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The Attorney General of Texas April 1, 1981 . rfWWHITE aney General Honorable Chet Brooks Chairman Opinion No. NW-318 Senate Committee on Human Resources Archives Building Re: Delegation of medical acts Austin, Texas 787H by means of standing orders Dear Senator Brooks You first ask: In the absence of statutory language permitting delegation of medical acts, does the Board of Medical Examiners have the authority to promulgate ales relating to the dalegatton of medical acts to non- physicians? 200ilasAm.hnr382 urlul.Tx.77003 - Article 4512a, V.T.C.S., which was enacted by the sixty-sixth lqisla- - ture, requires the Board of Medical Examiners to adopt standards regulating -. the extent to which a phyaicianL responsibilities may be delegated to a 8 Bmadrry. Suit. 312 physician assistant No other provision of the Medical Practice Act speaks rte&. lx. 7Mol to the delegation of medical acts However, authority for such delegations dnl7.6238 and for board regulation thereof can bs found implicit in the Medical Practice Act and in statutes governing other healing arts DON.lWlh.SUlUB CAwn. TX. 7csol The board may cancel, revoke, or suspend the license of any physician Iuw1u47 who permits another to practice under his license or who sick the practice of mediche by an tmlicensed person. V.T.C.S. arts. 4505(l2), (15); 4506. In exercising this authority, the- board must distinguish between lawful delegations of medical acts and delegations which constitute grounds for disc~plinaq action against the physician. In Thompson v. Texas State Board of Medical Examiners,
570 S.W. 123(Tex. Civ. App. - ‘Qler 1978, writ rePd nr.e.), two physictans appealed from lfcense revocations for allowing unlfcensed pe-&ns to practice acupuncture in their offices. The court upheld a board pollcy statement which prohibited physicians from delegating authority to perform acupuncture to unlicensed persons. It noted that the board condoned the use of urlioansed persons to administer fnnoculations and draw blood, and held that the board could constitutionally treat the administration of acupuncture different3 7. cr. +drews v. Ballard, C..A. No. R-77-999 6.D. Tex. July 9, 1990) restriction agarnst delqatlon of acupuncture is unconstitutional). The board may promulgate ~1s identifying the medical acts which may and may not be delegated. See - V.T.C.S. art 4509; Attorney General Opinion H-1093 (1977). .. :. . . , ..~ - . Honorable Chet Brooks - Psge TWO (MW-318) Statutes regulating other health professiorrs recognize that physicians may delegate medical acts to other persons. For example, the statute regulating physical therapists does not apply to employees performing services u&r the direct supervision of a physician in n hcepitaL V.T.C.S. art. 4512e, 56. A limnsed physician may treat injuries by means of physical therapy, article 4512e, section 6, V.T.C.S., and he may delegate hfs authority to do so to someone not licensed as a physician or a physical therapist. See Attorney General Opinion H-368 09741 Similar exemptions for acts done by an unhinsed person at the direction of a licensed physician ape found In other statutes. See V.T.C.S. art. 4526 (nursfng); art. 4552-5.17 (optometry). These pmvisiorw fndicat= legislative assumption that physicians could delegate medical acts involving treatment to non-physicians. The Board of Medical Examiners may regulate such delegations under its broad authority to regulate the practice of medicine. V.T.C.S. art. 4509. You ask several questions about rules promulgated by the Board of Medical Examiners on the delegation of health care tasks to qualified non-physicians. Rubs 366.17.00.001-.005,5 Tex. Reg. 1338,1339, 1390 (198OL Rule .004 requires that standing delegation orders be “in keeping with sound medical practice.” Rule .005 prohibits the use of standing delegation orders “which authorize the exercise of independent medical judgment or treatment” A physician wh~$l;``m~is prohibition.is subject to having his license suspended or revoked. “sound medical practt& and “independent medical judgment” are not defined. You ask whether the use of these undefined terms renders the ale unconstitutionally vague for failing to provide physicians adequate notice of what acts can and cannot be delegated by standing delegation orders For the reasons stated below, we do not believe these nrles are thereby rendered unconstitutionally vague. The ~1s of an administrative agency will be construed in the same manner as are statutes. Railroad Commission v. Shell Oil Co., 161S.W. 2d 1022 (Tex 1942). They will be interpreted in a manner to uphold them, if this can reasonably be done. rd, at 1026. The courts have upheld language in the Medical Practices Act stating grounds for license revocation, despite claims that it was void for uncertainty. A predecessor of article 4505 authorized the board to refuse or revoke a license for conviction of a felony, commission of a crime involving moral turpitude or “other grossly un- professional or dishonorable conduct of a character likely to deceive or defraud the public.” This language was not void for uncertainty because the legislature intended the conduct it described to be similar in nature to the crimes referred to in the same provision Morse v. State Board of Medical Examiners, 122 SW. 446 (Tex. Civ. App. 1909, writ rePdL Moreover, the use of ‘general language was necessaryto fully protect the public, because of the impossibility of enumerating in detail every distinct act intended to be pmhlbited. Berry v. State,
