Untitled Texas Attorney General Opinion ( 1990 )


Menu:
  • Opinion   No. JM-1249   has been withdrawn.
    .
    .n>xx.t-                               November    29, 1990
    .,rToRsml- aPNRRAL
    Honorable Becky B. McPherson           Opinion   No. JR-1249
    District Attorney
    Ployd County                           Re: Supervisory authority of
    110th Judicial District                a district court over a com-
    Floyd County Courthoune                missioners court with regard
    Floydada, Texas    79235               to the    transfer    of  funds
    from a county    attorney to a
    district attorney     (RQ-2068)
    Dear Ms. McPherson:
    You have reguested our opinion about a dispute    between
    your office and the district    judge relating to your   agree-
    ment with Floyd County   to act as county attorney pro     tern.
    For purposes   of this   opinion, we will     discuss  the   law
    applicable to the facts as you have presented them.
    In September 1969, the county attorney of Floyd          County
    retired, and    after   a diligent    search,    the   commissioners
    court was unable     to find   a qualified     successor.    You,    as
    district attorney for a four-county district,            then made    a
    written proposal to the      commissioners    court that you     would
    undertake   misdemeanor      proeecution      responsibilities       in
    exchange for a monthly payment of $1750.00 plus an addition-
    al amount of approximately     $2165.00 per year to cover office
    supplies, travel, and liability insurance.          You specifically
    agreed that    no portion of this        money would     be used     to
    supplement your     salary,   but it could      be applied    to   the
    purchase of books and      equipment, and to supplementation         of
    staff   salaries.     The   commissioners     court,    in executive
    session, adopted your proposal       on October 23, 1969.        Funds
    paid to your office by the commissioners         court were    placed
    with a Floydada bank in a segregated account in the name             of
    We&y    UcPherson, District Attorney, County Trust          Account.w
    Each   misdemeanor    case you    handled was     accompanied by     an
    "order appointing special prosecutor," signed by the            county
    judge, pursuant     to article    2.07 of the Code       of Criminal
    Procedure.    You note    that more   than 100     such orders    were
    issued between October 1989 and July 1990.
    p. 6653
    Honorable     Becky    B. McPherson   - Page 2   (JM-1249)
    Subsequently, the Honorable David Cave, Judge of the
    110th District Court, under date of June 20, 1990, issued an
    "order appointing a special  auditor."1
    The order reads, in part:
    This Court, pursuant to the powers    vested
    in 'it by   the laws   of the State   of Texas
    hereby appoints LGvE, HAYS C BlDSICX 2514 026.
    Street, Suite   5, Lubbock, Texas     79423   to
    perform a complete audit    of all such  monies
    which were paid out of the Treasury of Floyd
    County, Texas to the said Beckie McPherson,
    including but   not limited   to the  $1,750.00
    per month which    was   paid over to her as
    hereinabove  set out.
    All persons   having access   to or control
    over any   and all   records, books,   receipts,
    bank statements or other financial     documents
    of whatsoever    kind   or nature    are hereby
    Ordered to prwide      and make  available    for
    audit, copying   and   inspection to the     said
    auditor at the places and times designated by
    the said auditor.
    The Auditor   shall make much audit    and
    examination with   all deliberate  speed  and
    shall make a full and complete report to this
    court.
    If at any time  during the performance  of
    such duties the auditor may need access to or
    copieu of any documents   or things   and may
    need Writs  from this  Court to procure   any
    1. Almost concurrently,   two other incidents    occurred:
    On June 18, 1990, the commissioners    court entered a nunc pro
    tune order  ratifying its actions of the previous October and
    indicating,  in writing,  its agreement with your     proposals:
    and under date of June 29, 1990, Mr. Larry Craddock, General
    Counsel for   the Office   of Comptroller,   sent a letter     to
    Judge Cave   which indicated   that after   reviewing   relevant
    documents, he was persuaded    that you had   not acted in any
    way to preclude    receipt of your state    salary as district
    attorney.
    P. 6654
    ' Aonorable     De&y       0. McPherson    - Page 3     (JM-1249)
    document or thing then he imp Wereby EElPoWERED
    AND DIRECTED to employ the service8 of George
    Thompson, Attorney at Law, Lubbock, Texas    to
    file and prosecute such Writs or Petitions as
    the attorney may deem necessary and proper to
