In Re Tavarius M. ( 2020 )

12/18/2020
IN THE COURT OF APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs September 1, 2020
IN RE TAVARIUS M. ET AL.
Appeal from the Juvenile Court for Williamson County
Nos. 31917; 36264 Sharon Guffee, Judge
No. M2020-00071-COA-R3-PT
Darius M. (“Father M.”) and Denzel W. (“Father W.”) appeal the juvenile court’s decision
to terminate their parental rights. They also challenge the juvenile court’s finding by clear
and convincing evidence that termination of their parental rights was in the best interest of
the children. Because the juvenile court erred in allowing Father W.’s attorney to withdraw
from representation on the first day of trial, we vacate the court’s termination of his parental
rights on all grounds and remand for a new trial. We affirm the juvenile court’s termination
of Father M.’s parental rights.
Tenn. R. App. 3 Appeal as of Right; Judgment of the Juvenile Court Vacated in
part, Affirmed in Part, and Remanded
ANDY D. BENNETT, J., delivered the opinion of the Court, in which CARMA DENNIS
MCGEE, and KRISTI M. DAVIS, JJ., joined.
Matthew R. Muenzen, Franklin, Tennessee, for the appellant, Darius M.
David Mitchell Jones, Franklin, Tennessee, for the appellant, Denzel W.
Herbert H. Slatery, III, Attorney General and Reporter, and Matthew Daniel Cloutier,
Assistant Attorney General, for the appellee, Tennessee Department of Children’s
Services.
OPINION
FACTUAL AND PROCEDURAL BACKGROUND
Tavarius was born in 2010 to Talisa P. (“Mother”) and Father M., and Karlin was
born in 2011 to Mother and Father W. In February 2017, the Tennessee Department of
Children’s Services (“DCS” or “the Department”) received a referral alleging educational
neglect by Mother. The Department investigated the allegations in the referral and learned
that both children had truancy problems because Mother was struggling to get them to
school daily and/or on time. After DCS began assisting Mother, the children’s truancy
problems improved. The case remained open, however, to ensure continued school
compliance. Prior to a hearing on March 30, 2017, DCS received a report that Mother had
substance abuse issues. Mother submitted to a drug screen and tested positive for
marijuana and cocaine.
The following week, Mother went to the DCS office and requested that the children
be placed in foster care. Because of a restraining order based upon domestic violence
concerns, the children could not be placed with Father W. Father M. also was not a
placement option because he was incarcerated for aggravated kidnapping. The aggravated
kidnapping conviction resulted from an incident with Mother in 2014 where Father M.,
while under the influence of an illegal substance, locked Mother in a room for five hours,
broke her jaw, and caused her lasting head trauma. Father M. pled guilty and was sentenced
to eight years imprisonment, which he began serving in November 2010.
On April 7, 2017, DCS filed a petition for dependency and neglect. After hearing
the petition, the juvenile court entered orders on April 11, 2017, finding that there was
probable cause to believe that the children were dependent and neglected and placing them
in the Department’s custody. Approximately two years later, on July 8, 2019, DCS filed a
petition to terminate the parental rights of Father M. and Father W.
The juvenile court heard the termination petition on October 30 and November 6,
2019. When Father W. failed to appear on the first day of trial, his attorney made an oral
motion to withdraw because Father W. had not maintained contact with him and had not
followed the attorney’s counsel and advice. The following exchange occurred between
Father W.’s attorney and the trial judge:
THE COURT: Any preliminary matters?
[COUNSEL]: Your Honor, I - - if I may, I have not been able to be in touch
with my client since we were last here September 21st. I have gone through
roughly 2,000 pages of discovery. I have reached out to him multiple times.
Obviously to protect my client, I would ask that we continue this so that he
could be present and assist me in assisting him. If Your Honor would not
entertain that, then I would make a motion - - an oral motion to withdraw
simply because he’s failed to maintain effective communication with me,
he’s failed to follow the effective advice of counsel, and I feel like our
attorney-client relationship is irretrievably broken. As such, I would move
the Court to entertain that also.
THE COURT: All right. [Counsel], I will respectfully deny your motion to
continue, but I will grant your motion to withdraw. Thank you.
[COUNSEL]: I appreciate it, Your Honor.
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THE COURT: He had notice to be here. Any other preliminary matters?
After granting the motion to withdraw, the court proceeded with the first day of trial. Father
W. appeared on the second day of trial and made an oral motion for a continuance in order
to secure new counsel. The juvenile court denied his motion and proceeded with the second
day of trial with Father W. acting pro se.
After the trial concluded, the court entered an order terminating Father W.’s and
Father M.’s parental rights.1 The court determined that the following grounds had been
proven by clear and convincing evidence as to Father W.: (1) abandonment by failure to
visit, (2) substantial noncompliance with the permanency plans, and (3) failure to manifest
an ability and willingness to assume custody. With regard to Father M., the court
determined that the following grounds had been proven by clear and convincing evidence:
(1) abandonment by exhibiting a wanton disregard and (2) failure to manifest an ability
and willingness to assume custody. Finally, the court determined that there was clear and
convincing evidence that termination of Father W.’s and Father M.’s parental rights was in
the best interest of the children.
