Harold Dean McDaniel v. Kimberly Ruth McDaniel ( 2010 )

IN THE COURT OF APPEALS OF TENNESSEE
AT KNOXVILLE
April 21, 2010 Session
HAROLD DEAN McDANIEL v. KIMBERLY RUTH McDANIEL
Appeal from the Circuit Court for Hamilton County
No. 07D183 W. Neil Thomas, III, Judge
No. E2009-00447-COA-R3-CV - FILED MAY 27, 2010
In this divorce case, Kimberly Ruth McDaniel (“Mother”) appeals raising numerous issues,
including a challenge to the admission of a tape recorded conversation between Mother and
one of her children from a previous marriage. Neither party to this telephone conversation
knew that it was being recorded. Admission of the tape recorded conversation damaged
Mother’s credibility because, prior to its admission, Mother expressly denied making
numerous comments contained in this recording. In addition, Mother’s father, Homer
Jerrolds (“Jerrolds”) appeals the Trial Court’s finding that he was in criminal contempt for
threatening the guardian ad litem outside the courtroom after the Trial Court announced its
judgment from the bench. Jerrolds claims he did not receive proper notice pursuant to Tenn.
R. Crim. P. 42. We affirm the Trial Court’s award of a divorce to Father based on Mother’s
admitted affair. However, we conclude that the tape recorded conversation should not have
been admitted and that its admission was not harmless error. We further conclude that
Jerrolds did not receive proper notice pursuant to Tenn. R. Crim. P. 42. The judgment of the
Trial Court is affirmed in part, vacated in part, and remanded for further proceedings
consistent with this Opinion.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit
Court Affirmed in Part and Vacated in Part; Case Remanded
D. M ICHAEL S WINEY, J., delivered the opinion of the court, in which C HARLES D. S USANO,
J R., and J OHN W. M CC LARTY, JJ., joined.
William G. Schwall, Chattanooga, Tennessee, for the Appellants, Kimberly Ruth McDaniel
and Homer Jerrolds.
Robert J. Batson, Jr., Chattanooga, Tennessee, for the Appellee, Harold Dean McDaniel.
OPINION
Background
This very contentious divorce case was filed by Father in January 2007. As
grounds for divorce, Father alleged that Mother was guilty of inappropriate marital conduct
or, in the alternative, that irreconcilable differences had arisen between the parties. The
parties have three children, two sons currently ages 7 and 12, and a daughter age 10. Mother
has three children from a previous marriage.
When the complaint was filed, Father obtained an ex parte restraining order
against Mother prohibiting her from coming around or contacting Father or the children.
Mother immediately obtained a hearing on the ex parte restraining order. Following that
hearing, the Trial Court entered a temporary restraining order prohibiting the parties from
contacting each other unless it was necessary for the care of the children. Mother was
allowed to have unsupervised visitation on her days off, but no overnight visitation was
allowed. This set the tone for the remainder of the proceedings.
Mother answered the complaint and denied any inappropriate marital conduct
by her. Mother also filed a counterclaim alleging that Father was guilty of adultery and cruel
and inhuman treatment. Alternatively, Mother claimed that irreconcilable differences had
arisen between the parties.
The trial took several days. During the trial, Mother was asked a series of
questions about whether she had made certain comments to her son, Kris1 , during a telephone
conversation that occurred on September 25, 2007. Specifically, Mother was asked if, during
that conversation, she (1) called her ex-husband a specific vulgar name; (2) called Father a
specific vulgar name; (3) told Kris that she was trying to get Father thrown in jail; (4) told
Kris that having Father thrown in jail was about the “only hope” she had for winning the
divorce case; (5) told Kris that the Judge did not believe that she was telling the truth about
when she had an affair; and (6) told Kris that her “last resort” was to kill Father and exactly
how she would kill him. Mother even denied talking at all about the divorce case in this
telephone conversation with Kris. When asked about there being a transcript of that
conversation establishing that she did, in fact, make the above statements, Mother responded
“It’s all a lie.”
1
Kris is Mother’s son from a previous marriage. At the time of this conversation, Kris was fourteen
years old and living with his father and stepmother, Robert and Patricia Hilton (the “Hiltons”).
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It, however, was not all a lie. Mother’s conversation with Kris had been
recorded and that tape was offered as evidence by Father. Mother had in fact made all of the
above statements, and more.2 Not surprisingly, a sharp disagreement arose over the
admissibility of this tape recording. How the conversation came to be recorded thus became
relevant.
