state-of-tennessee-department-of-childrens-services-v-tamra-leeann ( 1998 )


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  •              IN THE COURT OF APPEALS OF TENNESSEE
    AT NASHVILLE                FILED
    December 3, 1998
    Cecil W. Crowson
    Appellate Court Clerk
    STATE OF TENNESSEE                     )     CANNON COUNTY
    DEPARTMENT OF CHILDREN’S               )
    SERVICES,                              )     NO. 01A01-9806-JV-00275
    )
    Petitioner/Appellee              )     HON. JOHN B. MELTON, III
    )     JUDGE
    v.                                     )
    )
    TAMRA LEEANN VIAR,                     )
    )
    Respondent/Appellant             )
    )
    and                                    )
    )
    JOHN FITZGERALD GROSS,                 )
    (Present Whereabouts Unknown),         )
    )
    and                                    )
    )
    THE UNKNOWN FATHER OF                  )
    KATELYN NICOLE VIAR,                   )
    (Present Whereabouts Unknown),         )
    )
    Respondents.                     )
    )
    IN THE MATTER OF:                      )
    KATELYN NICOLE VIAR                    )     REVERSED
    d/o/b: 9/22/95                         )
    J. Brooks Fox, Tullahoma, for Appellant Tamra Leann Viar.
    John Knox Walkup, Attorney General, and Douglas Earl Dimond, Assistant
    Attorney General, Nashville, for the Appellee DHS.
    OPINION
    INMAN, Senior Judge
    The parental relationship between Tamra Viar and her daughter, Katelyn,
    was terminated by the Juvenile Court, the propriety of which she presents for
    review. Our review of the findings of fact made by the trial Court is de novo upon
    the record of the trial Court, accompanied by a presumption of the correctness of
    the finding, unless the preponderance of the evidence is otherwise. TENN. R. APP.
    P., RULE 13(d); Campbell v. Florida Steel Corp., 
    919 S.W.2d 26
    (Tenn. 1996).
    Ms. Viar was born August 22, 1978. She was brought into State custody on
    December 10, 1991, at age thirteen, when her parents surrendered their parental
    rights. She was placed in full guardianship of the Department of Human Services.
    While in State custody, Tamra gave birth to Katelyn on September 22, 1995.
    A petition was immediately filed by a DCS foster care counselor seeking custody
    of Katelyn as a dependent and neglected child, alleging that Ms. Viar was unable
    to care for her. The Juvenile Court granted custody of Katelyn to DCS upon a
    finding that she was subjected to an immediate threat likely to result in severe and
    irreparable harm.
    Ms. Viar suffered emotional problems, possibly from birth. From November
    1992 until September 1995, a seemingly chronic anger posed serious problems for
    her; she was placed in three foster homes but was removed from each because of
    her violent acts. She assaulted her third foster mother, for which she was
    committed to the Department of Mental Health and Mental Retardation. After
    three months she was returned to DCS custody and enrolled in Holston Point, an
    in-patient treatment facility. Following treatment, she was enrolled in Chance, a
    Level II residential treatment facility. She fled Chance, and later returned pregnant
    with her daughter.
    The counselors found a therapeutic placement for Ms. Viar and Katelyn
    through the American Family Institute in Chattanooga. Ms. Viar continued her
    violent behavior, assaulting the foster mother on more than one occasion. She was
    again convicted of assault and placed on probation.
    2
    Finally, Ms. Viar and Katelyn were placed in therapeutic foster care in the
    Reeder home, with a plan of care. Her behavior was intermittently good and bad.
    Medications - Depakote and Navane - had been prescribed for her to control her
    violence. Although Ms. Viar was admittedly aware of the need to take these
    medications, she frequently refused to do so; although she agreed that she needed
    mental health counseling, she broke off a treatment schedule with four counselors,
    one of whom, Dr. Hood, described her as “manipulative, dishonest and rationalized
    all her actions so as to perceive herself as blameless.”
    On April 29, 1997, the DCS filed a petition against Tamra, John F. Gross
    and the unknown father of Katelyn to terminate parental rights. Gross was named
    as Katelyn’s father by Tamra, but his whereabouts have never been discovered.
