand
right there on the front porch waiting on me to get out of the truck and walk
up to them.
In testifying about the Children at trial, Father was able to express opinions on how they
differed in their personalities. They were, he claimed, “the light of my life.”
This is not a case where minimal contact was made with the Children. The record
reveals that Father had a relationship with the Children before the relevant four-month
period,12 and it is further evident that Father made multiple visits within the statutory time
frame for a total of nearly 43 hours. Moreover, as noted, Father, Grandmother, and
11
This is not to say that Father only saw the Children on Saturdays. By way of example,
Grandmother testified to an occasion where Father came for a visit on a Wednesday for a make-up.
12
By way of example, the Children had previously gone to visit Father at his home while in the
care of their foster mother.
- 11 -
Grandmother’s husband all had positive accounts of the visits that occurred. There clearly
was sufficient evidence for the trial court to conclude, as it did in the best interests section
of its order, that there was a “close and meaningful relationship” between Father and the
Children, and given the individualized facts of this case and in view of the considerations
articulated in In re Addalyne S., it is clear to us that Father’s visitation in this case was not
token. Therefore, for this specific reason, we affirm the trial court’s decision that this
ground for termination was not established.
Having addressed the trial court’s finding on abandonment by Father’s alleged
failure to visit, we turn to Father’s alleged failure to support the Children. We need not
tarry long in our discussion of this ground. There does not appear to be any dispute that
Father was compliant with his support payments for three out of the four months preceding
the filing of the petition. The Grandparents’ brief on appeal even recites that he was “pretty
much compliant” except for one month. At trial, Grandmother testified that Father only
paid approximately $140 out of his ordered $200 per month obligation in one of the
relevant months. Father clearly paid more than token support during the pertinent period,
and we find the arguments offered by the GAL and the Grandparents on appeal to be
without merit. More or less sidestepping the question of what the proof shows to have
occurred during the relevant statutory period, they all attempt to point to alleged payment
shortcomings by Father by referencing facts prior to the relevant statutory period, with the
Grandparents going so far as to argue that Father never gave justifiable reasons for his
failure to pay certain amounts “before and after the four (4)-month critical period.”
Because the proof is clear that Father substantially made his support payments during the
relevant period, we accordingly affirm the trial court’s disposition with respect to this
ground.
Having now addressed the issues raised on appeal regarding the statutory grounds
for abandonment that the trial court rejected, we turn our attention to the grounds for
termination found against Father. We do this notwithstanding the fact that Father does not
raise any direct issue about these grounds on appeal. Indeed, Tennessee Supreme Court
precedent instructs us to review the trial court’s findings as to each ground for termination.
See In re Carrington H., 483 S.W.3d 507, 525 (Tenn. 2016); see also In re Zayne P., No.
W2017-01590-COA-R3-PT, 2018 WL 2041573, at *6 (Tenn. Ct. App. Apr. 30, 2018)
(reviewing a ground for termination found by the trial court even though ground was
unchallenged by parents in an appeal by foster parents stemming from the trial court’s
dismissal of termination petition).
- 12 -
Persistence of Conditions
The termination ground commonly known as “persistence of conditions” applies
when
[t]he child has been removed from the home or the physical or legal custody
of a parent or guardian for a period of six (6) months by a court order entered
at any stage of proceedings in which a petition has been filed in the juvenile
court alleging that a child is a dependent and neglected child, and:
(i) The conditions that led to the child’s removal still persist, preventing the
child’s safe return to the care of the parent or guardian, or
other conditions exist that, in all reasonable probability, would cause the
child to be subjected to further abuse or neglect, preventing the child’s safe
return to the care of the parent or guardian;
(ii) There is little likelihood that these conditions will be remedied at an early
date so that the child can be safely returned to the parent or guardian in the
near future; and
(iii) The continuation of the parent or guardian and child relationship greatly
diminishes the child’s chances of early integration into a safe, stable, and
permanent home;
Tenn. Code Ann. § 36-1-113(g)(3)(A).