As noted, Kris was living with his father and stepmother, the Hiltons. The
Hiltons operate a real estate rental business and after having received several calls from irate
renters, they installed a tape recording machine on their telephone line that recorded all
telephone calls, assuming the machine was turned on. Neither Kris nor Mother knew that
their conversation was being recorded. Patricia Hilton testified that although she did not
specifically intend to tape that particular conversation, she did hear Kris on the phone that
day, and the recording machine was turned on. When she later noticed that a conversation
had been recorded, she listened to part of the recording which she described as “very
alarming.” She then listened to the entire conversation, made a copy of it, and gave the copy
to Father.
The Trial Court determined that the recording of the conversation was not
intentional, but rather inadvertent, and therefore not in violation of any federal or state
wiretapping laws. According to the Trial Court:
I have had an opportunity to look at T.C.A. 39-13-601(a)(1), (A)
and (B), and considering the testimony of the witness that I’ve
heard, I don’t believe that – I think there are two words that are
critical in this statute. One is intentionally and one is intercept.
And I don’t believe under the circumstances of this case there
has either been an intentional interception or an interception,
because I think that the, the recording was made as an integral
part of this phone system. I think if you reduce the intent of the
legislature to its simplest form, it reduces it to one word.
Bugging. And what they wanted to prohibit was bugging. And
I don’t think we have a bugging situation here. It was used for
the purpose of the business to record incoming and outgoing
calls in their business of landlord and tenants. . . . So
consequently I, I don’t believe there was an illegal interception
within the meaning of the statute.
2
There were other statements Mother made to Kris that she originally denied making at trial. We
have not set forth every statement that Mother denied making but which actually was made and contained
on the tape recording.
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Following the trial, the Trial Court made its initial rulings from the bench. The
Trial Court stated, among other things, that:
I’m granting [Father] the divorce based upon the grounds
of inappropriate marital conduct. . . . I will say to both parents
. . . I’m not normally . . . a stern judge, but both parents in this
case have got to treat the children like children. [It is difficult
enough being a child] without two warring parents. Needless to
say, if I receive petitions for contempt in the future based upon
parental conduct, I’m not going to be this nice.
I’m going to designate [Father] as the primary residential
parent. I am, however, going to give [Mother] substantial
residential time. . . .
I do have a great deal of problems with the credibility of
[Mother] in this case on numerous occasions. At one point in
time in the telephone conversations with Kris, Kris said, you
know, mom, stop joking. And I thought that’s what was going
on at the time. But I have a specific recollection she said no,
I’m not joking and this is the way it’s going to happen.
Under those circumstances and under the other
circumstances of this case I simply think that [Father] is the
person to be primary residential parent.
Thereafter, the Trial Court entered a Final Decree of Divorce which provides,
in relevant part, as follows:
From the testimony of the witnesses heard in open court and the
entire record as a whole, the court is of the opinion that [Father]
is entitled to an absolute divorce from [Mother] on the grounds
of inappropriate marital conduct in violation of T.C.A. § 36-1-
101 (11), and further that [Father] should be the primary
residential parent of the parties’ three minor children. . . . [T]he
court adopts and the memorandum opinion of the court is
attached hereto and marked as Exhibit A. . . .
The Trial Court set forth Mother’s co-parenting time and ordered the parties
and their children to attend counseling. The Court also distributed the marital property,
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determined Mother’s child support payment, and set forth a schedule for her to pay child
support arrearages. Both parties submitted requests for payment of attorney fees. The Trial
Court eventually ordered Mother to pay $25,000 of Father’s attorney fees, based primarily
on a finding that Mother had made several unfounded allegations of sexual abuse against
Father.
As stated previously, Homer Jerrolds is Mother’s father. While this litigation
was pending, the Trial Court appointed a guardian ad litem on the children’s behalf. When
the trial was over and after the Trial Court had made its initial rulings from the bench,
Jerrolds allegedly confronted the guardian ad litem in a very threatening manner outside of
the courtroom. According to the guardian ad litem, as she was leaving the courtroom:
As soon as I passed the double doors, I turn around and Mr.
