In Re Estate of Charles E. Caldwell ( 2019 )


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  •                                                                                       03/07/2019
    IN THE COURT OF APPEALS OF TENNESSEE
    AT KNOXVILLE
    October 18, 2018 Session
    IN RE ESTATE OF CHARLES E. CALDWELL
    Appeal from the Circuit Court for Bradley County
    No. V-15-396       J. Michael Sharp, Judge
    ___________________________________
    No. E2017-02297-COA-R3-CV
    ___________________________________
    This appeal involves a will contest. The decedent’s son alleges that his father “was of
    unsound mind, without sufficient degree of mental capacity and/or was mentally
    incompetent to make a valid will” and “was unduly influenced . . . in all circumstances
    surrounding and including the execution of the purported Last Will and Testament” by
    his daughter. The trial court found that the decedent had the requisite testamentary
    capacity to execute the November 2012 will, no confidential relationship existed between
    the Decedent and his daughter that triggered a presumption of undue influence, and the
    will was not a product of undue influence. The trial court further found that, in the
    alternative, the daughter rebutted any presumption of undue influence. The plaintiff
    appeals. We affirm.
    Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court
    Affirmed; Case Remanded
    JOHN W. MCCLARTY, J., delivered the opinion of the court, in which THOMAS R.
    FRIERSON, II, and KENNY ARMSTRONG, JJ., joined.
    Joshua H. Jenne, Cleveland, Tennessee, for the appellant, Eddie Dean Caldwell.
    Ginger W. Buchanan, Cleveland, Tennessee, for the appellee, Maxie Merlene Jones.
    OPINION
    I. BACKGROUND
    Charles Edwin Caldwell (“Decedent”), born on July 5, 1928, executed a will on
    November 5, 2012, (“the November 2012 Will”) that is the subject of this appeal. The
    November 2012 Will bequeathed his personal and real property to his daughter, Maxie
    Merlene Jones (“Daughter”).
    Decedent was married to Juanita Caldwell (“Wife”) from 1961 until her death in
    January 2003. Decedent and Wife had one child during their marriage, Eddie Dean
    Caldwell (“Son”). Before this marriage, however, Decedent fathered a child with
    Tommie Millard, who was married to Tom Millard. Because of the sensitive matter of
    the nature of her birth, Daughter did not know that she was Decedent’s biological
    daughter until 1993 when she was approximately 35 years old; until this time, she
    believed Mr. Millard was her father. Out of love and respect for Mr. Millard, the man
    who raised her, Daughter chose not to inform Mr. Millard about Decedent. Son, raised as
    the only child of Decedent and Wife, likewise did not learn that Daughter was his half-
    sister until after the deaths of Mr. Millard and Wife, at which time Daughter and
    Decedent began to have a relationship as father and child. As of 2008, Daughter began
    frequently visiting Decedent at his home, driving him to various medical appointments
    and picking up his prescriptions. Son and Daughter also began to have a sibling
    relationship. The two played pool together on numerous occasions. Testimony revealed
    that it seemed as if Daughter was always a part of the family.
    Decedent’s brother had lost his life in an accident, and one of the children who
    survived the brother, Timothy Caldwell (“Nephew”), moved onto Decedent’s property
    and lived in a trailer on the outskirts of the farm at 1652 No Pone Road, Decedent’s
    family homeplace. Decedent’s first will, executed in September 1999 (“the September
    1999 Will”) included both Son and Nephew as beneficiaries.1 Other beneficiaries
    included Wife and Decedent’s remaining nieces and nephews; Daughter,
    unacknowledged at the time, was not listed as a beneficiary. Although there was
    testimony regarding the existence of other wills between the September 1999 Will and
    the November 2012 Will, Son, as well as Daughter, had conversations with Decedent
    about the need for a new will.