Both fathers appealed and present the following issues: whether the juvenile court
erred in finding by clear and convincing evidence that grounds existed to terminate their
parental rights, and whether the juvenile court erred in determining that termination of their
parental rights was in the best interest of the children. Father W. raises the additional issue
of whether the juvenile court erred in permitting his attorney to withdraw on the first day
of trial.
STANDARD OF REVIEW
Under both the federal and state constitutions, a parent has a fundamental right to
the care, custody, and control of his or her own child. Stanley v. Illinois, 405 U.S. 645, 651
(1972); In re Angela E., 303 S.W.3d 240, 249-50 (Tenn. 2010); Nash-Putnam v. McCloud,
921 S.W.2d 170, 174-75 (Tenn. 1996) (citing Nale v. Robertson, 871 S.W.2d 674, 678
(Tenn. 1994)). Although this right is fundamental, it is not absolute and may be terminated
in certain situations. In re Angela E., 303 S.W.3d at 250. Our legislature has identified
“‘those situations in which the state’s interest in the welfare of a child justifies interference
with a parent’s constitutional rights by setting forth grounds on which termination
proceedings can be brought.’” In re Jacobe M.J., 434 S.W.3d 565, 568 (Tenn. Ct. App.
2013) (quoting In re W.B., IV., Nos. M2004-00999-COA-R3-PT, M2004-01572-COA-R3-
PT, 2005 WL 1021618, at *7 (Tenn. Ct. App. Apr. 29, 2005)).
Tennessee Code Annotated section 36-1-113 provides the grounds and procedures
for terminating parental rights. First, a petitioner seeking to terminate parental rights must
1
The juvenile court also terminated Mother’s parental rights, but she did not appeal.
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prove that at least one ground for termination exists. Tenn. Code Ann. § 36-1-113(c)(1);
In re Angela E., 303 S.W.3d at 251. Second, a petitioner must prove that terminating
parental rights is in the child’s best interest. Tenn. Code Ann. § 36-1-113(c)(2); In re
Valentine, 79 S.W.3d 539, 546 (Tenn. 2002).
The termination of a parent’s rights is one of the most serious decisions courts make
because “[t]erminating parental rights has the legal effect of reducing the parent to the role
of a complete stranger,” In re W.B., IV, 2005 WL 1021618, at *6, “and of ‘severing forever
all legal rights and obligations of the parent or guardian.’” Id. (quoting Tenn. Code Ann.
§ 36-1-113(l)(1)). Consequently, a parent has a constitutional right to fundamentally fair
procedures during termination proceedings. In re Hannah C., No. M2016-02052-COA-
R3-PT, 2018 WL 558522, at *2 (Tenn. Ct. App. Jan. 24, 2018) (citing In re Carrington H.,
483 S.W.3d 507, 522 (Tenn. 2016)).
Tennessee law ensures fundamental fairness in termination proceedings by
requiring a “heightened standard of proof—clear and convincing evidence.” In re
Carrington H., 483 S.W.3d at 522; see Tenn. Code Ann. § 36-1-113(c)(1). Before a
parent’s rights may be terminated, a petitioner must prove both the grounds and the child’s
best interest by clear and convincing evidence. Tenn. Code Ann. § 36-1-113(c); In re
Valentine, 79 S.W.3d at 546. “Clear and convincing evidence ‘establishes that the truth of
the facts asserted is highly probable, and eliminates any serious or substantial doubt about
the correctness of the conclusions drawn from the evidence.’” In re Serenity B., No.
M2013-02685-COA-R3-PT, 2014 WL 2168553, at *2 (Tenn. Ct. App. May 21, 2014)
(quoting In re M.J.B., 140 S.W.3d 643, 653 (Tenn. Ct. App. 2004)).
We review the trial court’s findings of fact de novo with a presumption of
correctness unless the evidence preponderates otherwise. TENN. R. APP. P. 13(d); In re
Serenity B., 2014 WL 2168553, at *2. In light of the heightened standard of proof, we
must then make our own determination “as to whether the facts, either as found by the trial
court or as supported by a preponderance of the evidence, amount to clear and convincing
evidence of the elements necessary to terminate parental rights.” In re Carrington H., 483
S.W.3d at 524.
