Untitled Texas Attorney General Opinion ( 1961 )


Menu:
  •                     December 4, 1961
    Honorable Robert S. Calvert
    Comptroller of Public Accounts
    Caritol Station
    Austin 11, Texas
    Opinion No. ww-1207
    Re:   Validity of the provision
    contained in S. B. No. 1,
    Acts 57th Legislature,lst
    Called Session, 1961, page
    IV-72, Section 24, sub-
    section h, which provides
    for a revolving fund to be
    used for payment of salaries
    of certain employees
    directly by State agencies
    of higher education.
    Dear Mr. Calvert:
    You have requested our opinion concerning the
    validity of Sub-section h of Section 24, Article IV, S. B.
    No. 1, Acts 57th Legislature, 1st Called Session, 1961, page
    IV-72. This provision is a part of the current general
    appropriation bill and reads as follows:
    "h. Revolving Fund. Each institution
    affected by this Section, at its option, is
    hereby authorized to maintain a revolving fund
    to facilitate the payment of nominal expenses
    and to pay bills within cash discount periods.
    The institutions may use the revolving fund
    for regular monthly payrolls as well as for
    weekly and special payrolls. Disbursements
    from the revolving funds are to be reimbljrsed
    from respective appropriations made herein,
    the State Comptroller being hereby authorized
    to make such refmbursements on claims filed
    with him by the institutions under his regularly
    prescribed procedures except that one voucher
    and one warrant may cover any number of claims
    for this purpose. These reimbursement claims
    shall meet the same requirements as other claims
    against State appropriations, and each institution
    Honorable Robert S. Calvert, page 2 (WW-1207)
    shall prepare such a reimbursement claim as at the
    close of business on the last day of each month and
    as many times during each month as may be expedient
    in order to make unnecessary the maintaining of an
    unreasonably large revolving fund."
    Your questions concerning this provision are as
    follows:
    "1. Is this an invalid provision of
    the appropriation bill by reason of it being
    general legislation?
    “2.  In the event your answer to the
    above question is in the negative: does
    the above provision of the appropriation bill
    attempt to modify or amend a general statute?"
    These questions, though seemingly of singular
    import, necessitate a general consideration of the constitu-
    tional restrictions on the legislative process as applicable
    to a general appropriation bill and the rules which govern
    the courts in their application.
    Generally speaking, a constitution is the expression
    of the sovereign will of the people and it is the basis upon
    which the function of the legislature, the executive and the
    judiciary are founded. Section 1 of Article III of the
    Constitution of Texas provides that:
    "The Legislative power of this State
    shall be vested in a Senate and House of
    Representatives, which together shall be
    styled 'The Legislature of the State of Texas.'"
    With these words, the people of this State, acting
    in their sovereign capacity, endowed the Legislature with all
    ;yy;sy       ower which they, the people, inherently possessed.
    xcept in the particulars where it is restrained
    by the Constitution of the United States, the legislative
    department may exercise all legislative power which is not
    forbidden expressly or by implication by the provisions of
    the Constitution of the State of Texas." Brown v. City of
    Galveston, 
    97 Tex. 1
    , 
    75 S.W. 488
    , 492 (1903).    t
    Halff, 
    75 Tex. 132
    , 
    12 S.W. 610
    (1889); Conley v?%&$ers
    of the Republic, 
    106 Tex. 80
    , 
    156 S.W. 197
    (1913); Mumme v.
    Marrs, 
    120 Tex. 383
    , 
    40 S.W.2d 31
    (1931).
    It is not contended, nor do we think that it can
    Honorable Robert S. Calvert, page 3 (WW-1207)
    be, that the Legislature lacked the power to legislate upon
    the subject embraced by the rider in question. The question
    is whether the inclusion of this rider in the general appro-
    priation bill is prohibited by some provision of our Consti-
    tution.
    Section 35 of Article III of the Constitution of
    Texas provides:
    "NO bill, (except general appropriation bills,
    which may embrace the various subjects and accounts
    for and on account of which moneys are appropriated)
    shall contain more than one subject, which shall be
    expressed in its title. But if any subject shall
    be embraced in an act, which shall not be expressed
    in the title, such act shall be void only as to so
    much thereof as shall not be so expressed."
    What is the purpose of this limitation upon the
    legislative power? Our Supreme Court has answered this
    question in Stone v. Brown, 
    54 Tex. 330
    (1881) at page 342
    in the following language:
    "The principal object of this constitutional
    provision is to advise the legislature and the
    people of the nature of each particular bill,
    so as to prevent the insertion of obnoxious
    clauses, which otherwise might be engrafted
    thereupon and become the law; and also to prevent
    combinations, whereby would be concentrated
    the votes of the friends of different measures,
    none of which could pass singiy; thus causing
    each bill to stand on its own merits. Cooley's
    Const. Lim. (4th ed.), 173; Giddings ;. z;nte-8
    Antonio, 47 Tex., 555; Albrecht v. Th S     ,
    Tex. Court of Appeals, 216."
    Although Section 35 of Article III has been held
    to be mandatory and not merely directory, our courts have
    declared that it is to be given a liberal construction with
    the object of making the" . . .whole constitutional where
    the part objected to as infringing this provision of the
    Constitution could be considered as appropriately connected
    with or subsidiary to the main object of the act as ex ressed
    in the title . .                 an Antonio, 
    47 Tex. 5E
    8,
    556 (1877).                      
    7 Tex. 208
    (1851); Tadlock
    v. Eccles, 20                    vey v. Galveston County,
    