    In late September or early October 2012, Decedent experienced a medical episode
    that was later determined to be a stroke. Decedent apparently suffered a similar episode
    in August 2012. Decedent was discharged from the hospital on October 5, 2012. At this
    time, Son lived with his father at the family farm. Daughter also visited many times a
    week. Both Daughter and Son were caretakers to Decedent during his recovery. Son
    worked nights and would care for Decedent and do farm work during the day, while
    Daughter stopped at the residence to clean and cook meals for Decedent on her way to
    her home from her job. As a result of the stroke, Decedent suffered some physical
    impairments: his speech was slowed and the use of his right arm and hand was
    debilitated. Decedent’s speech eventually improved, but he did not regain full use of his
    1
    Son testified that he helped Decedent maintain the 120 acres of farm property and the
    cattle operation.
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    right hand before his death. Decedent placed Daughter’s name on his bank account in
    order that she could write checks on his behalf.
    Both before and after the strokes, Decedent was regarded as a person with
    independent will who could talk to anyone like an old friend. As a result, Decedent
    spoke with several persons about his intentions regarding the disposition of his property
    after his death. The record reveals that Decedent wished to keep the property on No Pone
    Road in the family and wanted Son and Nephew to always have a place to live. Decedent
    also desired to make amends of sorts to Daughter for not playing a role in the first 35
    years of her life.
    On November 5, 2012, Decedent executed the November 2012 Will, the subject of
    this suit, in which he bequeathed his property to Daughter and disinherited Son. During
    the same appointment, Decedent also executed a durable power of attorney in which
    Daughter was named attorney-in-fact. Daughter scheduled the appointment for Decedent
    and drove him to the initial meeting with Andrew Morgan, the attorney who drafted the
    November 2012 Will. Mr. Morgan interviewed Decedent in private regarding the nature
    and extent of his property and to ascertain his intentions and desire for the property upon
    his death. In his testimony, Mr. Morgan acknowledged that Decedent’s speech was
    slowed to a point where the interview took longer than usual. Despite the slowness of the
    responses, however, Mr. Morgan observed that their content and quality raised no
    concerns about Decedent’s mental capacity. Daughter was not present for this part of the
    interview. The November 2012 Will was witnessed by Athena Pendergrass and an
    additional employee of Mr. Morgan’s firm and notarized during the same appointment.
    Twenty-three days later, Mr. Morgan prepared a letter for Decedent and Daughter to
    obtain additional signatures from witnesses who would attest that Decedent was
    competent. Daughter kept the letter and the November 2012 Will at her house.
    Decedent subsequently returned to Mr. Morgan on various occasions. In January
    2013, Mr. Morgan created a quitclaim deed for 1652 No Pone Road by which Decedent
    deeded his interest in his property to Daughter. Later, Decedent visited Mr. Morgan for
    advice on how to reinstate his right to own a firearm. Nothing in these interviews gave
    Mr. Morgan any cause to be concerned about Decedent’s mental capacity.
    Following the death of Decedent on April 6, 2015, Son initially submitted for
    probate the September 1999 Will and was appointed Personal Representative and granted
    Letters Testamentary. Son immediately initiated suit against Daughter in which he cited
    causes of action predicated on conversion, fraud, misrepresentation and deceit, unjust
    enrichment, and breach of fiduciary duty. He sought punitive damages and injunctive
    relief, and an ex parte restraining order to prohibit Daughter from taking any action
    involving the estate’s assets was entered the same day. Daughter, upon being served with
    process in the aforementioned suit, submitted the November 2012 Will for probate and
    was designated Personal Representative. Shortly thereafter, Son commenced this action
    -3-
    to contest the November 2012 Will. After a three-day non-jury trial held on August 22-
    24, 2017, the trial court found that Decedent had requisite testamentary capacity and that
    the November 2012 Will was not a product of undue influence. Appellant filed a timely
    appeal.
    II. ISSUES
    We consolidate and restate the issues raised on appeal by Son as follows:
    A.    Whether the Decedent possessed the requisite
    testamentary capacity to execute the November 2012 Will;
    B.    Whether there existed a confidential relationship
    between Decedent and Daughter;
    C.    Whether the November 2012 Will was the product of
    undue influence; and
    D.    Whether the trial court erred in using a clear and
    convincing evidence standard in regard to its finding of no
    confidential relationship.