135 S.W. 631(Tex. Civ. App. 19ll, writ ref’d) See abo Jordan v. State Board of lnsursnce,
334 S.W.2d 278, 280 (Ten 1960). (“not worthy of the public confidence” an acceptable standard of measurement). In our opinion, the nrles are not rendered unconstitutionally vague by their use of the undefined terms “sound medical practice” and “independent medical judgment.” Honorable Chet Bmka - Page Three (NW-318) These terms receive some definition from the enumeration h Rule .004 of services, which may be provided by non-physicians under standing order% In addition, the rules must be read against the beckground of the statute they implement The legislature enacted the Medical Practice Act in exercise of its power to protect the public health. Ex carte Halsted,
182 S.W.2d 479(Tex. Grim. App. 1944). The requirement that delegations of health aervlcas be made “with due regard for the safety of the patient and in keeping with sound medical practice” serves to protect the public health, and shwld be interpreted by practitioners in light of that goal Whst constitutes “sound medical practice” will have to be deeided on the facts of each case, just as malpractice, a ground for license revocation, must be identified on a case-by-case basis. See V.T.C.S. art 4512. However, those terms are not therefore void for vague&F Rule .005 states that a physician who uses standing orders which authorize the exercise of independent medical judgment shall be subject to discipline under article 4505(12) and OS), the provisions on permitting another to practice under his license and on aiding the practice of medicine by an unlicensed person. The term “independent medical judgment” is used to identify impermissible delegations of medical acts We believe it 1s used to interpret the statutory definition of the practice of medicine. When read together with the statute, we do not believe this term Is void for vagueness. Rule .004 of the rules promulgated by the Board 61 Medical Examiners enumerates acts which can be authorized under standing delegation orders, Several of - __ these.are identified in Attorney General Opinion H-1295 (l976) or article 4516(S)as acts of professional nursing. ~Yournext several questions relate to the possibility that the Board of Medical Examiners may be attempting to regulate the practice of nursing. You point out that the supervision of nursing and nursing practices is the practice of professional nursing. V.T.C.S. art 4518, SS(dL Question 4: In light of the fact that article 4516(S) identifies the supervision of nursing as the practice of professional nursing, &es the &legation and supervision of nursing acts constitute the practice of medicine 89 defiiti by articles 4510 and 45108, so as to be subject to regulation by the Board of hledlcal Examiners? This office noted in Attorney General Opinion H-27 (l973) that there is some overlap between the practice of medicine and the practice of nursing. Much of what a professional nurses license authorizes the holder to do could ako be done by a physicisn under hi license, .such as observing the side, maintaining health and preventing illness, administering medicines and treatmen& G Baker v. State,
240 S.W. 924(Tex. Crim. App. ‘192B 0icensed physician ten practice any branch of medicine including optometry). Thus, the health services fn westion are not exclusiwly acts of professional nursing. A physician may perform them under his license and in appropriate cases may delegate their performance to persons licensed neither as a physician nor as a professional nurse. He has delegated and supervised medical acts, subject to re@ation by the Board of Medical Examiners, Although the same ects might also be nursing actsj the physician delegating those acts to an unlicensed person has not engaged in the supervision of nursing. .