State, ex rel Tewanna Stewart v. Gary Lockett ( 2002 )

IN THE COURT OF APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Brief August 6, 2001
STATE OF TENNESSEE, EX REL. TEWANNA
STEWART v. GARY LOCKETT
Appeal from the Juvenile Court for Davidson County
No. 99-25061 Betty Adams-Green, Judge
No. M2001-00809-COA-R3-JV - Filed January 30, 2002
The juvenile court ordered the father of a minor child to pay retroactive child support for the first ten
years after the child’s birth. Because the court did not want to create a windfall for the mother, it
ordered that only part of the retroactive support be paid to her, and that the remainder be placed in
an educational trust fund for the child’s benefit. The State argues on appeal that under the facts of
this case, the creation of an educational trust fund is not authorized by the child support statutes and
guidelines. We affirm the award of retroactive child support, but we reverse its allocation between
the mother and the child.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Juvenile Court
Affirmed in Part; Reversed in Part; and Remanded
BEN H. CANTRELL, P.J., M.S., delivered the opinion of the court, in which WILLIAM C. KOCH , JR.
and WILLIAM B. CAIN , JJ., joined.
Paul G. Summers, Attorney General & Reporter; Stuart F. Wilson-Patton, Senior Counsel, for the
appellant, State of Tennessee, ex rel. Tewanna Stewart.
Terry Clayton, Nashville, Tennessee (at trial) for the appellee, Gary Lockett.
OPINION
I. PROSPECTIVE CHILD SUPPORT
Gary Lockett and Tewanna Stewart are the parents of Gary Jabar Stewart, who was born on
April 1, 1989. Ms. Stewart and the child lived with Ms. Stewart’s mother during the first four years
of the child’s life. They then took an apartment of their own. Ms. Stewart apparently received
AFDC public assistance for a total of about thirty-six months.
Ms. Stewart and Mr. Lockett never lived together, but they maintained a relationship for
about six years. During that time, Ms. Stewart didn’t ask for regular child support, but she would
occasionally ask Mr. Lockett for money to help her buy necessities like shoes and clothing for their
child. Mr. Lockett generally complied, and he also bought presents for the boy on his birthday,
Christmas, and at other times.
Legal proceedings began after the child reached the age of ten. On October 29, 1999, a
petition was filed against Mr. Lockett in the name of State of Tennessee ex rel. Tewanna Stewart1
to establish paternity and set child support. During a hearing before the Juvenile Court referee,
conducted on January 24, 2000, the parents waived their right to parentage testing, and
acknowledged that Gary Lockett was the biological and legal father of Gary Jabar Stewart. The court
ordered Mr. Lockett to pay prospective child support in the amount of $55 per week, based on his
monthly income of $1386. A further hearing to determine the question of child support arrearage
was scheduled for March 14.
II. RETROACTIVE CHILD SUPPORT
During the March 14 hearing, the parties presented widely conflicting testimony as to the
amount of support Mr. Lockett had provided during the first ten years of his son’s life. Ms. Stewart
declared that she could only give him credit for $500 to $700, while Mr. Lockett claimed that his
contribution was in excess of $10,000. Although the court did not find the testimony of either party
to be credible, it also found that “it is not unjust or inappropriate to apply the guidelines in this
matter.”
The referee accordingly calculated the total amount that Mr. Lockett would have been
responsible for in accordance with the child support guidelines if he had paid support from the time
of his son’s birth. From this amount, $32,802, he subtracted $1,900, which he found to be Mr.
Lockett’s actual contribution during that time, for a total retroactive obligation of $30,702.
An award for retroactive child support is generally considered to have two purposes: to
benefit the parties’ child and to reimburse the custodial parent for contributing more than her fair
share to the child’s support. See State ex rel Vaughn v. Kaatrude, 21 S.W.3d 244 (Tenn. Ct. App.