    III. STANDARD OF REVIEW
    In this will contest case tried without a jury, we review the record in regard to the
    trial court’s determinations of facts de novo with a presumption of correctness, unless the
    evidence preponderates to the contrary. Tenn. R. App. P. 13(d); In re Estate of Price,
    
    273 S.W.3d 113
    , 119 (Tenn. Ct. App. 2008). The trial court’s conclusions of law,
    however, are subject to de novo review with no presumption of correctness. 
    Id.
    Additionally, “[w]hen a trial court has seen and heard witnesses, especially where issues
    of credibility and weight of oral testimony are involved, considerable deference must be
    accorded to the trial court’s factual findings.” 
    Id.
     (citing Seals v. England/Corsair
    Upholstery Mfg. Co., 
    984 S.W.2d 912
    , 915 (Tenn. 1999)).
    IV. DISCUSSION
    A.
    We have had numerous occasions to address the issues inherent in a lack of
    testamentary capacity. Our Supreme Court has concisely stated the following in regard to
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    testamentary capacity:
    In a will contest, a properly executed will may be challenged
    on a theory that the decedent’s mind was not “sufficiently
    sound to enable him or her to know and understand the force
    and consequence of the act of making the will” at the time the
    will was executed. In re Estate of Elam, 
    738 S.W.2d 169
    ,
    171-72 (Tenn. 1987). As this Court has said:
    The testator must have an intelligent consciousness of
    the nature and effect of the act, a knowledge of the
    property possessed and an understanding of the
    disposition to be made. While evidence regarding
    factors such as physical weakness or disease, old age,
    blunt perception or failing mind and memory is
    admissible on the issue of testamentary capacity, it is
    not conclusive and the testator is not thereby rendered
    incompetent if her mind is sufficiently sound to enable
    her to know and understand what she is doing. 
    Id.
    (citations omitted).
    Childress v. Currie, 
    74 S.W.3d 324
    , 328 (Tenn. 2002) (quoting In re Estate of Elam, 
    738 S.W.2d 169
    , 171-72 (Tenn. 1987)).
    The trial court made similar observations, citing In re Estate of Elam and In re
    Estate of Smallman, 
    398 S.W.3d 134
     (Tenn. 2013):
    The law requires that the testator’s mind, at the time the will
    is executed, . . . be sufficiently sound to enable him or her to
    know and understand the force and consequence of the act of
    making the will. The testator must have an intelligent
    consciousness of the nature and effort of the act, a knowledge
    of the property possessed and an understanding of the
    disposition to be made.
    A will may be challenged on the theory that at the time of the
    will’s execution the testator lacked sufficient mental capacity.
    It is . . . the time of the will’s execution that is the proper
    point of focus in assessing testamentary capacity. While
    proof of a testator’s mental capacity before and after making
    the will, if not too remote in point of time may be received as
    bearing upon that question [of testamentary capacity,]” the
    mental condition of the testator at the very time of executing
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    the will is the only point of inquiry. While evidence
    regarding factors such as… failing mind and memory is
    admissible on the issue of testamentary capacity, it is not
    conclusive and the testator is not thereby rendered
    incompetent if her mind is sufficiently sound to enable her to
    know and understand what she is doing.
    (Internal citations omitted.).
