Lacy McAllister v. Lawrence County School System Board of Educations ( 2022 )

03/15/2022
IN THE COURT OF APPEALS OF TENNESSEE
AT NASHVILLE
December 2, 2021 Session
LACY MCALLISTER v. LAWRENCE COUNTY SCHOOL SYSTEM
BOARD OF EDUCATION, ET AL.
Appeal from the Chancery Court for Lawrence County
No. 19-18834 J. Russell Parkes, Judge
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No. M2021-00082-COA-R3-CV
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This case involves a challenge to a decision to non-renew the employment of a non-tenured
teacher. The plaintiff sued the defendants for breach of her one-year contract of
employment. The trial court granted the defendants’ motion for summary judgment and
dismissed the plaintiff’s claims with prejudice. The plaintiff appeals. We affirm the
decision of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Chancery Court
Affirmed; Case Remanded
JOHN W. MCCLARTY, J., delivered the opinion of the court, in which THOMAS R. FRIERSON,
II, and KRISTI M. DAVIS, JJ., joined.
Richard L. Colbert and C. Joseph Hubbard, Nashville, Tennessee, for the appellant, Lacy
McAllister.
W. Carl Spining and Emmie Futrell, Nashville, Tennessee, for the appellees, Lawrence
County School System Board of Education and Johnny McDaniel.
OPINION
I. Background
Lacy McAllister (“Teacher”) was employed by the Lawrence County School
System (“BOE” or “Defendants”) as a non-tenured Response to Intervention (“RTI”)
Coordinator.1 In contrast to a regular teaching position, an RTI Coordinator tests students,
compiles and analyzes test data, leads meetings and gives presentations to teachers
regarding intervention materials and methods, communicates with students, parents,
teachers and staff, implements the county’s RTI program at the school and targets
intervention of students through classroom instruction. During the 2016-2017 school year,
Teacher, the first person to serve as the RTI Coordinator at Summertown High, was
evaluated on two occasions using the General Educator Evaluation rubric utilized for
classroom teachers. Principal Brent Long conducted a pre-conference and a post-
conference on each occasion. Teacher received scores of 4 or “above expectations.”2
During the 2017-18 school year, Teacher anticipated being observed and evaluated in the
same fashion. BOE asserts that for the 2017-2018 school year, however, the Summertown
High officials decided that the School Services Personnel evaluation rubric would be
utilized for Teacher’s evaluation.
Unaware of the change in evaluation methods, by October 2017, Teacher became
concerned that she had not been observed. Principal Long departed the school in December
without evaluating Teacher as he had done the previous year. After Patty Franks was hired
as the new principal, from January to May 2018, Teacher was not observed in the manner
utilized previously. In a later deposition, Principal Franks related as follows:
I explained to her that with . . . the school support service rubric [not the
classroom teacher rubric], that her job, as a whole, is observed all the time.
So her interaction with teachers, her interactions with parents at meetings,
the way that she uses the data. She’s responsible for gathering the data,
somehow she uses the data. All of that is part of her job, and so that’s part
of that rubric.
On May 22, 2018, Teacher was notified that she would be dismissed and her
employment terminated “at the close of the present school year-May 30, 2018.”3 Principal
Franks noted problems with Teacher’s professionalism and preparation. Director of
Schools Johnny McDaniel later testified that he relied on the principal’s recommendation
that Teacher be dismissed. He acknowledged never reviewing the evaluation results or any
1
She taught in the Lawrence County School System from the beginning of 2013-14 school year
through the end of the 2017-18 school year. Throughout her employment, she taught at Summertown High
School.
2
According to BOE, during the 2016-2017 school year, Teacher was aware that other RTI
Coordinators were evaluated using the School Services Personnel evaluation rubric.
3
In this state, non-tenured teachers are employed by successive one-year contracts that are subject
to renewal at the end of the school year. See Arnwine v. Union Cnty. Bd. of Educ., 120 S.W.3d 804, 808-
09 (Tenn. 2003). A non-tenured teacher “shall continue in such service until [she has] received written
notice from the [] board of education or director of schools.” Tenn. Code Ann. § 49-5-409(a).
