Kenneth Wayne Bigbie v. the State of Texas ( 2021 )

Affirmed as Modified and Memorandum Opinion filed June 24, 2021.
In The
Fourteenth Court of Appeals
NO. 14-19-00504-CR
KENNETH WAYNE BIGBIE, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 177th District Court
Harris County, Texas
Trial Court Cause No. 1512397
MEMORANDUM OPINION
A jury found appellant guilty of continuous sexual abuse of a young child on
or about October 16, 2012 continuing through January 25, 2015. See Jessica
Lunsford Act, 80th Leg., R.S., ch. 593, § 1.17, 2007 Tex. Gen. Laws 1120, 1127–
28 (adding Penal Code section 21.02),1 amended by Act of Apr. 7, 2011, 82d Leg.,
1
In 2007 the legislature created the offense of continuous sexual abuse of a young child
or children in response to an expressed need to address sexual assaults against young children
who are typically unable to give precise dates when there are ongoing acts of sexual abuse. See
Dixon v. State, 201 S.W.3d 731, 737 (Tex. Crim. App. 2006) (Cochran, J., concurring) (“Perhaps
R.S., ch. 1, § 6.04, sec. 21.02(c), 2011 Tex. Gen. Laws 1, 15–16 (since amended;
hereinafter “2011 Penal Code § 21.02”).2 The jury assessed punishment of life
imprisonment. Tex. Penal Code Ann. § 21.02(h); see Tex. Penal Code Ann.
§ 12.32. Appellant brings five issues on appeal: (1) legal insufficiency; (2) denial
of his motion for a directed verdict; (3) and (4) denial of two separate motions for a
mistrial during closing argument; and (5) admission of evidence of bad acts during
the punishment phase. We modify the trial court’s judgment to delete an incorrect
special finding that appellant waived his right to appeal, and as modified, affirm
the trial court’s judgment as challenged on appeal.
I. BACKGROUND
The focal point of testimony at trial was allegations by the complainant,
appellant’s granddaughter, who was ten-years old at trial. Complainant testified
she stayed at appellant’s house once or twice a month over the span of
approximately two years. She would often, but not always, sleep in appellant’s
bed, sometimes with her sister as well. Complainant testified that appellant would
not always abuse her when she slept in his bed, though he did “a lot of the times.”
The abuse included taking her clothes off and touching her mouth, “private parts,”
and “butt” with his penis. He would also place his hands “all over [her] body.” He
put his finger in her “butt hole” once or twice that she could remember. Once or
the Texas Legislature can address this conundrum and consider enacting a new penal statute that
focuses upon a continuing course of conduct crime—a sexually abusive relationship that is
marked by a pattern or course of conduct of various sexual acts.”).
2
This statute was amended in 2017. Though the 2017 amendments do not apply to this
case, the amendments are immaterial to the issue raised by appellant. See Act of May 28, 2017,
85th Leg., R.S., ch. 685, § 31, sec. 21.02(b), 2017 Tex. Gen. Laws 3038, 3056 (adding
“regardless of whether the actor knows the age of the victim at the time of the offense”); Act of
May 26, 2017, 85th Leg., R.S., ch. 1038, § 2, sec. 21.02(b), 2017 Tex. Gen. Laws 4072, 4072
(adding “regardless of whether the actor knows the age of the victim at the time of the offense”).
As above, we refer to the prior statute in effect during the time period relevant to this case as
“2011 Penal Code § 21.02.”
2
twice he put his penis in her mouth. Sometimes “milk stuff” would come out of his
penis. She did not recall appellant putting his mouth on her vagina.
Kari Prihoda, from Children’s Safe Harbor, a children’s advocacy center in
Montgomery County, testified that she conducted a forensic interview of
complainant in February 2015, when complainant was six-years old. During the
interview, complainant said that appellant3 would “dick and lick her” in his
bedroom at his residence. Examples of abuse including appellant putting his
“dick,” by which complainant meant appellant’s penis, in complainant’s mouth and
“the milk stuff com[ing] out” of his “dick” into her mouth. Complainant also said
that appellant penetrated her “butt hole” with her finger, although at other times
during the interview she said that no one touched her “butt.” Complainant initially
said appellant’s penis only touched her mouth; when asked to say more, she said it
also touched the part “where she pees from.” Complainant said each act of abuse
occurred more than one time. As to the time frame for the abuse, complainant
“indicated the last time that something happened she was 6” and described
incidents occurring when she was four- and five-years old. Complainant stated that
the most recent incident occurred “a few days ago or a day before” the interview,
although it was Prihoda’s understanding at trial that complainant had not seen
appellant for approximately a month before the interview. Prihoda also testified it
was very difficult for six-year-olds to “comprehend dates and times in the past.”