    The petition alleged that Tamra abandoned her child, citing T.C.A. § 36-1-
    113(g)(3)(A) et seq., and that the conditions which led to the removal of Katelyn
    from her mother would persist, subjecting the child to further abuse and eventually
    diminishing the opportunity to be integrated into a permanent home.
    Tamra filed a response and counter-petition, and denied that she abandoned
    her child. She alleged that she was now of legal age, employed full time at Wal-
    Mart, and well able to rear her child, whose custody she sought.
    A plenary trial resulted in a judgment terminating the parental rights of
    Tamra, upon a finding that she had abandoned her child within the purview of
    T.C.A. § 36-1-113(g)(3)(A) in that the child had been removed from her custody
    for longer than six months with the conditions leading to the removal still
    persisting. The Court found that the plan of care was not followed by Tamra, that
    she unilaterally terminated her counseling, and that Katelyn would continue to be
    neglected and abused.
    3
    On appeal, Tamra argues that all of the evidence presented by DCS focused
    on a violation of T.C.A. § 36-1-113(g)(2), i.e., that she had not complied with the
    statement of responsibilities in the plan of care, but that the Petition to Terminate
    Parental Rights does not allege such violation. Rather, Tamra argues the petition
    alleged only one ground, that being T.C.A. § 36-1-113(g)(3)(A), which she insists
    is a different and distinct grounds for termination, thereby activating Rule 39(a)(6)
    of the Tennessee Rules of Juvenile Procedure which requires the petition to set
    forth facts which are sufficient to warrant a determination that one or more of the
    grounds for terminating parental rights exist as provided in [T.C.A. § 36-1-
    113(g)(2)].
    T.C.A. § 36-1-113(g)(3)(A) provides that termination may be based on the
    ground that the child has been removed from the home of the parent or guardian
    by order of a Court for a period of six months and
    (I) The conditions which led to the child’s removal or other
    conditions which in all reasonable probability would cause the child
    to be subjected to further abuse or neglect and which, therefore,
    prevent the child’s return to the care of the parent(s) or guardian(s)
    still persist;
    (ii) There is little likelihood that these conditions will be remedied at
    an early date so that the child can be returned to the parent(s) or
    guardian(s) in the near future; and
    (iii) The continuation of the parent or guardian and child relationship
    greatly diminishes the child’s chances of early integration into a
    stable and permanent home.
    The Juvenile Court found that all of the statutory conditions existed and
    ordered termination, as stated.
    T.C.A. § 36-1-113(g)(2) provides that termination of parental rights may be
    based on the ground that there has been substantial noncompliance by the parent
    with the statement of responsibilities in a plan of care, pursuant to T.C.A. § 37-2-
    401 et seq. This latter statute provides for foster care, and if the parent does not
    4
    substantially comply with the plan of care, the Court is authorized to terminate the
    relationship.
    The testimony fairly detailed most of Tamra’s life from the time she was
    thirteen years old when her parents consented to the termination of their parental
    rights to the time of trial of this case on December 2, 1997. Issues of her abiding
    anger accompanied by violence, assaults on foster parents, instability, neglect of
    Katelyn, lack of ability to parent, irresponsibility, refusal to cooperate, and the like
    were graphically described by various witnesses. All in all, a gloomy picture of
    Tamra appeared, with little or no hope that Katelyn’s future would be any better.
    Tamra testified that she now resides in Illinois so “I could get my feet on the
    ground;” that she completed her GED; that she was learning nonmedical ways to
    control her temper; that her distrust of the State continues; that she works at Wal-
    Mart, and is able to care for Katelyn in a proper way.
    There was no proof of abuse or neglect. The case for the petitioner was
    focused, as the appellant alleges, almost entirely on the issue of whether Tamra had
    complied with the plan of care.
    Dr. Lynn Robertson is a psychologist. He first saw Tamra in February 1997
    and thereafter on six occasions, focusing on her parenting skills, discipline, and
    communications. He described her as having grandiose plans and ideas.
