Lindsey, Willie Mae v. Kellogg Co. ( 2021 )

FILED
Nov 17, 2021
02:53 PM(CT)
TENNESSEE COURT OF
WORKERS' COMPENSATION
CLAIMS
TENNESSEE BUREAU OF WORKERS’ COMPENSATION
IN THE COURT OF WORKERS’ COMPENSATION CLAIMS
AT MEMPHIS
WILLIE MAE LINDSEY, ) Docket No. 2021-08-0356
Employee, )
v. )
KELLOGG CO., ) State File No. 26045-2021
Employer, )
and )
OLD REPUBLIC INS. CO., ) Judge Allen Phillips
Carrier. )
EXPEDITED HEARING ORDER DENYING BENEFITS
The Court held an Expedited Hearing on October 27, 2021.1 Ms. Lindsey requested
medical and temporary disability benefits for an injury she alleged happened on March 21,
2021. Kellogg claimed the injury did not arise out her employment. For the following
reasons, the Court agrees with Kellogg and denies Ms. Lindsey’s request.
History of Claim
Ms. Lindsey, who was the Safety Manager for Kellogg, testified her injury happened
when she tripped over a dangling wire just inside a warehouse door. She said the wire hung
from a spool resting on an overhead shelf, and when she tripped, the spool fell, knocking
her into another shelf. She said she struck the right side of her body, injuring her neck and
low back.
Ms. Lindsey reported to work on the next morning, Monday, March 22, and while
cleaning her office, she moved a heavy television. When she did, she claimed she felt
extreme pain in the same body parts that she injured the day before. She said Nicole
Marshall, a Human Resources employee, was next door and heard her cry out. Ms.
Marshall asked what happened, and Ms. Lindsey told her about moving the television. The
two were then interrupted by another employee, who came to Ms. Marshall’s office. At
that time, Ms. Lindsey wrote a statement regarding the previous day’s injury.
1
The Court held the hearing via videoconference by agreement of the parties.
1
Kellogg offered differing testimony. Derrick Brewster, Kellogg’s Plant Manager,
testified Kellogg had decided to terminate Ms. Lindsey before March 21 due to poor job
performance. The termination was scheduled for Friday, March 19, but when Kellogg
could not coordinate the meeting, it was rescheduled to follow the weekly management
meeting on March 22.
As Safety Manager, Ms. Lindsey participated in the management meeting. Mr.
Brewster testified that Ms. Lindsey did not report the March 21 injury at the meeting, and
she did not document any injury or unsafe conditions in a March 21 safety report for which
she had responsibility. Balaji Kamalakannan2 also testified that Ms. Lindsey neither
mentioned her injury in the meeting nor did she appear injured.
As planned, Mr. Brewster and Ms. Marshall terminated Ms. Lindsey after the
management meeting, and a separation notice listed “performance” as the reason. Mr.
Brewster said it was in no way related to the alleged injury. Ms. Marshall did not testify.
After her termination, Ms. Lindsey reported the March 21 injury by giving Ms.
Marshall the statement she wrote earlier that morning. In it, Ms. Lindsey said she was
inspecting “Warehouse 5 or 6” when she tripped over a cord and a spool fell from the top
shelf hitting her neck. She then said, “I picked it up but felt immediate pain in the neck area
shooting down my arm and back.” A First Report of Injury completed by Kellogg that day
includes the same narrative. Ms. Lindsey also wrote in her statement that she “took Aleve
from the first aid room” and continued to work. She concluded, “I wanted to resolve it on
my own but this situation occurred and I needed to report it right away.”
Ms. Lindsey’s pain did not improve, and she asked for medical treatment. Kellogg
provided a panel of physicians, from which Ms. Lindsey chose Dr. Stephen Waggoner. On
March 31. Dr. Waggoner recorded the injury as Ms. Lindsey described it at the hearing,
namely a falling spool knocked her into a shelf. Dr. Waggoner also noted Ms. Lindsey
sustained a 2018 cervical spine injury while working for another employer, but her pain
was “now much worse[.]”3 He diagnosed cervical and lumbar spine injuries, significantly
restricted Ms. Lindsey’s activities, and said he would see her again in two weeks.
Meanwhile, Kellogg investigated Ms. Lindsey’s allegations. Specifically, Mr.
Brewster, Ms. Marshall, and Mr. Balaji inspected the warehouses that Ms. Lindsey
described in her statement. They went to several because Ms. Lindsey did not identify the
specific one. In every warehouse inspected, they found no loose wires, fallen spools, or
any physical evidence of an unsafe condition.
2
The parties referred to Mr. Kamalakannan as “Balaji” with his permission. The Court will as well.
3
The correct date of the previous injury was later shown to be October 11, 2019, but the actual date is not
relevant in context.