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documents reflecting alleged observations of Teacher.
Teacher later received emails providing the results of two purported observations of
her. According to Teacher, Principal Franks claimed to have conducted an in-classroom
observation of her on May 31, 2018, at 7:15 p.m. Ms. Franks completed the form nine
minutes later at 7:24 p.m. Teacher observes that the school year had already ended by that
date and no one was present in the school at that time of night. Teacher therefore claims
that Ms. Franks never conducted any in-classroom observation of her.
A second form was prepared by former Principal Long. It related that Mr. Long
conducted the observation on December 13, 2017, but did not create the form until June 4,
2018, six months after the date of the alleged observation and two weeks after Teacher’s
contract was not renewed. Teacher asserts that administrators directed Mr. Long to “go
back and complete” an evaluation form for an observation that did not take place.
Teacher initially filed a grievance asserting the inaccuracy of the data (based on her
allegation of falsified observation results) and the failure to follow the evaluation process
(by failing to observe her); however, it was not processed because she was no longer an
employee. Teacher then filed a complaint on April 26, 2019, seeking, on its face,
declaratory relief for breach of contract on the basis that BOE dismissed her “without a
valid notice of nonrenewal under the Continuing Contract Law [“CCL”].” She alleged:
“Because McAllister was not properly evaluated, Director McDaniel’s purported
nonrenewal of McAllister did not comply with the requirements of … § 49-1-302(d)(2)(A),
… and therefore was invalid under the Continuing Contract Law … § 49-5-409.” Teacher
argued that BOE “failed to adhere to Tennessee law and to state and local board policies”
when she was denied the right to pursue a grievance and when her evaluations did not
inform the decision to terminate her. Teacher specifically claims that she was asserting an
implied right of action based on Tennessee Code Annotated section 49-1-302(d)(2)(A), a
part of the “First to the Top Act” (“FTTTA”). It provides: “[annual] evaluations shall be
a factor in employment decisions, including . . . promotion, retention, termination,
compensation and the attainment of tenure status.” The FTTTA also mandated a local level
evaluation grievance procedure for public school teachers to provide a means for a teacher
to challenge “the accuracy of the data used in the evaluation and the adherence to the
evaluation policies adopted.” Teacher argues that the legislature declared that evaluations
“shall be a factor” in employment decisions, including dismissals.
BOE responded to Teacher’s complaint by denying that it had failed to conduct
observations of Teacher or that the evaluations were falsified or improper. BOE filed a
summary judgment motion asserting the following arguments: (1) section 49-5-4094 does
4
Tennessee Code Annotated section 49-5-409, the “Continuing Contract Law,” denotes that a non-
tenured teacher’s contract for employment will be automatically renewed for the ensuing school year unless
she receives the required written notice of dismissal within five business days following the last
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not provide a private right of action for a non-tenured teacher subject to a nonrenewal
decision; and (2) Teacher had no right to judicial review regarding her nonrenewal because
she was a probationary employee.
The trial court held as follows:
1. This court acknowledges that Tennessee Supreme Court Rule 4 generally
provides that unpublished opinions are persuasive authority, and the court
specifically finds Mosby v. Fayette Cnty. Bd. of Educ., No. W2019-01851-
COA-R3-CV, 2020 WL 4354905 (Tenn. Ct. App. July 29, 2020) to be
persuasive and controlling authority for this case.
2. Plaintiff has no private right of action under any of the theories alleged in
her complaint, and therefore, Defendants’ Motion for Summary Judgment is
GRANTED based on the arguments presented in its memorandum of Law .
...
3. While Plaintiff disputed [certain] facts . . . in Defendants’ Statement of
Undisputed Material Facts, the dispute identified by Plaintiff does not create
a factual dispute such that Defendants’ Motion should be denied.
Teacher filed a timely notice of appeal.
