Vivian Kennard v. Arthur M. Townsend, IV, M.D. ( 2011 )

IN THE COURT OF APPEALS OF TENNESSEE
AT JACKSON
March 23, 2011 Session
VIVIAN KENNARD v. ARTHUR M. TOWNSEND, IV, M.D., ET AL.
Direct Appeal from the Circuit Court for Shelby County
No. CT-000267-07 Robert L. Childers, Judge
No. W2010-00461-COA-R3-CV - Filed April 14, 2011
This is a medical malpractice case. The trial court granted summary judgment in favor of
Appellee healthcare provider after its determination that Appellant patient’s medical expert
did not meet the locality requirement, Tennessee Code Annotated Section 29-26-115(a)(1).
Discerning no error, we affirm and remand.
Tenn. R. App. P. 3. Appeal as of Right; Judgment of the Circuit Court Affirmed and
Remanded
J. S TEVEN S TAFFORD, J., delivered the opinion of the Court, in which D AVID R. F ARMER, J.,
and H OLLY M. K IRBY, J., joined.
Al H. Thomas and Aaron L. Thomas, Memphis, Tennessee, for the appellant, Vivian
Kennard.
William H. Haltom, Jr., and Margaret F. Cooper, Memphis, Tennessee, for the appellees,
Arthur M. Townsend, IV, M.D., and Associates Obstetrics & Gynecology, P.C.
OPINION
On January 7, 2007, Vivian Kennard (“Plaintiff,” or “Appellant”) filed a complaint
for medical malpractice against Dr. Arthur M. Townsend, IV and Associates Obstetrics &
Gynecology, P.C. (together, “Defendants,” or “Appellees”).1 By her complaint, Ms. Kennard
1
In addition to Dr. Townsend and Associates Obstetrics & Gynecology, the complaint also named
Methodist Hospitals of Memphis a/k/a Methodist Healthcare Memphis Hospitals, Michael L. Vernon, M.D.,
Paula Strong, CRNA, and Medical Anesthesia Group, P.A. as defendants. This appeal, however, is taken
only as to the grant of summary judgment in favor of Dr. Townsend and Associates Obstetrics and
(continued...)
alleged that the Appellees had committed medical malpractice against her during the birth
of her child in June of 2004. Specifically, Ms. Kennard alleged that the Appellees failed to
properly manage her blood pressure during the delivery, thus causing her permanent
blindness in both eyes.
On or about February 16, 2007, the Appellees filed a motion for summary judgment,
on the ground that Ms. Kennard had failed to establish, through expert proof, that Dr.
Townsend deviated from the recognized standard of acceptable professional care in the
treatment of Ms. Kennard. The motion for summary judgment was supported by the
Affidavit of Dr. Townsend, wherein he stated that he had complied with the applicable
standard of care in his treatment of Ms. Kennard. In response to the motion for summary
judgment, Ms. Kennard filed the Affidavit of Richard McLaughlin, M.D. In relevant part,
Dr. McLaughlin’s Affidavit states:
At the time of these events I was licensed to practice medicine
in the State of Missouri and was so licensed and did practice
during the year preceding the treatment of Vivian Kennard. I
am board certified in Obstetrics & Gynecology since November
1971. I am familiar with the recognized standard of acceptable
professional medical practice in these and related fields of
medicine, and more specifically, the patient care of someone in
the position of Vivian Kennard in an area such as Memphis,
Tennessee where the standard of care would be comparable to
the cities and facilities at which I have practiced medicine. I am
familiar with the standard of care as it existed in 2004. I am
familiar with the standard of care in Springfield, Missouri. I
gained first hand knowledge of the standard of care of
Springfield through my years of practice as an OB/GYN
physician in the Springfield community. My experience
include[s] care of patients with presentations such as that of
Vivian Kennard. I have gained first hand knowledge of the
Memphis Medical community through internet search[es] over
the years including 2005. I have also reviewed medical cases
from various hospitals and have gained insight as to how
medicine is practiced in Memphis. In addition, I have read a
text written by researchers from the University of Memphis
Medical School, Dr. Frank Ling and Dr. Patrick Duff, Obstetrics
1
(...continued)
Gynecology.
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& Gynecology, Principals for Practice. It is my opinion that the
Memphis medical community is similar to the medical
community of Springfield, Missouri. Memphis, a Regional
Medical Center as is Springfield, draws many patients from
Mississippi and Arkansas. Springfield provides care to an 18-
county primary service area in southwest Missouri and northern
Arkansas. Memphis has the University of Tennessee Medical
School with residents practicing primarily at the Regional
Medical Center and Methodist University Hospital. There are
a similar number of hospitals in Memphis as there are in the
Springfield area....
On December 15, 2009, Appellees took Dr. McLaughlin’s evidentiary deposition.
The case was set for trial on January 25, 2010. On January 6, 2010, Dr. Townsend and
Associates Obstetrics filed a motion in limine to exclude Ms. Kennard’s expert, Dr. Richard
McLaughlin, because Dr. McLaughlin’s testimony did not comply with the “locality rule,”
Tennessee Code Annotated Section 29-26-115.
