Barrett, Buster v. Lithko Contracting, Inc. ( 2016 )


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  •            TENNESSEE BUREAU OF WORKERS’ COMPENSATION
    IN THE COURT OF WORKERS’ COMPENSATION CLAIMS
    AT NASHVILLE
    BUSTER BARRETT,                            )
    Employee,                        )   Docket No. 2015-06-0186
    )   State File No. 78378-2014
    v.                                         )
    )
    LITHKO CONTRACTING, INC.,                  )   Docket No. 2015-06-0188
    Employer,                          )   State File No. 24788-2015
    )
    )
    and                                        )   Docket No. 2015-06-0189
    )   State File No. 24789-2015
    ACE AMERICAN INSURANCE                     )
    and THE TRAVELERS,                         )   Judge Joshua Davis Baker
    Carriers.                         )
    EXPEDITED HEARING ORDER FOR MEDICAL BENEFITS
    This matter came before the Court on the Request for Expedited Hearing filed by
    the employee, Buster Barrett, pursuant to Tennessee Code Annotated section 50-6-239
    (2015). The Request encompasses three separate claims for injuries on August 27, 2014,
    January 15, 2015, and January 21, 2015, and Mr. Barrett’s request for medical and
    temporary benefits for these dates of injury. Though all of the alleged injuries occurred
    in the course and scope of employment for Lithko, it changed workers’ compensation
    coverage during the applicable period. Accordingly, two different insurance carriers are
    potentially responsible for the claims: Ace American and Travelers.
    The central legal issues are whether Mr. Barrett has shown by the requisite
    standard of proof that he is likely to succeed at a hearing on the merits in proving
    entitlement to benefits and, if so, which carrier is responsible. For the reasons set forth
    below, the Court finds Ms. Barrett is entitled to additional medical treatment for his
    August 27, 2014 workplace accident but failed to carry his burden of proving entitlement
    to temporary disability benefits. The Court further finds Ace American is the carrier
    responsible for payment of the medical benefits.
    History of Claim
    Buster Barrett is a forty-eight-year-old resident of Robertson County, Tennessee.
    Mr. Barrett worked as a concrete finisher for Lithko, a job he had performed for
    approximately twenty-three years. His principal job involved supervising the pouring of
    concrete floors at commercial building sites. Mr. Barrett testified he either worked
    directly for, or had been associated with, Lithko since 1987. Over the years, he worked
    as a concrete laborer, finisher, and finisher lead with supervisory responsibilities. He
    sustained a prior work-related injury in 2009 for which he had three neck surgeries.
    On August 27, 2014, the first date of alleged injury, Mr. Barrett and his coworkers
    were pouring concrete on a jobsite. As the concrete poured through a hose, a pressure
    bump caused the concrete to spray the operator in the eyes. The operator released the
    hose and Mr. Barrett spontaneously grabbed it in order to keep it from hitting him or or
    other employees or damaging machinery. The force of the hose twisted Mr. Barrett. He
    described the injury as twisting his left arm and shoulder, “messing my back up, my left
    hip and my left shoulder.” He reported the injury to Lithko supervisors on the date of the
    incident.
    Mr. Barrett did not receive treatment that day, but rested in one of Lithko’s work
    trucks. He testified that although still experiencing pain in his shoulder, hip, back and
    legs, he returned to work the next day but did little work, alternating between standing
    and sitting the entire day. Regarding medical care, Mr. Barrett stated that Lithko did not
    offer to take him to the doctor but suggested he utilize “call-a-doctor” services. He
    declined to use these services because a coworker had a negative experience with the
    service.
    At the time of the incident, Mr. Barrett was laboring under restrictions from a prior
    work-related injury. These restrictions prohibited Mr. Barrett from lifting more than
    twenty-five pounds and from pushing or pulling more than twenty pounds. The
    restrictions also prohibited overhead work and work involving vibration. (Ex. C.)
    Mr. Barrett stated he continued to work until January 15, 2015, but suffered
    constant pain. During that time, his responsibilities were limited and included, “mak[ing]
    sure tools was [sic] on the job” and “tell[ing] the guys each morning what to do, stand
    outside the pour, and make sure that they was [sic] doing their job[.]”
    Mr. Barrett testified that on January 15, 2015, his supervisor, Brad, insisted he
    work in a concrete slab because they were short-staffed. He accidentally stepped into a
    hole and pulled his left leg so severely it damaged his boot. He felt significant increased
    2
    back pain that began after the August 2014 incident. He reported the incident to Brad,
    who was a supervisor under Will Phelps. Mr. Barrett did not ask for medical care, and
    Lithko did not report the injury.
    A few days later, on January 21, 2015, Mr. Barrett testified he suffered another
    accident, the third injury at issue, on a job site when he stepped in a deep tire rut. Mr.
    Barrett stated he did not tell anyone about the incident other than another concrete
    finisher. He answered “No” when asked if believed the incident caused him further
    injury.
    Mr. Barrett stated by February 4, 2015, the accumulation of pain made it difficult
    to walk, and he insisted to his Lithko supervisors that he needed to see a doctor. A
    Lithko employee took him to Dr. Nevels at U.S. Healthworks. Gallagher Bassett
    coordinated this treatment, and Ace American paid for the visit. Dr. Nevels took x-rays,
    gave him a back brace, and assigned work restrictions. The restrictions prohibited Mr.
