Untitled Texas Attorney General Opinion ( 2007 )

GREG ABBOTT
March 5,2007
Ms. Margie Ainsworth Opinion No. GA-0523
Interim Auditor
San Jacinto County Re: County's payment of legal fees of a
1 State Highway 150, Room B 1 criminal district attorney charged with criminal
Coldspring, Texas 7733 1 offenses (RQ-046 1-GA)
Dear Ms. Ainsworth:
Your predecessor informed us that over the last few years, several local officials and
employees in San Jacinto County were defendants in diverse civil and criminal litigation.' His
request letter recounts that a number of such criminal charges, including charges against the criminal
district attorney for the county, resulted in acquittal or dismissal. See Request Letter, supra note 1,
at 2. Some of these officials and employees sought reimbursement for attorneys fees incurred in
defending these matters. See id. Given these circumstances, your predecessor asked whether the
state or the county may reimburse a criminal district attorney's legal fees incurred in connection with
official duties, whether the commissioners court may reimburse unbudgeted legal fees of county
officials without finding the existence of "a grave public necessity," and whether the county "would
expose itself to liability" if it pays the legal bills of some of the officials but not others. See id. at
2-3.
The request letter states that the county has not had a policy in the past to pay legal fees for
county officials charged with criminal offenses. See id. at 1. In work-related civil actions, the
county's insurance carrier has generally provided county officials with a defense, although in one
instance a commissioner had to pay for his own defense in a suit arising out of an accident involving
the commissioner's private trailer used to move county equipment. See id. at 1, 3. Recently,
however, the commissioners court adopted a policy that "[ilf and when an elected county official of
San Jacinto County, [Sltate of Texas incurs [certain civil or criminal legal] expenses and meets
[specific] criteria . . . , those expenses will be reimbursed by the ~ o u n t y . " ~
'See Letter from Mr. Ray Stelly, C.P.A., San Jacinto County Auditor, to Honorable Greg Abbott, Attorney
General of Texas, at 1-2 (Mar. 6, 2006) (on file with the Opinion Committee, also available at
http:/lwww.oag.state.tx.us) [hereinafter Request Letter].
'REIMBURSEMENT OF LEGALEXPENSES FORELECTED COUNTY OFFICIALS, submitted by Mr. Ray Stelly, C.P.A.,
San Jacinto County Auditor, to Honorable Greg Abbott, Attorney General of Texas (Mar. 6,2006) (submitted as part
of Request Letter, on file with the Opinion Committee, also available at http:llwww.oag.state.tx.us) [hereinafter
Reimbursement Policy].
Ms. Margie Ainsworth - Page 2 (GA-0523)
First, we are asked generally whether the criminal district attorney for San Jacinto County
would be covered by chapter 104 of the Texas Civil Practice and Remedies Code, concerning the
indemnification and defense of state officials in various circumstances. See Request Letter, supra
note 1, at 2; see also TEX. CIV. PRAC.& REM. CODEANN. $5 104.001-.002, .0035, .004-.005
(Vernon 2005); TEX.GOV'TCODEANN. 5 44.304 (Vernon 2004) (creating the office of criminal
district attorney for San Jacinto County). Chapter 104 covers "an employee, a member of the
governing board, or any other officer of a state agency, institution, or department." TEX.CIV.PRAC.
& REM. CODEANN. 5 104.001(1) (Vernon 2005). The chapter does not define "state agency,
institution, or department," nor has any court construed the phrase in the context of chapter 104.
However, a criminal district attorney must be considered to be an employee or officer of a "state
agency, institution, or department" for chapter 104 to apply. Id.
Article V, section 21 of the Texas Constitution provides for criminal district attorneys, as
well as district attorneys and county attorneys. See TEX.CONST.art. V, 8 21. The Legislature has
created the offices of criminal district attorneys by county. See TEX.GOV'TCODEANN. 5 44.001
(Vernon 2004) (providing that the voters of specified counties shall elect criminal district attorney).
As the Legislature provides, a resident criminal district attorney performs the duties of county
attorneys. See Neal v. Sheppard, 209 S.W.2d 388, 390 (Tex. Civ. App.-Texarkana 1948, writ
ref d) (stating "A resident criminal district attorney acts in lieu of the county attorney and necessarily
would perform the duties of the county attorney in both civil and criminal matters."). And the
geographic jurisdiction of the criminal district attorney is San Jacinto County rather than statewide.
See, e.g., TEX.GOV'TCODEANN.5 44.304 (Vernon 2004). We therefore conclude that the criminal
district attorney is not an employee or officer of a "state agency, institution, or department" for
purposes of chapter 104. See TEX.CIV.PRAC.& REM. CODEANN. 5 104.001 (Vernon 2005). Cf
Crane v. State, 766 F.2d 193, 195 (5th Cir. 1985), cert. deniedsub. nom., Dallas County v. Crane,
474 U.S. 1020 (1985) (finding a district attorney to be a county official for purposes of county
liability due to the district attorney's local election, funding, powers, and duties); Hill County v.
Sheppard, 178 S.W.2d 26 1,263 (Tex. 1944) (criminal district attorney is a "class or kind" of district
attorney). As a criminal district attorney is not a covered person under section 104.001, a criminal
district attorney is not entitled to be defended by the attorney general or receive reimbursement of
defense costs under that chapter. See TEX.CIV.PRAC.&REM. CODEANN.$5 104.001-.005 (Vernon
2005).