Other witnesses testified that complainant told them that appellant sexually
abused her. Therapist Valerie Bryan testified that during a joint therapy session,
complainant and her sister told Bryan that their grandfather “touched their private
areas.” Therapist Amanda Manning testified that complainant spontaneously
reported to her that her grandfather “would take off my pants and underwear and
3
During the interview, complainant identified her abuser as her grandfather, “Ken.”
3
put his mouth on my vagina” and would put “milk” from his penis on her. In
addition, Tami Lowrie, complainant’s elementary-school teacher, testified that
complainant told her that her grandfather had touched her “in the bathing suit
area.”
Complainant’s sister, who was 13-years old at trial, also testified. Sister
testified that she slept over at appellant’s house more than 20 times from October
2012 through January 2015. Appellant would tell sister to sleep in his room, and
she often would, sometimes with complainant as well. All three of them would be
naked. Sister testified that, every time she slept in appellant’s room, appellant
would touch her “boobs” and “vagina” with his hands, and he sometimes touched
her “butt” as well. Sister saw appellant touch complainant “the same way.” Sister
saw appellant put his penis in complainant’s mouth “a lot.” She saw appellant
touch complainant’s “butt,” but not put his fingers inside her “butt.” She
sometimes saw appellant “put his mouth on [complainant]’s part that she pees out
of.” Sister testified that she also had a forensic interview at Children’s Safe Harbor,
during which she lied and told the forensic interviewer that appellant had not
abused her, and also stated that she had seen appellant abuse complainant only one
time. She further testified that, “Every time we would go over there, [appellant]
would say not to say anything.”
Jamie Ferrell, a sexual-assault nurse examiner (SANE), testified that she
conducted the SANE examinations of complainant and her sister. She said the
exams revealed no injuries, but that none would be expected based on the
allegations.
Appellant did not testify. In addition to recalling Prihoda to further discuss
complainant’s forensic interview, appellant called one of his daughters as a
character witnesses and a Child Protective Services (CPS) caseworker, who
4
testified that teacher Lowrie had made a report to CPS that complainant had
alleged that her uncle, not her grandfather, had “touched her in the bathing suit
area.” Lowrie testified that she did not recall complainant making allegations
against her uncle and that complainant “consistently said grandfather.”
II. ANALYSIS
A. Right of appeal
Although no party has raised this issue, we first address a conflict in the
record regarding appellant’s right of appeal. The trial court signed a certification of
defendant’s right of appeal (CODRA) stating that this case “is not a plea-bargain
case, and the defendant has the right of appeal.” In its judgment, however, the trial
court made the following special finding: “APPEAL WAIVED. NO
PERMISSION TO APPEAL GRANTED.”
This court has the power to correct and reform the judgment of the court
below “to make the record speak the truth” when it has the necessary data and
information to do so. Asberry v. State, 813 S.W.2d 526, 529 (Tex. App.—Dallas
1991, pet. ref’d) (en banc) (Onion, J., retired presiding judge of Court of Criminal
Appeals, sitting by designation and writing en banc court’s opinion); see French v.
State, 830 S.W.2d 607, 609 (Tex. Crim. App. 1992) (adopting reasoning of
Asberry). In a criminal case, Texas Rule of Appellate Procedure 43.2(b) (court of
appeals may “modify the trial court’s judgment and affirm it as modified”) and its
predecessors function in part as a means for the appellate court to render judgment
nunc pro tunc when the written judgment does not reflect what occurred in open
court at trial. Tex. R. App. P. 43.2(b); see Asberry, 813 S.W.2d at 529 (“Appellate
courts have the power to reform whatever the trial court could have corrected by a
judgment nunc pro tunc where the evidence necessary to correct the judgment
appears in the record.”). The authority of an appellate court to reform incorrect
5
judgments is not dependent upon the request of any party, nor does it turn on the
question of whether a party has or has not objected in the trial court. Asberry, 813
S.W.2d at 529–30. “The appellate court may act sua sponte and may have the duty
to do so.” Id. at 530.
