Anderson, Barry v. Hallmark Management, Inc. ( 2015 )

...-······~ FILED
( J anuary 22, 2015
T:-; CO iiRTO F
'·······~ ..........·· WORKERS' COMPE:-;SATIO:-;
CLAD'IS
Time: 9 :15AM
COURT OF WORKERS' COMPENSATION CLAIMS
DIVISION OF WORKERS' COMPENSATION
EMPLOYEE: Barry Anderson DOCKET#: 2014"07-0020
STATE FILE#: 62789-2014
EMPLOYER: Hallmark Mgt., Inc. DATE OF INJURY: August 12, 2014
INSURANCE CARRIER: Bridgefield Cas. Ins. Co.
EXPEDITED HEARING ORDER
THIS CAUSE came before the undersigned Workers' Compensation Judge upon the Request
for Expedited Hearing filed by Barry Anderson, (Mr. Anderson) the Employee, on December 23,
2014, with the Tennessee Court of Workers' Compensation Claims, Division of Workers'
Compensation, pursuant to Tennessee Code Annotated section 50-6-239, to determine if temporary
disability benefits should be initiated.
The Court conducted an in-person evidentiary hearing on January 14, 2015. Mr. Anderson
participated prose. Hallmark Management, Inc. (Hallmark) participated through their Counsel,
Ryan Sarr, and representative, Ms. Glynnis Patton. Employee testified on his own behalf. Ms. Patton
testified on behalf of Hallmark.
Considering the positions of the parties, the applicable law, and the evidence submitted, the
Court hereby finds that Mr. Anderson is not entitled to the requested temporary disability benefits.
ANALYSIS
Issue
Whether Employee is entitled to temporary disability benefits.
Evidence Submitted
The Court designated the following as the technical record:
• Petition for Benefit Determination
• Dispute Certification Notice
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• Request for Expedited Hearing
• Employer's Witness and Exhibit List
The following documents were admitted into evidence:
Exhibit 1: Wage Statement (by stipulation of the parties)
Exhibit 2: Medical Records of Camden Medical Center, Sports Orthopedics and Spine and
Skyline Medical Center (by stipulation of the parties)
Exhibit 3: Employee's Resignation Letter (by Employer)
Exhibit 4: Earnings History of Employee (by Employer)
History of Claim
Barry Anderson was employed by Hallmark, a property management company, as a
maintenance person. Hallmark paid Mr. Anderson regular wages and provided him an apartment at
his assigned work location, Sunrise Village Apartments, in Camden, Tennessee. On August 4, 2014,
Mr. Anderson submitted a resignation letter to Hallmark advising that he would be "leaving the
maintenance position at Sunrise Village on September 15, 2014." Ex. 3. At the hearing, Mr.
Anderson testified that he left Hallmark to accept another job at DuPont. (Recorded Transcript at
10:48).
On August 12, 2104, Mr. Anderson fell while working and injured his back. Hallmark
accepted his workers' compensation claim and provided medical care.
On September 3, 2014, Mr. Anderson saw Dr. Timothy Sweo. Mr. Anderson reported the fall
to Dr. Sweo and complained of back and neck pain. The back pain "runs down his leg and his foot
goes numb." He told Dr. Sweo that he had not worked since his injury. Ex. 2 at 16. Following the
history and examination, Dr. Sweo diagnosed cervical neuralgia and low back pain. Id. at 17. He
referred Mr. Anderson for physical therapy and imposed restrictions of no lifting over 25 lbs. and no
bending. Id. at 20. On October 1, 2014, Dr. Sweo diagnosed "probable cervical radiculopathy" and
advised there was "no change in work restrictions."
After his injury, Mr. Anderson advised Hallmark, through "Marilyn," that he had an
employment offer at DuPont but, due to his back injury, he did not believe he could accept the
offer.(Recorded transcript at 10:58) He expressed a desire to retain his position at Hallmark.