    In the instant case, there was significant testimony at trial about the competence of
    Decedent both before and after the strokes he suffered approximately a month before the
    execution of the November 2012 Will. Of the twenty-three witnesses, only Son
    questioned the competence of Decedent. The remaining witnesses testified that Decedent
    was competent and of sound mind as well as independent, strong-willed, and prone to
    speak his mind. Mr. Morgan testified extensively to the best practices he employs when
    creating a will for a client. As to Decedent, Mr. Morgan interviewed him individually
    and out of the presence of Daughter for four to five hours throughout multiple visits and
    confirmed the desires and intentions of Decedent regarding his estate, even his decision
    to omit Son as a beneficiary. In its final order, the trial court noted the following
    regarding Mr. Morgan’s testimony:
    [Decedent] discussed why he was leaving his son Eddie out
    of his will. [Decedent] specifically talked about Eddie and
    his prior legal troubles. [Decedent] informed Mr. Morgan
    about the monies he had to spend on behalf of Eddie to pay
    for his legal fees, fines, child support arrearages, as well as
    other legal related expenses that Eddie had accrued. Mr.
    Morgan questioned [Decedent] about not leaving anything to
    his son Eddie, and [Decedent]’s answer was always the same.
    [Decedent] stated that he had taken care of Eddie’s legal
    problems, and the money he had paid on Eddie’s behalf was,
    in his opinion, enough. . . . [Decedent] informed Mr. Morgan
    that he was worried that his son, Eddie, might get the real
    estate and sell it due to his outstanding legal issues and/or his
    lifestyle issues. [Decedent] wanted to be sure that his real
    estate was not used to pay for Eddie’s indebtedness and his
    financial habits and/or financial instability. Because of these
    concerns, [Decedent] wanted to put the farm in his daughter’s
    name. Furthermore, [Decedent] informed Mr. Morgan that he
    wanted to be sure that his daughter was taken care of. The
    court finds Andrew Morgan to be a very credible witness.
    Further, Mr. Morgan testified that Decedent knew the extent of his real property.
    -6-
    Specifically, Mr. Morgan confirmed Decedent’s oral statements, without reference to any
    notes, that his real property was a very specific number of acres. Furthermore, both Mr.
    Morgan and Ms. Pendergrass, a witness to the will, testified that Decedent was of the
    required mental capacity and of sound mind during the execution of the November 2012
    Will.
    The evidence in the record on appeal shows that Decedent suffered at least one
    stroke within two to three months before the execution of the November 2012 Will.
    However, the record also reveals that the strokes suffered by Decedent did not cause him
    to suffer any significant diminishment of mental capacity. Although the record indicates
    that Decedent suffered some physical impairments after the strokes prior to his execution
    of the November 2012 Will, the necessary inquiry is whether any impairments affected
    Decedent’s mental capacity. According to the testimony of twenty-two witnesses,
    Decedent did not suffer any noticeable loss of mental capacity due to the strokes. It is
    noteworthy that Decedent made a quick recovery with only minor impairments to his
    speech and arm movements and continued his work on the farm shortly after the strokes.
    Son also advances the argument that his father’s dementia diagnosis disqualifies
    Decedent from having the capacity to execute a will. However, most of the instances of
    questionable mental state shown in the record were too remote in time to be dispositive of
    the issues in this case. Our inquiry requires that “the mental condition of the testator at
    the very time of executing the will [be] the only point of inquiry.” In re Estate of
    Smallman, 398 S.W.3d at 159. Further, Son contends that the trial court should have
    relied on the expert testimony of Dr. Luther Frank Chandler, an internal medicine
    physician whose opinion regarding Decedent was based solely on a review of medical
    records. Despite the trial court admitting the deposition testimony of Dr. Chandler into
    evidence, it gave it little, if any, weight. We defer to the trial court’s determination of
    credibility and weight given to this evidence.
    Based on the testimony of Mr. Morgan, Ms. Pendergrass, and a host of other
    witnesses, we find that a preponderance of the evidence supports the trial court’s
    determination that Decedent was of sound mind and had the required mental capacity to
    execute the November 2012 Will.