( ,” Honorable Chet Brooks - Page Four (NW-318) Your next three questions deal with the exemption found in article 4528 and we will arswer them together. Question 5: Does either the Board of Medical Examiners oi the Board of Nurse Examiners have authority to regulate profes- sional nursing care provided rnder that part of article 4528 whfeh exempts ‘acts done under the control or supervision or at the instnmtion of one licensed by the Texas Board of Medical Examiners’? Question 6: Does either the Board of Medical Examiners or the Board of Nurse Examiners have authority to regulate unlicensed persons providing professional nursing care Mder that exemp- tion? Question 7: Does either the Board of Medical Examiners or the Board of Nurse Examiners have authority to regulate physicians controlling, supervising or instructing inlicensed persons providing professional nursing care under that exemption? Article 4528 of cow= exempts “acts done under the control or supervision or at the instruction of one licensed by the Texas State Board of hledical Examiners.” The Board-of Nurse Examiners has no jurisdiction over an unlicensed person functioning within this exemption. The Board of Medical Examiners has ‘the power to regulate the supervising physician who delegates the performance of health services. See Thompson v. Texas State Board of Medical
Examiners, supra. It could indirectly raate the activities of the unlicensed person by determining what medical acts may be delegated to him. If the unlicensed person performs nondelegable medical acts, hs would be practicing medicine without a lioense. The Board of Medical Examiners could sue him to enjoin . his unlawful practice of medicine. V.T.C.S. art. 4509. k Ashby v. Board of Medical Examiners of Texas,
142 S.W.2d 371(Tex Civ. App. - Austin l940, writ reTd). The unlicensed person working under a physician% supervision is therefore accountable to the board when he performs medical services which may not be delegated. You next ask: Question 8: Is the physician controlling, supervising or instruct- mg unhcensed persons providing professional nursing care under that exemption legally liable for the acts of those persons? In our opinion, the supervising physician may have legal 1iabBity for the acts of these persons. The Bability of a physician for the negligence of others is determined by examining the principle of agency law. Spaxer v. Worlev Hospital, Inc;, 547 SW. 2d 562 (Tex I9771 The master is liable for the torts of his servant committed in the course of his employment Newspapers, Inc. v. Love,
380 S.W.2d 562(Tex. 1964). The master’s vicarious liability for his employee’s torts is bssed upon his right to control . :* .. Honorable Chet Brooks - Page Pive (Ml+319) the details of the work rd, The supervisingphysician need not be the actual employer of the servant in order to be viceriou~y liable for~his torts, so lwg as he has the right to control the details of the work Sparger v. Worley Hospital, inc., s_upra. The physician who controb, superviass, or instructs unlicensed persons providmg nursing care tmder the article 4529 exemption has the right to control the details of their work. The tnlicensed person can perform nursing acts cnly with a physician% cooperation, which may be conditioned upon control of the details of the work. A prior opinion of this office 8tated that article 4528 required the responsible physhzian to personally assume control and supervision of the employee or instruct him in what is to be done, and remain reasonably available to see the nursing acts are properly performed. Attorney General Opinion H-395 (1974). Thug the supervising physician not only has the power to control the details of the work, but he is responsible for seeing that it is properly done. In enacting this exemption, the legislature may have had b mind that the protection to the public afforded by a rays& license was tnnecesssy where a licensed physician was responsible for the performance of nursing acts We believe that physicians supervising unlicensed persons under the article 452% exemption will ordinarily be liable for the acts of those persons. Your next three questions relate to portion of Rule 386.17.00.004, which reads in . pertinent part as follows: .004. Scope of Standing Orders, Providing the, authorizing ._. L. physician Is satisfied as to the ability and competence of those -_ for whom the, physician is assuming responsibility, and with due regard for the’safety of the patient and in keeping with sound medical practice, standing delegation orders may be authorized for the performance of duties which do not require the exercise of independent medical judgment and may include authority to undertake the following: . ... ‘(4) the administration or providing. of drugs ordered by direct personal or voice communication by the authorizing physician who &all assume responsibility for the patient’s welfare, providing such administration or provision of drugs shall be in compliance with other state or federal laws, end providii father that presigned prescriptions &all not be utilized by the authorizing physician except under the following conditions: (A)the prescription shall be prepared in full compliance with Section (2)g, Article 4476-l4, Vernon% Annotated Civil Statutes (the Texas Dangerous Drug Law), except for the inclusion of the name of the patient and date of insuance; fB) the prescription shall be for one of the following classes or types of drugs . .. . Xonorable Chet Brooks - Page Si (Mw-318) (I) oral