Jerrolds approached me. He was visibly very angry and very
upset. He got in my face. . . . He started screaming and
hollering and running his mouth very rapidly and said I want to
know what in the hell you had to say to that Judge. . . . [H]e
cursed me like a sailor and . . . terrified me. I was very much
afraid of what his actions were going to be.3
The guardian ad litem informed the Trial Court as to what allegedly happened,
and the Trial Court issued a show cause order. The show cause order required Jerrolds to
show cause “why he should not be held in contempt of court for intimidating the guardian
ad litem appointed in this case . . . .” The show cause order does not state whether the
contempt proceedings involved civil or criminal contempt. At the show cause hearing, the
Trial Court informed Jerrolds that the proceedings were for criminal contempt. Following
the hearing, the Trial Court found Jerrolds in criminal contempt and sentenced him to ten
days in jail, “suspended upon Mr. Jerrold’s future good behavior.” The Trial Court also
stated that the ten days would be served in addition to any new sentence if there was any
future finding of contempt on his part.
3
One of the issues on appeal is whether the Trial Court erred when it failed to swear the guardian
ad litem before her testimony at the show cause hearing. When asked if the guardian was going to be sworn-
in, the Trial Court stated that was not necessary because all court officers are under oath. We need not
decide whether the Trial Court erred in this regard because, on remand, the Trial Court is instructed to swear
all witnesses, regardless of whether they are court officers.
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Mother and Jerrolds appeal raising numerous issues.4 The issues we find
determinative are whether the Trial Court erred when it admitted the tape recording of the
conversation between Mother and Kris, and whether Jerrolds received proper notice
pursuant to Tenn. R. Crim. P. 42 that the proceedings involved criminal contempt.
Discussion
The factual findings of the Trial Court are accorded a presumption of
correctness, and we will not overturn those factual findings unless the evidence
preponderates against them. See Tenn. R. App. P. 13(d); Bogan v. Bogan, 60 S.W.3d 721,
727 (Tenn. 2001). With respect to legal issues, our review is conducted “under a pure de
novo standard of review, according no deference to the conclusions of law made by the lower
courts.” Southern Constructors, Inc. v. Loudon County Bd. of Educ., 58 S.W.3d 706, 710
(Tenn. 2001).
Tenn. Code Ann. § 39-13-601(a)(1) (2006) provides, in relevant part, as
follows:
Wiretapping and electronic surveillance – Prohibited acts –
Exceptions. – (a)(1) Except as otherwise specifically provided
in §§ 39-13-601 - 39-13-603 and title 40, chapter 6, part 3, a
person commits an offense who:
(A) Intentionally intercepts, endeavors to intercept, or procures
any other person to intercept or endeavor to intercept, any wire,
oral, or electronic communication;
(B) Intentionally uses, endeavors to use, or procures any other
person to use or endeavor to use any electronic, mechanical, or
other device to intercept any oral communication when:
(i) The device is affixed to, or otherwise transmits a
signal through, a wire, cable, or other like connection
used in wire communication; or
(ii) The device transmits communications by radio, or
interferes with the transmission of the communication;
4
The appeals by Mother and Jerrolds initially were separate appeals, but we entered an order
combining the two cases.
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(C) Intentionally discloses, or endeavors to disclose, to any other
person the contents of any wire, oral or electronic
communication, knowing or having reason to know that the
information was obtained through the interception of a wire,
oral, or electronic communication in violation of this subsection
(a); or
(D) Intentionally uses, or endeavors to use, the contents of any
wire, oral or electronic communication, knowing or having
reason to know, that the information was obtained through the
interception of a wire, oral or electronic communication in
violation of this subsection (a).
Tenn. Code Ann. § 39-13-601(a)(1) (2006).
The courts interpreting the Tennessee statute and/or its federal counterpart
generally are in agreement that there is no violation of either state or federal law if one party
to a conversation consents to the recording. See, e.g., State v. Mosher, 755 S.W.2d 464, 467
(Tenn. Crim. App. 1988) (“So long as one of the participants to an electronically recorded
conversation consents to the procedure, there exists no constitutional infringement.”). See
also Robinson v. Fulliton, 140 S.W.3d 312 (Tenn. Ct. App. 2003) (involving unlawful
recording conversation by a husband of a conversation between his wife and her brother
when neither party to the conversation was aware it was being recorded). This conclusion
is further supported by Tenn. Code Ann. § 40-6-302(b) which states:
(b) In carrying out illegal activities, criminals often make
extensive use of wire, oral and electronic communications. The
lawful interception of these communications is an indispensable
aid to investigative and law enforcement officials in obtaining
evidence of illegal activities. Likewise, it is necessary for the
general assembly to safeguard the privacy of innocent persons.