Here, the record supports the trial court’s CODRA. Specifically, the record
shows that this case was not a plea-bargain case, as appellant did not plead guilty
or nolo contendere, and accordingly the rules restricting appeal in such
circumstances do not apply. See Tex. R. App. P. 25.2(a)(2); Tex. Code Crim. Proc.
Ann. art. 44.02. Under these circumstances, we conclude that the trial court’s
special finding of “APPEAL WAIVED. NO PERMISSION TO APPEAL
GRANTED.” was a clerical error, and we modify the judgment to delete that
special finding. Tex. R. App. P. 43.2(b); see Asberry, 813 S.W.2d at 529–30.
B. Legal sufficiency of the evidence
In issue one, appellant argues the evidence is legally insufficient to support
his conviction for continuous sexual abuse of a young child. In issue two, appellant
argues the trial court erred by denying his motion for a directed verdict at the close
of the State’s evidence, which is also reviewed as a challenge to the legal
sufficiency of the evidence. Gabriel v. State, 290 S.W.3d 426, 435 (Tex. App.—
Houston [14th Dist.] 2009, no pet.).
In determining whether the evidence is sufficient to support a conviction, a
reviewing court must consider all of the evidence in the light most favorable to the
verdict and determine whether, based on that evidence and reasonable inferences
therefrom, a rational jury could have found the essential elements of the crime
beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 318–19 (1979);
Brooks v. State, 323 S.W.3d 893, 895 (Tex. Crim. App. 2010); see also Jourdan v.
State, 428 S.W.3d 86, 94 (Tex. Crim. App. 2014) (jury must find every constituent
6
element of charged offense). We may not reevaluate the weight and credibility of
the evidence and substitute our judgment for that of the jury. Isassi v. State, 330
S.W.3d 633, 638 (Tex. Crim. App. 2010). We defer to the jury’s resolution of any
conflicting inferences from the evidence and presume that it resolved such
conflicts in favor of the judgment. Jackson, 443 U.S. at 326; Whatley v. State, 445
S.W.3d 159, 166 (Tex. Crim. App. 2014). Although juries may not speculate about
the meaning of facts or evidence, juries are permitted to draw any reasonable
inferences from the facts so long as each inference is supported by the evidence
presented at trial. Cary v. State, 507 S.W.3d 750, 757 (Tex. Crim. App. 2016)
(citing Jackson, 443 U.S. at 319; Hooper v. State, 214 S.W.3d 9, 13 (Tex. Crim.
App. 2007)).
We measure sufficiency to support a conviction by comparing the evidence
presented at trial to “the elements of the offense as defined by the hypothetically
correct jury charge for the case.” Malik v. State, 953 S.W.2d 234, 240 (Tex. Crim.
App. 1997). A hypothetically correct jury charge reflects the governing law, the
charging instrument, the State’s burden of proof and theories of liability, and an
adequate description of the offense for the particular case. Id. In conducting a
sufficiency review, we must consider the cumulative force of all the evidence.
Villa v. State, 514 S.W.3d 227, 232 (Tex. Crim. App. 2017).
Continuous sexual abuse of a young child is defined as follows:
A person commits an offense if:
(1) during a period that is 30 or more days in duration, the person
commits two or more acts of sexual abuse, regardless of whether the
acts of sexual abuse are committed against one or more victims; and
(2) at the time of the commission of each of the acts of sexual abuse,
the actor is 17 years of age or older and the victim is a child younger
than 14 years of age.
7
2011 Tex. Penal Code § 21.02(b). Appellant does not argue that the allegations by
complainant do not constitute “acts of sexual abuse” as listed in the statute. See
Tex. Penal Code Ann. § 21.02(c). Instead, appellant argues insufficient evidence
exists to support the element that two or more acts of alleged abuse occurred
“during a period that is 30 or more days in duration.” 2011 Tex. Penal Code
§ 21.02(b)(2).