contraceptives; (ii) diaphragms and contraceptive creams and jelliee; (iii) topical anti-infectives for vaginal use; (iv) oral anti-parasitic drugs for treatment ot pin- worms; (v) topical anti-parasitic drugs; (vi) rz``t~c diugs for treatment of venereal i (C)the prescriptiolrs may not be Issued for any controlled substance; (D) the providing of the drugs shall be in compliance with the Texas Pharmacy Act and ales adopted by the Texas State Board of Pharmacy; (5) the administration of immunization vaccines providing the recipient is free of any condition for which the immuniza- tion is contraindicated; (6) the providing of information regarding hygiene and the administration or providing of medications for health problems resulting from a lack of hygiene, including the institution of treatment for conditions such as scabies, ringworm, pSnworm, had lice, diaper rash, and other minor skin disorders provided the administration or providing of drugs adheres to the provisions of Rule .004(4) of this rule; (7) the provision of services and the administration of therapy by public health departments as officially prescribed by the Texas Department of Health for the prevention or treat- ment of specific communicable diseases or health conditions for which the Texas Department of Health is responsible for control under state law; (8) the issuance of medications which do not require a prescription (over the counter medications) for the symptomatic relief of minor illnesses provided that such medications are packaged and labeled fn compliance with state and federal laws and regulations. 5 Ter Reg. 1390 (1980) You ask Question 9: To the extent sections (4). (S), (6), (7) and (9) of Rule .004 permit the providing of medications without a prescription for the individual patient, did the Board of Medical Examiners exceed its statutory authority? Honorable Chet Brooks - Page Seven (taW-318) As will be shown by the discussion below, we believe that section (4) does not permit the providing of medications without a prescription for the individual patient. ln Attorney General Opinion H-1295 (l978), this office stated that as a general Nle, “the provision of medication pursuant to standing orders, without a physiciank prescription for the individual patient, would constitute the practice of medicine. . . .” The opinion did not address whether some medications might provide an exception to the general nrle. We interpret section (4) of Rule .004 as requiring the physician to decide that a particular course of medication should be applied to an individual patient. In cases where the ~ysiciank agent was to administer the medication to the patient, no written prescription would be needed, and the physicians verbal order to administer the substance could constitute a “prescription for the individual patient” as required by Attorney General Opinion H-1295. Prescriptions may, in some cases, be phoned into a pharmacy by a physician’s agent, see article 4476-14;section 2(g), V.T.C.S., and the physician in such cases may verba&?nstruct his agent to make the calt Section (4) does permit a physician to order medication without having seen the patient. This mle is broad and one can easily posit illegal eppli&iOns of it. For instance where the physician could not diagnose the illness and prescribe medication without seeing the patient and the assistant actually decided what medication to use, the assistant would be practicing medicine without a license. However, there are many permissible applications, for example, where the physician can make a diagnosis based on test reports and examination findings, or where the patient has been under his care -. previously and needs treatment for a recurring condition. We find no absolute prohibition against a physician’s prescribing for someone without seeing him, although under some circumstances this could constitute unprofessional conduct or malpractice. Cf. Simmons v. State,
353 S.W.2d 215(Tex. Grim. App. 1962) (prescription obtained through a telephone call). Therefore, we believe that section (4) of Rule .004 does not permit the providing of medications without a prescription for the individual patient. Section (6) of Rule -004 requires that the administration of drugs adhere to the provisions of Rule .004(4); thus section (6) does not permit the providing of medications without a prescription for the individual patient. Section (5) of Rule .004 permits the administration of immunization vaccines providing the recipient is free of any condition for which the immtmization is contraindicated. No provision is made for prescription for individual patients. We believe a qualified non-physician may administer immunizations even though his supervising doctor has not ma& individual determinations as to each person’s need for the vaccine. The non-physician has not engaged in the practice of medicine as defined by article 4510 and 45lOa. He has not diagnosed or treated any disorder, physical deformity, or injury. The immrslization is given to a healthy person, to prevent him from getting a disease. We believe a non-physician may also determine that a person is free from conditions for which vaccine is contraindicated, if he can obtain that information by questioning the person without having to diagnose any illness himself. The administration of a prescription vaccine must comply with the Dangerous DN~S Act, article 4476-14, V.T.C.S. The act regulates the possession and distribution .a -.. .. .