    B. & C.
    We now turn to the primary inquiry at trial: whether the November 2012 Will was
    a product of undue influence. A will may be invalidated when that will was a product of
    undue influence. As our Supreme Court has explained:
    [A] will may be challenged on the basis that the decedent was
    subject to the undue influence of another in executing the
    -7-
    will.    In Tennessee, for example, where there is a
    “confidential relationship, followed by a transaction wherein
    the dominant party receives a benefit from the other party, a
    presumption of undue influence arises, that may be rebutted
    only by clear and convincing evidence of the fairness of the
    transaction.” Matlock v. Simpson, 
    902 S.W.2d 384
    , 386
    (Tenn. 1995) (citations omitted). A confidential relationship
    is any relationship which gives one person dominion and
    control over another. See Mitchell v. Smith, 
    779 S.W.2d 384
    ,
    389 (Tenn. Ct. App. 1989).
    The burden of proof regarding a confidential relationship
    rests upon the party claiming the existence of such a
    relationship. See Brown v. Weik, 
    725 S.W.2d 938
    , 945 (Tenn.
    Ct. App. 1983). Once a confidential relationship has been
    shown and a presumption of undue influence arises, the
    burden shifts to the dominant party to rebut the presumption
    by proving the fairness of the transaction by clear and
    convincing evidence. Matlock v. Simpson, 
    902 S.W.2d at 386
    ; see also Gordon v. Thornton, 
    584 S.W.2d 655
    , 658
    (Tenn. Ct. App. 1979). To prove the fairness of the
    transaction, the dominant party may show that the weaker
    party received independent advice before engaging in the
    transaction that benefitted the dominant party. See Hogan v.
    Cooper, 
    619 S.W.2d 516
    , 519 (Tenn. 1981); see also
    Richmond v. Christian, 
    555 S.W.2d 105
    , 107-08 (Tenn. 1977)
    (proof that the donor received independent advice respecting
    the consequences and advisability of the gift) (citations
    omitted).
    Childress, 
    74 S.W.3d at 328
    .
    Thus, the first question before us is whether a confidential relationship existed
    between Decedent and Daughter. As this court explained in In re Estate of Dukes:
    Confidential relationships can assume a variety of forms, and
    thus the courts have been hesitant to define precisely what a
    confidential relationship is. Robinson v. Robinson, 
    517 S.W.2d 202
    , 206 (Tenn. Ct. App. 1974). In general terms, it
    is any relationship which gives one person dominion and
    control over another. Kelly v. Allen, 
    558 S.W.2d 845
    , 848
    (Tenn. 1977); Turner v. Leathers, 
    191 Tenn. 292
    , 298, 
    232 S.W.2d 269
    , 271 (1950); Roberts v. Chase, 25 Tenn. App.
    -8-
    636, 650, 
    166 S.W.2d 641
    , 650 (1942). It is not merely a
    relationship of mutual trust and confidence, but rather it is
    one
    where confidence is placed by one in the other and the
    recipient of that confidence is the dominant personality,
    with ability, because of that confidence, to influence and
    exercise dominion and control over the weaker or
    dominated party.
    Mitchell v. Smith, 
    779 S.W.2d 384
    , 389 (Tenn. Ct. App.
    1989) (quoting Iacometti v. Frassinelli, 
    494 S.W.2d 496
    , 499
    (Tenn. Ct. App. 1973)). “A normal relationship between a
    mentally competent parent and an adult child is not per se a
    confidential relationship and it raises no presumption of
    invalidity of the transaction.” Bills v. Lindsay, 
    909 S.W.2d 434
    , 440 (Tenn. Ct. App. 1993).
    In re Estate of Dukes, No. E2014-01966-COA-R3-CV, 2015 W.L. 5313547 at *12 (Tenn.
    Ct. App. Sep. 11, 2015). Significant to our review is the fact our Supreme Court has
    clarified that “[w]hen an unrestricted power of attorney is executed but has not yet been
    exercised, . . . there exists no dominion and control and therefore no confidential
    relationship based solely on the existence of the power of attorney.” Childress, 
    74 S.W. 3d at 329
    .