Complainant testified that she stayed at appellant’s house once or twice a
month over the span of approximately two years; that she would often, but not
always, sleep in appellant’s bed; and that appellant sexually abused her “a lot of
the times” she slept in his bed. Given the multi-year pattern of conduct on the part
of appellant, the jury could have reasonably inferred that appellant sexually abused
complainant two or more times during a period that is 30 or more days in duration
based solely on complainant’s testimony. See Hooper, 214 S.W.3d at 16–17
(explaining that “an inference is a conclusion reached by considering other facts
and deducing a logical consequence from them” and that appellate courts must
consider whether inferences are reasonable in light of the “combined and
cumulative force of all the evidence”).
We overrule appellant’s issues one and two.
C. Improper jury argument—presumption of innocence
In issue three, appellant argues that the trial court erred in denying
appellant’s motions for mistrial after improper jury argument by the State.
Appellant’s third issue focuses on the following argument by the State:
[THE STATE]: Let me ask you about who has the motive to lie in
this case? Is it [appellant], who if he lies well enough he doesn’t go
to prison?
[DEFENSE COUNSEL]: Your Honor, I’m going to object. There’s
no testimony about [appellant]—
8
THE COURT: Sustained.
[THE STATE]: Is it [appellant] who has the motive to lie when he
pled not guilty?
[DEFENSE COUNSEL]: Your Honor, I object—
THE COURT: That is sustained. Disregard that last statement by the
prosecutor and don’t consider it for any purpose.
[DEFENSE COUNSEL]: And I move for a mistrial.
THE COURT: That’s denied.
[THE STATE:] Thank you, Judge. Who has the motive to lie in this
case? Well, what did [complainant] gain in this case by telling her
truth? Absolutely nothing. All she gained is that title that I told you
about, sexual abuse victim; and that’s a title that will stay with her for
the rest of her life, a title she’s not proud of. In fact, it’s a title she’s
ashamed of and she wishes in her heart of hearts wasn’t true but that’s
what she’s gained by consistently being honest. All she had to do to
remove that is say, I lied.
(emphasis added).
Proper jury argument generally falls within one of the following four areas:
(1) summation of the evidence; (2) reasonable deduction from the evidence;
(3) answer to argument of opposing counsel; and (4) plea for law enforcement.
Alejandro v. State, 493 S.W.2d 230, 231–32 (Tex. Crim. App. 1973). Appellant
argues the State’s comments were not proper argument because they vitiated the
presumption of innocence and drew attention to appellant’s choice not to testify.
Under the Due Process Clause of the Fourteenth Amendment, an accused in state
court has the right to the presumption of innocence, i.e., the right to be free from
criminal conviction unless the State can prove guilt beyond a reasonable doubt by
probative evidence adduced at trial. See U.S. Const. amend. XIV, § 1; Taylor v.
Kentucky, 436 U.S. 478, 483 & n.12 (1978) (discussing Coffin v. United States,
156 U.S. 432, 453 (1895)); Madrid v. State, 595 S.W.2d 106, 110 (Tex. Crim. App.
1979); see also Tex. Penal Code Ann. § 2.01; Tex. Code Crim. Proc. Ann.
9
art. 38.03. In addition, the prosecutor may not comment on the decision of an
accused not to testify, as such a comment violates the privilege against
self-incrimination and the freedom from being compelled to testify based on Fifth
Amendment due process and Texas rights of the accused. U.S. Const. amend V;
Tex. Const. art. I, § 10; see Griffin v. California, 380 U.S. 609, 615 (1965); Bird v.
State, 527 S.W.2d 891, 893 (Tex. Crim. App. 1975).
1. Preservation of error and scope of review
The State argues that appellant’s arguments were not preserved for our
review because appellant’s objection in the trial court was too general. A complaint
is preserved for appellate review by an objection that “stated the grounds for the
ruling that the complaining party sought from the trial court with sufficient
specificity to make the trial court aware of the complaint, unless the specific
grounds were apparent from the context.” Tex. R. App. P. 33.1(a)(1)(A). After the
State commented that appellant “ha[d] the motive to lie when he pled not guilty,”
appellant’s trial lawyer stated, “I object,” after which the trial court immediately
sustained the objection and sua sponte instructed the jury to disregard the
comment. Clearly some ground for the objection was “apparent from the context”
given the trial court’s actions. See id.; see also Crocker v. State, 248 S.W.3d 299,
303 (Tex. App.—Houston [1st Dist.] 2007, pet. ref’d) (“Moreover, appellant’s
objection was sustained, and thus apparently understood by the trial court. Any
error has been preserved for our review.”).