Hallmark refused to retain Mr. Anderson and he ceased working for the company on September 15,
2014. Hallmark paid Mr. Anderson his regular wages for the entire time between the injury and
September 15. Ex. 4. Mr. Anderson also was compelled to move out of the apartment provided him
by Hallmark. At the hearing, Mr. Anderson testified that he was unemployed and had to stay with
family members. He was still undergoing medical care. He stated at the hearing that Marilyn had
advised him that Hallmark had no light duty. (Recorded transcript at 22:50)
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Ms. Glynnis Patton, the property manager, testified on behalf of Hallmark. Ms. Patton
testified that she was not aware that Mr. Anderson had been placed on light duty as of September 3,
2014 (20:39) but testified that Hallmark could have accommodated his restrictions when she was
shown the actual restriction form ofDr. Sweo. (21:12). She also confirmed that Hallmark hired a
replacement for Mr. Anderson on or before September 15, 2014. (21:30). She identified payroll
records indicating that Hallmark paid Mr. Anderson his regular wages through September 15, 2014.
(19:36). In response to Mr. Anderson's question regarding an e-mail communication Mr. Anderson
received from Marilyn regarding "changing his mind" and desiring to remain employed, Ms. Patton
responded she was not aware of such communication. (24:45).
Employee's Contentions
Mr. Anderson argues that he should receive temporary benefits because he has not been
able to work since his injury and has ongoing disability. He admits that he voluntarily resigned
from Hallmark but argues that he "changed his mind" and desired to remain with Hallmark.
Instead of allowing him to remain employed, Hallmark told him that he needed to vacate his
apartment. He testified 1 that Marilyn, a representative of Hallmark, advised him that there was no
light duty available.
Employer's Contentions
Hallmark argues that Mr. Anderson voluntarily resigned his job and that it had light duty
available to him. Therefore, he cannot receive temporary benefits because, but for the voluntary
resignation, he would have been able to continue working for Hallmark at all relevant times.
Findings of Fact and Conclusions of Law
Standard Applied
When determining whether to award benefits, the Judge must decide whether the moving
party is likely to succeed on the merits at trial given the information available. See generally, McCall
v. Nat'! Health Care Corp., 100 S.W. 3d209, 214 (Tenn. 2003). Ina workers' compensation action,
pursuant to Tennessee Code Annotated section 50-6-239(c)(6), the employee bears the burden of
proving each and every element of the claim by a preponderance of the evidence.
Factual Findings
Barry Anderson sustained a back injury arising primarily out of and in the course of his
I As a prose litigant, Mr. Anderson added comments at inappropriate times. For example, when the Court references
he "testified" as to Marilyn advising him that Hallmark had no light duty, Mr. Anderson made the statement when he
was given the opportunity to cross-examine Ms. Patton, Nevertheless, in fairness to Mr. Anderson, the Court notes
his evidence that he was told at some point that no light duty was available. Given the preponderance of the evidence
and the findings hereafter, admission of this "testimony," is not dispositive to the outcome.
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employment with Hallmark on August 11, 2014. Hallmark accepted the claim and provided medical
care to Mr. Anderson. He came under the care of Dr. Timothy Sweo, the authorized treating
physician, who, on September 3, 2014, placed restrictions of no lifting over twenty-five pounds (25
lbs.) and no bending.
Prior to the date of injury, Mr. Anderson submitted a letter of resignation to Hallmark dated
August 3, 2014. Mr. Anderson planned to leave Hallmark to take another job. After he sustained his
work-related injury, Mr. Anderson wanted to revoke his resignation. Hallmark paid Mr. Anderson
regular wages through September 15, 2014, the last day he worked for Hallmark. Hallmark had light
duty work available at the time of Mr. Anderson's last day worked and thereafter.
Application of Law to Facts
Mr. Anderson seeks temporary benefits for the period he last worked for Hallmark, from
September 15, 2014, through the date of hearing and ongoing. He testified that he has not worked
since leaving Hallmark and remains under restrictions from Dr. Sweo. Because he believes Hallmark
either did not have or did not offer him light duty work, he "cannot understand" why he is not
entitled to benefits.
Though Mr. Anderson's frustration, compounded by several months without income, is
understandable, Tennessee law does not support his claim for temporary benefits and his claim must
be denied ..
Tennessee law provides two types of temporary benefits: temporary total disability (TTD)
and temporary partial disability (TPD). "Under Tennessee law, to establish entitlement to temporary
total benefits, an employee must show that he was (1) totally disabled to work by a compensable
injury; (2) that there was a causal connection between the injury and his inability to work; and (3) the
duration of that period of disability." Cleek v. Wal-Mart Stores, Inc., 19 S.W.3d 770, 776 (Tenn.
2000)(emphasis added). In this case, Mr. Anderson cannot recover temporary total disability benefits
as he is able to work with restrictions.