ANALYSIS
I. Assistance of Counsel for Father W.
Father W. first argues that the manner in which the juvenile court permitted his
appointed trial court counsel to withdraw violated his due process right to a fundamentally
fair proceeding. Although the Due Process Clause of the United States Constitution does
not “require[] the appointment of counsel in every parental termination proceeding[,]”
Lassiter v. Dep’t of Soc. Servs. of Durham Cnty., N.C., 452 U.S. 18, 31 (1981), “Tennessee
statutorily provides the right to appointed counsel for indigent parents in every parental
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termination proceeding,” In re Carrington H., 483 S.W.3d at 527; see also Tenn. Code
Ann. § 37-1-126(a)(2)(B)(ii) (“A parent is entitled to representation by legal counsel at all
stages of any proceeding under this part in proceedings involving . . . [t]ermination of
parental rights pursuant to § 36-1-113.”). A parent’s right to appointed counsel in parental
termination proceedings is not absolute, however. This Court has recognized that a parent
may effectively waive the right to appointed counsel if the parent fails “to assist his counsel
or communicate with her at all in the two months before the [parental termination]
hearing.” In re Elijah B., No. E2010-00387-COA-R3-PT, 2010 WL 5549229, at *6 (Tenn.
Ct. App. Dec. 29, 2010).
“An attorney appointed by the juvenile court for an indigent party in a parental
termination case must seek leave of the court to withdraw.” In re Jamie B., No. M2016-
01589-COA-R3-PT, 2017 WL 2829855, at *5 (Tenn. Ct. App. June 30, 2017) (citing
TENN. SUP. CT. R. 13, Sec. 1(e)(5)). The decision to grant or deny a motion to withdraw
is a matter that falls within the juvenile court’s discretion. Id. Thus, we review such
determinations under an abuse of discretion standard. Id. An abuse of discretion occurs
when a court “causes an injustice to the party challenging the decision by (1) applying an
incorrect legal standard, (2) reaching an illogical or unreasonable decision, or (3) basing
its decision on a clearly erroneous assessment of the evidence.” Lee Med., Inc. v. Beecher,
312 S.W.3d 515, 524 (Tenn. 2010).
When considering a request for leave to withdraw from representation and when
determining whether a parent has effectively waived his or her right to counsel, a court
must “‘consider the principles embodied in the [Tennessee] Rules of Professional
Conduct.’” In re A.P., No. M2017-00289-COA-R3-PT, 2019 WL 1422927, at *4 (Tenn.
Ct. App. Mar. 29, 2019) (quoting In re Jamie B., 2017 WL 2829855, at *5). The Rules of
Professional Conduct permit a lawyer to withdraw from representing a client in several
situations. See TENN. SUP. CT. R. 8, Rule 1.16(b). Pertinent to this case, the Rules of
Professional Conduct permit a lawyer to withdraw when “the client fails substantially to
fulfill an obligation to the lawyer regarding the lawyer’s services and has been given
reasonable warning that the lawyer will withdraw unless the obligation is fulfilled” or when
“the representation . . . has been rendered unreasonably difficult by the client.” TENN. SUP.
CT. R. 8, Rule 1.16(b)(5), (6). “[A] failure to communicate and the failure to appear for
trial can render a representation unreasonably difficult,” In re Jamie B., 2017 WL 2829855,
at *6, and “can serve as a basis for withdrawal of representation under Rule 1.16,” In re
A.P., 2019 WL 1422927, at *5; see also State Dep’t of Children’s Servs. v. Agbigor, Sr.,
No. M2000-03214-COA-R3-JV, 2002 WL 31528509, at *5-6 (Tenn. Ct. App. Nov. 15,
2002).
Here, the juvenile court permitted Father W.’s trial counsel to withdraw and
declined to appoint new counsel for him because Father W. failed to appear in court on the
first day of trial despite having notice. We must determine whether the record is sufficient
to show that Father W. effectively waived his right to counsel and whether the juvenile
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court followed the proper procedure in permitting the withdrawal. This Court has
previously addressed this issue in situations similar to the one here. In In re Elijah B., 2010
WL 5549229, at *5, the father failed to appear at the parental termination hearing despite
being notified of the hearing’s date. When the father failed to appear, his attorney informed
the court that she had not been able to contact him for about six weeks and then made an
oral motion to withdraw. Id. at *4. The trial court permitted the lawyer to withdraw and
proceeded with the termination hearing. Id. At the conclusion of the hearing, the trial court
terminated the father’s parental rights. Id.
On appeal, the father asserted that he was denied due process because he did not
receive proper notice of the termination hearing and because his attorney was permitted to
withdraw at the hearing. Id. at *5. We concluded that the father had not been denied due
process because he conceded to knowing the date of the termination hearing in advance
due to attending a previous hearing during which the termination hearing was rescheduled.
Id. Moreover, we noted that the father failed to “offer any real reason for his absence at
the [termination] hearing” or to “address his failure to contact or communicate with his
counsel.” Id. at *6. As a result, we concluded that the father “effectively waived his right
to appointed counsel by failing to assist his counsel or communicate with her at all in the
two months before the hearing.” Id.
We again considered whether a parent waived the right to counsel in In re Jamie B.,
2017 WL 2829855, at *5-6, and we reached a different conclusion than in In re Elijah B.
In In re Jamie B., the mother was not present in court when the termination hearing began,
and her attorney made an oral motion to withdraw because he had not been able to contact
her. In re Jamie B., 2017 WL 2829855, at *1-2. The trial court permitted the attorney to
withdraw without inquiring about what efforts the attorney had made to communicate with
the mother. Id. at *2. Shortly after the first witness began testifying, the mother arrived
and informed the court that she did not want to give up her parental rights and wanted an
attorney. Id. at *2-3. The attorney who had recently been permitted to withdraw was still
in the court room, and he had a brief conference with the mother. Id. at *3. After speaking
with the mother, the attorney stated that he was “not prepared” and still wished to withdraw.