II. ISSUES
The issues raised in this appeal are as follows:
1. Did the trial court correctly rule that Tennessee Code Annotated section
49-5-409 does not provide a private right of action for a non-tenured teacher
relying on Mosby v. Fayette Cnty. BOE?
2. Did the legislature intend for Tennessee Code Annotated section 49-1-
302 to apply to a non-tenured teacher’s contract such as to provide a private
right of action to challenge a non-renewal decision?
III. STANDARD OF REVIEW
This case was decided upon Defendants’ motion for summary judgment, which is
appropriate if the pleadings, depositions, answers to interrogatories, and admissions on file,
instructional day of the current school year.”
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together with the affidavits, if any, show that there is no genuine issue as to any material
fact and that the moving party is entitled to judgment as a matter of law. Tenn. R. Civ. P.
56.04. The party seeking summary judgment must carry the burden of persuading the court
that no genuine and material factual issues exist and that it is entitled to judgment as a
matter of law. Byrd v. Hall, 842 S.W.2d 208, 211 (Tenn. 1993). In cases where the moving
party does not bear the burden of proof at trial, the movant may obtain summary judgment
if it: (1) affirmatively negates an essential element of the nonmoving party’s claim; or (2)
demonstrates that the nonmoving party’s evidence at the summary judgment stage is
insufficient to establish an essential element of the nonmoving party’s claim. Rye v.
Women’s Care Ctr. Of Memphis, MPLLC, 477 S.W.3d 238, 264 (Tenn. 2015). The non-
moving party “must do more than simply show that there is some metaphysical doubt as to
the material facts.” Id. at 265 (quoting Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
475 U.S. 574, 586 (1986)). The non-moving party must demonstrate the existence of
specific facts in the record which could lead a rational trier of fact to find in favor of the
non-moving party. Rye, 477 S.W.3d at 265. Review in this court is de novo, without a
presumption of correctness. Id. at 250.
To the extent that this case requires that we construe statutes, our review is also de
novo. Freeman v. Marco Transp. Co., 27 S.W.3d 909, 911-12 (Tenn. 2000) (“Issues of
statutory construction are questions of law and shall be reviewed de novo without a
presumption of correctness.”). In construing statutes, we keep the following guidance in
mind:
Our resolution of this issue is guided by the familiar rules of statutory
construction. Our role is to determine legislative intent and to effectuate
legislative purpose. The text of the statute is of primary importance, and the
words must be given their natural and ordinary meaning in the context in
which they appear and in light of the statute’s general purpose. When the
language of the statute is clear and unambiguous, courts look no farther to
ascertain its meaning. When necessary to resolve a statutory ambiguity or
conflict, courts may consider matters beyond the statutory text, including
public policy, historical facts relevant to the enactment of the statute and the
entire statutory scheme. However, these non-codified external sources
“cannot provide a basis for departing from clear codified statutory
provisions.”
Dallas v. Shelby Cnty. BOE, 603 S.W.3d 32, 37 (Tenn. Ct. App. 2019) (quoting Mills v.
Fulmarque, Inc., 360 S.W.3d 362, 368 (Tenn. 2012) (citations omitted)).
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IV. DISCUSSION
A.
A private right of action is the right of an individual to bring suit to remedy or
prevent an injury that results from another party’s actual or threatened violation of a legal
requirement. Hardy v. Tournament Players Club of Southwind, Inc., 513 S.W.3d 427, 433
(Tenn. 2017). The right of action need not be explicit in the statute and may be implied.
To determine whether a right of action is implied, the courts consider (1) whether the party
bringing the cause of action is an intended beneficiary within the protection of the statute,
(2) whether there is any indication of legislative intent, express or implied, to create or
deny the private right of action, and (3) whether implying such a remedy is consistent with
the underlying purposes of the legislation. Id. at 435-36; Brown v. Tenn. Title Loans, Inc.,
328 S.W.3d 850, 855 (Tenn. 2010).
In Mosby, which also involved a non-tenured teacher who sued to challenge her
dismissal at the end of the school year, we noted: “Section 49-5-409 does not offer a
prolonged list of protections for non-tenured teachers who wish to challenge a decision to
non-renew their employment. Instead ‘[the timing requirement] is the central and nearly
the sole protection offered to non-tenured teachers.’” Mosby, 2020 WL 4354905, at *5
(quoting Dallas, 603 S.W.3d at 51) (emphasis in original)). Ms. Mosby asserted a claim
pursuant to Tennessee Code Annotated section 49-5-409 after the director of schools
acknowledged that he did not consider her evaluations when he decided to dismiss her.