    Barrett from lifting from the floor to the waist and from lifting more than five pounds
    from his waist to his shoulder. They also prohibited him from bending, stooping,
    kneeling, squatting, climbing stairs, climbing ladders, reaching or performing overhead
    work. (Ex. C.) He also referred him for orthopedic evaluation and physical therapy.
    Mr. Barrett stated he gave a copy of his restrictions to Will Phelps and Chris
    Dittman. According to Mr. Barret, Mr. Dittman commented that Dr. Nevels “might as
    well have told you to do nothing then.” He stayed at the office that day and assisted with
    scheduling. The next day, on February 5, he did standing supervision, made sure
    adequate tools were on the job, and oversaw other employees’ work.
    When he returned to Lithko the following Monday, on February 9, 2015, Mr.
    Barrett testified he was given a separation letter and essentially told he was fired. The
    company gave him $5,000 as severance compensation. When Mr. Barrett asked the
    reason for the termination, Lithko said it was because a recently laid concrete floor was
    not flat. Mr. Barrett acknowledged unpreventable conditions, such as weather, can
    sometimes spoil new concrete surfaces but claimed Lithko never criticized him or the
    quality of his work until after his August 27, 2014 accident. Mr. Barrett asserted he
    received no formal reprimands or indication his job was in jeopardy because of work
    issues until his termination on February 9, 2015. Mr. Barrett insisted any concrete
    problems were not his fault and claimed he was not the supervisor for the workers who
    were reprimanded for safety violations.
    Mr. Barrett believes Lithko terminated his employment because of his new work
    restrictions of February 4, 2015, and the termination had nothing to do with the quality of
    his work. However, he admitted that neither Dr. Standard nor Dr. Nevels took him off
    from work, and further admitted he would still be working for Lithko but for his
    3
    termination.
    Gallagher Bassett denied Mr. Barrett’s claim shortly after his February 4, 2015,
    examination by Dr. Nevels. Mr. Barrett has received no temporary disability payments
    since his employment termination. He has received no authorized medical treatment
    since February 4, 2015. However, he continued to treat on his own with Dr. Scott
    Standard, a surgeon who treated a 2009 work related neck injury.
    William Phelps is Lithko’s operations manager for the Nashville area. He became
    Mr. Barrett’s supervisor in 2014. Mr. Phelps stated he was aware Mr. Barrett had a neck
    injury in 2009, had undergone three neck surgeries, and had been on light-duty
    restrictions since 2012. Mr. Phelps agreed Lithko accommodated Mr. Barrett’s 2012
    work restrictions and placed him in a lead supervisory position.
    Mr. Phelps was on the job site on August 27, 2014, and confirmed the basic facts
    of the incident with the concrete hose Mr. Barrett testified the hose weighed at least
    twenty-five pounds even without extra pressure. Mr. Phelps stated thirteen other workers
    were on the job site, yet Mr. Barrett took it upon himself to grab the hose in violation of
    his light-duty work restrictions when he sustained the alleged injuries.
    Mr. Phelps stated he reported the incident to Philip Maciula the next morning.
    They collectively agreed to monitor the situation and provide care if Mr. Barrett
    expressed a need for medical attention. Mr. Phelps agreed Lithko provided no medical
    treatment on the date of the injury, but maintained that Mr. Barrett did not ask for
    treatment. Mr. Phelps testified he asked Mr. Barrett directly the following morning
    whether he needed to do anything; Mr. Barrett replied, “No, I think I’m okay.”
    Mr. Phelps stated he filled out the First Report of Injury on September 18, 2014,
    because Mr. Barrett continued to complain of pain in his arm, left shoulder, head, and
    neck. (Ex. F.) Mr. Phelps forwarded the First Report of Injury to Mr. Maciula because
    he was responsible for scheduling medical appointments.
    Mr. Phelps recalled when Mr. Barrett stepped into an isolation hole on January 15,
    2015. According to Mr. Phelps, Mr. Barrett did not report suffering any injury. Mr.
    Phelps suggested Mr. Barrett notify Mr. Maciula about the incident but did not know if
    Mr. Barrett did so. Mr. Phelps stated he only recently became aware of the January 21,
    2015 incident. He admitted he did not file an accident report for either incident.
    Mr. Phelps insisted Lithko terminated Mr. Barrett due to performance inadequacy
    and safety violations, not because of his injuries. Mr. Phelps cited several examples of
    poor work he attributed to Mr. Barrett. (Exs. H, I.) He testified the quality issues cost
    Lithko additional time and money. (Ex. J.) In addition to these quality issues, Mr.
    4
    Phelps also cited several incidents where the concrete floors poured under Mr. Barrett’s
    supervision did not meet “flatness” specifications.1 (Ex. N.) Mr. Phelps agreed,
    however, that Lithko did not formally reprimand Mr. Barrett for any of these
    performance problems. He also agreed that the cost overruns that involved Mr. Barrett
    were similar to those of other employees.
    In November 2014, Mr. Phelps recalled Mr. Barrett requested a raise. When Mr.
    Barrett asked for the raise, Mr. Phelps investigated whether Mr. Barrett had conducted
    required daily planning meetings and weekly “toolbox talks,” an industry term for safety
    meetings. Mr. Phelps concluded Mr. Barrett did not regularly conduct these meetings
    and counseled Mr. Barrett on their importance. For a period of time, Mr. Barrett
    conducted the meetings. According to Mr. Phelps, however, Mr. Barrett’s compliance
    was short-lived, and he eventually realized he could not depend upon Mr. Barrett to
    conduct these required meetings. He eventually took the responsibility of performing
    daily planning meetings and weekly toolbox talks away from Mr. Barrett.