In this case, it is apparent from the trial court’s order that the conditions the court
considered problematic under this ground related to Father’s home. Indeed, immediately
prior to its “Ruling” that this ground had been established, the trial court commented that
it was “gravely concerned that [Father’s] trailer is unfit for human habitation.” Preceding
this comment, the court’s order contained two pages devoted to detailing certain testimony
and other evidence presented at trial regarding Father’s home, a significant portion of
which did not relate to the time of trial. The cited evidence’s temporal focus is not
surprising, because as alluded to previously and explained in more detail below, most
witnesses who testified about Father’s home had not been in it in years.
There is no question that the record casts doubt on the suitability of Father’s home
as it existed at the time of the Children’s removal and at certain points thereafter.13 The
trial court accurately recited much of the testimony concerning this matter in its order, and
we need not tax the length of this Opinion by engaging with such evidence here. What we
take issue with here is the apparent holding by the trial court that there is clear and
convincing evidence of such conditions in Father’s home contemporaneous to the trial
proceedings. One of the witnesses whose testimony the trial court cited was the Children’s
13
Whatever concerns did exist were not necessarily constant according to the testimony presented.
The Children’s case manager, for instance, testified that Father’s home was appropriate sometimes.
- 13 -
case manager; her involvement with this case ceased in August 2016. Her testimony was
unequivocal that she had not been in Father’s home in three years. Similarly, the Children’s
foster mother, who took the Children to visit Father’s home while they were in her care,
ceased being directly involved in the Children’s care in the spring of 2016. Her
testimony,14 therefore, also bore no relation to the actual conditions of Father’s home
contemporaneous to trial. The Grandparents’ testimony did not offer contemporaneous
accounts of the home either. Grandmother testified that the last time she was in Father’s
home was probably “a year or more,” “may have been more than a year and a half” ago.15
Grandmother’s husband testified that he had never been in the home.
One witness called by the Grandparents during trial was a friend of Father’s16 who
had previously lived with Father around the time when H.F. was born. Although much of
the friend’s testimony recounted troubling aspects of the home that existed previously, with
the friend opining that it was not an appropriate environment for children “[a]t the time,”
he did not provide a similar picture of the home contemporaneous to the time of trial. This
is notable given the fact that he had recently been in the home. The friend testified that,
when he does go to Father’s home, he only goes to the living room “to talk” for a minute
or two. His testimony indicated that he did not go “all throughout the house.” As for a
recent occasion the week before trial when the friend “poked” his head in Father’s home
to invite Father to have some hotdogs and hamburgers, the friend testified favorably for
Father on the one hand, while also remaining entirely ignorant about certain matters
regarding the house. In relevant part, he stated, “It -- it’s definitely cleaner than when it
was, but it just -- it looks lived in, you know. I didn’t -- I didn’t notice whether the floor
had been finished in the kitchen or not, if that’s what you mean[.]” We fail to see how this
account in any way clearly establishes that Father’s home was unfit for habitation given
(1) its limited scope and (2) the positive nature of what was observed, i.e., that the home
was “definitely cleaner.”
The friend’s limited observation that the home was “cleaner” was supported by
photographic evidence submitted by Father depicting the home’s interior around the time
of trial. The photographs submitted by Father depict a generally tidy home. They reveal,
among other things, that there are sleeping rooms with beds; a bathroom with a toilet, sink,
and shower; a living room with a sectional couch, television sets, mirror, and a rug; and a
kitchen with a stove and oven, microwave, refrigerator, cabinets, and flooring.17 Proof of
14
As it was, despite casting some aspersions on Father’s home, the foster mother also testified that
she “didn’t really look real close” when asked by the GAL if the home had been safe and appropriate.
15
Father testified that neither the Department, the GAL, nor Grandmother had come to visit his
home in the last three years.
16
Among other things, he also had been previously married to the Children’s paternal aunt.
17
Our specific highlighting of flooring in the kitchen should not be construed to suggest that the
other rooms depicted in the photographs lack flooring. We merely highlight the issue of flooring in the
kitchen due to the fact that the absence of flooring in the kitchen had previously been a topic during the
pendency of the case.