    It is well settled that “[p]roof of the existence of a confidential relationship, by
    itself, will not be sufficient to invalidate a will. It is not the relationship that concerns the
    courts but rather the abuse of the relationship. Proof of the existence of a confidential
    relationship must be coupled with evidence of one or more other suspicious
    circumstances that give rise to a presumption of undue influence.” Delapp v. Pratt, 
    152 S.W. 3d 530
    , 540 (Tenn. Ct. App. 2004) (quoting In re Estate of Maddox, 
    60 S.W.3d 84
    ,
    89 (Tenn. Ct. App. 2001) (other citations omitted)). This court further explained:
    The suspicious circumstances most frequently relied upon to
    establish undue influence are: (1) the existence of a
    confidential relationship between the testator and the
    beneficiary, (2) the testator’s physical or mental deterioration,
    and (3) the beneficiary’s active involvement in procuring the
    will. Some other recognized suspicious circumstances are:
    (1) secrecy concerning the will’s existence; (2) the
    testator’s advanced age; (3) the lack of independent
    advice in preparing the will; (4) the testator’s illiteracy
    -9-
    or blindness; (5) the unjust or unnatural nature of the
    will’s terms; (6) the testator being in an emotionally
    distraught state; (7) discrepancies between the will and
    the testator’s expressed intentions; and (8) fraud or
    duress directed toward the testator.
    The courts have refrained from prescribing the type or
    number of suspicious circumstances that will warrant
    invalidating a will on the grounds of undue influence.
    Delapp, 
    152 S.W. 3d at
    540-41 (citing In re Estate of Maddox, 
    60 S.W. 3d at 89
    ; Mitchell
    v. Smith, 
    779 S.W.2d at 388
     (internal citations omitted).
    Therefore, to invalidate a will based on undue influence, the contestant of a will is
    required to prove, by a preponderance of the evidence, the existence of a confidential
    relationship that was surrounded by suspicious circumstances. See Delapp, 
    152 S.W. 3d at 540-41
    ; In re Estate of Maddox, 
    60 S.W. 3d at 89
    . Thus, Son must show that a
    confidential relationship existed between Decedent and Daughter and that suspicious
    circumstances surrounded this relationship. Son does in fact contend that this
    confidential relationship existed.
    The record before us does not reveal such suspicious circumstances as existed in
    the cases relied upon by Son. Both Daughter and Son were caretakers of Decedent after
    he was treated for a stroke. Decedent made a quick recovery and was able to continue his
    duties on the farm and, by all accounts, was once again independent. Son has not
    established that Daughter had opportunities to sequester Decedent in order to exert
    dominion and control over him.
    Although Daughter had some hand in procuring the appointment for the creation
    of the November 2012 Will, her role appears limited to making the appointment and
    driving Decedent to the office of Mr. Morgan. Daughter was not present during the
    interview Mr. Morgan conducted with Decedent. There was testimony that Decedent
    attended further appointments, including appointments with Mr. Morgan and
    unscheduled appointments with the Register of Deeds, without Daughter. Despite a
    durable power of attorney being executed which named Daughter as the attorney-in-fact
    on the same date as the November 2012 Will, the record reveals that this power of
    attorney was never exercised. Daughter instead relied on the express permission of
    Decedent to write checks on the account to which Decedent had added Daughter’s name.
    Son contends that Daughter kept the November 2012 Will secret. However, there
    was testimony that Son along with Daughter discussed with Decedent about obtaining a
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    new will.2 Further, the record reflects that Daughter and Son had at least one
    conversation in the presence of Decedent in which they discussed, or at the very least
    alluded to, the existence of the November 2012 Will. Additionally, the fact that Daughter
    possessed the November 2012 Will and that it was not kept in Decedent’s safe is not
    dispositive under the facts of this case, as both Daughter and Son testified that the
    combination to the safe in which Decedent kept his important papers remained the
    generic default combination that was possibly shared among family members.
    In our view, a preponderance of the evidence supports the determination of the
    trial court that Son has not advanced a combination of suspicious circumstances that
    would sustain a finding of a confidential relationship between Decedent and Daughter.