Temporary partial disability refers to the time, if any, during which the injured employee is
able to resume some gainful employment but has not reached his maximum recovery. Williams v.
Saturn Corp., No. M2004-01215-WC-R3-CV, 2005 Tenn. LEXIS 1032 (Tenn. Workers' Comp.
Panel 2005). Tennessee Code Annotated section 50-6-207(2) states:
In all cases of temporary partial disability, the compensation shall be sixty-six and two-thirds
percent (66 2/3%) of the difference between the average weekly wage of the worker at the
time of the injury and the wage the worker is able to earn in the worker's partially disabled
condition.
Here, if Mr. Anderson were entitled to any temporary benefits, those would be temporary
partial benefits. He was able, per Dr. Sweo, to work within restrictions but had not yet reached
maximum medical improvement. The amount ofTPD would be two-thirds (2/3) ofthe difference
between his average weekly and zero since he could not have earned any wages from Hallmark
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without the provision oflight duty. However, the inquiry need not reach any TPD calculation. Mr.
Anderson had resigned before he sustained the injury in question. As such, the Court finds he would
not be entitled to TPD benefits.
The Court has not found any authority addressing whether an employee can recover TPD
when he sustains an injury during his notice period after a voluntary resignation. However, our courts
have addressed the issue of claimed TPD when an employee voluntarily resigns. In Kelley v. D&S
Residential Holdings, E2001-02392-WC-R3-WC, 2012 Tenn. LEXIS 632 (Tenn. Workers' Comp.
Panel, August 3, 2012) the court denied an award ofTPD. In Kelley, the employee never complained
that non-injury related reasons were the basis for her not returning to work. Moreover, it was not her
medical restrictions which prevented a work return: "Instead, the testimony establish[ed] that the
employee was fully capable of performing the same job for the same wage within each of her
physical restrictions at all relevant times, yet she made no attempt to return." Id. at 23.
Unlike the claimant in Kelley, Mr. Anderson did not refuse a return to work. To the contrary,
he testified that he was willing to return to work. However, like the Kelley employee, Mr. Anderson
also left his job with Hallmark voluntarily and for reasons other than his inability to perform his job
due to injury.
In Phillips v. Deroyal Industries, E2001-01655-WC-R3-CV, 2002 Tenn. LEXIS 324 (Tenn.
Workers' Comp. Panel, July 8, 2002), the employee quit one day after attempting to return to work.
The Phillips employee decided his pain was too great to continue working despite his being provided
a job within his restrictions. !d. at 5. The employee walked away from his job, never reported to the
employer and was terminated. Id. TPD was denied, again due to a subjective action on the part of the
employee, rather than a physical inability to work. Although Mr. Anderson certainly conveys more
motivation to work than the Phillips employee, his resignation was equally unrelated to any injury.
Beyond the realm of TPD, in "return to work" cases assessing whether the multiplier caps
applied under prior statutory provisions, our courts focused upon the reasonableness ofthe employer
in attempting to return the employee to work and the reasonableness of the employee in failing to
return to work. See, e.g., Newton v. Scott Health Care Centers, 914 S.W.2d 884, 886 (Tenn.
Workers' Comp. Panel1995). In one ofthose cases, Lay v. Scott Co. Sheriff's Department., 109
S.W.3d 293 (Tenn. 2003), the employee voluntarily resigned his pre-injury job to take another. He
attempted to argue, since he was no longer employed by the pre-injury employer, that he was not
subject to the lower multiplier cap. Our Supreme Court disagreed, and stated the following:
Clearly, if an employee returns to work but is unable to perform his or her duties due to a
work-related injury, then the worker's resignation would be reasonably related to the
injury, and there would be no meaningful return to work. That is not the case here.
[Employee] returned to work following the accident and left to take a higher-paying job
with [another employer]. As contemplated by Newton's reasonableness test for meaningful
return to work, [Employee's] resignation was "unreasonable" behavior, as it was not
related to his injury.
Id. at 298.
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 In this case, Mr. Anderson opted to resign from Hallmark on August 3, 2014, to accept
another job. There is nothing per se "unreasonable" about his resignation; but for purposes of the
workers' compensation law, he acted unilaterally. There is nothing in Tennessee law requiring
Hallmark to accept Mr. Anderson's revocation of his resignation. As an employee-at-will, Mr.