    Joel Player is employed by the Tennessee Department of Children’s
    Services. He was Tamra’s case worker from November 1992 until November
    1996, and Katelyn’s case worker from birth until November 1996. He testified to
    Tamra’s early years when she first came into foster care at age 14, her disruptive
    nature, her pregnancy and placement in the Florence Crittenden Home in
    Knoxville, and her refusal to accept personal responsibility.
    5
    Trisha Hartman is employed as a counselor with the American Family
    Institute in Chattanooga, which provided therapeutic foster care for Tamra. She
    testified that Tamra, then 17, had numerous problems with the personal care of
    Katelyn, but that Tamra is an “absolutely intelligent person.”
    Kimberly Reeder was the foster parent of Tamra for about two years,
    engaged by the American Family Institute. Katelyn was three months old; Tamra
    was 17. She testified that Tamra did not always see to the needs of her child, did
    not always feed her when hungry, and would become angry when reproached about
    such neglect. Tamra refused to cook, and refused to learn to cook, stating that
    there was a “McDonald’s on every corner” where Katelyn [3 months old] could eat.
    Tamra refused to cooperate, and on occasion would “blow up” when asked to feed
    and diaper her baby.
    Jane Brock is employed by Children’s Services as a crisis intervention
    worker. She has known Tamra since July 1989, and was privy to the plan of care
    tailored for Tamra, whom she described as very intelligent. Tamra’s lifestyle was
    unstable; she could not be located for two weeks when she called, saying that she
    had moved to Illinois. She returned to the Chattanooga area and obtained
    employment at Wal-Mart, in the Spring of 1997, working 40 hours weekly. She
    had a sometime live-in boyfriend whose treatment of Katelyn was borderline
    abusive. When asked about this, Tamra became defensive with the rejoinder that
    “I have a right to have a good time.” She was neglectful of her daughter,
    sometimes uncaring, and when confronted about her actions, Tamra would be
    defensive, always blaming the State for her defensiveness. On one occasion, Ms.
    Brock visited Tamra when Katelyn was about 18 months old. She was playing in
    a cat box, with feces, and Tamra was unconcerned.
    6
    Glen Brown is a probation officer with the Hamilton County government.
    His testimony was not revealing.
    Lynn Lawrence is a clinical home supervisor at American Family Institute.
    He was Tamra’s initial case worker at the Institute, beginning in September 1995.
    He described Tamra as hot-headed, with decreasing episodes which he attributed
    to maturity. He did not believe that her outbursts of temper were an impediment
    to her having custody of Katelyn.
    Kenneth Hazel is a case aide with the American Family Institute. He saw
    Tamra on a regular basis. He thought Tamra “did a good job trying to be a mother
    to her daughter.”
    Loretta Quarcoo is the human resources manager for the Institute, of which
    she is one of the founders. She followed Tamra’s case closely. She said that
    Katelyn was very responsive to Tamra, who was nurturing and caring towards her
    daughter. She thought that Tamra followed the plan of care in a substantial way.
    Debbie Holder is the personnel manager of Wal-Mart. She testified that
    Tamra was employed in April 1997, and remained on the job in Illinois. The
    records reflect that Tamra is a good cashier, making minimum wage, with medical
    coverage.
    Ann Richey is a registered school nurse, employed at the Teen Learning
    Center in Chattanooga. She has known Tamra since 1995, and saw her, with
    Katelyn, on a daily basis during the 1995-96 school year. She was impressed with
    the way Tamra cared for her child, always prompt for inoculations and other
    similar health precautions. She believed that Tamra “definitely could take on the
    nurturing side toward her baby.”
    7
    Rita Waller is employed by Hamilton County as a social worker for the
    pregnancy program. She met Tamra in the 1996 school year. She believed that
    Tamra’s temper problems were derived from the fact that she had no control of
    what had happened to her. She found Tamra “to be a very good mom . . . loving
    and kind towards that baby.”
    Carolyn Thomas is Tamra’s mother. She is a secretary at the University of
    Illinois in Springfield, married to Edward Thomas, a mechanic. Their combined
    income is about $90,000.00 yearly. Tamra lives with them. She extolled the
    relationship between her daughter and granddaughter.