    The relationship between the two was that of an elderly parent and an adult child. The
    relationships between family members and relatives are not by themselves confidential
    relationships. Mitchell, 
    779 S.W.2d at
    389 (citing Halle v. Summerfield, 
    287 S.W.2d 57
    ,
    61 (Tenn. 1956)).
    Additionally, the November 2012 Will is not inconsistent with the intention of the
    Decedent to treat his children equally. There is ample evidence that Decedent regretted
    not having any relationship with Daughter until she was 35 years of age and wanted to do
    right by her. Whereas Decedent provided Son with financial help on numerous
    occasions, there is very little on the record where Decedent provided Daughter with
    anything other than naming her the beneficiary under the will and the 2013 quitclaim
    deed. There is also evidence that Decedent wished to keep the farm in the family where
    Son and Nephew would always have a place to live. As the trial court held in its final
    order:
    The court finds that [Decedent] had a great deal of trust and
    confidence in the defendant [Daughter]. . . . [Decedent]
    believed that his son still owed a great deal of money for his
    back child support obligation that he had not paid, and he was
    concerned that Eddie would sell some or all of the farm to
    pay his child support arrearage. . . . [Decedent] also believed
    that his son Eddie owed a great deal of money to the IRS for
    back taxes. Ultimately, [Decedent] did not believe that Eddie
    would be able to keep the farm, nor would he be able to pay
    for the maintenance and upkeep of the farm. Because of this,
    [Decedent] believed that Eddie would simply sell the farm.
    Indeed, Son admitted in his testimony and to others that the farm was his “retirement
    2
    Interestingly, Son admits in his testimony to the existence of wills other than the
    September 1999 Will that Son submitted for probate. Specifically, Son testified to two other
    wills but failed to produce proof of the wills at trial.
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    plan.” Leaving the property to Daughter, apparently the only one in the family with
    resources to pay the taxes, is consistent with Decedent’s desire for the farm.
    The testimony of Mr. Morgan, the attorney who prepared the November 2012
    Will, is noteworthy on this issue:
    I point blank asked [Decedent] why he intended to leave such
    a disparate amount, the way he was leaving it, and he said
    that Eddie had gotten in some trouble years ago and he spent
    a lot of money trying to get Eddie out of it – out of the
    trouble, that is – and he just wanted to do right by Maxie.
    And I, of course, asked him, you know, has she – I don’t
    remember the words I used but I effectively asked if she had
    been influencing him in some way and he assured me that she
    had not.
    The trial court determined that no confidential relationship involving dominion
    and control existed between Decedent and Daughter and, therefore, no presumption of
    undue influence arose. In the alternative, the trial court held that, even if the presumption
    arose, Daughter rebutted the presumption with clear and convincing evidence that
    Decedent received independent advice. See In re Estate of Maddox, 
    60 S.W.3d at 89
    .
    We defer to the trial court’s credibility determinations based upon observation of the
    witnesses at trial. The evidence, particularly Mr. Morgan’s and Ms. Pendergrass’s
    testimony, supports the determination of the trial court that no confidential relationship
    existed between Decedent and Daughter.
    D.
    The trial court announced that the burden of proof in this matter was by “clear and
    convincing evidence.” Son contends, and Daughter agrees, that the trial court erred in
    this statement and that the correct standard to prove the existence of a confidential
    relationship is by a preponderance of the evidence. We agree that the court’s statement
    was in error. However, after reviewing the record de novo, with a presumption of
    correctness in regard to findings of fact, we find that the error was harmless and the
    record, in its entirety, supports the trial court’s decision in accordance with the
    preponderance of the evidence standard.
    V. CONCLUSION
    For the reasons stated above, we affirm the decision of the trial court. The case is
    remanded for such further proceedings as may be necessary. Costs of the appeal are
    taxed to the appellant, Eddie Dean Caldwell.
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    _________________________________
    JOHN W. MCCLARTY, JUDGE
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