On or about January 15, 2010, the trial court granted Appellees’ motion in limine,
thereby excluding Dr. McLaughlin’s testimony. Thereafter, the Appellees set their
previously-filed motion for summary judgment for hearing on the ground that Ms. Kennard
had provided no expert medical testimony against them. There is nothing in the appellate
record to indicate that Ms. Kennard opposed the motion for summary judgment on January
19, 2010. The trial court entered an order granting Appellees’ motion for summary judgment
on the ground that Ms. Kennard’s expert testimony had been excluded and that she had
provided no additional expert proof against them. This order was made final as to the
Appellees by the inclusion of Tennessee Rule of Civil Procedure 54.02 language. Ms.
Kennard appeals and raises two issues for review, which we restate as follows:
1. Whether the trial court abused its discretion by excluding the
testimony of Appellant’s expert, Dr. Richard McLaughlin, on
grounds that Appellant failed to establish that Dr. McLaughlin
was familiar with the standard of care for obstetricians and
gynecologists practicing in Memphis, Tennessee, or that Dr.
McLaughlin was familiar with the standard of care for
obstetricians and gynecologists practicing in a similar
community?
2. Whether the trial court, after finding that Appellant’s expert’s
testimony was inadmissible, properly granted summary
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judgment in favor of Dr. Townsend and Associate Obstetrics &
Gynecology?
Exclusion of Dr. McLaughlin’s Testimony
A trial court’s decision concerning the competency of an expert witness is reviewed
by this Court under an abuse of discretion standard. As discussed by this Court in Carpenter
v. Klepper, 205 S.W.3d 474 (Tenn. Ct. App. 2006):
A trial court has broad discretion in determining the
“admissibility, qualifications, relevancy and competency of
expert testimony.” McDaniel v. CSX Transp., 955 S.W.2d 257,
263 (Tenn.1997). Questions regarding the qualifications of
expert witnesses are left to the trial court's discretion and may be
overturned only if that discretion is abused. McDaniel, 955
S.W.2d at 263. The Tennessee Supreme Court has defined an
abuse of discretion to mean “an erroneous conclusion or
judgment on the part of the trial judge—a conclusion that was
clearly against logic (or reason) and not justified.” Foster v.
Amcon Int'l, Inc., 621 S.W.2d 142, 145 (Tenn.1981).
Carpenter, 205 S.W.3d at 477.
Tennessee Code Annotated Section 29-26-115 governs medical malpractice cases and
provides, in relevant part, as follows:
§ 29-26-115. Burden of proof; expert witnesses.
(a) In a malpractice action, the claimant shall have the burden of
proving by evidence as provided by subsection (b):
(1) The recognized standard of acceptable professional practice
in the profession and the specialty thereof, if any, that the
defendant practices in the community in which the defendant
practices or in a similar community at the time the alleged injury
or wrongful action occurred;
(2) That the defendant acted with less than or failed to act with
ordinary and reasonable care in accordance with such standard;
and
(3) As a proximate result of the defendant's negligent act or
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omission, the plaintiff suffered injuries which would not
otherwise have occurred.
(b) No person in a health care profession requiring licensure
under the laws of this state shall be competent to testify in any
court of law to establish the facts required to be established by
subsection (a), unless the person was licensed to practice in the
state or a contiguous bordering state a profession or specialty
which would make the person's expert testimony relevant to the
issues in the case and had practiced this profession or specialty
in one (1) of these states during the year preceding the date that
the alleged injury or wrongful act occurred. This rule shall apply
to expert witnesses testifying for the defendant as rebuttal
witnesses. The court may waive this subsection (b) when it
determines that the appropriate witnesses otherwise would not
be available.
The requirement contained in Tennessee Code Annotated Section 29-26-115(a)(1) is
known as the “locality rule,” and it is based upon the premise that “doctors charged with
negligence in this State [must] receive a fair assessment of their conduct in relation to the
community standards similar to the one in which they practice.” Sutphin v. Platt, 720
S.W.2d 455, 457 (Tenn. 1986). The burden of demonstrating familiarity with the standard
of care applicable to a case rests with the plaintiff. See Robinson v. LeCorps, 83 S.W.3d
718, 724 (Tenn. 2002). Under the statute, a medical expert may demonstrate his or her
knowledge of the standard of care in one of two ways. Id. First, the expert may demonstrate
that he or she has first-hand knowledge of the standard of care applicable in the subject
community. Tenn. Code Ann. § 29-26-115(a)(1); Robinson, 83 S.W.3d at 724; see also
Mabon v. Jackson-Madison County Gen. Hosp., 968 S.W.2d 826, 831 (Tenn. Ct. App.
1997); Eckler v. Allen, 231 S.W.3d 379 (Tenn. Ct. App. 2006). Second, an expert may
demonstrate that he or she has first-hand knowledge of the standard of care in a community
that is similar to that of the defendant. Id. It is, however, the plaintiff’s burden to prove that
the community in which the proffered expert is familiar is similar to the one in which the
defendant physician practices. Carpenter, 205 S.W.3d at 483; Mabon, 968 S.W.2d at 831.
