In Re: Estate of J.B. Warren ( 1999 )

IN THE COURT OF APPEALS OF TENNESSEE,
AT JACKSON
_______________________________________________________
IN RE: ESTATE OF J. B. WARREN,
)
)
FILED
Haywood County Chancery Court
DECEASED. ) No. P-1160
) April 6, 1999
) C.A. No. 02A01-9806-CH-00156
) Cecil Crowson, Jr.
Appellate C ourt Clerk
______________________________________________________________________________
From the Chancery Court of Haywood County at Brownsville.
Honorable George R. Ellis, Chancellor
C. Thomas Hooper, III, Brownsville, Tennessee
Attorney for Respondent/Appellant Anita LeCornu.
L. L. Harrell, Jr., HARRELL & HARRELL, Trenton, Tennessee
Attorney for Petitioner/Appellee Paul T. Warren.
OPINION FILED:
VACATED AND REMANDED
FARMER, J.
CRAWFORD, P.J., W.S.: (Concurs)
HIGHERS, J.: (Concurs)
Respondent Anita W. Goode LeCornu (Respondent) appeals the trial court’s
judgment admitting to probate the will of J. B. Warren, Jr. (Testator). We vacate the trial court’s
judgment based upon our conclusion that the court erred in ruling that the Testator did not effectively
revoke one of the will’s provisions.
These proceedings began in November 1997, when the Respondent’s brother,
Petitioner Paul T. Warren (Executor), sought to probate the will of the parties’ father, the Testator,
who had died earlier that month. The Executor subsequently filed a second petition seeking
instructions and an interpretation of the Testator’s will. The second petition alleged that someone
had made certain markings on the Testator’s will and that a dispute had arisen as to whether the
markings constituted a revocation of a portion of the will. The Executor took the position that the
markings had no effect upon the will. The Respondent, however, maintained that the markings
effectively revoked a portion of the will.
The Executor and the Respondent were the only living beneficiaries under the will
submitted for probate. The will devised to the Respondent the Testator’s “homeplace consisting of
two lots 1-1/2 acres in District 4, Haywood County, Tennessee, to be hers in fee simple and
absolutely.” The will devised to the Executor “a house and lot located at Cherokee Landing
Tennessee River in Decatur County, Tennessee.” In addition, the will bequeathed to the Executor
all of the Testator’s “stocks, bonds and cash including all funds in [his] account at J. C. Bradford.”
This last bequest, however, had been underlined and enclosed in two sets of parentheses. Above the
provision appeared the word “void,” the initials “J.B.Jr.,” and an additional word which was
illegible. The will’s residuary clause devised and bequeathed the remainder of the Testator’s
property to both the Executor and the Respondent.
At trial, the Executor testified that the Testator’s health began to decline when he
suffered a stroke in 1987. According to the Executor, the Testator’s decline in health escalated, both
physically and mentally, after the death of his wife in 1991. The Testator entered a nursing home
in 1993 and remained there until his death at the age of 76. The Executor previously had viewed the
Testator’s will in 1991. The Executor testified that, at that time, the Testator’s will contained no
markings. The Executor did not see the Testator’s will again until after his death in 1997, at which
time he noticed the markings on the will. The Executor also testified that the writing and the initials
which now appeared on the Testator’s will did not look like those of the Testator.
In contrast, the Respondent testified that the initials appearing on the will were those
of the Testator. Although the Respondent had visited the Testator only once since 1991, she claimed
to recognize his signature “[f]rom years of seeing him write it.” According to the Respondent, she
examined a copy of the will with a magnifying glass and determined that the illegible word written
on the document was “July 6.” The Respondent disputed the Executor’s description of the Testator’s
mental health after his stroke in 1987. The Respondent testified that, despite his stroke, the Testator
continued to sign checks and discuss detailed financial matters with his wife until her death in 1991.
The only trial witness who was not a party was the parties’ cousin, Becky Taliaferro.