Through this part and §§ 39-13-601 - 39-13-603, the general
assembly seeks to prohibit the unauthorized interception of wire,
oral and electronic communications and to prohibit the use of
illegally obtained wire, oral and electronic communications as
evidence in courts and administrative proceedings. The
interception of wire, oral or electronic communications,
therefore, when no party to the communications has consented
to the interception, should be allowed only under compelling
circumstances when authorized and supervised by a court of
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competent jurisdiction and upon a finding of probable cause.
Court authorization and supervision ensures that the interception
is made only in narrowly defined circumstances and that the
information obtained will not be misused. The privacy rights of
Tennessee citizens are further protected by limiting the
interception of wire, oral, and electronic communications to
certain major types of felonies under the Tennessee Code
Annotated.
Tenn. Code Ann. § 40-6-302(b) (2006) (emphasis added).
Returning to the present case, the Tennessee wiretapping act certainly does not
prohibit the Hiltons from recording any and all incoming messages. Likewise, the Tennessee
statutes do not prohibit the recording of a conversation when one of the parties to that
conversation consents to such recording. The relevant Tennessee statutes, however, do
prohibit the intentional taping of a conversation when neither party to that conversation
consents to the recording, which is what happened when the conversation between Mother
and Kris was intercepted and recorded.
Even though the Hiltons may not have intended to record that specific
conversation, by using the recording device, they intended to record all conversations, which
would include the conversation at issue in this case.5 Further, we find it relevant that Patricia
Hilton testified that she heard Kris on the telephone talking to Mother, and Patricia Hilton
knew that the recording machine was turned on. Despite this knowledge, Patricia Hilton
took no steps to stop the recording of that conversation or inform Mother or Kris that their
conversation was being recorded. We find that the evidence preponderates against the Trial
Court’s finding that this recording was not an intentional interception, and therefore, hold
that it was error to admit this recording.
Father argues that even if the recording should not have been admitted, its
admission nevertheless was harmless error because there were so many other times that
Mother lied that her credibility was ruined regardless of whether the tape recording was
admitted. We agree that there were other instances where Mother’s credibility was damaged.
As set forth previously, when concluding that Mother’s credibility was lacking, the Trial
Court stated there were several times Mother’s credibility was implicated. However, the only
5
Father does not argue that the exception at the end of Tenn. Code Ann. § 40-6-302(b) pertaining
to certain major felonies applies in this case. In addition, because we conclude that the recording of the
conversation between Mother and Kris violated Tennessee law, we need not decide if federal law also was
violated.
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specific instance actually discussed by the Trial Court involved the recorded conversation.
Specifically, the Trial Court stated:
I do have a great deal of problems with the credibility of
[Mother] in this case on numerous occasions. At one point in
time in the telephone conversations with Kris, Kris said, you
know, mom, stop joking. And I thought that’s what was going
on at the time. But I have a specific recollection she said no,
I’m not joking and this is the way it’s going to happen.
Because the telephone conversation was the only event specifically discussed
by the Trial Court when discussing Mother’s lack of credibility, we cannot conclude that the
improper admission of the recorded conversation was harmless. We, therefore, vacate the
judgment of the Trial Court and remand this case for a new trial.
Because Mother admitted that she had an adulterous affair during the marriage,
we affirm the Trial Court’s granting of a divorce to Father based on Mother’s inappropriate
marital conduct. All other matters between Father and Mother are remanded for a new trial.
The residential parenting schedule and child support payments established by the Trial Court
in its final judgment shall remain in effect pending further orders of the Trial Court.
The next issue is Jerrold’s claim that the Trial Court’s finding that he was in
criminal contempt must be vacated because he did not receive proper notice pursuant to Rule
42 of the Tennessee Rules of Criminal Procedure. In Dockery v. Dockery, No. E2009-01059-
COA-R3-CV, 2009 WL 3486662 (Tenn. Ct. App. Oct. 29, 2009), we concluded that the trial
court erred when it announced at the beginning of a criminal contempt hearing that the wife
would be allowed to pursue additional criminal contempt charges against the husband. We
held that “[s]imply announcing at the beginning of trial that 17 additional counts of criminal
contempt were going to be pursued is woefully insufficient to comply with the notice
requirements of Tenn. R. Crim P. 42.”6 Id., at *5. In reaching this conclusion, we stated:
In Moody v. Hutchison, 159 S.W.3d 15 (Tenn. Ct. App.