In order for a doctor-expert to testify that the defendant’s medical community is
similar to his or her own, the expert must provide a factual basis for the similarity, namely:
The law on expert witnesses, as it exists in Tennessee, requires
the expert to have some knowledge of the practice of medicine
in the community at issue or a similar community. We believe
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that it is reasonable to base such knowledge, among other
things, upon information such as the size of the community, the
existence or non-existence of teaching hospitals in the
community and the location of the community. Without such
information, it is difficult to compare communities for the
purpose of satisfying the locality rule.
Roberts v. Bicknell, 73 S.W.3d 106, 114 (Tenn. Ct. App. 2001) (emphasis added).
For example, in the recent case of Grisham v. McLaughlin, No. M2008-00393-COA-
R3-CV, 2009 WL 275667 (Tenn. Ct. App. Feb. 4, 2009), perm. app. denied (Tenn. Aug. 17,
2009), the plaintiff’s medical expert testified, in relevant part, that:
Both Nashville and Cape Girardeau are areas with multiple
hospitals and both communities have numerous physicians who
practice in the field of orthopedics and orthopedic surgery. Cape
Girardeau, like Nashville, has multiple specialists in all the
major fields of medicine. Both communities have a number of
orthopedists who engage in procedures including total knee
replacements.
Grisham, 2009 WL 275667 at *3. In Grisham, this Court affirmed the trial court’s grant of
summary judgment in favor of the defendant doctor. In so holding, we specifically stated
that the foregoing “statements are too vague to show sufficient similarity. They are so
generic that they can apply to New York and Los Angeles as well as Cape Girardeau and
Nashville.” Id. In short, the locality rule requires specificity from an expert who is seeking
to prove the similarity of two communities, and the lack thereof constitutes grounds for
exclusion of that expert. Id.; see also Roberts, 73 S.W.3d at 113.
In the Carpenter v. Klepper case, an expert from Richmond, Virginia testified that he
had never been to Clarksville and that he had little information about Clarksville’s resources;
however, the expert testified in detail regarding his own practice in similarly-sized Virginia
communities, including the number of beds and resources available in those hospitals, their
proximity to a larger city; the Virginia expert further testified that the population size of his
community was similar to Clarksville’s. Carpenter, 205 S.W.3d at 480-83. In the same case,
an expert from Louisville, Kentucky testified that his knowledge was based upon
implementing national accreditation standards at similar hospitals around Kentucky, and that
he had treated patients from communities similar to Clarksville. Id. at 478-80. Although
both experts in Carpenter established their familiarity with their own local standards of care,
they did not establish that their communities were similar to Clarksville. Id. at 479, 484. In
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reviewing the case, this Court looked at the totality of the testimony offered by the experts,
and determined that generalities offered by the experts regarding the communities with which
they were familiar and the community in which the defendant practiced were not sufficient
to establish that the proffered experts were familiar with the standard of care. Id. In so
holding, we specifically stated that “establishing the similarities in communities is as much
a part of the burden of proof under the locality rule as is establishing that the witness
practices in a contiguous state.” Id. at 484 (citing Bravo v. Summer Reg’l Health Sys., Inc.,
148 S.W.3d 357, 368-69 (Tenn. Ct. App. 2003)).
In the often-cited case of Mabon v. Jackson-Madison County General Hospital, 968
S.W.2d 826, 831 (Tenn. Ct. App. 1997), this Court specifically rejected the idea of a national
standard of care. Id. at 831. In Mabon, the Missouri expert’s affidavit alluded to resources
that “should have been available” in a community like Jackson, and this Court opined that
“a complete lack of knowledge concerning a community’s medical resources would be
contrary to knowledge of the required standard of care.” Id. Even though there was no
allegation, in Mabon, that the Missouri expert’s standard of care was different from
Jackson’s, it was enough that the expert apparently knew nothing about the population of
Jackson, the availability of teaching hospitals, the number of doctors in medical specialties
in Jackson, or similar factors. Id. at 830-31.
Likewise, in Allen v. Methodist Healthcare Memphis Hospitals, 237 S.W.3d 293(Tenn. Ct. App. 2007), the testimony of a Nashville obstetrician/gynecologist was excluded
because the hospital for whom he was called as an expert offered no evidence that Nashville
and Memphis were similar. In Allen, it was not enough that the doctor testified that he
interacted with Memphis physicians and nurses at a number of medical lectures and taught
a continuing medical education course in Memphis. The Court found that the doctor’s
credentials demonstrated knowledge of an optimum or national standard of care, but not the
standard of care in Memphis, or in a similar community, for purposes of the statute. In so
holding, the Allen Court cited the case of Eckler v. Allen for the proposition that the statute
requires personal knowledge, defined as “knowledge gained ‘in person without the
intervention of another.’” Allen, 237 S.W.3d at 297 (quoting Eckler v. Allen, 231 S.W3d
379, 387 (Tenn. Ct. App. 2006)).