2000). The referee stated that in light of the support Ms. Stewart received from her mother and from
AFDC, there was no proof that she contributed more than her fair share to the child. He declared
that awarding the full amount to the mother would constitute a windfall to her, and he accordingly
fashioned an award that he hoped would be fair to the mother, but of maximum benefit to the child.
The court awarded Ms. Stewart $125 per month for 133 months,2 or $16,625, then reduced
the payments to $20 per week, premised on future intercepts by the State of Mr. Lockett’s federal
income tax refunds. See Tenn. Rules & Regs 1240-2-3-.02. The referee declared that the other
$14,077 should be placed in trust for the child’s future educational use. To this end, he ordered Mr.
Lockett to continue paying the regular child support amount of $55 per week to the Juvenile Court
1
The State apparently has a subrogation right to a portion of the child support Ms. Stewart would be entitled
to collect, pursuant to Tenn. Co de. A nn. § 7 1-3-1 24.
2
The order actually said 153 months, but this was obviously a typographical error
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Clerk for five years after Gary Stewart’s emancipation, with the clerk to hold these monies in an
interest-bearing account to be used for the child’s post-secondary education.
The State promptly appealed the referee’s order to the Juvenile Court Judge. After a hearing
conducted on December 7, 2000, the judge affirmed the use of retroactive child support payments
to fund an educational trust. She apparently did not agree, however, that Mr. Lockett’s monthly
obligation should be offset by anticipated intercepts of tax refunds, for she increased the weekly
payments on the $16,625 judgment to $40 per week. The State then filed this appeal.
III. THE CHILD SUPPORT GUIDELINES
Since Mr. Lockett did not file a response to the State’s brief on appeal, this case is before us
solely on the questions raised by the State: whether the trial court erred both by dividing the
retroactive child support between Ms. Stewart and her child, and by ordering the creation of an
educational trust for the child.
A. THE DIVISION OF SUPPORT BETWEEN MOTHER AND CHILD
Child support awards in this State are governed by guidelines promulgated in accordance
with Tenn. Code. Ann. § 36-5-101(e). The guidelines are found in the Rules and Regulations of the
Department of Human Services at Tenn. Comp. R. & Reg. 1240-2-4, and they include tables which
set out presumptively correct amounts of child support, based upon the net income of the obligor,
and the number of children to be supported. A trial court may deviate from the amount set out in
the tables, but only if the court makes “a written or specific finding on the record that the application
of the guidelines would be unjust or inappropriate in a particular case.” Tenn. Comp. R. & Reg.
1240-2-4-.01(2).
Our courts have suggested in several cases that the trial court has greater discretion in shaping
a child support award, including the amount and method of payment, when retroactive rather than
prospective child support is at issue. State ex rel Vaughn v. Kaatrude, 21 S.W.3d 244, 248 (Tenn.
Ct. App. 2000); State Dept. of Human Services v. Springs, 976 S.W.2d 654, 656 (Tenn. Ct. App.
1997); State ex rel Coleman v. Clay, 805 S.W.2d 752, 755 (Tenn. 1991). However, the trial court
must still take the guidelines into account. Tenn. Code. Ann. § 36-2-311 of the paternity statutes
declares,
(a) Upon establishing parentage, the court shall make an order declaring the father
of the child. This order shall include the following:
(1) . . .
...
(11) Determination of child support pursuant to chapter 5 of this title. In
determining retroactive support, if any, deviation from the guidelines may occur at
the discretion of the court. The court must make a written finding that application
and guidelines would be unjust or inappropriate in order to provide for the best
interests of the child or the equity between the parties . . . .
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The juvenile court referee was thus correct in looking first to the guidelines to determine the
presumptively correct amount of retroactive support. While he did not find the application of the
guideline amount unjust or inappropriate, he deviated from the statutory presumption that the
ultimate recipient of the award will be the person exercising custody of the child. See Tenn. Code.