Anderson could be retained or terminated at the will of Hallmark at any time. His replacement had
been hired at the time ofhis last day worked. Tennessee law does not require Hallmark to retain Mr.
Anderson or risk paying TPD. Cf Carter v. First Source Furniture Group, 92 S.W.3d 367 (Tenn.
2002)(an employer should not be penalized by having to pay increased benefits under the Workers'
Compensation Law by enforcing its workplace policies). In short, Hallmark is not required to return
Mr. Anderson to work, post-acceptance of his resignation, merely because he suffered a workplace
InJury.
Mr. Anderson was injured on August 12, 2014, nine days after he had submitted his
resignation letter on August 3. Notably, he continued to work for Hallmark from the date of injury
until September 15, 2014. Mr. Anderson testified that Hallmark paid him workers' compensation
benefits following his injury. Hallmark, however, presented evidence that it paid Mr. Anderson
regular wages through September 15, 2014. Ex. 4. This fact is particularly important because, as of
September 3, Mr. Anderson was working for Hallmark while under restrictions from Dr. Sweo. The
proof shows by a preponderance of the evidence that Mr. Anderson was able to, and in fact did,
continue working at Hallmark for two (2) weeks within the restrictions at issue. Though Ms. Patton
testified at the hearing that she was not aware of the light duty restrictions (Recorded Transcript,
20:39), the facts confirm Mr. Anderson's ability to work and the proof is uncontroverted that
Hallmark had light duty available for Mr. Anderson as of not only September 15, 2014, but also
thereafter. Thus, even if Mr. Anderson had not voluntarily resigned, he would not be entitled to TPD
benefits for the requested time frame. Accordingly, the Court holds that Mr. Anderson is not entitled
to temporary benefits.
This ruling is interlocutory in character and addresses only his entitlement to benefits during
the requested timeframe. Nothing prevents Mr. Anderson from later asserting a claim for either type
of temporary benefits upon a showing of entitlement to same.
IT IS, THEREFORE, ORDERED as follows:
1. Employee's interlocutory request for temporary disability benefits is denied at this time. This
is not a Final Order.
2. This matter is set for Initial Hearing on March 18, 2015 at 2:00p.m.
3. Unless interlocutory appeal of the Expedited Hearing Order is filed, compliance with
this Order must occur no later than seven (7) business days from the date of entry of
this Order as required by Tennessee Code Annotated section 50-6-239(d)(3). The
Insurer or Self-Insured Employer must submit confirmation of compliance with this
Order to the Division by email to WCCompliance.Program@tn.gov no later than the
seventh (7th) business day after entry of this Order. Failure to submit the necessary
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confirmation within the period of compliance may result in a penalty assessment for
non-compliance.
4. For questions regarding compliance, please contactthe Workers' Compensation Compliance
Unit via email WCCompliance.Program@tn.gov or by calling (615) 253-1471 or(615) 532-
1309.
ENTERED this the 22nd day of January, 201
Allen Phillips, Judge\
Court of Workers' Compe~sation Claims
Initial Hearing:
An Initial Hearing has been set with Judge Allen Phillips, Court of Workers
Compensation. You must dial in at 731-422-5263 or 855-543-5038 toll free at to participate in
your scheduled conference.
Please Note: You must call in on the scheduled date/time to participate. Failure to call in
may result in a determination of the issues without your further participation. All conferences
are set using Central Time (CT).
Right to Appeal:
Tennessee Law allows any party who disagrees with this Expedited Hearing Order to appeal the
decision to the Workers' Compensation Appeals Board. To file a Notice of Appeal, you must:
1. Complete the enclosed form entitled: "Expedited Hearing Notice of Appeal".
2. File the completed form with the Court Clerk within seven (7) business days of the date the
Expedited Hearing Order was entered by the Workers' Compensation Judge.
3. Serve a copy of the Request for Appeal upon the opposing party.
4. The parties, having the responsibility of ensuring a complete record on appeal, may request
from the Court Clerk the audio recording of the hearing for the purpose ofhaving a transcript
prepared by a licensed court reporter and filing it with the Court Clerk within ten (1 0)
calendar days of the filing of the Expedited Hearing Notice of Appeal. Alternatively, the
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parties may file a statement of the evidence within ten (1 0) calendar days of the filing of the
Expedited Hearing Notice of Appeal. The statement of the evidence must be approved by the
Judge before the record is submitted to the Clerk of the Appeals Board.