Taliaferro testified that, after the Testator’s stroke in 1987, “mentally he was still full of life.” The
Testator often visited Taliaferro in the tax office where she worked so that he could sign checks and
tax documents. Taliaferro began to handle the Testator’s financial affairs shortly after his wife’s
death in 1991, and she continued to do so until the Testator’s death in 1997. According to Taliaferro,
she and the Testator had extensive discussions concerning to whom the Testator wanted to entrust
his financial affairs. Taliaferro and the Testator discussed the pros and cons of granting a power of
attorney to various persons for this purpose, including the Executor and the Testator’s brother. The
Testator rejected the Executor because he “really wasn’t too good at handling his own finances.”
Ultimately, the Testator chose Taliaferro, and he entrusted her with his checkbook and his daily
financial affairs. The Testator continued, however, to be actively involved in his financial affairs.
He periodically called Taliaferro when he had questions about his finances. Taliaferro acknowledged
that the Testator suffered a decline in his mental abilities over the years, but she stated that this
decline occurred gradually and did not happen suddenly as a result of the stroke in 1987.
Taliaferro further testified that she remembered viewing a copy of the Testator’s will
with the Executor in 1991. At that time, Taliaferro observed that a line had been drawn on the will.
Taliaferro did not examine the document more closely, however, because she felt uncomfortable, as
if she were invading the Testator’s privacy. Taliaferro testified that the initials appearing on the will
were “definitely” those of the Testator. Taliaferro had “[n]o doubt” that the Testator had signed his
initials near the word “void.” The Testator always signed his initials as “J.B.Jr.,” and not as
“J.B.W.” as might be expected.
At the trial’s conclusion, the trial court found that the Testator had made the markings
on the will. Nevertheless, the court ruled that the markings did not constitute an effective revocation
of the bequest to the Executor. Accordingly, the trial court entered a judgment admitting the
Testator’s will to probate “without any revocations, modifications, or amendments thereto.”
On appeal, the Respondent contends that the trial court erred in ruling that the
markings made by the Testator were ineffective to revoke the will’s provision bequeathing to the
Executor all of the Testator’s stocks, bonds, and cash. We agree with this contention.
Tennessee’s probate code provides that a will, or any part thereof, is revoked by, inter
alia,
Being burned, torn, canceled, obliterated or destroyed, with
the intent and for the purpose of revoking it by the testator or by
another person in the testator’s presence and by the testator’s
direction.
T.C.A. § 32-1-201(3) (Supp. 1997).
Although our research of Tennessee case law revealed no decisions interpreting this
specific statute, this court previously has addressed the question of what constitutes a valid
revocation of a will provision. In In re Estate of Dye, 565 S.W.2d 219, 220 (Tenn. App. 1977), the
testatrix had lined through a provision of her will dealing with the devise of realty. The testatrix also
had written the word “void” over the provision. In re Estate of Dye, 565 S.W.2d at 220. In
considering whether these alterations were sufficient to revoke the will’s realty provision, this court
stated:
Although there does not seem to be any authority in
Tennessee squarely holding that revocation of a will in part by
physical act is possible, indications are that this is the law.1 See 1 R.
Pritchard, Law of Wills, § 270 (3d ed. 1955). For a revocation to be
valid, concurrence of an intention to revoke and some act by the
testator manifesting that intention is required. Donnelly v. Hendrix,
49 Tenn. App. 361, 355 S.W.2d 116 (1960); Parker v. West, 29 Tenn.
App. 642, 199 S.W.2d 928 (1946). As with most will problems, the
testator’s intent is thus the key.
In re Estate of Dye, 565 S.W.2d at 221. This court then concluded that the testatrix’s act of lining
through the provision and writing the word “void” over it constituted an effective revocation of the
provision. The court reasoned that
[t]his unequivocal act of cancellation of the realty clause necessarily
is prima facie proof of a valid revocation by testatrix, which we do
not think can be said to have been overcome by evidence of a
contrary intent in the instant circumstances.