2
On April 20, Kellogg denied any further medical treatment with Dr. Waggoner and
filed a “Notice of Controversy.” As its basis, Kellogg contended the alleged injury did not
arise out of the employment.
Ms. Lindsey then filed a Petition for medical and temporary disability benefits.4 She
wanted Kellogg to provide further medical treatment, preferably in Maryland where she
now resides, and pay temporary disability benefits based on Dr. Waggoner’s restrictions.
On August 27, the Court set this Expedited Hearing.5
At the hearing, the parties submitted Dr. Waggoner’s March 31 record and the letter
with his causation opinion. Specifically, Kellogg provided Dr. Waggoner with records of
Ms. Lindsey’s treatment for the 2019 injury and an order of the Mississippi Workers’
Compensation Commission documenting a settlement of Ms. Lindsey’s claim for that
injury. After reviewing the information, Dr. Waggoner, without elaboration, replied that
both Ms. Lindsey’s cervical and lumbar spine symptoms were “more than 50% related” to
her injury at Kellogg.
The records from the 2019 injury were from Dr. Laverne Lovell, who first saw Ms.
Lindsey on September 28, 2020. He recorded that she “hurt her back” when moving boxes
and that she had been “fired” from her job where the injury occurred. He noted delays in
treatment due to possible misdiagnoses and then COVID. Dr. Lovell noted Ms. Lindsey
was then working at Kellogg and that her complaints had caused “pretty much a miserable
state throughout all of this.” He related two herniated cervical discs to the 2019 injury and
recommended surgery.
Ms. Lindsey’s previous employer approved the surgery, and on April 7, 2021, Dr.
Lovell’s office called her to schedule it. However, Ms. Lindsey wanted to wait until she
received a COVID vaccination. The record documenting the April 7 call makes no mention
of the March 21 injury.
On April 13, Ms. Lindsey returned to Dr. Lovell. He noted that she “was trying to
get better with time and had basically been delaying [the] operation.” Dr. Lovell also noted
that “She is here today telling me a month ago she had a second injury at work where she
tripped over some wires and fell against the person in front of her and then a spool that has
wire curled on it came off of a rack and hit her in the back of the neck and shoulders.” Ms.
4
The Court consolidated both petitions for judicial economy.
5
On October 12, Kellogg moved to continue the Expedited Hearing on grounds it did not receive a causation
opinion from Dr. Waggoner until October 8, and it needed more time to obtain either an independent
medical evaluation or depose Dr. Waggoner. Ms. Lindsey objected, arguing that Kellogg had the
information it needed before it obtained Dr. Waggoner’s opinion. The Court did not find good cause for a
continuance because Kellogg’s claim administrator did not send the letter requesting the doctor’s causation
opinion until October 5. However, the Court took final ruling on the matter under advisement to determine
if the medical evidence presented at the Expedited Hearing justified a different result. Given the holding
here, the Court need not address the continuance issue any further.
3
Lindsey told Dr. Lovell that, “due to the delay in reporting. . .she ended up being
terminated[.]” Dr. Lovell said all of the history was “word of mouth from the patient.”
The Mississippi order, dated June 18, 2021, memorialized a compromised
settlement. Ms. Lindsey’s former employer paid her a significant lump sum but disputed
the alleged injury because she did not report it until six months after her termination. The
order included Ms. Lindsey’s assertion that she timely reported the injury, which she
repeated at this hearing, stating that she provided notice shortly after the injury.
Kellogg argued that the facts of the Mississippi claim and this one are virtually
identical, namely Ms. Lindsey reported questionable injuries at both employers only after
being terminated. But Kellogg did not advocate late notice as its primary focus; instead, it
questioned the actual occurrence of the incident.
The thrust of Ms. Lindsey’s argument, as evidenced by her questioning of the
witnesses, was that Kellogg accepted other claims despite the employee’s late reporting.
She asserted that she was fired because she reported an injury. She also noted Ms.
Marshall’s absence and that Kellogg did not invite her to participate in the inspection of
the premises.
Findings of Fact and Conclusions of Law
Ms. Lindsey must show at this Expedited Hearing that she would likely prevail at a
hearing on the merits. Tenn. Code Ann. § 50-6-239(d)(1) (2021). To prevail she must show
her injury arose primarily out of her employment and that it was caused by an incident
identifiable by time and place of occurrence. Tenn. Code Ann. § 50-6-102(14)(A)
(Emphasis added).
As is its right, Kellogg investigated Ms. Lindsey’s claim and then denied it based
on the factual assertion that the alleged work accident did not occur as reported. See Hawes
v. McLane Co., Inc., 2021 TN Wrk. Comp. App. Bd. LEXIS 30, at *10 (Aug. 25, 2021).
The Court agrees with Kellogg’s position.
First, Kellogg found no physical evidence of the injury. Mr. Brewster, Mr. Balaji,
and Ms. Marshall found no dangling wires, fallen spools, or other hazards supporting Ms.