This court concluded that the statute “does not provide a private right of action.”
Teacher argues that Mosby has no application to this claim and that Ms. Mosby’s
assertion of a direct action under the CCL was different than the legal claim here. She
contends that Ms. Mosby did not rely on the requirements of the FTTTA as a basis for a
breach of contract claim. Ms. Mosby specifically stated that she was not asserting “an
implied right of action based on Tenn. Code Ann. § 49-1-302(d)(2)(A).” Thus, this court
expressly pretermitted the question of whether Ms. Mosby could assert a cause of action
for a violation of the requirements in Tennessee Code Annotated section 49-1-
302(d)(2)(A).
In contrast to Ms. Mosby, Teacher relies on the FTTTA, arguing that the statutory
provisions require the implementation of guidelines and criteria for the evaluation of all
public-school teachers: “The evaluations shall be a factor in employment decisions,
including, but not necessarily limited to, promotion, retention, termination, compensation
and the attainment of tenure status.” She claims that the evaluation requirements of
Tennessee Code Annotated section 49-1-302(d)(2)(A) formed a part of her contractual
employment relationship with BOE and that a breach of those requirements is actionable
in contract. According to Teacher, BOE was required by law to use her evaluations as a
factor in the decision to dismiss her. She further argues that the FTTTA mandates local
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level evaluation grievance procedures to provide a means for an employee to challenge
“the accuracy of the data used in the evaluation and the adherence to the evaluation
policies.”5 In this case, Teacher asserts that no legitimate evaluations were generated for
her for the 2017-18 school year. The scores created for her were falsified. She argues that
the director of schools for the county failed to follow the law when he simply relied on the
recommendation of the principal and did not review the evaluations. She contends that she
is entitled to declaratory judgment regarding Defendants’ failures to follow the law and
abide by her contract of employment.
Teacher posits that even if Mosby correctly concluded that the CCL itself did not
provide a private right of action to challenge a dismissal for failure to consider her
evaluation, we have not addressed the other claims she asserts. According to Teacher,
following Mosby would turn the evaluation mandate and grievance procedure requirements
of the FTTTA into completely unenforceable dead letters and render teacher evaluations—
the centerpiece of the FTTTA that was intended to drive educational improvement—into
nothing more than cudgels to be used against teachers, whether justified or not, with no
avenue for a victimized employee to challenge her mistreatment. She contends such an
expansive reading of Mosby is inconsistent with the established principles of law under
which a teacher’s employment is contractual in nature and under which the requirements
of state law are treated as part of that contract. See McMinn Cnty. BOE v. Anderson, 292
S.W.2d 198, 200 (Tenn. 1956) (concluding that “the law as written in the various statutes
must be read into the contracts as entered into by the teachers with the county.”).
BOE argues that the trial court correctly ruled that Mosby is persuasive and
controlling authority and that the CCL does not provide a private right of action for a non-
tenured teacher who has been subject to a timely non-renewal decision. BOE notes that at
no point in her complaint did Teacher assert that Tennessee Code Annotated section 49-1-
302(d)(2)A) implies a right of action for a non-tenured teacher to challenge a non-renewal
decision. Instead, she alleged that her non-renewal was invalid pursuant to the CCL
because of BOE’s failure to follow the FTTTA. BOE claims that it was only after
Defendants based the summary judgment motion on Mosby that Teacher asserted the claim
of an implied right of action pursuant to Tennessee Code Annotated section 49-1-
302(d)(2)(A).