    Mr. Phelps also recounted several incidences of workplace safety infractions while
    Mr. Barrett was lead supervisor. On January 5, 2015, a client photographed a Lithko
    employee working outside the safety zone without a securing harness. Mr. Phelps
    insisted Mr. Barrett was a responsible lead supervisor at the site and asked him into the
    meeting where they terminated that employee. Mr. Phelps also cited Mr. Barrett’s failure
    to conduct a safety meeting on January 20, 2015, as a serious safety infraction. Mr.
    Barrett did not conduct a safety meeting that day but only dropped off safety harnesses
    and drove to another job site. Mr. Phelps acknowledged Lithko commonly had multiple
    employees on multiple jobs so it was possible Lithko had assigned Mr. Barrett to deliver
    harnesses to another job site the same morning.
    Mr. Phelps agreed Mr. Barrett had been a good employee but, maintained Lithko
    terminated his employment because of ongoing safety and quality control problems. Mr.
    Phelps stated Mr. Barrett’s shortcomings resulted in Lithko exceeding project budgets
    and suffering overages in labor costs. (Ex. J.) Although Mr. Phelps agreed the cost
    overruns were not solely due to projects of which Mr. Barrett was responsible, Lithko
    remained concerned with what it regarded as Mr. Barrett’s lax attitude toward safety
    issues, performance, and job quality issues.
    Philip Maciula is operations manager at Lithko. Mr. Maciula stated he was in
    charge of territory safety in the Nashville and Kansas City offices and his job
    responsibilities were to reduce accidents and facilitate communication with employees
    1
    Flatness describes the general leveling of the floor when measured against industry specifications. The flatness
    testing reports submitted by Lithko concerned several floors poured in several states including Alabama. Mr. Phelps
    admitted that Mr. Barrett might not have been on a jobsite in Alabama on January 15, 2015, where the flatness of the
    floor failed to meet quality standards.
    5
    and doctors. Mr. Maciula testified Lithko conducts safety training at the time of hire,
    reviews OSHA and company requirements, and stresses the importance of planning and
    safety meetings.
    Mr. Maciula stated Mr. Phelps advised him Mr. Barrett injured his shoulder on
    August 27, 2014. Mr. Maciula agreed no one completed a first report of injury until
    September 2014, but explained the delay was due to a general understanding because Mr.
    Barrett was doing well and the incident “was not a big deal.” Mr. Maciula insisted he
    checked with Mr. Barrett about the condition of his left shoulder on August 27, 2014, and
    again on September 18, 2014. At that time, Mr. Barrett indicated his shoulder continued
    to hurt and Mr. Maciula filled out a First Report of Injury. Mr. Maciula made an
    appointment for Mr. Barrett at U.S. Healthworks, but Mr. Maciula was uncertain he told
    Mr. Barrett about the appointment. Mr. Maciula stated he followed up with Mr. Barrett
    in October and Mr. Barrett reported he was doing well.
    Mr. Maciula stated he next spoke with Mr. Barrett on January 15, 2015, when he
    reported stepping in an isolation hole. He did not complete an injury report. Mr. Barrett
    indicated his back pain related to the August 27, 2014, pressurized hose incident. Mr.
    Maciula recalled the conversation ended with Mr. Barrett saying he did not need to go to
    the U.S. Healthworks clinic.
    Mr. Maciula believed the first time Mr. Barrett requested medical treatment was
    February 4, 2015. Mr. Maciula discussed the new restrictions with Mr. Phelps and it was
    agreed Lithko could accommodate the restrictions by utilizing Mr. Barrett as a “point-of-
    contact” and in supervisory roles. Mr. Maciula submitted the February medical treatment
    to Gallagher Bassett under the August 27, 2014 report of injury since Mr. Barrett
    attributed his injuries to that event. He confirmed Gallagher Bassett provided Lithko’s
    workers’ compensation coverage until August 31, 2014.
    Mr. Maciula recalled he contacted Mr. Barrett on January 22, 2015, and that Mr.
    Barrett did not complain of any medical issues. Mr. Maciula acknowledged until recently
    he was unaware Tennessee law requires providing a panel of physicians to injured
    workers, rather than directing them to a specific medical provider as was Lithko’s
    practice.
    Regarding the basis for Mr. Barrett’s employment termination, Mr. Maciula
    recounted an incident in June 2014, when one of Lithko’s employees removed his safety
    cables while working at elevated heights. Mr. Macuila admitted Mr. Barrett was not
    involved in this incident but testified he was involved in another heights violation on the
    same job location on January 5, 2015, that again involved a worker working outside the
    safety area without proper equipment. In Mr. Macuila’s opinion, although the violation
    occurred, Mr. Barrett did his job appropriately that day as the records showed he advised
    6
    the employee on fall protection safety prior to the violation.
    Mr. Macuila, however, believed Mr. Barrett did not perform his job appropriately
    when another heights violation occurred on January 20, 2015. In that incident, two
    employees were photographed working outside the safety area without harnesses.
    Lithko determined Mr. Barrett had the responsibility to conduct a safety meeting that day
    but failed to do so. Mr. Maciula deemed the violation serious and stated it “puts
    coworkers at risk of death.” Mr. Maciula further stated, however, he believed that before
    January 2015 there were no safety issues involving Mr. Barrett.