Lindsey’s claim. The Court finds both Mr. Brewster and Mr. Balaji highly credible. They
were calm, self-assured, confident, and forthcoming. See Kelly v. Kelly, 445 S.W.3d 685,
694-695 (Tenn. 2014) (discussing indicia of witness credibility). Mr. Balaji in particular
responded to Ms. Lindsey’s questions in a friendly manner, indicating no ill will towards
her that would call into question his recollection of the events.6
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The Court notes Ms. Marshall’s absence might be construed that her testimony would be adverse to
Kellogg. Tennessee recognizes the “missing witness rule” which may apply when the evidence shows that
a witness who was not called to testify knew about material facts, had a relationship with the party “that
would naturally incline the witness to favor the party,” and the witness was available to the process of the
4
Second, Ms. Lindsey’s job required that she maintain an accurate safety report for
March 21. The Court considers that an accurate report is particularly important when it
documents a weekend shift and when the person charged with completing it bears
responsibility for safety. Ms. Lindsey neither recorded any dangerous condition nor, more
importantly, did she record her own injury.
Third, Ms. Lindsey did not report her injury or any unsafe condition in the
management meeting on Monday morning. Likewise, she did not appear to be injured.
Fourth, Ms. Lindsey reported the incident after her termination. As Kellogg pointed
out, this is akin to the late reporting of her claim against a previous employer. Similarities
aside, the Court finds that the timing of Ms. Lindsey’s reporting here is questionable
standing on its own. Ms. Lindsey could have, and should have, included it in her safety
report, and she had further opportunity to report the injury on March 22 before her
termination. Importantly, though she contended she was terminated for reporting an injury,
Kellogg had terminated her before she presented the handwritten statement.
Fifth, Ms. Lindsey’s statements as to how the injury occurred are inconsistent. She
testified at the hearing and told Dr. Waggoner that the spool fell on her neck and knocked
her into a shelf. She told Dr. Lovell that she tripped and fell into someone else. She wrote
in her statement that she felt pain when she picked up the spool. Not only do these
inconsistencies give the Court pause, but they also call into question Dr. Waggoner’s
causation opinion based on the history given him. See Moore v. Liberty Mut. Ins. Co., No.
02S01-9806-CH-00056, 1999 Tenn. LEXIS 396, at*9 (Tenn. Workers’ Comp. Panel Aug.
23, 1999) (it stands to reason that a medical opinion will not be reliable if based on false
medical history).
In summary, it is appropriate for a trial court to consider the strengths and
weaknesses of the relevant evidence in determining whether an employee comes forward
with sufficient evidence that they would prevail at trial. Jones v. AT&T Services, 2021 TN
Wrk. Comp. App. Bd. LEXIS ____, slip op. at 5 (Nov. 8, 2021). The weaknesses of Ms.
Lindsey’s evidence lead the Court to conclude that she likely would not prevail at trial in
establishing a specific incident arising out of her employment.
court. In re Mattie L., 618 S.W.3d 335, 342 (Tenn. 2021). However, given the totality of the evidence, the
Court does not find application of the missing witness rule would yield a different result.
5
IT IS, THEREFORE, ORDERED as follows:
1. Ms. Lindsey’s request for benefits is denied at this time.
2. The Court sets a Status Hearing for Wednesday, January 12, 2022, at 10:30 a.m.
Central Time. The parties must call 731-422-5263 or toll-free 855-543-5038 to
participate in the Hearing.
ENTERED November 17, 2021.
____________________________________________
JUDGE ALLEN PHILLIPS
Court of Workers’ Compensation Claims
APPENDIX
Exhibits:
1. Collective Medical Records of Drs. Waggoner and Lovell and Mississippi Workers’
Compensation Commission Order
2. Physical Therapy Records from Maryland
3. First Report of Injury
4. Notice of Controversy
5. Ms. Lindsey’s handwritten injury report
6. Ms. Lindsey’s affidavit
7. Severance Letter
8. Severance Notification Packet
Technical record:
1. Petition for Benefit Determination—April 2, 2021
2. Petition for Benefit Determination—April 26, 2021
3. Dispute Certification Notice for April 2 petition
4. Dispute Certification Notice for April 26 petition
5. Request for Expedited Hearing
6. Transfer Order
7. Order of Consolidation
8. Employer’s Pre-Hearing Submission
9. Motion for Continuance
10. Response to Motion for Continuance
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CERTIFICATE OF SERVICE
I certify that a copy of this Order was sent as indicated on November 17, 2021.
Name Email Service sent to:
Willie Mae Lindsey, Employee X wmlindsey@gmail.com
Thomas J. Smith, Employer’s Attorney X tsmith@spicerfirm.com
______________________________________
Penny Shrum, Court Clerk
Court of Workers’ Compensation Claims
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