5. If the appellant elects to file a position statement in support of the interlocutory appeal, the
appealing party shall file such position statement with the Court Clerk within three (3)
business days of the filing of the Expedited Hearing Notice of Appeal, specifying the issues
presented for review and including any argument in support thereof. If the appellee elects to
file a response in opposition to the interlocutory appeal, appellee shall do so within three (3)
business days of the filing of the appellant's position statement.
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the Expedited Hearing Order was sent to the
following recipients by the following methods of service on this the 22nd day of January, 2015.
Name Certified First Via Fax Via Email Address
Mail Class Fax Number Email
Mail
Barry Anderson Barryandersonl6@yahoo.com
Ryan Sarr ....... rsarr~mor~anakins.com
Richard Clark (\\ I' A\' , rclark@morganakins.com
I \ ~1 ~
\~ .,, ..,...~-
Allen P'hillips, Judgt1
Court of Workers' C bm p ensation Claims
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Filed Date Stamp Here EXPEDITED HEARING NOTICE OF APPEAL Docket#: - - - - - - - - --
Tennessee Division of Workers' Compensation
220 French Landing Drive, 1st Floor
State File #/YR: _ _ __ ___.:_/_ _
Nashville, TN 37243-1002 RFA#: _ _ _ _ _ _ _ _ ____
Facsimile: 615-253-2480
Date of Injury: _ _ _ _ _ _ __
www.tn.gov/labor-wfd/wcomp.shtml
Email: wc.courtclerk@tn.gov SSN: _ _ _ _ _ _ _ _ _ ___
1-800-332-2667
Employee
Employer and Carrier
Notice
Notice is given that - - - - - - - - - - - - - - - - - - - - - - - - -- - - - -
[List name(s) of all appealing party(ies) on separate sheet if necessary]
appeals the order(s) of the Court of Workers' Compensation Claims at . Select Office Location
_ _ _ __________________to the Workers' Compensation Appeals Board.
[List the date(s) the order(s) was filed in the court clerk's office]
Additional Information
Type of Case [Check the most appropriate item)
D Temporary disability benefits
D Medical benefits for current injury
D Medical benefits under prior order issued by the Court
Judge_ Select Here
list of Parties
Appellant (Requesting Party): - - - - - - - - - - - - - - 'At Hearing: D Employer D Employee
Address:_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ _ _ _ _ _ _ _ _ _ _ __
Party's Phone:_ _ _ _ _ __ _ _ __ _ _ _ __ Email:_ _ _ _ _ __ _ _ _ _ _ ____
Attorney's Name: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ ____ BPR#: _ __ _ _ _ __
Attorney's Address:, _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ _ Phone:
Attorney's City, State & Zip code: _ _ _ _ _ _ _ _ _ _ _ _ _ __ _ _ _ _ _ _ _ _ _ __
Attorney's Email:_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ _ _ _ _ _ _ _ _ _ _ _ __
* Attach an additional sheet for each additional Appellant *
LB-1099 (Rev. 10-14) Page 1 of 2 RDA 10183
Employee Name: _ _ _ __ _ _ _ _ _ __ SF#: _ __ _ _ _ _ _ _ _ DOl: _ _ _ _ __
Appellee(s)
Appellee (Opposing Party): _ _ _ _ _ _ _ _ _ __ At Hearing: D Employer D Employee
Appelle~sAddre~=------------------------------
Appellee's Phone: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ Email :_ _ _ _ _ _ _ _ _ _ _ _ __
Attorney's Name:_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ BPR#: _ _ _ _ _ _ __
Attorney's Address: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ Phone :
Attorney's City, State & Zip code: - - - - - - - - - - - - -- - - - -- - - - - - -
Attorney's Email: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ _ _ _ __ _ _ _ __
* Attach an additional sheet for each additional Appellee *
CERTIFICATE OF SERVICE
I, certify that I have forwarded a true and exact copy of this
Expedited Hearing Notice of Appeal by First Class, United States Mail, postage prepaid, to all parties
and/or their attorneys in this case in accordance with Rule 0800-02-22.01(2) of the Tennessee Rules of
Board of Workers' Compensation Appeals on this the__ day of 20_.
[Signature of appellant or attorney for appellant]
LB-1099 (Rev. 10-14) Page 2 of 2 RDA 10183