In Eckler, the defendant doctor successfully argued that the plaintiff’s expert, a
professor from Birmingham, Alabama, should be excluded as an expert because his affidavit
simply stated that he “had become familiar” with the standard of care in Memphis by
surveying a number of doctors in the Memphis area. In affirming the trial court’s grant of
summary judgment, this Court adopted defendants’ argument:
Defendants assert that knowledge gained by surveying other
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physicians and not by personal or firsthand experience is not
sufficient under § 29–26–115(a)(1). They submit that a
non-expert could survey physicians in a community if the mere
collection of data could constitute knowledge. Defendants assert
the statute requires personal, firsthand, or direct knowledge of
the applicable standard by an expert who practices in the
community or in a similar community. We agree.
Eckler, 231 S.W.3d at 386. Although this Court, in Eckler, did not go so far as to hold that
an expert must have personal knowledge of Memphis, we did hold that the expert’s affidavit
and supporting documentation must demonstrate a similarity between Memphis and
Birmingham. Id. at 387.
In Johnson v. Pratt, No. W2003-02110-COA-R3-CV, 2005 WL 1364636 (Tenn. Ct.
App. June 9, 2005), this Court upheld the exclusion of the plaintiff’s expert because the
Virginia expert’s affidavit did not contain sufficient facts to demonstrate that his opinion
regarding the applicable standard of professional care in Memphis was based on his
knowledge of the applicable standard in communities similar to Memphis. In so holding, we
stated, in relevant part, that:
The expert is not required to be familiar with all the medical
statistics of the community where the physician practices.
Ledford v. Moskowitz, 742 S.W.2d 645, 648 (Tenn. Ct.
App.1987). However, the expert must go further than simply
asserting that he or she is familiar with the applicable standard
of care. Mabon v. Jackson-Madison County Gen. Hosp., 968
S.W.2d 826, 831 (Tenn. Ct. App.1997). The expert must present
facts demonstrating how he or she has knowledge of the
applicable standard of professional care either in the community
in which the defendant physician practices or in a similar
community. See Spangler v. East Tenn. Baptist Hosp., No.
E1999-01501-COA-R3-CV, 2000 WL 222543, at *1-2 (Tenn.
Ct. App. Feb. 28, 2000) perm. app. denied (Tenn. Sept. 11,
2000).
Johnson, 2005 WL 1364636 at *7. “Generalizations regarding the similarity of the standards
of professional care in two contiguous states are not specific enough information to
demonstrate that a medical practitioner is qualified under the locality rule to render an
opinion in a medical malpractice case and does not comply with the nonmoving party's
burden on a motion for summary judgment to set forth specific facts.” Id. at *9 (emphasis
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added).
In the recent case of Johnson v. Richardson, No. W2009-02626-COA-R3-CV, 2010
WL 3187048 (Tenn. Ct. App. Aug. 12, 2010), perm. app. denied (Tenn. Feb. 16, 2011), a
case very similar in fact to the one at bar, this Court reviewed the trial court’s exclusion of
the plaintiff’s Springfield, Missouri expert, Dr. Sheppard. The trial court excluded Dr.
Sheppard based upon his testimony, wherein he admitted that he had never practiced in
Tennessee, had never been to a hospital in Tennessee, had never treated, examined or
prescribed medication for a patient in Tennessee, and that he did not know any doctors in
Tennessee. Id. at *4. Dr. Sheppard admitted that he was not familiar with the standard of
care in Memphis; rather, Dr. Sheppard, like Dr. McLaughlin in the instant appeal, asserted
that he had knowledge of the standard of care in Springfield, Missouri, and that Memphis and
Springfield were similar communities. Id. at *6-*7. In support of his position that Memphis
and Springfield were similar communities, Dr. Sheppard testified: (1) that the populations
were similar, (2) that both communities had the same medical specialties, and (3) that both
communities had outlying hospitals. Id. To rebut the plaintiff’s assertion that Springfield
and Memphis were similar communities, the defendant provided the trial court with U. S.
Census Bureau records that established that, in 2006, Springfield’s population was 153,449,
while the 2006 population in Memphis was 676,548. Id. at *4. This Court noted that, “[a]s
to population, it was demonstrated that Dr. Sheppard was simply incorrect and that the
population of the two communities was anything but similar.” Id. We further noted that Dr.
Sheppard’s testimony that the communities had similar specialities was more vague than the
expert’s testimony in Grisham, supra, and that the presence of outlying hospitals in both
communities was insufficient to establish that Memphis and Springfield were similar
communities. Id. In Johnson v. Richardson, we ultimately held that “the trial court properly
found that Dr. Sheppard’s testimony was inadmissible...[because] Dr. Sheppard failed to
establish that the standard of care of the community which he was familiar with, Springfield,
Missouri, was similar to Memphis, the defendant’s community.” Id. at *6.
Turning to the record in the instant case, in his evidentiary deposition, Dr.
McLaughlin testified that he had never practiced in Memphis and was not familiar with the
applicable standard of care in Memphis:
Q. ...But in terms of your practice as an OB-GYN, you’ve never
practiced anywhere other than Springfield, Missouri, correct,
sir?
A. That’s been true.
Q. And you acknowledge that you have no personal knowledge
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of what the standard of care is for obstetrics and gynecologists
in Memphis, Tennessee, do you, sir?