Id. The court permitted the withdrawal and proceeded with the termination hearing with
the mother pro se. At the conclusion of the trial, the mother’s parental rights were
terminated. Id. at *3-4.
On appeal, the mother asserted that the trial court erred in permitting her attorney to
withdraw on the day of the termination hearing. Id. at *4. We agreed, concluding that the
record did not contain sufficient evidence to establish that the mother had waived her right
to counsel by failing to fulfill an obligation she owed to the attorney. Id. at *6. In reaching
this decision, we found it particularly important that “[t]he information provided by counsel
regarding his efforts to communicate with his client was limited as was the court’s
questioning” and that counsel had not established “that he had provided suitable notice that
he would withdraw if Mother failed to satisfy [her] obligations [to him].” Id. Therefore,
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we vacated the trial court’s order terminating the mother’s rights and remanded the case
for a new trial. Id.
We recently considered the issue again in In re A.P., 2019 WL 1422927, at *5-6. In
that case, the mother’s attorney filed a written motion to withdraw on the morning of the
termination hearing contending that the mother “had failed to stay in contact with [him]
and the attorney-client relationship was thereby broken.” In re A.P., 2019 WL 1422927,
at *1. The certificate of service attached to the motion did not include the mother’s name
and address. Id. The mother failed to appear at the termination hearing, and the trial court
permitted the attorney to withdraw. Id. at *1-2. Prior to allowing the withdrawal, the court
briefly inquired about the attorney’s communications with the mother. Id. The attorney
responded that he had communicated with the mother via email approximately three
months before the termination hearing. Id. at *1. The trial court permitted the attorney to
withdraw and then proceeded with the termination hearing. Id. at *2. The mother’s
parental rights were terminated. Id.
On appeal, the mother argued that the manner in which the trial court permitted her
attorney to withdraw violated her due process right to a fundamentally fair proceeding
because she had not received notice of the termination hearing or of her attorney’s intent
to withdraw the day of the hearing. Id. We perceived the facts of the case to be
distinguishable from those in In re Elijah B. because the record lacked evidence showing
that the mother had received proper notice of the termination hearing and because the
mother “sharply dispute[d] that she was informed of the hearing date.” Id. at *5. Moreover,
because there was no evidence supporting the attorney’s allegations of a lack of
communication, we were reluctant to conclude that the mother had effectively waived her
right to counsel. Id. The court in In re A.P. was further concerned that the record contained
no evidence that the mother’s attorney provided her with any prior warning that he planned
to withdraw from representing her on the morning of the hearing. Id. at *6. We noted that,
“[w]hile the trial court briefly questioned [the attorney] about the last time he had contact
with his client, at no point did the trial court attempt to discern whether Mother was aware
of [the attorney’s] intent to withdraw from his representation.” Id. “As such, the trial
court’s inquiry into the [attorney’s] actions can only be described as ‘limited’ at best.” Id.
(quoting In re Jamie B., 2017 WL 2829855, at *6). Thus, we perceived that the facts of
the case were analogous to those in In re Jamie B. and concluded that the record did not
support a finding that the mother had waived her right to counsel. Id.In the present case, Father W., like the father in In re Elijah B., concedes that he had
notice of the termination hearing, but the facts here are distinguishable from the facts in
that case. Unlike in In re Elijah B., Father W. offered a reason for his absence on the first
day of trial. On the second day of trial, Father W. appeared and explained his absence to
the court as follows:
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As of the court date of the 30th, I had - - I had it wrong, and I - - I had showed
up on the 31st at 9 o’clock. And that’s when I filed - - that’s when I had to
come back and do that motion, because I - - I had - - I had the court date
wrong.
The record contains some support for Father W.’s claim that he did not appear
because he had the wrong date. Specifically, the record contains a pro se motion filed by
Father W. on November 1, 2019, requesting a continuance of thirty days so he could obtain
new counsel. This is the motion Father W. mentioned in his explanation to the juvenile
court. Thus, unlike in In re Elijah B., it is not clear that Father W. simply chose not to
appear on the first day of trial. Further, similar to In re Jamie B. and In re A.P., the record
contains no evidence supporting Father W.’s attorney’s allegations that he was unable to
communicate with his client because the juvenile court made no inquiry about the
attorney’s efforts to communicate with Father W. In fact, while explaining his absence on
the first day of trial, Father W. indicated that his attorney had not communicated with him:
“I have no legal counsel, and he - - he gave me no notice. He has my phone number; he
has my home address and my email.” In light of this proof, we are hesitant to conclude
that his “failure to appear coupled with [his attorney’s] unsupported allegations of lack of
communication are sufficient to show that [he] effectively waived [his] statutory right to
appointed counsel.” In re A.P., 2019 WL 1422927, at *5.