    45 Tex. 291
    (1876).
    Honorable Robert S. Calvert, page 4 (WW-1207)
    Just what provisions may a general appropriation
    bill contain in addition to bare appropriation of funds
    without contravening Section 35 of Article III of our
    Constitution? Our Supreme Court has held that a rider in
    a general appropriation bill which specifies the fees that
    district clerks are to charge for furnishing unofficial
    copies of court records and prescribing a duty to furnish such
    copies is clearly not subsidiary or germane to the subject
    of appropriation but constitutes a separate subject and con-
    sequently contravenes Section 35 of Article III. Moore v.
    She ard 
    144 Tex. 537
    , 
    192 S.W.2d 559
    (1946). Special
    direc ions as to the expenditure of an item in a general
    --5+
    appropriation bill were held not to be prohibited by Section
    35 of Article III in Conley v. Daughters of the Renublic,
    
    106 Tex. 80
    , 
    156 S.W. 191
    (191X), where the court said at
    page 202:
    ”
    . . .the exception releives that bill
    from the limitation and permits the same
    treatment of each subject of the appropriation
    bill that would apply if it were embraced in
    a separate bill.
    "It cannot be that a separate and independ-
    ent law would be necessary to direct and control
    the expenditure of every item of appropriation."
    While other phases of the application of Section
    35 of Article III have been written upon by our Texas Courts
    extensively, only these two Texas decisions have touched
    directly upon the questions raised by your request, con-
    sequently we feel that the decisions of the courts of other
    states will be enlightening.
    In considering a similar constitutional provision
    and its application and effect upon a general appropriation
    bill the Supreme Court of New Mexico in State v. Marron, 
    17 N.M. 304
    , 
    128 P. 485
    (1912) at page 488 had this to say:
    tt
    .It was evidently also designed to
    preveni general legislation in such a bill
    in no way related to making provision for the
    expenses of the government.
    II
    . . .To sustain the contention that the
    general appropriation bill should contain nothing,
    save the bare appropriations of money, and that
    provisions for the expenditure of the money, or its
    Honorable Robert S. Calvert, page 5 (ww-1207)
    accounting, could not be
    ^ included
    . .    . therein, or that. , _
    the method ancimeans OS raising tne money appropriatea
    could not likewise be included, would lead to results
    so incongrous that it must be presumed that the
    framers of the Constitution had no such intent in
    the adoption of the restrictions referred to."
    Continuing from the same source at page 489:
    I,
    . . .What vice or evil can there be in
    making provisions in such an act, which are
    incidental to the main fact of appropriation?
    The limitation was imposed upon the main act.
    of the appropriation, and not the matters of
    detail connected with such appropriation. . .
    the courts all uniformly hold that any matter
    germane to the subject expressed in the title
    of a bill and naturally related to it is valid.
    When an appropriation is made, why should not
    there be included with such appropriation
    matter germane thereto and directly connected
    with it, such as provisions for the expenditure
    and accounting for the money, and the means
    and methods of raising it, whether it be by
    taxation or by some other method?"
    In Whittier v. Safford, 
    28 N.M. 531
    , 
    214 P. 759
    (1923) the New Mexico Supreme Court again reasoned at page
    760:
    ”
    . . .The details of expending the money so
    appropriated, which are necessarily connected
    with and related to the matter of providing the
    expenses of the government, are so related,
    connected with, and incidental to the subject
    of appropriations that they do not violate the
    Constitution if incornorated in such aeneral
    Also to the same effect is Peck v. Velarde, 
    39 N.M. 179
    , 
    43 P.2d 377
    (1935).
    Honorable Robert S. Calvert, page 6 (WW-1207)
    Cases from other jurisdictions reaching the same
    conclusion as the New Mexico Supreme Court include: Sellers
    v. Frohmiller, 
    42 Ariz. 239
    , 
    24 P.2d 666
    (1933); Crane v.
    Frohmiller, 
    45 Ariz. 490
    , 
    45 P.2d 955
    (1935); State v. Angle,
    