A. No.
Based upon this testimony, under Tennessee Code Annotated Section 29-26-115, Dr.
McLaughlin could qualify to testify as an expert only by demonstrating that he knew the
standard of care in a community similar to Memphis. To that end, Dr. McLaughlin testified,
in relevant part, as follows:
Q. But you believe, and you’re expressing the opinion to the
court and jury in this case, that Memphis, Tennessee, and
Springfield, Missouri are similar communities?
A. Similar medical communities. Yes, sir.
Q. Similar medical communities. Okay. And as I understand
what you told Ms. Guy or maybe what you’ve told the court and
the jury is, there are three reasons why you submit they are
similar communities.
Number one, you say they’re approximately the same size
in terms of population. That was the first thing you said,
correct, sir?
A. Yes.
Q. The second thing you said was that they have similar
hospitals? Correct?
A. Yes.
Q. Similar hospitals. And then third, you said they have the
same specialties, medical specialties in both communities?
A. Specialties and the ability to do diagnostic testing and that
sort of thing.
Q. And did I have this correct, those are the three things you’ve
told this court and jury, the three reasons why you believe
Memphis, Tennessee, and Springfield, Missouri are similar
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medical communities?
A. Well, that plus the review of records that I’ve done in legal
matters.
Q. Well, when you say review of medical records in legal
matters, you mean not any care you’ve given, but the fact that
you’ve testified against Memphis doctors over the years, so
you’ve read medical records?
A. I have–I have sampled the kind of care that Memphis doctors
give patients....[a]nd it’s similar to what we do here in
Springfield.
Concerning his first basis for his opinion that Springfield and Memphis are similar
communities, i.e., similar populations, Dr. McLaughlin testified, in relevant part, as follows:
Q. Now let’s take those one at a time. As I understand what
you’ve told the court and jury, you think Memphis and
Springfield are about the same size because you
said–Springfield has a populations of...180,000, and Memphis
population is around a million. Is that what you told us?
A. Yes.... I was referring to the Springfield population of being
just the immediate...city area of Springfield.
Q. Okay. But the population itself, as far as you know, of
Springfield and Memphis are 180,000 versus approximately a
million, correct, sir?
A. We have–we have about three-quarters of a million in
surrounding areas around Springfield, our drawing area. I was
referring to our drawing area.
Q. Okay. But let’s take this one at a time.
First of all, in terms of the size of the cities, 180,000
versus you believe about a million correct?
A. Correct.
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Q. Now the drawing area, you say that Springfield has a–has a
metropolitan area of about 750,000.
You don’t know for sure; that’s some estimate you have,
correct, sir?
A. I–yes, that is an estimate that’s advertised by the Chamber of
Commerce in Missouri.
Q. Okay. Have you... reviewed the Bureau of Labor statistics
in population?
A. No recently, no.
Q. You haven’t done anything in order to reach your opinion in
this case about the population of Springfield and Memphis being
similar, correct?
A. No, I have not.
Q. All right.
A. Not in this case.
Q. And you can’t tell us what the population of Memphis–of
Memphis, Tennessee metropolitan area is, can you, sir?
Because you don’t know?
A. Of the general metropolitan area–
Q. Yes, sir.
A. –in Memphis? No, I don’t know that specifically.
Q. Okay. And you are aware of the fact that Memphis is
actually in a tri-state area in the mid-south: Mississippi and
Tennessee and Arkansas?
A. And Arkansas, yes.
Q. And you know that from geography when you took it in
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school or looking at maps, correct, sir?
A. Yes.
Q. But you don’t know–you have no information as to what the
metropolitan area–statistical metropolitan area population of
greater Memphis, Tennessee, and the tri-state area is. You don’t
know that, sir?
A. No.
In support of their motion in limine, the Appellees filed official certified records of
the U. S. Census Bureau, reflecting the official populations of Springfield, Missouri and
Memphis, Tennessee, in 2004 (the year when the care and treatment at issue was rendered).
The U.S. Census Bureau records show that, in 2004, Springfield, Missouri had a city
population of 152,543 and a metropolitan population of 392,715. Memphis, Tennessee, on
the other hand, had a 2004 city population of 677,861 and a metropolitan population of
1,242,362.
Concerning the second basis for Dr. McLaughlin’s opinion that Memphis and
Springfield are similar communities, i.e., the existence of similar hospitals and specialties in
both communities, he testified, in relevant part, as follows:
Q. ...Now let’s move[] to the second area. You’ve said that
Memphis and Springfield have similar hospitals, correct?
A. Yes.
Q. Similar medical facilities, correct?
A. Yes.
Q. Okay. Let’s talk about that. First of all, you know what a
teaching hospital is, don’t you?
A. Yes, I do.
Q. Dr. McLaughlin, a teaching hospital is a hospital like the
University of Tennessee, a medical school, isn’t it, sir?
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A. Yes.
* * *
Q. And Springfield, Missouri does not have a medical school,
does it?
A. No, we do not.
Q. Okay. And in terms of the hospitals here–of course, you
know about your–the one hospital you have privileges in...[but]
you can’t tell [us] how many hospitals there are in the Methodist
Hospital system in Memphis...can you, sir?