    Dale Peterson is the guardian ad litem for Katelyn. He testified that Tamra
    had a mature attitude towards her mixed-race child (African-American and
    Caucasian), and filed his report in evidence.
    The Report of the Guardian Ad Litem. His comments are noteworthy, and
    he believes Tamra’s approach to the ancestry of her child is admirable - that the
    issue should simply be confronted and help Katelyn to understand that she should
    be proud of her ancestry.
    Parents have a fundamental liberty interest in the care and custody of their
    children under both the United States and the Tennessee Constitutions. Nash-
    Putnam v. McCloud, 
    921 S.W.2d 170
    (Tenn. 1996) (quoting Stanley v. Illinois, 
    405 U.S. 645
    , 
    92 S. Ct. 1208
    , 
    31 L. Ed. 2d 551
    (1972); Hawk v. Hawk, 
    855 S.W.2d 573
    (Tenn. 1993). In Re Adoption of Female Child (Bond v. McKentie), 
    896 S.W.2d 546
    , 547 (Tenn. 1995); Nale v. Robertson, 
    871 S.W.2d 674
    , 678 (Tenn. 1994).
    Accordingly, Tenn. Const. art. I, § 3 and U.S. Const. amend. XIV afford parents
    faced with the possibility of losing their children with important due process rights.
    Specifically, these parents are entitled to a hearing on adequate notice. Stanely v.
    8
    
    Illinois, 405 U.S. at 649
    , and legal representation when the circumstances require
    it. Lassiter v. Department of Social Servs., 
    452 U.S. 18
    , 31-32, 
    101 S. Ct. 2153
    ,
    2162 (1981); State ex rel. T.H. v. Min., 
    802 S.W.2d 625
    , 626 (Tenn. App. 1990).
    The State’s interest in protecting children must be tempered by a parent’s
    constitutionally protected privacy interests in raising his or her children free from
    unwarranted governmental interference. Thus, a parent’s rights may be terminated
    only when the continuation of the relationship between the parent and the child
    poses a substantial threat of harm to the child. Petrosky v. Keene, 
    898 S.W.2d 726
    ,
    728 (Tenn. 1995); O’Daniel v. Messler, 
    905 S.W.2d 182
    , 186 (Tenn. App. 1995).
    In order to warrant termination of their rights, a parent’s conduct must be of the
    sort proscribed by Tenn. Code Ann. § 37-2-403(a)(2) (1991); State v. Hines, App.
    No. 88-54-II, slip. op. at 8-9 (Tenn. App., July 22, 1988), perm. app. denied (Tenn.
    Oct 17, 1988).
    Because of the importance of the interests at stake in a termination
    proceeding, due process also requires the state to support its petition by clear and
    convincing evidence. Santosky v. Kramer, 
    455 U.S. 745
    , 747-48, 
    102 S. Ct. 1388
    ,
    1391-92 (1982); State v. Smith, 
    785 S.W.2d 336
    , 339 (Tenn. 1990). This
    heightened standard instructs the fact-finder concerning the degree of confidence
    that it must have in its conclusion and requires that there be no serious doubt
    concerning the correctness of the conclusions to be drawn from the evidence.
    O’Daniel v. 
    Messier, 905 S.W.2d at 187-88
    .
    There is little evidence that Tamra abandoned Katelyn within the purview
    of Tennessee law, T.C.A. § 36-1-102, et seq., because the trial court took judicial
    notice of the fact that Tamra regularly visited and supported her child, and there
    was no evidence whatever of abuse or neglect. We think the evidence falls far
    9
    short of the clear and convincing standard of showing that Tamra did not
    substantially conform to the plan of care. It follows that the judgment is not
    supported by a preponderance of all the evidence. The judgment is accordingly
    reversed, with custody of Katelyn being awarded to Tamra pursuant to her
    counterclaim. Costs are assessed to the petitioner.
    _______________________________
    William H. Inman, Senior Judge
    CONCUR:
    _______________________________
    Houston M. Goddard, Presiding Judge
    _______________________________
    Herschel P. Franks, Judge
    10