2004) we stated:
6
While we concluded in Dockery that the trial court erred when it allowed the wife to pursue claims
of criminal contempt where proper Rule 42 notice had not been given, we ultimately concluded that such
error was harmless in that case because the husband was found not guilty of those additional counts.
Dockery, 2009 WL 3486662, at * 5.
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A charge of criminal contempt is
somewhat peculiar because such a charge
encompasses aspects of both criminal law and
civil law. In a criminal contempt case, many of
the constitutional protections afforded a criminal
defendant must be observed. For example, as
discussed above, guilt must be proven beyond a
reasonable doubt. See Shiflet v. State, 217 Tenn.
690, 400 S.W.2d 542 (Tenn. 1966). In State v.
Wood, 91 S.W.3d 769 (Tenn. Ct. App. 2002), this
Court noted that criminal contempt was “enough
of a crime” for the double jeopardy provisions in
the federal and state constitutions to apply. Id. at
773 (citing Ahern v. Ahern, 15 S.W.3d 73 (Tenn.
2000)). On the other hand, criminal contempt is
“not enough of a crime” to require initiation by an
indictment or presentment, and there is no right to
a trial by jury. State v. Wood, 91 S.W.3d at 773.
Case law is clear, however, that criminal
contempt is “enough of a crime” to require
proper notice.
Moody, 159 S.W.3d at 27 (emphasis added).
The notice to which Husband was entitled must conform
with Tenn. R. Crim. P. 42, which provides in pertinent part as
follows:
Rule 42. Criminal Contempt. – (a) Summary
Disposition. – A judge may summarily punish a
person who commits criminal contempt in the
judge’s presence if the judge certifies that he or
she saw or heard the conduct constituting the
contempt. The contempt order shall recite the
facts, be signed by the judge, and entered in the
record.
(b) Disposition on Notice and Hearing. A
criminal contempt shall be prosecuted on notice,
except as provided in subdivision (a) of this rule.
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(1) Content of Notice. The criminal
contempt notice shall:
(A) state the time and place of the hearing;
(B) allow the defendant a reasonable time
to prepare a defense; and
(C) state the essential facts constituting the
criminal contempt charged and describe it as such.
(2) Form of Notice. The judge shall give
the notice orally in open court in the presence of
the defendant or, on application of the district
attorney general or of an attorney appointed by the
court for that purpose, by a show cause or arrest
order.
Dockery, 2009 WL 3486662, at * 4.
On appeal, Father never argues that Jerrolds received proper notice. Instead,
he briefly argues that there was sufficient proof with which to find Jerrolds guilty of criminal
contempt. Father fails to point us to anywhere in the voluminous record establishing that
Jerrolds received proper notice pursuant to Tenn. R. Crim. P. 42.
Our independent review of the record supports Jerrolds’ claim that he first was
apprised of the fact that the proceedings involved criminal contempt at the beginning of the
show cause hearing. Specifically, the first comments at the hearing were from the Trial
Court stating: “Let me preliminarily say that, Mr. Jerrolds, this is a criminal contempt
hearing. You’re entitled to counsel. . . .” This is not sufficient notice under Rule 42.
Accordingly, we vacate the finding of criminal contempt against Jerrolds. On remand, the
Trial Court is instructed to comply with Rule 42 prior to any new hearing on the criminal
contempt charge.
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Conclusion
We affirm the judgment of the Trial Court awarding Father a divorce based on
Mother’s inappropriate marital conduct. We vacate the remainder of the Trial Court’s
judgment as between Father and Mother and remand for a new trial consistent with this
Opinion. The residential parenting schedule and child support payments set forth in the final
judgment shall remain intact pending future orders by the Trial Court. We also vacate the
finding of criminal contempt as to Jerrolds and remand for a new hearing consistent with this
Opinion. Costs on appeal are taxed one-half to the Appellant Kimberly Ruth McDaniel, and
her surety, and one-half to the Appellee, Harold Dean McDaniel, for which execution may
issue, if necessary.
__________________________________
D. MICHAEL SWINEY, JUDGE
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