Ann. § 36-5-101(a)(4). The referee explained his reasons as follows:
“By law the retroactive support obligation is $30702.00. The Court finds that
awarding the full amount to the mother would amount to a windfall for her. There
was no proof that she spent an amount equal to this for her child. To now give the
mother a judgment for monies she never spent on the child would amount to a
windfall for her. The Court finds that a reasonable amount, in this case $125 per
month for 153 (sic) months or $16,625 should be awarded to the mother to reimburse
her for amounts she spent on the child.
The Court finds that it would be in the best interest of the child to place the
remaining retroactive support, $14,077.00 in trust for future educational use for the
child. The Court cannot give the child those extra things he would have had if the
Respondent had been providing adequate support since birth but, the Court can allot
those monies for such extras for future use for the child’s benefit.”
As this court said in State ex rel Vaughn v. Kaatrude, 21 S.W.3d 244 (Tenn. Ct. App. 2000),
decisions setting child support are within the discretion of the trial court, and we must review such
decisions using the deferential “abuse of discretion” standard of review. 21 S.W.3d at 248. Any
award that deviates from the guidelines or from the mandates of Tenn. Code. Ann. § 36-5-101, and
which lacks an adequate evidentiary foundation constitutes an abuse of discretion.
We have said that part of a retroactive support award may be paid to the child if the father’s
failure to pay support deprived the child of the level of care to which he/she was entitled. State ex
rel. Grant v. Prograis, 979 S.W.2d 594 (Tenn. Ct. App. 1997); Tallent v. Cates, 45 S.W.3d 556(Tenn. Ct. App. 2000). In this case, however, there was absolutely no evidence presented as to how
much Ms. Stewart spent on her child from her own resources, or whether the youngster was deprived
of any of the material necessities that accompany a normal childhood. The referee purportedly based
his findings on the undisputed fact that Ms. Stewart received financial assistance from her mother
for four years, and AFDC assistance for three years. But there was no testimony as to the amount
of assistance she received from either source.
There was thus no basis in the record for a determination that she was entitled to be
reimbursed no more than $16,625. It appears that the referee actually arrived at this figure by
estimating the amount that Mr. Lockett would be able to pay on a monthly basis, and calculating the
resulting total from the cumulative monthly payments during the remainder of the child’s minority.
We accordingly vacate the portion of the trial court’s award that divided the child support
between mother and child, and make the entire amount payable to the mother. We remand this case
to the trial court so that it may determine an appropriate schedule of installment payments on its total
judgment. We note that an award of child support arrearage, like any other judgment, must be paid
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off in a reasonable time, but that does not necessarily mean that it has to be paid entirely within the
child’s minority. See Tallent v. Cates, 45 S.W.2d 556 (Tenn. Ct. App. 2000).
B. THE EDUCATIONA L TRUST
The State points out that there is only one provision in the Child Support Guidelines that
makes reference to the creation of an educational trust for the benefit of the child, Tenn. Rules &
Regs 1240-2-4-.04 (f)(3), which only applies to obligors with a net income of over $10,000 per
month.
We are not certain that the trial court is absolutely prohibited from directing a portion of a
child support award to an educational trust where warranted by circumstances, even if the obligor’s
income is less than $10,000 a month. But since we have already directed that the money be paid to
Ms. Stewart, no such trust can be funded, and the question is moot.
But even if we found it appropriate to divide the child support between the mother and the
child, we would still have a problem with the lack of any evidentiary basis for the educational trust
fund. We note that the referee ordered the funds to be made available to the child for higher
education only, and that he stated that the funds would revert back to the father if the child chose not
to go to college. No doubt the referee intended to create a strong motivation for college. But, while
we share the trial court’s appreciation for the value of higher education, it would be error to limit the
beneficiary’s use of the money, in the absence of any evidence as to Gary Stewart’s school record,
or his needs, abilities, or aspirations.
IV.
The order of the trial court is affirmed in part and reversed in part. Remand this cause to the
Juvenile Court of Davidson County for further proceedings consistent with this opinion. Tax the
costs on appeal to the State of Tennessee.
_________________________________________
BEN H. CANTRELL, PRESIDING JUDGE, M.S.
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