    effect and carry out the audit, the subject
    of this order.
    On July   2,  1990, the  mpecial   auditor made an   in-person
    demand upon you for all   financial records relating both    to
    the disputed funds   and to funds received    from the  state.
    You agreed to provide the former, but refused the latter     on
    the ground that such funds were not subject to commissioners
    court mupervimion.
    Also on July 2, 1990, Judge Cave issued a written order
    to the   county clerk  of Floyd County, instructing     her   to
    "turn over to . . . [the]   District   Clerk the tape   record-
    ings of the commissioners  meeting   held on October 23,    1990
    for her to place   in a safe deposit   box for safe   keeping."
    The judge also demanded an opportunity to listen to the tape
    recording.
    You amk first   about the propriety    of the    district
    judge's order appointing a special auditor.2    Section 84.002
    of the Local Government Code provides, in pertinent part:
    (b)        In a county   with     a population   of   less
    than      10,000:
    (1)   the district judges may    appoint   a
    county auditor if the judges determine      that
    the county*5 financial circumstances    warrant
    the appointment: and
    (2)       the district      judge5   shall appoint   a
    county      auditor if:
    2.    This office does not review judicial orders.             m
    Open   Records    Decision     No.  415   (1984).     In   this    case,
    however. the iudae is actinu in an administrative             caoacitv.
    #S &*       of  Nat.                      , 141 -S.W.id
    764 (Tex.    Civ. App.       - 1940), rev'd    on the    area     , 
    146 S.W.2d 170
    (Tex. 1941).
    p. 6655
    . Aonorable   Becky   B. McPherson   - Page    4   (JM-1249)
    (A)  the oommismionerm  court find5 that a
    county auditor  is necessary    to oarry   out
    county business and   enters an order in its
    minutes stating the reason for this finding;
    (B)      the  order  is      certified     to      the
    district     judges: and
    (Cl    the district judges find the reason
    stated b the commissioners caurt to be good
    end muff 1 cient.
    Floyd County     is a    county   with   a population        of less   than
    10,000.
    Chapter 84 of the Local Government Code, when read as a
    whole, make5 clear     that the only    authority conferred on      a
    district judge with regard     to the appointment of an auditor
    is to appoint an individual to fill the position of regular
    county auditor.    Section 04.003     speaks of the selection     of
    ma -5        as a county   auditor; section 04.004 5pecifie5        a
    *term of office5 of two years: and section 84.006         describes
    the minimum gualificationm     for the    position in terns of 'Ia
    ESBQD."      (Emphasis   added.)     Nothing    in chapter   64 or
    elsewhere gives any indication that the legislature         contem-
    plated the appointment     by a district     judge of an   auditing
    firp rather than an individual, nor that it contemplated         the
    appointment   of an auditor      for  the   specific  and   limited
    purposes set but in Judge Cave’s      order of June 28, 1990.
    Furthenuorm, Section   115.031 of the Local       Government
    Code pnen provide for specific     purpose audits by ma disin-
    terested, competent and expert public accountant.5        See als
    Local Gov*t   Code 95 115.041    (independent audit     in count!
    without office of county auditor),       115.042 (joint     special
    audits by counties of less than 25,000 population).         Section
    115.031, however, lodges the dimcretion'to      employ a specific
    purpose auditor squarely    in the   co~issioners     court.     The
    district judge is not a part of this process.
    Finally,   it might     be  contended    that   the  following
    constitutional    provision    justifies   the   appointment   under
    consideration    here:
    The   District    Court  shall   have    appellate
    jurisdiction   and general supervisory control
    war   the   County   com515510ner5    Court,   with
    much exceptions and under such regulations as
    may be prescribed by law.
    p. 6656
    Honorable       Wecky   B. WcPhermon   - Page 5   (JM-1249)
    Tex.   Conmt.     a*.   V,   i   8.
    In Attorney     General Opinion JW-708 (1987), we maid that
    a district court Way exercise "general supervisory          control5
    over the    actions     of a co55iSSiOner6     court  only   when    a
    lawsuit 15 brought in district         court seeking rmview of     the
    commissioners     aourt'm actions.     The  opinion noted that     the
    courts have Wade clear that the legislature has not           wemtab-
    limhed a procedure         for invoking the general      supervisory
    control of     dimtrict   courts    wer actions    of commi5sioners