- 14 -
these latter features of the kitchen, cabinets and flooring, specifically confirm certain
aspects of the testimony offered by Father and his wife as to improvements they had made
to the home. Father stated that new flooring had been put down all the way through the
house, and he also testified that new windows and cabinets had been installed. Father’s
wife noted that their home was clean, that there were new floors in the house, that the house
had been painted, and that the windows had been changed.
Having reviewed the record, we can certainly understand why the trial court had
concerns about the home based upon evidence of its conditions around the time of H.F.’s
birth and based on the evidence pertaining to the home’s conditions at times in the wake
of the Children’s removal. Yet, as noted above, the GAL and the Grandparents did not
offer such a picture of the home as it existed at the time of trial. The evidence before us
fails to show that Father’s home is inappropriate for living, and although not dispositive of
our conclusion in any way, we find it telling that Grandmother has not called the
Department with any concerns about her new granddaughter living in the home. As
previously noted, Grandmother agreed that her granddaughter looked healthy and happy
when she saw her.
Also telling is the GAL’s argument on this matter in closing.18 The only evidence
cited to by the GAL in support of her assertion that Father had failed to secure an
appropriate home was that the “yard is unfit for any child to play in.” (emphasis added)
No argument was specifically offered on the actual interior of the home where Father lives.
Again, this is not surprising given the paucity of negative proof that existed as to the
livability of the home contemporaneous to the time of trial.
As for the argument offered that the yard was unfit for play, we note, again, the
importance in recognizing the state of Father’s contemporaneous conditions. There is no
dispute that many concerns were raised with the suitability of Father’s yard in this case,
and there was certainly evidence that it may have been unsuitable at times for the Children
to play in during prior periods. The Children’s case manager noted that there had often
been glass bottles in Father’s yard while she was on the case, and there was other testimony
that Father’s yard was previously “grown up.” The proof showed, however, that Father’s
yard was maintained and relatively free from clutter at the time of trial. In relevant part,
we note the testimony of Father’s friend, who was called as a witness by the Grandparents.
Father’s friend stated that he can see Father’s yard from his own home and testified that
the “yard kind of stays cut now because he’s got a lawnmower.” He further testified that
Father had “picked up the gist of his yard and has just started to consolidate a lot of that
stuff a lot better.” When questioned about the matter, he further stated that he had not seen
broken beer bottles in Father’s yard.
In an ostensible attempt to show that Father’s yard was inappropriate, the GAL
18
We observe that the Grandparents’ counsel waived her closing argument.
- 15 -
introduced photographs of Father’s yard, which she claimed were taken the week of trial
on her son’s phone. Respectfully, we fail to see how these photographs paint a different
picture than the account offered by Father’s friend. The yard appears to be cut and
relatively free from any debris.19 The photographs reveal that there is an open green space
in which children can play.
As alluded to above, a concern has been raised in this case regarding the subject
matter of trash at Father’s property. Where Father lives, which is “out in the country”
according to the evidence at trial, trash service is not provided. When Father’s friend first
moved in with Father years ago, he claimed Father “was having a hard time trying to figure
out where to put the trash.” Father’s friend recommended that Father should burn his trash;
he also suggested that Father could put the trash behind a “giant berm” behind Father’s
house. Father did in fact place his trash behind the berm, and although Father’s friend
stated that he did not know how Father took care of his trash around the time of trial, he
said there was still some trash back there and observed that Father had not historically
burned his trash as often as other residents in the area. The friend further stated that dogs
in the area had previously gotten into Father’s trash, as well as the trash of another nearby
resident, and dragged it out.
The issue of dogs getting into the trash has evidently not resulted in any day-to-day
impact on the yard. Indeed, if dogs have taken the trash out from where it is collected, the
trash has apparently been dealt with by Father or others. As Father’s friend stated in
reference to the fact that trash was still collected behind the berm, “[B]esides that, [Father]
has picked up the gist of his yard.” As already noted, this point about Father’s maintenance
of the yard was also supported by the photographs taken from the phone of the GAL’s son.