** Honorable Chet Brooks - Page Eight Ww-318) of prescription drugs as well ra other specifically named drugs Section 2. It permits physician and their agents and employees to possess dangerous drugs for use in their practice or the performance of their official &ties. Thus, a non-physician could administer vaccine in compliance with the Dangerous Drug Act if he did so es the agent or employee of a physician in hi practice or in the performance of official duties. %eeiton ‘(7) of Rule 364 applies to a broad range of health services provided tmder the authority of the Department of Health. Unlike section (41, this section would permit non-physicians to provide medications to a patient without a doctor% prescription There certainly are legal applications of this rule, such es the provision of prescription immunizations. However, public health departments do provide services and treatment which could not legally be provided on standing orders without a doctork prescription. Public health departments treat tuberculosis, see article 4437a, section 6A, V.T.C.S., but we do not believe every kind of treatment G that disease may be administered without a doctor’s prescription. Rule .904, however, limits the use of standing delegation orders to the performance of duties which do not require the exercise of independent medical judgment. The inclusion of this limitation is necessary to insure that Rule ,004 is consistent with the Medical Practice Act, and that the Board of Medical Examiners did not exceed its statutory authority by enacting it. Section (8) involves only over-the-counter drugs; thus the prohibitions of the Pharmacy Act and the state drug laws are not relevant here. The provision of non- prescription &ugs to treat a disease, disorder, or injuries for compensation may constitute the practice of medicine. -See V.T.C.S. art. 4510. Question 10: Is the use of.presigned prescriptions permitted by the pharmacy and drug laws of this state and if so, &es the Board of Medical Examiners or the Pharmacy Board have the authority to regulate the use of such presiped prescriptions? No provision of the pharmacy or drug laws of this state prohibits the use of a presigned prescription. Each board would have some authority to regulate the use of presigned prescriptions by its practitioners, for example to prevent use of unsigned prescriptions under circumstances that would constitute tmprofessional conduct or a violation of the law. V.T.C.S. art. 4505,4506, 4542a, S12. Rule .004(4) of the board’s NkS allows for the administration or providing of drugs under certain conditions. You Ask Question 11: Under the drug laws and Pharmacy Law ES currently enacted, what acts can a non-physician legally do that could be said to constitute the ‘providing’of drugs? To “provide” is commonly used interchangeably with supply or furnish. Webster’s Third New International Dictionary la27 (l96B. . ..~ ._. .! . . . . I I Honorable Chet Brooks - Page Nine (m-319) Article 45421, V.T.C.S., states in partr It shall be unlawful for any person who is not a reglstered pharmacist under the provisions of this Act to compound, mix, manufacture, combine, prepare, label, sell, or distribute at retail or wholesale any drugs or medicines, except in original packages. . . . (HI owever, . . . nothing in this Act shall apply to or interfere with any licensed practitioner of medicine. . . who shall supply his or her patients, es a physician, dentist, or chkopJdist, and by them employed as such, with such remedies as he or she may desire. . . . Section 0. Under this provision, a non-physician may provide drugs or medicines in original pa&ages. The Dangerous Dntgs Act defines prescription to include a telephone order, in cases of emergency, by a physician’s agent designated in writing to the pharmacist. V.T.C.S. art 447644, S2@. A non-physician under this language may provide drugs to a patient b calling in a prescription.’ The agents and employees of physicians may also possess dangerous drugs for ube in the practice. V.T.C.S. art 4476-l4, S4 The Cantrolled Sbtances Act permits the administration of a controlled -. substance to a patient by a physician’s a ent or employee when done in the physician’s -. presence. V.T.C.S. art. 4476-15, SSl.O2($ (A), 3.03. In addition, the agent or employee of a registered dispenser of a controlled substance may possess controlled substance if actiq in the usual course of business Other statutes authorize non-physicians to “provide” drugs A nurse may administer medications or treatments as prescribed by a licensed physiCian or dentist. V.T.CS. art. 4518, SS(c). & Attorney’ General Opinions H-1295 (1978); H-737 (l975L Someone who is not licensed as a nurse may administer medications under the control and supervision of a physician. V.T.C.S. art. 4526; Attorney General Opinion H-27 W73). Rule .003 of the ~1s provides as follows: 903. Exclusion from Rules. These ~1s shall mt be applicable mr shall they .restrict the use of pm-established programs of health care, nor shall they restrict physicians from authorizing the provision of patient care by use of pre- established programs under the following circumstances: 5 Tex. Reg. 1339 (l98OL The circumstances listed include, for example, care rendered as part of disaster relief when charges for the services are not made, and care rendered by an institution with an organized medical staff which has approved standing &legatees orders You ask the following questions about these exclusions: .. ._. ...* ‘. . Honorable Chet Brooks - Page Ten (Rw-318) Question 12: k Rule .003 to be construed as a positive grant of authorrty to use ktanding delegation orders,’ ‘standing medical orders’ and other ‘preestablished health care pKgrams’Zm the circumstances listed and if so, what are the legal restrictIons, if any, on the use of ‘standing delegation orders,‘%tanding medical orders’ and other ‘preestablished health .care programs’ in the circumstances listed? Question 13: Can persons ftmctioning under one Of the exclustors listed in Rule .003 of the board’s Nk provide medications not prescribed for an individual patient? Question 14: Does the prohibition in Rule .005 concerning the ‘exercise of independent medical judgment’ apply to the exceptions identified in Rule .003? Question 15: Does Rule .003(l) unconstitutionally discriminate against physiciaro who practice in private officea or in clinics where the patient is not institutionalized or which do not have an organized medical staff2 In cur opinion, Rule .003 merely means that the Board of Medical Examiners has not addressed the delivery of medical care under the circumstances listed. Physicians delegating the performance of medical services under those circumstances must comply with the Medical Practice Act itself, as must every physician They are not limited by the board’s rules under question, nor do they have the guidance provided by such ~1s for physicti working in settings where the ~lrz do apply. Thus, persons ftnctioning tmder one of the exclusions may provide medications to the extent permitted by the Medical Practices Act, the Pharmacy Act, the Dangerous DNgs Act, and the Controlled Substances Act. Since we do not constnre Rule .003 as a positive grant of authority to any class of physicians, we do mt believe it violates the equal protection clauses of the United States and Texas Constitutions by singling out one class of persons for benefits See also Thompsxt v. Board of Medical
Examiners, supra. We need not answer your two remaining questions, which are premised on the assumption that Rule .003 provides exemptions for those persons which it enumerates. You have attached appendices A, B and C describing specific fact situations in which standing delqation orders might be used. You ask whether such orders may legally be used tmder those circumstances. However, since these questions require the resolution of fact questions, which cannot be done in sn Attorney Gmeral Opinion, we will mt answer them. SUMMARY The Board of Medical Examiners has implied statutory authority to regulate the delegation of medical acts to non- physicians. Board ales which use the terms “in keeping wjth Honorable Chet Brooks - Page Eleven (Nh’-316) sound medical practice” and %dependent medical judgment” are mt therefore mid for vagueness. Under certain ckcum- stances, the Board of Medical Examiners has authority to rqulate the activities of an tmlioensed pemon performing health services tmder the supervision of a physician. A physician supervising an tmllcensed person providing medical care tnder article 4526, V.T.C.S., will ordinarily be liable for the acts of that person. The use of presigned prescriptions is mt prohibited by the pharmacy and drug laws of this state. Rule 386.17.00.004 promulgated by the Board of Medical Examiners does mt attempt to authorize the practice of mediclne by non-physicians. Rule 386.17.00.003 of the board does mt constitute a Srant of authority to anyone or a limitation of anyone’s authurity to use standing obligation orders. _. MARK WHITE _ - Attorney General of Texas -_ JOHN W. FAINTER, JR. First Assistant Attorney General RICHARD E. GRAY IB Executive Assistant Attorney General Prepared by Susan L. Garrison Assistant Attorney General APPROVED: OPlNION CGMMD’TEE Susan L. Garrison, Chairman Ride Gilpin p. 1023
Document Info
Docket Number: MW-318
Judges: Mark White
Filed Date: 7/2/1981
Precedential Status: Precedential
Modified Date: 2/18/2017