    Concerning the workplace restrictions placed on Mr. Barrett by Dr. Nevels, Mr.
    Macuila testified he discussed the restrictions with Mr. Phelps. Mr. Macuila understood
    that Mr. Phelps accommodated his restrictions by providing supervisory work prior to his
    termination.
    Chris Dittman is the manager for Lithko’s Nashville division, and is responsible
    for scheduling workers. Mr. Dittman stated his contact with Mr. Maciula, who worked
    mainly out of the Kansas City office, was by telephone. Mr. Dittman also stated he was
    aware Mr. Barrett had no criticism of his safety and work quality until after the August
    2014 work injury.
    When asked why Lithko terminated Mr. Barrett, Mr. Dittman stated: “It was our
    inability to appropriately plan—plan the work and do it in a safe manner and do it with
    quality, and our inability to do a DPP on a daily basis that would address all of the issues
    that we were having on an ongoing manner.” Mr. Dittman characterized Mr. Barrett’s
    safety record as “bad” based upon the January 5 and January 20, 2015 incidents.
    However, Mr. Dittman was unaware Lithko assigned Mr. Barrett to deliver harnesses at
    one job site and to be at another site at the same time on the same morning.
    Concerning accommodation of the restrictions imposed by Dr. Nevels, Mr.
    Dittman testified that Lithko accommodated Mr. Barrett’s restrictions and put him back
    to work up until his termination.
    Mr. Barrett explained when Lithko denied his claim, he returned to Dr. Standard
    for medical treatment since the doctor was familiar with his earlier 2009 neck injury. Dr.
    Standard confirmed in his deposition it is his medical opinion the injuries are related to
    the August 27, 2014 incident. Mr. Barrett is still treating with Dr. Standard and is
    awaiting the results of his back MRI. He also saw Dr. Beauchamp for his shoulder pain
    from the August 27, 2014 injury, and the doctor has given him injections, cortisone-
    steroid shots, and ordered an MRI.
    7
    Mr. Barrett believed all his injuries arose from the August 27, 2014, incident when
    he grabbed the errant concrete hose. He insisted he had no back pain until the August
    incident. Since then his legs go numb and he cannot walk. He falls, he must drag
    himself at times, and he gets burning sensations in his leg with sharp pain down his legs
    into his feet. He never had those problems until August 2014 and he has not worked
    since Lithko fired him on February 9, 2015.
    Mr. Barrett received treatment for his back and shoulder from Dr. Standard under
    private health insurance. An MRI ordered by Dr. Standard showed severe stenosis at
    several levels of the lumbar spine. (Ex. C.) Dr. Standard attributed Mr. Barrett’s back
    and shoulder problems to the August 27, 2014 date of injury. He stated the following at
    his deposition:
    Notwithstanding these other injuries occurred in January of 2015, I think
    that the primary causative injury for the exacerbation and advancement of
    his lumbar condition occurred on the concrete injury of August 27th, 2014.
    He had underlying degenerative disc disease and spinal stenosis that was
    made symptomatic at that time that progressed over the time period
    requiring treatment.
    (Ex. B. at 26.)
    Mr. Barrett filed three Petitions for Benefit Determination (PBD) on April 1, 2015,
    one for each date of alleged injury, seeking temporary disability payments and medical
    benefits. (T.R. 1, 2, 3.) The parties did not resolve the disputed issues through mediation
    and the Mediating Specialist filed Dispute Certification Notices (DCN) for each PBD.
    (T.R. 4, 5, 6.) Mr. Barrett filed Requests for Expedited Hearing for each DCN pursuant
    to Tennessee Code Annotated section 50-6-239 (2014). (T.R. 7, 8, 9.)
    At the Expedited Hearing, the parties stipulated Mr. Barrett was an employee on
    each of the alleged dates of injury. The parties also stipulated Ace American Insurance,
    with Gallagher Bassett as third-party administrator, provided Lithko’s workers
    compensation insurance up to August 31, 2014. Beginning on September 1, 2014,
    Travelers assumed coverage. The parties further stipulated Mr. Barrett would be entitled
    to the maximum weekly rate for any temporary disability benefits. Additionally, the
    parties stipulated Mr. Barrett timely reported the August 27, 2014 accident.
    Findings of Fact and Conclusions of Law
    Mr. Barrett seeks medical treatment for his back and shoulder injuries as well as
    temporary disability benefits. Mr. Barret has the burden of proving all essential elements
    of his case in order to receive these benefits. See Tenn. Code. Ann. § 50-6-239(c)(6)
    8
    (2015); Scott v. Integrity Staffing Solutions, No. 2015-01-0055, 2015 TN Wrk. Comp.
    App. Bd. LEXIS 24, at *6 (Tenn. Workers’ Comp. App. Bd. Aug. 18, 2015). He does
    not, however, need to prove every element of his claim by a preponderance of the
    evidence in order to obtain relief at an expedited hearing. McCord v. Advantage Human
    Resourcing, No. 2014-06-0063, 2015 TN Wrk. Comp. App. Bd. LEXIS 6, at *7-8, 9
    (Tenn. Workers’ Comp. App. Bd. Mar. 27, 2015). Instead, he has the burden to come
    forward with sufficient evidence from which this Court can determine that he is likely to
    prevail at a hearing on the merits.
    Id. As explained herein,
    the Court finds Mr. Barrett
    carried his burden of proving entitlement to medical benefits but failed to carry his
    burden of proving entitlement to temporary disability benefits.