As in In re Jamie B. and In re A.P., we are concerned that the record contains
nothing indicating whether counsel “provided [Father W.] any prior warning that he might
withdraw.” In re Jamie B., 2017 WL 2829855, at *6; see also In re A.P., 2019 WL
1422927, at *6. In addition to failing to inquire about the attorney’s efforts to communicate
with Father W., the juvenile court made no attempt to discern whether Father W. knew of
the attorney’s intent to withdraw as counsel. Thus, the juvenile court’s inquiry into the
attorney’s actions, unlike those in In re Jamie B. and In re A.P., does not even rise to the
level of “‘limited’ at best.” In re A.P., 2019 WL 1422927, at *6 (quoting In re Jamie B.,
2017 WL 2829855, at *6). Under these circumstances, we cannot conclude that the record
supports a finding that Father W. waived his right to appointed counsel. We, therefore,
vacate the judgment of the juvenile court to the extent it terminated the parental rights of
Father W., and the case against Father W. is remanded for a new trial.2
2
We acknowledge that our Supreme Court has directed us to review a trial court’s findings regarding each
ground for termination and whether termination of a parent’s rights is in the best interest of a child. In re
Carrington H., 483 S.W.3d at 525. In In re Jamie B., we noted this directive but vacated the trial court’s
termination of the mother’s parental rights without reviewing the trial court’s findings as to the grounds for
termination. In re Jamie B., 2017 WL 2829855, at *7; see also In re A.P., 2019 WL 1422927, at *6-7. We
explained as follows:
We are mindful of our supreme court’s direction that we review the trial court’s findings
as to each ground for termination and as to whether termination is in the child’s best
interests. In re Carrington H., 483 S.W.3d at 525. This serves to prevent “unnecessary
remands of cases” and the important goal of speedily resolving parental termination
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II. Termination of Father M.’s Parental Rights.
A. Grounds for Termination.
1. Wanton Disregard.
A parent’s rights may be terminated for abandoning his or her child. Tenn. Code
Ann. § 36-1-113(g)(1). Tennessee Code Annotated section 36-1-102(1)(A) provides five
alternative definitions of “abandonment,” but only the definition provided in subsection
(iv) is relevant in this case. Under that definition, “abandonment” occurs when “a parent
or guardian has been incarcerated during all or part of the four (4) consecutive months
immediately preceding the filing of the action,” and the parent “[h]as engaged in conduct
prior to incarceration that exhibits a wanton disregard for the welfare of the child.” Tenn.
Code Ann. § 36-102(1)(A)(iv)(c).
The statute does not define “wanton disregard,” but “[t]he actions that our courts
have commonly found to constitute wanton disregard reflect a ‘me first’ attitude involving
the intentional performance of illegal or unreasonable acts and indifference to the
consequences of the actions for the child.” In re Anthony R., No. M2014-01753-COA-R3-
PT, 2015 WL 3611244, at *3 (Tenn. Ct. App. June 9, 2015). For instance, “[w]e have
repeatedly held that probation violations, repeated incarceration, criminal behavior,
substance abuse, and the failure to provide adequate support or supervision for a child can,
alone or in combination, constitute conduct that exhibits a wanton disregard for the welfare
of a child.” In re Audrey S., 182 S.W.3d 838, 867-68 (Tenn. Ct. App. 2005). We have
explained that “[a] parent’s decision to engage in conduct that carries with it the risk of
incarceration is itself indicative that the parent may not be fit to care for the child,” but
“incarceration alone [is not] a ground for termination of parental rights.” Id. at 866. Rather,
the parent’s incarceration serves only as a triggering mechanism that allows
the court to take a closer look at the child’s situation to determine whether
the parental behavior that resulted in incarceration is part of a broader pattern
cases. In re Angela E., 303 S.W.3d 240, 251 n.14 (Tenn. 2010). However, parents are also
entitled to fundamentally fair procedures in termination proceedings. In re Carrington H.,
483 S.W.3d at 522 (citing Santosky v. Kramer, 455 U.S. 745, 754 (1982)). Given that we
have determined Mother was denied these fundamentally fair procedures, we find it
inappropriate to review findings based on evidence that went largely unchallenged by
Mother and which was offered at a hearing during which Mother did not have the benefit
of counsel. “[U]ltimate rights should be decided only when the court is ‘in possession of
the materials necessary to enable it to do full and complete justice between the
parties.’” Interstate Transit, Inc. v. City of Detroit, 46 F.2d 42, 43 (6th Cir. 1931)
(quoting Eagle Glass & Mfg. Co. v. Rowe, 245 U.S. 275, 280 (1917)).”
In re Jamie B., 2017 WL 2829855, at *7.
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of conduct that renders the parent unfit or poses a risk of substantial harm to
the welfare of the child.