Next, we are asked broadly if the county is responsible for the criminal district attorney's
criminal defense. See Request Letter, supra note 1, at 2. As a court has determined, however, a
county does not have a general duty to provide for the criminal defense of any of its officers and
employees. See White v. Eastland County, 12 S.W.3d 97,102 (Tex. App.-Eastland 1999, no pet.).
A pertinent statute, section 157.901 of the Local Government Code, requires a county to employ and
pay for private counsel to represent a county official or employee in an action arising out of the
performance of public duties. See TEX.LOC.GOV'TCODEANN. 5 157.901 (Vernon 1999). The
court in White determined that section 157.901 creates a duty to provide for a defense in civil cases,
but does not create a duty to defend an official or employee against a criminal charge. See White,
Ms. Margie Ainsworth - Page 3 (GA-0523)
12 S.W.3d at 10L3 The court in White also determined that the common law does not impose a duty
on a county to pay for the criminal defense of its officers and employees. Id. at 103. Consistently
with the opinion in White, we conclude that a county does not have either a statutory or common-law
duty to provide for criminal defense expenses of an officer or employee.
The reimbursement policy adopted by the commissioners court that was included with the
request letter represents another potential source of duty to reimburse an officer's or employee's
criminal defense costs. Reimbursement Policy, supra note 2, at 1. Although a county has no
statutory or common-law duty to provide or pay for criminal representation of its officers or
employees, it has the discretion to do so for certain kinds of claims. See White, 12 S.W.3d at 102-03
(discussing discretionary authority of county to pay employee or officer's criminal legal fees when
it serves a public purpose); see also Tex. Att'y Gen. Op. No. JC-0294 (2000) at 9 (discussing limits
on a city's discretion to pay criminal defense expenses). The policy adopted by the commissioners
court states that legal expenses meeting certain criteria "will be reimbursed by the county."
Reimbursement Policy, supra note 2, at 1. We cannot say as a matter of law whether the policy
makes the county legally responsible for the criminal district attorney's legal fees, however. The
answer to that question would require a construction of the policy and resolution of fact questions,
which are matters for the commissioners court to determine in the first instance. See Tex. Att'y Gen.
Op. Nos. GA-0433 (2006) at 1 (stating that this office generally refrains from construing
ordinances); GA-0308 (2005) at 3 (approval of requested expenditure is a matter for commissioners
court to determine in the first instance). Consequently, we do not opine on whether the county policy
identified in this request requires the reimbursement of the criminal district attorney's legal expenses
in this instance.
We are also asked whether the commissioners court could pay any of these officials' legal
bills from the current budget only upon finding the existence of "a grave public necessity." Request
Letter, supra note 1, at 2. The request letter states that "payment of the bill is not budgeted." Id.
Local Government Code section 111.010 governs this question. See TEX.LOC.GOV'TCODEANN.
€j 11 1.010 (Vernon 1999). A commissioners court must "spend county funds only in strict
compliance with the budget, except in an emergency." Id. €j 111.Ol O(b). The court may amend the
original budget for an emergency item "only in a case of grave public necessity to meet an unusual
and unforeseen condition that could not have been included in the original budget through the use
of reasonably diligent thought and attention." Id. 5 111.010(c). Assuming that no budget item
corresponds to the payment of the legal expenses of an individual or individuals, it is correct that the
county may pay the bills from the current budget only by amending the budget upon the
commissioners court's finding of a grave public necessity consistent with section 111.01O(c). See
Tex. Att'y Gen. Op. No. GA-0426 (2006) at 7.
Finally, we are asked whether the county may pay legal bills in some instances but not in
others. See Request Letter, supra note 1, at 3. A county's "decision to provide or not provide
3Additionally, this office observed that the statutory predecessor to section 157.901 of the Local Government
Code applied to county officers and employees but not to a district attorney who is a district officer. See Tex. Att'y Gen.
Op. No. MW-252 (1980) at 2.
Ms. Margie Ainsworth - Page 4 (GA-0523)
counsel is one of governmental policy and discretion." White, 12 S.W.3d at 104 (discussing a
county's discretion to defend a sheriff from criminal charges). Provided that the official or employee
is not found guilty, the commissioners court may reimburse criminal defense costs upon its
determination that the prosecution was for an act performed in the bona fide performance of official
duties and that the expenditure will serve a public interest and not merely an officer's or employee's
private interest. See Tex. Att'y Gen. Op. No. JC-0294 (2000) at 1'2-3. Consequently, within these
bounds, the commissioners court has discretion to determine whether to pay legal bills in some
instances but not in others, subject to judicial review.
Ms. Margie Ainsworth - Page 5
S U M M A R Y
A criminal district attorney is not a person covered by chapter
104 of the Civil Practice and Remedies Code and is not entitled to be
defended by the attorney general or receive reimbursement of defense
costs under the chapter. A commissioners court has discretion to pay
for a person's legal expenses in a criminal matter upon findings that
the payment furthers a county purpose and that the prosecution was
for an act performed in the bona fide performance of official duties.
After approving its budget, a county may not pay for unbudgeted legal
defense expenses without a finding of grave public necessity.
Very truly yours,
A- GREG BBOTT
~ t t o r n e w e n e r a of
l Texas
KENT C. SULLIVAN
First Assistant Attorney General
ELLEN L. WITT
Deputy Attorney General for Legal Counsel
NANCY S. FULLER
Chair, Opinion Committee
William A. Hill
Assistant Attorney General, Opinion Committee