A. Not for sure, no.
* * *
Q. ...Can you tell me how many beds there are at Methodist
Hospital Germantown...Tennessee?
A. I cannot tell you precisely, no.
* * *
Q. ...What about Baptist Hospital? How many hospitals does
the Baptist Healthcare System have in Memphis, Tennessee....
A. Don’t know.
Q. How many beds are there at any of the hospitals, Baptist–in
the Baptist system in Memphis?
A. Don’t know.
* * *
Q. How many beds do they have at St. Francis hospital?
A. I don’t know that.
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* * *
Q. And how many beds approximately are there at the VA
Hospital in Memphis?
A. I don’t know.
* * *
Q. Okay. What about St. Jude? You’re familiar with that?
A. Yes.
* * *
Q. There’s no research institution in Springfield, Missouri, like
St. Jude Hospital, is there, sir?
A. No.
* * *
Q. Okay. And then you’ve told me you believe Memphis and
Springfield are similar communities because they have the same
specialties, correct, sir?
A. Yes.
Q. All right. And are you saying that Springfield, Missouri has
the same type of specialists in maternal-fetal medicine and all
these areas that the hospitals in the Memphis, Tennessee area
have?
A. Yes.
Q. But you don’t know that of your own knowledge; it’s just
based on reading medical records, correct, sir?
A. Well, that’s in part. But Springfield has several
perinatologists. Memphis has many perinatologists and has a
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perinatology school for fellowships.
Dr. McLaughlin also testified that he believes Memphis and Springfield are similar
communities based upon his review of medical records in connection with his serving as a
medical expert in other malpractice cases:
Q. And as far as this fourth area that you’ve talked about, about
Memphis–the reason you say Memphis and Springfield are
similar communities is your review of records.
These are records you have reviewed testifying against
Memphis doctors, correct?
A. Yes.
Q. Not any personal treatment of any patients that you’ve ever
seen in Memphis because you’ve never seen any patients
personally in Memphis, correct, sir?
A. I guess no. I never have.
Despite the foregoing testimony, in her brief, Ms. Kennard asserts that, even absent
Dr. McLaughlin’s testimony that Memphis and Springfield have similar populations, Dr.
McLaughlin nonetheless established that Memphis and Springfield are similar communities
through his other testimony. Specifically, Ms. Kennard claims that Dr. McLaughlin’s
testimony is similar to that offered by the experts in the cases of Wilson v. Patterson, 73
S.W.3d 95 (Tenn. Ct. App. 2001) and Pullum v. Robinette, 174 S.W.3d 124 (Tenn. Ct. App.
2004). In both Wilson and Pullum, this Court held that the respective experts’ testimonies
were sufficient to establish similarity of the expert’s community to the respective defendants’
communities. Wilson, 73 S.W.3d at 105-106; Pullum, 174 S.W.3d at 141.
Relying upon Wilson and Pullum, Ms. Kennard asserts that these cases “establish that
the population size similarity is not a necessary component when establishing a ‘similar
community’ in compliance with the ‘locality rule’.” Wilson, 73 S.W.3d at 105-106; Pullum,
174 S.W.3d at 141. Ms. Kennard further argues that the trial court “applied an inaccurate
legal standard when it disqualified Dr. McLaughlin under the locality rule” because the trial
court excluded Dr. McLaughlin solely based on the population statistics, and “refused to
engage in an analysis of medical communities.” From our review of the record, however,
there is no indication that the trial court only considered the population data regarding
Springfield and Memphis. Moreover, there is no indication in the record that the trial court
held that a plaintiff must always establish similar populations in order to comply with the
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mandates of Tennessee Code Annotated Section 29-26-115. Rather, the record reflects that
the trial court considered Dr. McLaughlin’s testimony as a whole when rendering its opinion.
As stated by the trial court during its ruling from the bench:
But the expert has to meet certain standards in the form of
knowledge of the respective communities. And then as [counsel
for Dr. Townsend and Associates Obstetrics] correctly
states...the moving party has to establish that the community
from which the expert comes is a similar community because
that’s what I charge the jury is the same or similar community.
And I just don’t think Springfield, Missouri and Memphis,
Tennessee are similar communities based on the testimony from
Dr. McLaughlin.
The trial court went on the state, in its order, that “the Court finds that Springfield,
Missouri and Memphis, Tennessee are not similar communities, and therefore Richard
McLaughlin, M.D. fails to meet the requirements of the locality rule.” It is clear to this Court
that the trial court did not limit its consideration to the U. S. Census Bureau records alone as
Ms. Kennard argues. Nonetheless, because one of the arguments on which Dr. McLaughlin
based his opinion that Memphis and Springfield are similar communities was the respective
populations, we conclude that it was not error for the court to consider the U.S. Census
Bureau records that were filed by the Appellees. These records clearly establish that
Springfield and Memphis are not similar in terms of their respective populations. As
correctly noted by the trial court, Tennessee Code Annotated Section 29-26-115 speaks to
the similarity of communities in general, and not to the similarity of medical communities.