    The parties generally do not dispute that Mr. Barrett suffered an injury on August
    27, 2014, when a coworker lost control of a concrete hose. In addition to this incident,
    however, Mr. Barrett also alleged he suffered injury in two other work-related incidents;
    one on January 15, 2015, the other on January 21, 2015. Because Lithko changed
    workers’ compensation insurance carriers between the first and second incidents, the
    primary issue is which carrier is responsible for compensating Mr. Barrett for his injuries.
    The Court finds Ace American is the responsible carrier.
    I.     The August 27, 2014 incident resulted in Mr. Barrett’s need for medical
    treatment.
    Under the Workers’ Compensation Law, “injury” means “an injury by accident . .
    . that causes death, disablement or the need for medical treatment[.]” Tenn. Code Ann. §
    50-6-102(14) (2015). To be compensable, an injury must be “caused by a specific
    incident, or set of incidents, arising primarily out of and in the course and scope of
    employment.”
    Id. “An injury arises
    primarily out of and in the course and scope of
    employment only if it has been shown by a preponderance of the evidence that the
    employment contributed more than fifty percent (50%) in causing the injury, considering
    all causes[.]”
    Id. (internal quotations omitted).
    Except in the most obvious cases,
    medical causation of an injury must be established through expert medical evidence. See
    Thomas v. Aetna Life & Cas. Co., 
    812 S.W.2d 278
    , 283 (Tenn. 1991).
    Here, the evidence showed Mr. Barrett suffered a significant injury to his back on
    August 27, 2014, while trying to contain a loose concrete hose. He stated when he
    grabbed the hose it twisted his arm and shoulder to left, “messing my back up, my left hip
    and my left shoulder.” Mr. Barrett did not request treatment that day but spent the
    remainder of the day lying down in a work truck.
    In contrast to the August 27, 2014 accident, the other two incidents were
    considerably less severe. On January 15, 2015, Mr. Barrett stepped in an isolation hole
    and experienced additional back pain. Although Mr. Barrett reported the incident, he
    9
    continued to work the remainder of the day. He also continued to work after the January
    21, 2015 incident when he experienced pain after stepping into a tire rut. Mr. Barrett did
    not report this incident. Furthermore, Mr. Barrett indicated in his testimony that any pain
    he experienced from these incidents related to the August 27, 2014 incident.
    In addition to the facts that demonstrate the greater severity of the August 27,
    2014 incident, the medical testimony also supports a finding that this incident caused Mr.
    Barrett’s back and shoulder condition and his current need for medical treatment. Dr.
    Standard had treated Mr. Barrett for approximately five years prior to the August 27,
    2014 incident. He performed two cervical surgeries on Mr. Barrett and, therefore, had
    considerable knowledge of his physical condition. See Orman v. Williams Sonoma, Inc.,
    
    803 S.W.2d 672
    , 676 (Tenn. 1991) (finding that treating physicians have “the advantage
    and opportunity to provide a more in-depth opinion, if not a more accurate one.”).
    In his deposition, Dr. Standard opined that the August 27, 2014 incident caused
    Mr. Barrett’s back injury. Although he agreed he could not rule out that the January
    incidents caused some advancement or anatomical change during cross-examination by
    Ace American’s counsel, on redirect examination he stated the following:
    Notwithstanding these other injuries occurred in January of 2015, I think
    that the primary causative injury for the exacerbation and advancement of
    his lumbar condition occurred on the concrete injury of August 27th, 2014.
    He had underlying degenerative disc disease and spinal stenosis that was
    made symptomatic at that time that progressed over the time period
    requiring treatment.
    (Ex. B at 26.) The Court finds this testimony sufficient to establish medical causation.
    Having found Mr. Barrett’s need for treatment resulted from the August 27, 2014
    accident, the Court will now address Ace American’s claim that Mr. Barrett should be
    denied recovery because he acted outside of his workplace restrictions when he grabbed
    the concrete hose. Tennessee Code Annotated section 50-6-110(a)(2014) denies
    compensation to employees whose injury resulted from the employee’s willful
    misconduct, self-inflicted injury, failure or refusal to use a safety device, willful failure to
    perform a duty required by law or voluntary participation in a recreational activity. The
    Court finds that Mr. Barret’s spontaneous reaction of grabbing a loose concrete hose that
    presented a danger to him, other employees and Lithko’s equipment fails to qualify as an
    activity that may reasonably be classified as misconduct under the statute. Accordingly,
    the Court finds Ace American’s defense meritless.
    In summary, the Court finds Mr. Barrett carried his burden of proving he would
    likely succeed at a hearing on the merits in proving he suffered a work-related injury on
    10
    August 27, 2014, and that this incident resulted in the injury which required medical
    treatment. Because Ace American provided workers’ compensation insurance coverage
    for Lithko on this date, the Court finds Ace American liable for any benefits due Mr.
    Barrett for his injury.
    II.    The Court declares Dr. Standard the authorized treating physician.
    Mr. Barrett also asks the Court to authorize his medical treatment for his back with
    Dr. Standard and for his shoulder with Dr. Beauchamp because Lithko failed to provide
    him with a panel of physicians following the August 27, 2014 injury. The Court finds the
    request for designation of Dr. Standard as the authorized treating physician well-taken.