We turn to the nature of the State’s comments. Appellant first argues the
State’s comment denied him the presumption of innocence. The court of criminal
appeals has explained that “[a]n argument that counsel and accused did not tell the
truth when they entered pleas of not guilty constitutes an effort to deny an accused
the presumption of innocence to which he is entitled.” Lopez v. State, 500 S.W.2d
10844, 846 (Tex. Crim. App. 1973). We conclude appellant’s argument concerning
the presumption of innocence is properly before us.
Appellant also argues that the State improperly commented on his right to
remain silent. A prosecutor’s comment amounts to a comment on a defendant’s
decision not to testify only if the prosecutor manifestly intends the comment to be,
or the comment is of such character that a typical jury would naturally and
necessarily take it to be, a comment on the defendant’s decision not to testify.
Bustamante v. State, 48 S.W.3d 761, 765 (Tex. Crim. App. 2001). It is not
sufficient that the comment might be construed as an implied or indirect allusion to
the defendant’s failure to testify. Id. Here, the State did not directly comment on
the fact that appellant did not testify, but rather mischaracterized his plea of not
guilty as testimony. While the comment clearly implicated the presumption of
innocence to which appellant was entitled, it does not constitute a comment on the
fact that appellant did not testify. See id.; see also Wead v. State, 129 S.W.3d 126,
130 (Tex. Crim. App. 2004) (looking to literal meaning of prosecutor’s comments
in determining they were not “manifestly intended to comment on appellant’s
failure to testify”). Accordingly, we will confine our analysis to appellant’s
argument that the State’s comments deprived appellant of the presumption of
innocence.
2. Standard of review for denial of motion for mistrial
Because the trial court sustained appellant’s objection and instructed the jury
to disregard the State’s comments, the question before this court is whether the
trial court abused its discretion by denying appellant’s motion for a mistrial.
Hawkins v. State, 135 S.W.3d 72, 76–77 (Tex. Crim. App. 2004) (“The only
adverse ruling—and thus the only occasion for making a mistake—was the trial
court’s denial of the motion for mistrial. Under those circumstances, the proper
11
issue is whether the refusal to grant the mistrial was an abuse of discretion.”). To
evaluate whether the trial court abused its discretion by denying the motion for
mistrial, we balance three “Mosley” factors: (1) the severity of the misconduct (the
magnitude of the prejudicial effect of the prosecutor’s remarks); (2) the measures
adopted to cure the misconduct (the efficacy of any cautionary instruction by the
judge); and (3) the certainty of conviction absent the misconduct (the strength of
the evidence supporting the conviction). Archie v. State, 340 S.W.3d 734, 739
(Tex. Crim. App. 2011) (citing Mosley v. State, 983 S.W.2d 249 (Tex. Crim. App.
1998)). Mistrial is the appropriate remedy when the objectionable events are so
emotionally inflammatory that curative instructions are not likely to prevent the
jury from being unfairly prejudiced against the defendant. Archie, 340 S.W.3d at
739.
a. Severity of misconduct
The first Mosley factor evaluates the severity of the State’s misconduct. The
State’s comment that appellant “ha[d] the motive to lie when he pled not guilty”
constitutes severe misconduct. The entry of a plea to an indictment is not testimony
before a jury under oath. Lopez, 500 S.W.2d at 846. As above, “[a]n argument that
counsel and accused did not tell the truth when they entered pleas of not guilty
constitutes an effort to deny an accused the presumption of innocence to which he
is entitled.” Id. In Lopez, the court of criminal appeals reversed and remanded
based in part on comments during the State’s closing argument that the defendant
had lied when pleading not guilty. See id. While the State attempts to distinguish
Lopez on the grounds there were additional errors in the State’s closing argument,
at least one of our sister courts has determined that a closing argument
characterizing the appellant’s plea of not guilty as a lie can, on its own, warrant
reversal. See Perkins v. State, 630 S.W.2d 298, 303 (Tex. App.—Houston [1st
12
Dist.] 1981, pet. ref’d, untimely filed) (“In the instant case, the State’s argument
that the appellant’s plea of ‘not true’ was a lie amounted to an accusation that the
appellant was lying under oath. The court’s sanction of such improper argument
constitutes reversible error, and the appellant’s second ground of error is also
sustained.”).