Ms. Kennard further argues that, if an expert testifies that his or her community is
similar to the community in which the defendant practices, then the court must accept this
testimony as reliable and must find that the expert meets the requirements of the locality rule.
This is not a correct statement of the law. It is well settled that the trial court is a gatekeeper
for all expert testimony. See, e.g., McDaniel v. CSX Transp., 955 S.W.2d 257, 263 (Tenn.
1997). The decision whether to admit expert testimony lies solely with the trial court and,
therefore, “the decision of whether the plaintiff ha[s] proven the similarity of the
communities compared by the expert” lies with the trial court. Johnson v. Richardson, 2010
WL 3187048 at *6. “The court’s role is to determine whether the expert’s opinion is based
on trustworthy information.” Pullum, 174 S.W.3d at n. 13 (citing Church v. Perales, 39
S.W.3d 149, 167 (Tenn. Ct. App. 2000)). Here, as in the Johnson v. Richardson case, the
trial court heard the testimony proffered by Dr. McLaughlin, and concluded that his
testimony failed to establish that Springfield and Memphis are similar communities.
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As set out above, Dr. McLaughlin’s testimony that Memphis and Springfield are
similar communities, in that they both have similar medical facilities and specialties, is vague
at best. Unlike Memphis, Springfield has no teaching hospital, research hospital, nor medical
school. Moreover, Dr. McLaughlin’s testimony concerning similar specialties is also vague
and fails to establish that the medical communities are similar. See also, Johnson v.
Richardson, 2010 WL 3187048, at *2-3.
Furthermore, Dr. McLaughlin’s testimony that he knows Springfield and Memphis
are similar communities through his review of medical records is not sufficient, standing
alone, to establish that the communities are, in fact, similar. Eckler, 231 S.W.3d 379, 386.
Likewise, it is insufficient for Dr. McLaughlin to claim he has knowledge of the similarity
of the Memphis and Springfield communities based upon his review of records. Id. Rather,
Dr. McLaughlin must point to specific facts indicating that Memphis and Springfield are
similar communities. Johnson, 2005 WL 1364636, at *9.
From the totality of Dr. McLaughlin’s testimony, and the record as a whole, we
conclude that Dr. McLaughlin failed to establish that Memphis and Springfield are similar
communities. Other than the testimony given by Dr. McLaughlin, Ms. Kennard did not
submit any other evidence to support a finding of similarity between the Memphis and
Springfield communities. Consequently, we conclude that the trial court did not err in
finding that Ms. Kennard failed to establish that her expert was familiar with the standard of
care in a community similar to Dr. Townsend’s community; therefore, the trial court properly
excluded Dr. McLaughlin’s testimony.
Summary Judgment
A trial court's decision to grant a motion for summary judgment presents a question
of law. Our review is therefore de novo with no presumption of correctness afforded to the
trial court's determination. Bain v. Wells, 936 S.W.2d 618, 622 (Tenn. 1997). “This Court
must make a fresh determination that the requirements of Tenn. R. Civ. P. 56 have been
satisfied.” Mathews Partners, LLC v. Lemme, No. M2008-01036-COA-R3-CV, 2009 WL
3172134, at *3 (Tenn. Ct. App., Oct. 2, 2009) (citing Hunter v. Brown, 955 S.W.2d 49,
50-51 (Tenn.1977)).
When a motion for summary judgment is made, the moving party has the burden of
showing that “there is no genuine issue as to any material fact and the moving party is
entitled to judgment as a matter of law.” Tenn. R. Civ. P. 56.04. The moving party may
accomplish this by either: (1) affirmatively negating an essential element of the non-moving
party's claim; or (2) showing that the non-moving party will not be able to prove an essential
element at trial. Hannan v. Alltel Publ'g Co., 270 S.W.3d 1, 8-9 (Tenn. 2008). However,
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“[i]t is not enough for the moving party to challenge the nonmoving party to ‘put up or
shutup’ or even to cast doubt on a party's ability to prove an element at trial.” Id. at 8. If the
moving party's motion is properly supported, “[t]he burden of production then shifts to the
nonmoving party to show that a genuine issue of material fact exists.” Id. at 5 (citing Byrd
v. Hall, 847 S.W.2d 208, 215 (Tenn. 1993)). The non-moving party may accomplish this by:
“(1) pointing to evidence establishing material factual disputes that were overlooked or
ignored by the moving party; (2) rehabilitating the evidence attacked by the moving party;
(3) producing additional evidence establishing the existence of a genuine issue for the trial;
or (4) submitting an affidavit explaining the necessity for further discovery pursuant to Tenn.
R. Civ. P. Rule 56.06.” Martin v. Norfolk S. Ry. Co., 271 S.W.3d 76, 84 (Tenn. 2008)
(citations omitted).
When reviewing the evidence, we must determine whether a factual dispute exists.