    Tennessee law requires an employer to provide “free of charge to the employee
    such medical and surgical treatment . . . made reasonably necessary by accident as
    defined in this chapter[.]” See Tenn. Code Ann. § 50-6-204(a)(l)(A) (2014). In
    providing the treatment, the Workers’ Compensation Law requires an employer to,
    “designate a group of three (3) or more independent reputable physicians, surgeons,
    chiropractors or specialty practice groups if available in the injured employee's
    community or, if not so available, in accordance with subdivision (a)(3)(B), from which
    the injured employee shall select one (1) to be the treating physician.”
    Id. at 50-6- 204(a)(3)(A)(i).
    Panels provided under section 50-6-204(a)(3)(A)(i) must be provided to the
    injured employee in a timely fashion. In fact, the Bureau of Workers’ Compensation
    rules require the employer to “immediately” provide the injured employee a panel. Tenn.
    Comp. R. & Regs. 0800-02-01-.25(1) (2015). If an employer fails to provide a panel, it
    risks having to pay for all reasonable and necessary medical expenses incurred by an
    employee for treatment with an unauthorized physician. See McCreary v. Yasuda Fire &
    Marine Ins. Co. of Amer., No. 01S01-9507-CH-00106, 1996 Tenn. LEXIS 102, at *5-6
    (Tenn. Workers’ Comp. Panel Feb. 20, 1996) (citing Tenn. Code Ann. § 50-6-204)). The
    Court finds Lithko failed to satisfy its obligations under the statute that forced Mr. Barrett
    to seek unauthorized treatment with Dr. Standard.
    Following the August 27, 2014 injury, Mr. Barrett initially declined Lithko’s offers
    of medical care. However, when Mr. Barrett finally requested care, Lithko provided
    treatment through Dr. Nevels at U.S. Healthworks in a timely manner. In addition to
    providing care, Dr. Nevels also recommended Mr. Barrett receive orthopedic care from a
    specialist. Lithko never provided Mr. Barrett a panel. When he did not receive a panel,
    Mr. Barrett sought treatment from Dr. Standard. As stated previously, Dr. Standard and
    Mr. Barrett had a longstanding doctor-patient relationship, with Dr. Standard having
    previously treated Mr. Barrett for several work-related injuries. The Court finds Mr.
    Barrett’s decision to seek treatment from Dr. Standard reasonable under the
    11
    circumstances. Furthermore, because of Mr. Barrett’s relationship with Dr. Standard, and
    because of Lithko’s failure to provide a panel of orthopedic specialists, the Court
    appoints Dr. Standard to serve as the authorized treating physician. Ace American shall
    pay for reasonable and necessary care recommended by Dr. Standard.
    Mr. Barrett also seeks the authorization of care provided by Dr. Beauchamp. At
    this time, however, the Court has insufficient information to demonstrate either the
    reasonableness or necessity of Dr. Beauchamp’s treatment. Instead, the Court finds it
    appropriate to appoint Dr. Standard as the authorized treating physician and allow him to
    coordinate any necessary medical care. This decision does not prevent Mr. Barrett from
    submitting further proof of the reasonableness or necessity of Dr. Beauchamp’s care in a
    subsequent proceeding.
    III.   Mr. Barrett failed to prove entitlement to temporary disability benefits.
    Mr. Barrett requests payment of temporary disability benefits. In order to
    establish a prima facie case for temporary total disability benefits, the worker must show
    (1) he is totally disabled and unable to work due to a compensable injury, (2) the work
    injury and inability to work are causally connected, and (3) the duration of the disability.
    Jewell v. Cobble Construction and Arcus Restoration, No. 2014-05-0003, 2015 TN Wrk.
    Comp. App. Bd. LEXIS 1, at *21 (Tenn. Workers’ Comp. App. Bd. Jan. 12, 2015). An
    employee is entitled to receive temporary partial disability benefits, pursuant to
    Tennessee Code Annotated section 50-6-207(2) (2014), when “the temporary disability is
    not total.” Stem v. Thompson Servs., No. M2010-01566-WC-R3-WC, 2011 Tenn. LEXIS
    742, at *27 (Tenn. Workers’ Comp. Panel July 26, 2011). An employee may recover
    temporary total disability benefits until he is able to return to work or attains maximum
    medical improvement. Jones v. Crencor Leasing and Sales, No. 2015-06-0332, 2015
    TN Wrk. Comp. App. Bd. LEXIS 48, at *7 (Tenn. Workers’ Comp. App. Bd. Dec. 11,
    2015).
    Because Dr. Nevels released Mr. Barrett to return to work with restrictions, his
    recovery is limited to temporary partial disability benefits. However, Lithko maintains
    Mr. Barrett cannot recover any temporary partial disability benefits because it terminated
    him for cause. The Court agrees.
    An injured employee is not entitled to temporary disability benefits if
    terminated for cause and the employer w a s reasonably capable o f providing
    modified duty within the restrictions assigned. To be excused from this obligation, the
    employer must demonstrate that an employee’s termination resulted from a breach of
    the reasonable expectations of the employer and appears reasonably appropriate. In
    such cases, the employer is deemed to have made reasonable efforts to accommodate
    the employee’s work restrictions and the work injury is not the reason for his
    12
    termination. See generally Jones v, No. 2015-06-0332, 2015 TN Wrk. Comp. App. Bd.
    LEXIS 48; Carter v. First Source Furniture Group, 
    92 S.W.3d 367
    , 371-372 (Tenn.