In Mosby, the plaintiff filed suit arguing that the defendants improperly failed to
consider the required evaluations under the FTTTA in deciding to non-renew her
employment and improperly delegated the responsibility to make the non-renewal
decision. Mosby, 2020 WL 4354905, at *2. The court directly addressed the issue of
whether a non-renewal decision could be challenged based on a failure to comply with the
evaluations. A panel of this court expressly found as follows:
5
Teacher notes that Ms. Mosby did not attempt to pursue an evaluation grievance; therefore, she
made no claim based on the refusal to consider a grievance.
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[N]o language in section 49-5-409 … directs a court to include section 49-1-
302(d)(2)(A) in a claim under the Continuing Contract Law. See Tenn. Code
Ann. § 49-5-409. Allowing such a claim would fly in the face of the directive
that courts shall not “create a [private] right under the guise of liberal
interpretation of [a] statute.” See Brown, 328 S.W.3d at 855 (quoting
Premium Fin. Corp., 978 S.W.2d at 93). Instead of wielding the broad-
sweeping effect that Plaintiff asserts, the Continuing Contract Law centers
on the timeliness of notice given to a teacher. See Dallas [v. Shelby Cnty.
BOE, 603 S.W.3d 32, 35 (Tenn. Ct. App. 2019)]….
Id. at *5.
Defendants contend that the instant case is analogous to Mosby. Teacher asserted a
cause of action under the CCL that her non-renewal was unlawful for failure to comply
with the observation and grievance procedure requirements set forth in the FTTTA. Both
cases contained alleged falsified reports about evaluations that purportedly never occurred.
Both cases involved non-tenured teachers subject to the CCL. Caselaw provides that the
only requirement for a non-tenured teacher to be dismissed without cause is for the teacher
to receive proper written notice of the dismissal. See Snell v. Brothers, 527 S.W.2d 114,
116 (Tenn. 1975) (stating that “[a]n untenured teacher . . . can be discharged without cause
simply by written notice of dismissal” if the notice is received by the required date);
Washington Cnty. Educ. Ass’n v. Washington Cnty. BOE, No. E2018-01037-COA-R3-CV,
2019 WL 2537864, at *1 (Tenn. Ct. App. June 20, 2019) (holding that non-tenured teachers
do not have standing to file claims related to the procedure and review of a director’s non-
renewal decision); Parker v. Lowery, No. E2012-00547-COA-R3-CV, 2013 WL 1798958,
at *5 (Tenn. Ct. App. Apr. 26, 2013) (“Despite specific provisions providing a procedure
in which to recommend and elect teachers for tenure, Teacher had no right of judicial
review regarding the non-renewal of her contract and her corresponding failure to receive
tenure because she was a probationary employee.”); Cannon Cnty. BOE v. Wade, No.
M2006-02001-COA-R3-CV, 2008 WL 3069466, at *10 (Tenn. Ct. App. July 31, 2008)
(noting the only requirement for a non-tenured teacher to be dismissed without cause is for
the teacher to receive proper written notice of the dismissal). Even if the evaluations of
Teacher did not factor into the decision not to renew her contract, she has no right of
judicial review of the non-renewal decision because she was a probationary employee who
received timely notice of non-renewal. “A non-tenured teacher whose employment is not
renewed … has no right to judicial review of the local school administrators’ decision not
to renew employment.” Malone v. Shelby Cnty. BOE, 773 S.W.2d 256, 259 (Tenn. Ct.
App. 1989). “Where a teacher has not acquired tenure status his right to a judicial review
of any action of the Board in not reemploying him is not authorized by law. He is not
entitled to reelection as a matter of right beyond a contract period.” Shannon v. BOE, 286
S.W.2d 571 (Tenn. 1956). A long line of precedent establishes that the CCL’s sole
protection for non-tenured teachers in a challenge to a non-renewal decision is the
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timeliness of the notice of non-renewal. As noted by Defendants, the legislature has not
provided the relief sought by Teacher.