“Summary judgment procedure is not a substitute for trial. It is only when there is no
disputed issue of material fact that a summary judgment should be granted. If such fact issue
is present, the matter must not be resolved by a battle of affidavits, but must be resolved by
a trial on the merits.” Stone v. Hinds, 541 S.W.2d 598, 599 (Tenn. Ct. App. 1976) (citations
omitted). In evaluating the trial court's decision, we review the evidence in the light most
favorable to the nonmoving party and draw all reasonable inferences in the nonmoving
party's favor. Stovall v. Clarke, 113 S.W.3d 715, 721 (Tenn. 2003). If we find a disputed
fact, we must “determine whether the fact is material to the claim or defense upon which
summary judgment is predicated and whether the disputed fact creates a genuine issue for
trial.” Mathews Partners, LLC, 2009 WL 3172134, at *3 (citing Byrd, 847 S.W.2d at 214).
“A disputed fact is material if it must be decided in order to resolve the substantive claim or
defense at which the motion is directed.” Byrd, 847 S.W.2d at 215. A genuine issue exists
if “a reasonable jury could legitimately resolve the fact in favor of one side or the other.” Id.
“Summary judgment is only appropriate when the facts and the legal conclusions drawn from
the facts reasonably permit only one conclusion.” Landry v. S. Cumberland Amoco, et al.,
No. E2009-01354-COA-R3-CV, 2010 WL 845390, at *3 (Tenn. Ct. App. March 10, 2010)
(citing Carvell v. Bottoms, 900 S.W.2d 23 (Tenn. 1995)).
In the instant case, the Appellees filed their motion for summary judgment on the
ground that Ms. Kennard did not present expert testimony that Dr. Townsend deviated from
the recognized standard of acceptable professional practice, causing Ms. Kennard injury, as
required by Tennessee Code Annotated Section 29-16-115. After the trial court granted the
Appellees’ motion in limine to exclude Dr. McLaughlin’s testimony, the Appellees set their
motion for summary judgment for hearing. As mentioned above, there is no evidence in the
record that Ms. Kennard opposed the motion for summary judgment. Rather, the following
exchange occurred before the trial court, when the parties approached the court with the
unopposed motion for summary judgment:
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MS. COOPER [attorney for Dr. Townsend and Associates
Obstetrics]: But we would like to address the Court on an Order
dismissing us from the case. Mr. Walk [attorney for Ms.
Kennard] and I agree that my client should no longer be in the
case, but Mr. Walk would like to enter an order granting our
motion for summary judgment which is set for this Friday which
he would not oppose. But it isn’t on your Court’s docket until
Friday, and we would like to get something entered today if
Your Honor would be willing to enter an order on the motion for
summary judgment.
THE COURT: Mr. Walk?
MR. WALK: That’s correct. It’s one of those where, obviously,
the door was left open to bring him [Dr. McLaughlin] live or
whatever. We’re choosing not to do it. In other words,
affidavits to not bring him live and so trying to, you know, aid
Ms. Cooper...from having to do all this preparation for trial.
We’re going to go ahead and resolve that now.
THE COURT: All right. You may enter the order.
The trial court’s order granting Dr. Townsend and Associates Obstetrics’ motion for
summary judgment indicates that the motion was granted because:
The Court previously on January 15, 2010 excluded all the
plaintiff’s expert testimony that Dr. Townsend deviated from the
recognized standard of acceptable professional practice, and
upon statements by counsel for the plaintiff that in light of the
Court’s previous ruling excluding expert testimony, that it has
no additional expert proof to offer at the trial of this cause
against [Dr. Townsend and Associates Obstetrics] concerning
deviations from the applicable standard of care.
It appears that the order granting the motion for summary judgment was unopposed
by Ms. Kennard. However, even after the trial court excluded Dr. McLaughlin’s testimony,
Ms. Kennard was free to establish, by additional proof, that Dr. Townsend deviated from the
standard of care. In Pullum, we stated that, “even a grant of partial summary judgment
based upon insufficiencies in medical expert pre-judgment testimony can be set aside
pursuant to a motion to alter or amend accompanied by additional evidence.” Pullum, 174
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S.W.3d at 141 (citing Stovall v. Clarke, 113 S.W.3d 715, 721 (Tenn. 2003)). Here, Ms.
Kennard neither attempted to rehabilitate Dr. McLaughlin’s testimony, nor filed a motion to
alter or amend the order granting summary judgment. Moreover, even though the attorney
for Ms. Kennard stated that the door was open to bring Dr. McLaughlin “live,” Ms. Kennard
specifically chose not to do that.
Notwithstanding the fact that the motion for summary judgment and the order thereon
were unopposed at the trial level, Ms. Kennard admittedly did not proffer any expert
testimony that Dr. Townsend deviated from the recognized standard of acceptable
professional practice, causing injury to Ms. Kennard, as required in medical malpractice
actions. Tenn. Code Ann. § 29-26-115. Consequently, there is no genuine issue of material
fact to be decided by a trier of fact. The trial court, therefore, properly granted summary
judgment in favor of the Appellees.
For the foregoing reasons, we affirm the order of the trial court granting summary
judgment in favor of Appellees. We remand for such further proceedings as may be
necessary. Costs of this appeal are assessed against the Appellant, Vivian Kennard, and her
surety.
_________________________________
J. STEVEN STAFFORD, JUDGE
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