Id. Although “a parent’s criminal behavior does not automatically constitute wanton
disregard,” “the severity and frequency of the criminal acts” are factors courts consider. In
re Kierra B., No. E2012-02539-COA-R3-PT, 2014 WL 118504, at *8 (Tenn. Ct. App. Jan.
14, 2014). When determining whether a parent’s conduct constitutes “wanton disregard,”
a court is not limited to considering only acts that occurred during the four months
immediately preceding the parent’s incarceration. State, Dep’t of Children’s Servs. v.
Hood, 338 S.W.3d 917, 926 (Tenn. Ct. App. 2009). A court may consider conduct that
occurred “at any time prior to incarceration.” Id.Here, the Department filed the petition to terminate Father M.’s parental rights on
July 8, 2019. Father M. was incarcerated during all of the four months prior to the filing
of the petition because he began serving an eight-year prison sentence for aggravated
kidnapping in November 2014. Thus, DCS established the first requirement of this ground
for termination.
In finding that Father M.’s pre-incarceration conduct constituted a wanton disregard
for his child’s welfare, the juvenile court first considered his actions in 2014 that served as
the basis for the aggravated kidnapping conviction. Mother testified that, on the night of
the incident, she and Father M. were under the influence of illegal drugs. He “held her
hostage” for five hours, broke her jaw, and inflicted lasting head trauma. While Father M.
did these things to Mother, Tavarius was asleep in the next room.
The juvenile court then considered Father M.’s other pre-incarceration conduct,
which included additional convictions for resisting arrest, driving on a revoked license, and
simple possession of cocaine. Due to these additional convictions, Father M. served two
consecutive one-year sentences before he was incarcerated for aggravated kidnapping in
2014. After serving the consecutive sentences, Father M. was out of prison for only six
months when he was re-incarcerated for aggravated kidnapping. Sadly, Father M.’s
repeated criminal behavior has resulted in his incarceration for all but two years of
Tavarius’s life. Based upon the “severity and frequency” of Father M.’s pre-incarceration
criminal behavior, we agree with the juvenile court’s determination that he exhibited a
wanton disregard for his child’s welfare. The juvenile court did not err in terminating
Father M.’s parental rights based on this ground.
2. Failure to Manifest an Ability and Willingness to Assume Custody.
Finally, the juvenile court found that DCS proved by clear and convincing evidence
that Father M.’s parental rights should be terminated pursuant to Tenn. Code Ann. § 36-1-
113(g)(14). A court may terminate a parent’s rights based on this ground if the parent
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[1] has failed to manifest, by act or omission, an ability and willingness to
personally assume legal and physical custody or financial responsibility of
the child, and [2] placing the child in the person’s legal and physical custody
would pose a risk of substantial harm to the physical or psychological welfare
of the child.
Tenn. Code Ann. § 36-1-113(g)(14). This ground requires a party to prove two elements
by clear and convincing evidence. See Tenn. Code Ann. § 36-1-113(c)(1), (g)(14). First,
a party must prove that the parent failed to manifest “an ability and willingness to
personally assume legal and physical custody or financial responsibility of the child.”
Tenn. Code Ann. § 36-1-113(g)(14). Second, a party must prove that placing the child in
the parent’s “legal and physical custody would pose a risk of substantial harm to the
physical or psychological welfare of the child.” Tenn. Code Ann. § 36-1-113(g)(14).
Father M. concedes that DCS proved he failed to manifest an ability to assume
custody of his child because he has been incarcerated since November 2010 and will not
be released from prison before 2021. He argues that the trial court erred in terminating his
rights pursuant to this ground, however, because the proof showed that he manifested a
willingness to assume custody of his child. Father M. relies on In re Ayden S., No. M2017-
01185-COA-R3-PT, 2018 WL 2447044 (Tenn. Ct. App. May 31, 2018) to support his
argument. In that case, a panel of this Court interpreted the conjunction “and” in Tenn.
Code Ann. § 36-1-113(g)(14) to require a party to prove that a parent failed to exhibit both
an inability and an unwillingness to assume custody or financial responsibility of a child.
In re Ayden S., 2018 WL 2447044, at *7. Under this interpretation, if a party proves only
an inability or only an unwillingness, the requirements of the statute are not met, and this
ground may not serve as a basis for terminating parental rights. Id. Our Supreme Court
recently overruled In re Ayden S., however, and adopted the holding in In re Amynn K. that
section 36-1-113(g)(14) requires “a parent to manifest both an ability and willingness” to
personally assume legal and physical custody or financial responsibility for the child.” In
re Neveah M., No. M2019-00313-SC-R11-PT, 2020 WL 7258044, at *14 (Tenn. Dec. 10,
2020), __ S.W.3d __ (citing In re Amynn K., No. E2017-01866-COA-R3-PT, 2018 WL
3058280, at *13-14). Thus, “[i]f a person seeking to terminate parental rights proves by
clear and convincing proof that a parent or guardian has failed to manifest either ability or
willingness, then the first prong of the statute is satisfied.” Id. (citing In re Amynn K., 2018
WL 3058280, at *13). Because DCS proved by clear and convincing evidence that Father
M. failed to manifest an ability to assume custody of his child due to Father M.’s
incarceration, the first prong of the statute is satisfied.