The evidence in this case, aside from the fact of cancellation
itself, simply fails to show intent clearly and to rebut the strong
inference of intent to revoke raised by the cancellation.
In re Estate of Dye, 565 S.W.2d at 221.
We believe that the disposition of the present appeal is controlled by In re Estate of
Dye. Contrary to the trial court’s ruling in this case, we conclude that the will alterations made by
the Testator were effective to revoke the provision bequeathing his stocks, bonds, and cash to the
Executor. The Testator underlined this provision and enclosed it in two sets of parentheses. The
Testator also wrote the word “void” above the provision and signed his initials. In accordance with
In re Estate of Dye, we conclude that this unequivocal act of cancellation of the provision
constituted prima facie proof of a valid revocation by the Testator. Moreover, the other evidence
in this case did not rebut the strong inference of intent to revoke raised by the cancellation.
When a will provision is validly revoked, the property referred to therein passes under
the will’s residuary clause in the absence of a contrary intent. See 1 Jack W. Robinson, Sr., & Jeff
Mobley, Pritchard on the Law of Wills and Administration of Estates § 283, at 448 & n.28 (5th
1
In re Estate of Dye was decided prior to the enactment of T.C.A. § 32-1-201(3). See
1985 Tenn. Pub. Acts 139.
ed. 1994) (and authorities cited therein). In the present case, the provision at issue referred to the
Testator’s stocks, bonds, and cash, including all funds in his account at J. C. Bradford. In light of
our conclusion that the subject provision was validly revoked by the Testator, we hold that this
property passes to both parties under the residuary clause of the Testator’s will.
In urging this court to affirm the trial court’s judgment, the Executor suggests that the
markings on the Testator’s will were made by someone other than the Testator. As stated previously,
the trial court found that the Testator had made the markings on the will. This finding is presumed
to be correct unless the preponderance of the evidence is otherwise. Rule 13(d) T.R.A.P. We
conclude that the evidence does not preponderate against this finding of fact.
Alternatively, the Executor suggests that the Testator did not have the requisite
testamentary capacity to revoke the will provision. The trial court’s comments made at the trial’s
conclusion, however, indicated that the court placed significant weight on the testimony of the
parties’ cousin, Becky Taliaferro. The trial court has the opportunity to observe the manner and
demeanor of the witnesses while testifying. Findings of fact dependent upon the credibility of
witnesses are accorded great weight on appeal. Town of Alamo v. Forcum-James Co., 327 S.W.2d
47 (Tenn. 1959); Sisk v. Valley Forge Ins. Co., 640 S.W.2d 844 (Tenn. App. 1982). Taliaferro’s
testimony indicated that the line was drawn on the will sometime prior to 1991 and that the initials
appearing by the word “void” were those of the Testator. Her testimony further indicated that,
although the Testator suffered a stroke in 1987, turned over his financial affairs to Taliaferro in 1991,
and thereafter experienced a gradual decline in health, the Testator still knew and understood the
force and consequences of his acts when he altered his will. See In re Estate of Elam, 738 S.W.2d
169, 171-72 (Tenn. 1987); In re Estate of Keasler, 973 S.W.2d 213, 217-19 (Tenn. App. 1997); In
re Estate of Oakley, 936 S.W.2d 259, 260-61 (Tenn. App. 1996); Bills v. Lindsay, 909 S.W.2d 434,
439-40 (Tenn. App. 1993); Green v. Higdon, 870 S.W.2d 513, 522 (Tenn. App. 1993).
Accordingly, we decline to affirm the trial court’s judgment on either of these bases.
The trial court’s judgment is vacated, and this cause is remanded for further
proceedings consistent with this opinion. Costs of this appeal are taxed to the Executor, for which
execution may issue if necessary.
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FARMER, J.
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CRAWFORD, P.J., W.S. (Concurs)
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HIGHERS, J. (Concurs)