    courts. * Saa SOOtt       V.  B,        292 S.W.td 324, 328      (Tex.
    1956) 8 vd                         CO.  V.  Be                  Fregh
    -t                               506 S.W.Zd 931 (Tex. Civ. App.      -
    Tyler 1974, no writ): SS~ al5Q 1 G. Braden,         m
    ative
    w          415-16 (1977).      We conclude that the district judge
    was without authority        to appoint a speaial auditor in the
    circummtances     you describe.
    You also ask whether the   county is liable for   charges
    incurred by the   county auditor.   Since  the appointment    of
    the auditor warn void, and the commissioners     court had    no
    part in his appointment, we know of no legal basis to assess
    any charges against the county for services performed by the
    auditor.
    You next  ask whether the     action of the district   judge
    in obtaining physical custody of the tape recordings of the
    commi5sioners     court   executive    session  violated   the  Open
    Xeetinas A&.      article 6252-17.     V.T.C.S.  Section 2A of   the
    statuti    prwides,    in part:     '
    (a)    In lieu of the requirements for main-
    taining a certified      agenda am provided    in
    Subsections   (a), (b), and (c) of this      sec-
    tion, a governmental body      may make   a tape
    recording   of the proceedings      which   shall
    include an announcement made by the presiding
    officer at the     beginning   and  end   of the
    meeting indicating the date and time.
    (4       The certified agenda    or tape shall   be
    available for      in camera inspection     by  the
    judge of a district       court if litigation   has
    been initiated involving an alleged violation
    of this    Act.   The court upon entry of a final
    judgmeningy       admit the   ;;rti;At;eagenda   '1;
    tape              evidence                   or
    pa*     . . . .
    p. 6657
    * Honorable     Becky   B. McPhermon   - Page 6      (JM-1249)
    (f)   The    overnmental  body  shall  preserve
    the certif 1 ed agenda or tape for at least two
    yearm after the date of the meeting.
    contemplate5   that   a district     judge  ;D;
    E$gg'g        !;A   oemera in5pection~    of the tape     only
    litigation has been initiated involving an alleged violation
    of this Act.”     Under the circumstances    you describe, no such
    litigation had been      initiated at the time     of the   judge's
    order of July 2, 1990.      The ngovenmental    body" that is the
    subject of the tape is its proper custodian and is required
    to preserve it "for at least two year8 after the date of the
    meeting.*
    The statute       further   provides   that
    0)    No individual, corporation,   or partner-
    ship shall, without   lawful authority,     know-
    ingly make   public  the certified   agenda    or
    tape reaording of a meetfng    or that   po*ion
    of a meeting that was closed under     authority
    of this Act.
    Thus, it appears both that   the district judge exceeded    his
    authority in taking possession    of the tape and that the
    county clerk acted in violation of subsection    (h) in releas-
    ing it to him.   We note, however, #at   subsection  (j) could
    provide an affirmative defense to the county clerk.
    Your final   guestion  asks whether   Judge    Cave    should
    recuse himself    in future litigation    over   these    matters.
    Since no   litigation    ham been  initiated,    we    decline     to
    speculate about what possible course     it might take, and        in
    accordance therewith, about the propriety of recusal.
    BUMMARX
    A district    judge    has no   authority     to
    appoint a *special         auditor"   to conduct      a
    limited inguiryr his authority is limited            to
    the appointment of a regular county            auditor
    under    the   requisite     ntatutory    provisions,
    chapter 84 of the       Local Government Code.
    district     judge   also    lack5   the   authorityA
    absent    pending    litigation     under   the   Ope;
    Weetingr Act,    article     6252-17, V.T.C.S.,      to
    order a county clerk to turn over          possession
    p. 6658
    * Honorable        Secky   B. McPherson      - Page 7    (JM-1249)
    of    5 tape recording  of an executive    5e55ion
    of    a meeting of a commi55ioner5  court.
    JIM        MATTOX
    Attorney    General   of Texas
    MARY NNIJIER
    First Amsimtant          Attorney     General
    IOU x!cREARY
    Executive Assistant           Attorney     General
    JUDGE ZOLLIE STRAKLEY
    Special 'Umistant Attorney               General
    RBNEAHIcxs
    Special Assistant          Attorney      General
    RICK GILPIN
    Chairman, Opinion          Committee
    Prepared by Rick Gilpin
    Asmimtant Attorney Genmral
    p. 6659
    

Document Info

Docket Number: JM-1249

Judges: Jim Mattox

Filed Date: 7/2/1990

Precedential Status: Precedential

Modified Date: 2/18/2017