Regarding the second prong, we conclude that placing the child in the custody of
Father M. “would pose a risk of substantial harm to the physical or psychological welfare
of the child.” Tenn. Code Ann. § 36-1-113(g)(14). “Substantial harm” requires “‘a real
hazard or danger that is not minor, trivial, or insignificant’” and, “‘[w]hile the harm need
not be inevitable, it must be sufficiently probable to prompt a reasonable person to believe
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that the harm will occur more likely than not.’” In re Maya R., No. E2017-01634-COA-
R3-PT, 2018 WL 1629930, at *8 (Tenn. Ct. App. Apr. 4, 2018) (quoting Ray v. Ray, 83
S.W.3d 726, 732 (Tenn. Ct. App. 2001)). Given the prior violent relationship between
Father M. and Mother, placing Tavarius with Father M. poses a substantial risk that the
child will be exposed to domestic violence. Moreover, Father M.’s extensive criminal
history creates a substantial risk that the child would be exposed to illegal conduct.
For the aforementioned reasons, we conclude that the juvenile court did not err in
concluding that DCS proved this ground by clear and convincing evidence.
B. Best Interest.
Having determined that clear and convincing evidence of at least one statutory
ground exists to terminate Father M.’s parental rights, we must next consider whether the
juvenile court properly determined that termination of Father M.’s parental rights is in the
best interest of the child. See Tenn. Code Ann. § 36-1-113(c)(2); In re Audrey S., 182
S.W.3d at 860. After a court finds that clear and convincing evidence exists to support a
ground for termination, the child’s interests diverge from those of the parent and the court
focuses on the child’s best interests. In re Audrey S., 182 S.W.3d at 877. A court must
view the child’s best interest from the perspective of the child, not that of the parent. Id.
at 878. A finding that at least one ground for termination of parental rights exists does not
necessarily require that a parent’s rights be terminated. Id. at 877. Because some parental
misconduct is redeemable, our termination of parental rights statutes recognize that
“terminating an unfit parent’s parental rights is not always in the child’s best interests.” Id.The facts a court considers in its best interest analysis must be proven by “a preponderance
of the evidence, not by clear and convincing evidence.” In re Kaliyah S., 455 S.W.3d 533,
555 (Tenn. 2015). Once a court makes the underlying factual findings, it should “consider
the combined weight of those facts to determine whether they amount to clear and
convincing evidence that termination is in the child’s best interest.” Id.When considering whether terminating a parent’s rights to a child is in the child’s
best interest, a trial court must consider the nine factors enumerated in Tenn. Code Ann. §
36-1-113(i). A trial court is not required to find that each of the enumerated factors exists
before concluding that it is in the best interest of the child to terminate a parent’s rights. In
re M.A.R., 183 S.W.3d 652, 667 (Tenn. Ct. App. 2005). Although in some circumstances
“the consideration of one factor may very well dictate the outcome of the analysis,” In re
Audrey S., 182 S.W.3d at 878, a court is still obligated to consider “all the factors and all
the proof.” In re Gabriella D., 531 S.W.3d 662, 682 (Tenn. 2017).
After considering all of the evidence in light of the best interest factors, the juvenile
court found that the factors favored terminating Father M.’s parental rights. See Tenn.
Code Ann. § 36-1-113(i). The evidence in the record before us does not preponderate
against the juvenile court’s findings of fact.
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The first best interest factor considers whether a parent “has made such an
adjustment of circumstance, conduct, or conditions as to make it safe and in the child’s best
interest to be in the home of the parent.” Tenn. Code Ann. § 36-1-113(i)(1). Father W.
maintained that he was “a changed man” because “[t]his situation [the 8-year prison
sentence] has opened my eyes. No way I’m coming back [to prison].” As the juvenile
court found, however, Father M. “has not made an adjustment of his circumstances or
conditions” because he continues to serve “an eight-year prison sentence for aggravated
kidnapping against Mother” and “will not be released until sometime in 2021.” Thus, any
determination regarding whether he is “changed man” and has truly made an adjustment
of circumstance must wait until he is out of prison and has an opportunity to show that he
has changed. See In re Jonathan M., No. E2018-00484-COA-R3-PT, 2018 WL 5310750,
at *7 (Tenn. Ct. App. Oct. 26, 2018) (affirming the trial court’s finding that this factor
favored termination because a determination of whether the father had made an adjustment
of his circumstance would have to wait until he was out of prison).
The second best interest factor focuses on a parent’s potential for long-lasting
change by examining “whether the parent . . . has failed to effect a lasting adjustment after
reasonable efforts by available social services agencies for such duration of time that
lasting adjustment does not reasonably appear possible.” Tenn. Code Ann. § 36-1-
113(i)(2). As with the first factor, whether Father M. can effect a lasting adjustment of
circumstance remains unclear until he is out of prison and has a chance to demonstrate any
changes.