One other point of discussion regarding Father’s home has related to the fact that a
portion of the home’s underpinning was missing at the time of trial. Father stated he had
replaced this section several times after loose neighborhood dogs tore it down. Although
a portion of the underpinning was missing at the time of trial, we fail to see how this creates
a serious issue that makes the home unlivable or inappropriate. No evidentiary foundation
was established at trial explaining how missing underpinning created a serious safety issue
with respect to this particular property and home, other than by rank suggestion. Notably,
when Father was asked by counsel for the Grandparents if the purpose of the underpinning
19
The GAL questioned the case manager about whether there were some weeds shown in the
photographs. Although it is true that there appear to be some small shrubs or weeds near one side of the
house, we fail to see how these create any issue here. The front yard itself appears cut and maintained.
There is a small pile of something at one place in the yard. The pile does not appear to be a collection of
multiple items. The suggestion of the GAL was that this pile was trash, but we note that when Father was
confronted with recent photographs of his home and asked about whether there was trash, he testified that
the claimed “trash” was just a tarp cover for his lawnmower. Moreover, as we have already noted,
testimony at trial indicated that Father had “picked up the gist of his yard and has just started to consolidate
a lot of that stuff a lot better.”
- 16 -
was to make the residence safe for children, Father replied, “Actually, underpinning is to
stop pipes from freezing.” Although we will not quibble with the notion that it would
probably be best if the home had underpinning around its entire perimeter, it seems a stretch
to conclude that this fact alone clearly somehow warrants a determination that the home
was environmentally inappropriate and would therefore cause the Children to be subjected
to “abuse or neglect,” preventing their safe return to Father’s care, within the meaning of
this ground for termination.
In light of the above, we conclude that there is a lack of clear and convincing
evidence that Father’s home is inappropriate. As it is, the proof suggests it was habitable
and not inappropriate for children at the time of trial.20 Because it is apparent that the
“conditions” the trial court found problematic under Tennessee Code Annotated section
36-1-113(g)(3)(A) related to Father’s home, the trial court’s order is reversed with respect
to this ground for termination in light of our discussion herein.
Failure to Manifest an Ability and Willingness to Personally Assume Custody or Financial
Responsibility of the Children
We close our discussion by turning to the ground for termination codified at
Tennessee Code Annotated section 36-1-113(g)(14). This ground for termination, which
the trial court held was established, applies under the following circumstances:
A parent or guardian has failed to manifest, by act or omission, an ability and
willingness to personally assume legal and physical custody or financial
responsibility of the child, and placing the child in the person’s legal and
physical custody would pose a risk of substantial harm to the physical or
psychological welfare of the child[.]
Tenn. Code Ann. § 36-1-113(g)(14) (emphases added). As evident by the language
emphasized above, a finding that placing the child in the parent’s custody would pose a
risk of substantial harm to the child is a necessary component of the statutory ground. The
trial court’s order in the present case did not make this finding, and its reliance on this
ground for termination was therefore in error. We hereby reverse the termination order
with respect to this ground for termination.
CONCLUSION
For the reasons stated herein, we affirm the trial court’s conclusion that neither of
the pursued grounds alleging Father’s abandonment apply but reverse the court’s order
with respect to the remaining grounds for termination it held were established. In light of
20
Although Father did not regard his home as inappropriate for living in, he did state that he was
also working on plans to purchase land and a new home.
- 17 -
there being no ground for termination in this case, we leave undisturbed the trial court’s
denial of the petition to terminate Father’s rights.21
s/ Arnold B. Goldin
ARNOLD B. GOLDIN, JUDGE
21
Because we conclude that no ground for termination was properly established, we do not address
the trial court’s conclusion that there was insufficient evidence that termination was in the Children’s best
interests. Lastly, although we note that Father’s brief contains argument that appears to ask for attorney’s
fees in connection with this appeal, we observe that a request for fees was never made in his “Issues
Presented for Review” section. Whereas Tennessee Code Annotated section 27-1-122 does give this Court
discretion to award attorney’s fees on its “own motion” under certain circumstances, see Tenn. Code Ann.
§ 27-1-122, we decline to award attorney’s fees for this appeal.
- 18 -