Teacher also claims that her non-renewal was unlawful for failure to comply with
the observation and grievance procedure requirements in the FTTTA. She argues that the
evaluation grievance procedure operates as an additional basis for a non-tenured teacher to
challenge an employment action. However, the FTTTA provides: “This grievance
procedure must provide a means . . . to challenge only the accuracy of the data used in the
evaluation and the adherence to the evaluation policies adopted pursuant to this subdivision
(d)(2).” See Trout v. Knox Cnty. BOE, 163 F. Supp. 3d 492, 496-97 (E.D. Tenn. 2016). In
Trout, the court held that the purpose of a grievance procedure is to “efficiently and fairly
resolve grievances regarding procedural errors in the evaluation process, not to address
disputes regarding employment actions taken based on the results of an evaluation.” As
noted by BOE, the limited relief afforded by the grievance procedure to review procedural
errors does not amount to a “claim” Teacher can assert distinct from the holding in Mosby.
The trial court properly found Mosby to be controlling.
B.
Teacher further argues that the state’s teachers are the intended beneficiaries of the
FTTTA mandates, which ensure that merit is considered in employment decisions. She
claims that there is no indication of a legislative intent to deny a teacher a private right of
action when she is dismissed without consideration of her evaluations and denied the right
to pursue her grievance. Teacher contends that the evaluation and grievance mandates of
the FTTTA became a part of her contract of employment. She asserts that the FTTTA
effectively modified all laws addressing personnel decisions affecting teachers and
imposed a contractual obligation that evaluations be conducted, that those evaluations be a
factor in employment decisions, and that teachers have the right to file a grievance to ensure
the accuracy of the data and adherence to the evaluation of policies.
BOE contends that teachers were not the intended beneficiaries of a statute designed
to compete for federal funding. Defendants note that the express and implied legislative
history regarding the statute does not evidence any intent to focus on individual
employment decisions involving non-tenured teachers or to create an implied right of
action for breach of a non-tenured teacher’s contract. The stated goals of the FTTTA were
focused on sweeping policy changes to improve education with students as the intended
beneficiaries. Ensuring merit in non-tenured teacher employment decisions was not
present or implied in the bill summary or text of the statute. Thus, Teacher has failed to
meet her burden to prove she is an intended beneficiary of the FTTTA and that the
legislature intended for the statute to serve as a private right of action for non-tenured
teachers suffering a non-renewal decision.
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As observed by BOE, even if Teacher is an intended beneficiary of the FTTTA, this
fact alone does not imply a private right of action. Teacher’s contention that she can assert
a breach of contract claim for failure to follow evaluation and grievance procedures is
inconsistent with the FTTTA as well as the CCL. Tennessee courts have consistently
interpreted the CCL to mean that “a non-tenured teacher may be dismissed without cause
by written notice that the teacher has not been re-elected to teach the next school year,” as
long as the notice complies with the time limits set in Tennessee Code Annotated section
49-5-409. As argued by Defendants, implying a private right of action for breach of
contract based on the purported failure to consider evaluations or grievances would be
inconsistent and would render the CCL superfluous.6 Additionally, such an interpretation
would conflict with the discretion granted to the director of schools in making employment
decisions. Tenn. Code Ann. § 49-2-301(b)(1)(J). No proof of legislative intent to imply a
private right of action in the FTTTA for non-tenured teachers who have been non-renewed
has been demonstrated. The trial court properly ruled that Teacher had no private right of
action under the theories she raised in her complaint.
V. CONCLUSION
For the reasons stated herein, we affirm the trial court’s decision. This matter is
remanded for such further proceedings as may be necessary. Costs of the appeal are taxed
to the appellant, Lacy McAllister, for which execution may issue if necessary.
_________________________________
JOHN W. MCCLARTY, JUDGE
6
The mandatory requirement in section 49-1-302 that evaluations “shall be a factor in employment
decisions” directly conflicts with the language of section 49-5-409 that provides evaluations “may be a
factor” in the decision to retain a non-tenured teacher.
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