Father M. asserts that this factor does not favor terminating his parental rights
because DCS did not make any effort to assist him in reuniting him with this child. We
respectfully disagree. The Department acknowledged that it did not provide Father M.
with any services because he was in prison. The Department did, however, develop a
permanency plan with tasks for Father M. to complete. A DCS caseworker went to the
prison and met with Father M. four times and, during at least one of those visits, the
caseworker discussed the plan with him and explained that the Department would have a
child and family team meeting with Father M. upon his release from prison to develop
appropriate tasks related to his drug abuse and other concerns. Under this set of
circumstances, the Department’s efforts were reasonable.
Next, the juvenile court considered Father M.’s efforts to visit or contact Tavarius.
See Tenn. Code Ann. § 36-1-113(i)(3) (“Whether the parent . . . has maintained regular
visitation or other contact with the child”). From the date Father M. was incarcerated in
2014 through 2015, Father M.’s mother brought Tavarius to the prison once a month to
visit with Father M., but he has had no visits with his son since 2015. We note that Father
M. informed DCS at some point after Tavarius entered DCS custody in 2017 that he wanted
visits with his son. As the juvenile court found, however, Father M.’s incarceration
presented a barrier for visitation with the child. Specifically, his lengthy prison sentence
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had resulted in his having had no contact with his son since 2015, a fact which DCS noted
to be a concern and resulted in the Department’s decision not to arrange any visits.
Father M.’s lack of contact with Tavarius for such a long period of time adversely
affected his relationship with his son. See Tenn. Code Ann. § 36-1-113(i)(4) (“Whether a
meaningful relationship has otherwise been established between the parent . . . and the
child”). According to Father M., he had a great relationship with his son. The record does
not preponderate against the juvenile court’s finding, however, that “it [is] impossible to
have much of a relationship when you are incarcerated for over half a child’s young life.”
As we have already discussed, Father M. has been incarcerated for all but two years of
Tavarius’s life.
The fifth best interest factor considers “[t]he effect a change of caretakers and
physical environment is likely to have on the child’s emotional, psychological and medical
condition.” Tenn. Code Ann. § 36-1-113(i)(5). At the time of trial, Tavarius had been in
his current foster home for approximately a year and a half. The evidence showed he was
thriving in the foster home. Tavarius began excelling in school, no longer exhibited any
behavioral problems, and no longer required regular counseling. Although Tavarius and
Karlin were not placed in the same foster home, Tavarius’s foster parents made certain that
he visited his brother frequently. His foster parents think of him as their own child and
want to adopt him if Tavarius becomes available for adoption. Conversely, Tavarius has
little to no relationship with Father M., and Father M. does not currently have the ability to
care for his son because he is incarcerated. Thus, as the juvenile court found, “[i]t would
be emotionally devastating to change [Tavarius’s] environment in any way.”
The sixth factor asks whether the parent “has shown brutality, physical, sexual,
emotional or psychological abuse, or neglect toward the child” or someone else in the
child’s household. Tenn. Code Ann. § 36-1-113(i)(6). The evidence does not preponderate
against the juvenile court’s finding that there was domestic violence between Father M.
and Mother. Father M. is currently serving an eight-year prison sentence for aggravated
kidnapping as the result of an incident where he kidnapped Mother and broke her jaw while
his son was in the next room.
Under the seventh factor, a court considers a parent’s home environment. See Tenn.
Code Ann. § 36-1-113(i)(7) (“Whether the physical environment of the parent’s . . . home
is healthy and safe, whether there is criminal activity in the home . . . .”). Father M. cannot
provide a safe home for his son while he is incarcerated, and he will remain incarcerated
until at least 2021. Moreover, Father M. has an extensive history of criminal activity.
As for factor eight, the record contains no evidence of Father M.’s mental or
emotional status. See Tenn. Code Ann. § 36-1-113(i)(8) (“Whether the parent’s . . . mental
and/or emotional status would be detrimental to the child or prevent the parent . . . from
effectively providing safe and stable care and supervision for the child.”). Finally, as the
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juvenile court noted, Father M.’s “incarceration has impeded his ability to pay child
support.” See Tenn. Code Ann. § 36-1-113(i)(9) (“Whether the parent . . . has paid child
support consistent with the child support guidelines”).
After considering the entire record, we conclude that the combined weight of the
proof establishes by clear and convincing evidence that termination of Father M.’s parental
rights was in Tavarius’s best interest.
CONCLUSION
We reverse the juvenile court’s termination of Father W.’s parental rights and
remand for a new trial. We affirm the juvenile court’s termination of Father M.’s parental
rights on both grounds and affirm the juvenile court’s conclusion that termination of Father
M.’s parental rights was in Tavarius’s best interest. Costs of this appeal are assessed
equally against the appellant, Darius M., and the appellee, Tennessee Department of
Children’s Services, for which execution may issue if necessary.
________________________________
ANDY D. BENNETT, JUDGE
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