    2002) (holding that, “ an employer should be permitted to enforce workplace rules
    without being penalized in a workers’ compensation case”); Ingram v. Heads Up Cutting
    Ctr., No. M2012-00464-WC-R3-WC, 2013 Tenn. LEXIS 338, at *20 (Tenn. Workers’
    Comp. Panel Apr. 10, 2013); see also Durham v. Cracker Barrel Old Country Store, Inc.,
    No. E2008-00708-WC-R3-WC, 
    2009 LEXIS 3
    , at *9 (Tenn. Workers’ Comp. Panel Oct.
    22, 2008).2
    Here, Mr. Dittman testified that Lithko could have accommodated the restrictions
    imposed on Mr. Barrett by Dr. Nevels and, in fact, did so up until his termination.
    Furthermore, despite the statement Mr. Dittman made concerning the restrictions—
    essentially that Dr. Nevels might as well have said that Mr. Barrett could not do
    anything—Mr. Barrett agreed he would still be working for Lithko but for his
    termination. The Court finds this evidence sufficient to prove Lithko could have
    accommodated Mr. Barrett’s work-related restrictions.
    The Court further finds Lithko terminated Mr. Barrett for cause. While the timing
    of his termination raised some question as to motive, the testimony from Mr. Dittman and
    Mr. Phelps demonstrated Lithko had a valid reason for his firing. Mr. Phelps testified
    Lithko was concerned with what it regarded as Mr. Barrett’s lax attitude toward safety
    issues, performance, and job quality issues. Mr. Dittman corroborated this testimony
    when he stated: “It was our inability to appropriately plan—plan the work and do it in a
    safe manner and do it with quality, and our inability to do a DPP on a daily basis that
    would address all of the issues that we were having on an ongoing manner.” Though not
    completely supportive, the totality of the evidence tended to support this testimony by
    showing Mr. Barrett failed to conduct regular safety and planning meetings and was in a
    supervisory role when two serious safety violations occurred. Additionally, Lithko
    pointed to concerns about work quality and cost overruns. While all were not directly
    attributable to Mr. Barrett’s work, at least some of the quality and cost issues were.
    Accordingly, the Court finds Mr. Barrett failed to prove he would likely succeed at a
    hearing on the merits in proving entitlement to temporary disability benefits and denies
    his request.
    IT IS, THEREFORE, ORDERED as follows:
    2
    The Tennessee Workers’ Compensation Appeals Board allows reliance on precedent from the Tennessee Supreme
    Court “unless it is evident that the Supreme Court’s decision or rationale relied on a remedial interpretation of pre-
    July 1, 2014 statutes, that it relied on specific statutory language no longer contained in the Workers’ Compensation
    Law, and/or that it relied on an analysis that has since been addressed by the general assembly through statutory
    amendments.” McCord v. Advantage Human Resourcing, No. 2014-06-0063, 2015 TN Wrk. Comp. App. Bd.
    LEXIS 6, *13 n.4 (Tenn. Workers’ Comp. App. Bd. Mar. 27, 2015).
    13
    1. Dr. Scott Standard shall serve as the authorized treating physician.
    2. Lithko shall provide medical treatment for Mr. Barrett’s work-related injury with
    Dr. Scott Standard. Dr. Standard or Mr. Barrett shall provide bills for these
    services to Lithko. Ace American or the third party administrator, Gallagher
    Bassett, shall be responsible for payment.
    3. Mr. Barrett’s request for temporary disability benefits is denied at this time.
    4. This matter is set for an Initial (Scheduling) Hearing on June 10, 2016, at 9:30
    a.m. (CDT). The parties are instructed to contact the Court Clerk if they wish to
    reschedule
    5. Unless interlocutory appeal of the Expedited Hearing Order is filed, compliance
    with this Order must occur no later than seven business days from the date of entry
    of this Order as required by Tennessee Code Annotated section 50-6-239(d)(3)
    (2015). The Insurer or Self-Insured Employer must submit confirmation of
    compliance      with    this     Order    to    the    Bureau    by     email     to
    WCCompliance.Program@tn.gov no later than the seventh business day after
    entry of this Order. Failure to submit the necessary confirmation within the period
    of compliance may result in a penalty assessment for non-compliance.
    6. For questions regarding compliance, please contact the Workers’ Compensation
    Compliance Unit via email WCCompliance.Program@tn.gov or by calling (615)
    253-1471.
    ENTERED ON THIS THE___DAY
    13th  OF MAY, 2016.
    ____________________________________
    Judge Joshua Davis Baker
    Court of Workers’ Compensation Claims
    Initial Hearing:
    An Initial (Scheduling) Hearing has been sent for June 10, 2016, at 9:30 a.m. Central
    Time with Judge Joshua Davis Baker, Court of Workers’ Compensation Claims.
    You must call 615-741-2113 or toll free at 855-874-0474 to participate in the Initial
    Hearing.
    14
    Please Note: You must call in on the scheduled date/time to participate. Failure to
    call in may result in a determination of the issues without your further
    participation. All conferences are set using Central Time (CT).
    Right to Appeal:
    Tennessee Law allows any party who disagrees with this Expedited Hearing Order
    to appeal the decision to the Workers’ Compensation Appeals Board. To file a Notice of
    Appeal, you must:
    1. Complete the enclosed form entitled: “Expedited Hearing Notice of Appeal.”
    2. File the completed form with the Court Clerk within seven business days of the
    date the Workers’ Compensation Judge entered the Expedited Hearing Order.