    54 Ariz. 13
    , 
    91 P.2d 705
    (1939). Caldwell v. Board of Regents,
    
    54 Ariz. 404
    , 
    96 P.2d 401
    (1939 ; Trotter v. Frank P. Gates
    85co., 
    162 Miss. 569
    , 
    139 So. 8z
    3 11932); Davidson v. Ford,
    115~Mont. 165, 
    141 P.2d 373
    (1943).
    If the rider in question does no more than provide
    for a manner of expenditure and method of accounting of the
    appropriations to the affected institutions, then under the
    foregoing authorities, the rider would clearly not be general
    legislation but would be incidental and germane to the subject
    of appropriation.
    The disbursement of money through and by the use
    of a revolving fund is a widely used and well recognized
    accounting procedure. Its main advantage is that its use
    facilitates the payment of expenses which recurr regularly
    at short intervals and expenses which in good business
    practice demand immediate payment. Mikesell & Hay, Gov-
    ernmental Accountin
    State Accounting Pr~,````e~dip:``:~iA````ery'
    . Ser````"~p``~.
    In our opinion, this rider is not general legislation.
    When we consider the appropriation of funds to the institutions
    of higher education as one subject of the general appropriation
    bill, this rider, by providing a well recognized accounting
    procedure for the disbursement and allocation of the funds
    for the purposes specified, is clearly germane and incidental
    to this subject and is further covered by that portion of
    the caption of the bill which reads as follows:
    11
    . . .authorizing and prescribing conditions,
    limitations, rules and procedures for allocating
    and expending the appropriated funds; . . .'
    Consequently, your first question is answered in
    the negative.
    Even were we in doubt in this respect we would
    reach the same conclusion on this question. The well
    settled rules of construction dictate that the courts approach
    with reluctance the decision that an act of the Legislature
    is unconstitutional. When asked to strike down an act of
    a coordinate branch of the government the courts will resolve
    every reasonable doubt in favor of the constitutionality of
    the act and only in those instances where some prohibition
    .   .
    Honorable Robert S. Calvert, page 7 (WW-1207)
    of the Constitution is clearly contravened will the act be
    so construed. The courts were not intended to sit as the
    ever anxious-critics of legislative expression or the censor
    of their  acts. Fletcher v. Peck, 6 Cranch 87, 
    3 L. Ed. 162
                     Ogden v. Saunders, 
    12 Wheat. 213
    , 
    6 L. Ed. 606
                     Maud v. Terrell, 
    109 Tex. 97
    , 
    200 S.W. 375
            Harris County v, Stewart, 
    91 Tex. 133
    , 
    41 S.W. 650
                      In response to your second question: It is our
    opinion that the rider in question does not attempt to amend
    or modify an existing general statute.
    Indeed, the rider itself negates any intention
    to amend or modify an existing general statute by stating:
    .These reimbursement claims shall meet
    the sahe'requirements as other claims against
    state appropriations . . .n
    Further, as we have observed above, the rider merely
    authorizes the various institutions affected   to use, at
    their option, a recognized procedure of   accounting  for the
    allocation and disbursement of appropriated funds". . .
    to facilitate the payment of nominal expenses and to pay
    bills within cash discount periods . . .for regular monthly
    payrolls as well as for weekly and special payrolls . . ."
    There is no general statute specifying that these insti-
    tutions use a different accounting procedure in allocating
    and disbursing the funds affected, and in absence of such
    a general statute there is no attempt at amendment or
    modification.
    SUMMARY
    Sub-section h of Section 24 of Senate
    Bill No. 1, Acts 57th Legislature, First
    Called Session, 1961, page 245 of the
    Supplement to Senate Journal is not invalid
    by reason of its being general legislation
    contained in a general appropriation bill;
    neither is this provision an attempt to
    modify or amend an existing general statute.
    Very truly yours,
    WILL WILSON
    By W. 0. Shu
    Assistant
    .   .
    Honorable Robert S. Calvert, page 8
    WOS:kh
    APPROVED:
    OPINION COMMITTEE
    W. V. Geppert, Chairman
    John Reeves
    Leslie King
    Dick Wells
    Dudley McCalla
    REVIEWED FOR THE ATTORNEY GENERAL
    BY: Houghton Brownlee