    3. Serve a copy of the Expedited Hearing Notice of Appeal upon the opposing party.
    4. The appealing party is responsible for payment of a filing fee in the amount of
    $75.00. Within ten calendar days after the filing of a notice of appeal, payment
    must be received by check, money order, or credit card payment. Payments can be
    made in person at any Bureau office or by United States mail, hand-delivery, or
    other delivery service. In the alternative, the appealing party may file an Affidavit
    of Indigency, on a form prescribed by the Bureau, seeking a waiver of the filing
    fee. The Affidavit of Indigency may be filed contemporaneously with the Notice
    of Appeal or must be filed within ten calendar days thereafter. The Appeals Board
    will consider the Affidavit of Indigency and issue an Order granting or denying
    the request for a waiver of the filing fee as soon thereafter as is practicable.
    Failure to timely pay the filing fee or file the Affidavit of Indigency in
    accordance with this section shall result in dismissal of the appeal.
    5. The parties, having the responsibility of ensuring a complete record on appeal,
    may request, from the Court Clerk, the audio recording of the hearing for the
    purpose of having a transcript prepared by a licensed court reporter and filing it
    with the Court Clerk within ten calendar days of the filing of the Expedited
    Hearing Notice of Appeal. Alternatively, the parties may file a joint statement of
    the evidence within ten calendar days of the filing of the Expedited Hearing
    Notice of Appeal. The statement of the evidence must convey a complete and
    accurate account of what transpired in the Court of Workers’ Compensation
    Claims and must be approved by the workers’ compensation judge before the
    record is submitted to the clerk of the Appeals Board.
    15
    6. If the appellant elects to file a position statement in support of the interlocutory
    appeal, the appellant shall file such position statement with the Court Clerk within
    five business days of the expiration of the time to file a transcript or statement of
    the evidence, specifying the issues presented for review and including any
    argument in support thereof. A party opposing the appeal shall file a response, if
    any, with the Court Clerk within five business days of the filing of the appellant’s
    position statement. All position statements pertaining to an appeal of an
    interlocutory order should include: (1) a statement summarizing the facts of the
    case from the evidence admitted during the expedited hearing; (2) a statement
    summarizing the disposition of the case as a result of the expedited hearing; (3) a
    statement of the issue(s) presented for review; and (4) an argument, citing
    appropriate statutes, case law, or other authority.
    16
    APPENDIX
    Exhibits:
    A. Affidavit of Buster Barrett
    B. Deposition of Scott Standard
    C. Medical Records
    D. Picture from Job Site
    E. Root Cause Analysis with Date of Incident of 6/16/14
    F. First Report of Injury
    G. Root Cause Analysis with Date of Incident of 8/27/2014
    H. Saw Cut Photographs (2)
    I. Concrete Finishing Photographs (7)
    J. Breakdown of Place Finish Labor Costs
    K. Root Cause Analysis with Date of Incident of 1/05/2015
    L. Root Cause Analysis with Date of Incident of 1/20/2015
    M. Certificate to Return to Work or School 8/17/2012
    N. Floor Flatness Testing Reports, 1/20/15 & 2/02/15
    O. Medical Records of Dr. Standard
    P. Notes Prepared by Philip Macuila
    Technical Record:
    1. Petition for Benefit Determination (PBD) – Docket No. 2015-06-0186
    2. PBD – Docket No. 2015-06-0188
    3. PBD – Docket No. 2015-06-0189
    4. Dispute Certification Notice (DCN) – Docket No. 2015-06-0186
    5. DCN – Docket No. 2015-06-0188
    6. DCN – Docket No. 2015-06-0189
    7. Request for Expedited Hearing (REH) – Docket No. 2015-06-0186
    8. REH – Docket No. 2015-06-0188
    9. REH – Docket No. 2015-06-0189
    10. Agreed Order Rescheduled Expedited Hearing
    11. Amended PBD Adding Second Injury Fund as a Party
    12. Travelers’ Notice of Appearance
    13. Travelers’ Pre-trial Brief
    14. Travelers’ Witness and Exhibit List
    15. Ace American’s Notice of Appearance
    16. Ace American’s Pretrial Brief
    17. Notice of Filing Medical Records
    18. Notice of Filing Supplemental Exhibit
    19. Buster Barret’s Pretrial Brief
    17
    CERTIFICATE OF SERVICE
    I hereby certify that a true and correct copy of the Expedited Hearing Order For
    Medical Benefits was sent to the following recipients by the following methods of service
    13th
    on this the____day of May, 2016.
    Name                      Certified Via   Via   Service sent to:
    Mail            Email
    Fax
    Jill Draughon, Counsel                           jdraughon@hughesandcoleman.com
    for Employee
    John Barringer, Counsel                          jbarringer@manierherod.com
    for ACE American
    Insurance/Gallagher
    Bassett
    Wm. Ritchie Pigue,                               rpigue@tpmblaw.com
    Counsel for Travelers
    Patrick Ruth                                     patrick.ruth@tn.gov
    Counsel for SIF
    _____________________________________
    Penny Shrum, Clerk of Court
    Court of Workers’ Compensation Claims
    WC.CourtClerk@tn.gov
    18
    

Document Info

Docket Number: 2015-06-0186, 2015-06-0188 and 2015-06-0189

Judges: Joshua Baker

Filed Date: 5/13/2016

Precedential Status: Precedential

Modified Date: 1/8/2021