The State’s misconduct is magnified by the fact that it occurred during the
State’s closing argument, which occurred after appellant’s closing and was the last
thing the jury heard before deliberations. See Norris v. State, 902 S.W.2d 428, 443
(Tex. Crim. App. 1995) (collecting cases, including Lopez, in which “improper
comments . . . occurred during closing arguments which is the last thing the jury
hears before it begins deliberations; in those cases, this Court held an instruction to
disregard could not have cured the error”), overruled on other grounds by Roberts
v. State, 273 S.W.3d 322 (Tex. Crim. App. 2008). This factor weighs strongly in
favor of concluding the trial court abused its discretion by denying appellant’s
motion for a mistrial.
b. Curative measures
The second Mosley factor concerns the trial court’s curative measures. The
trial court promptly sustained appellant’s objections regarding the comment that
appellant “has the motive to lie when he pled not guilty,” sua sponte instructed the
jury to “[d]isregard that last statement by the prosecutor and don’t consider it for
any purpose.”
An instruction to disregard will generally cure harm stemming from
improper jury argument unless the comments are “so indelible that the jury would
simply ignore the trial court’s specific and timely instruction to disregard them.”
Archie, 340 S.W.3d at 741. In Lopez, the court of criminal appeals determined that
the trial court’s instruction to disregard did not cure the harm from the prosecutor’s
13
statement that the defendant lied when pleading guilty. 500 S.W.2d at 846 (“In
holding that the court’s instruction to disregard did not overcome the prejudice and
harm caused by the prosecutor’s arguments, we are not unmindful that the
evidence reveals the senseless killing of three police officers, nor are we unaware
of the fact that the sufficiency of the evidence to sustain the conviction is not
challenged.”). As noted above, however, the court’s decision in Lopez was based
not only on comments regarding the presumption of evidence, but also on the
prosecutor’s discission of evidence outside the record. See id. In addition, Lopez
was decided before the adoption of the Mosley test. See id.
In a more recent case concerning the presumption of innocence, the court of
criminal appeals also considered the charge given to the jury as a curative measure.
In Miles v. State, the following exchange occurred during closing argument:
Defense Counsel: One thing I do want to remind you of at this time is
that there is a presumption of innocence throughout the trial. At this
point in time, by law, my client is presumed to be innocent. And
that—
The State: Judge, I’m going to object to that. Not after the trial’s over,
I wouldn’t think. That’s the presumption before the trial starts.
The Court: Sustained.
Defense Counsel: Well, this jury has not rendered its verdict. And
until you render [your] verdict, that presumption of innocence, I
render [sic] to you, is in effect.
The State: I object to that as not being a proper statement of the law.
The Court: Sustained. Let’s move on.
204 S.W.3d 822, 823–24 (Tex. Crim. App. 2006). While the State conceded error
on appeal, the court of criminal appeals concluded the error was harmless, even
though not only was there no limiting instruction, but the trial court, in sustaining
the State’s objection, gave the impression of agreeing that the presumption of
14
innocence did not apply.4 See id. Among other factors, the Miles court relied on the
fact that the prosecution never denied that it had the burden to prove the
defendant’s guilt beyond a reasonable doubt, and that “the trial court’s charge to
the jury included an accurate and thorough explanation of the presumption of
innocence and what it means in a court of law.” Id. at 827–28.
As in Miles, the State in this case did not disclaim its burden of proof, and
the charge included an instruction concerning the presumption of innocence:
All persons are presumed to be innocent and no person may be
convicted of an offense unless each element of the offense is proved
beyond a reasonable doubt. The fact that he has been arrested,
confined, or indicted for, or otherwise charged with the offense gives
rise to no inference of guilt at his trial. The law does not require a
defendant to prove his innocence or produce any evidence at all. The
presumption of innocence alone is sufficient to acquit the defendant,
unless the jurors are satisfied beyond a reasonable doubt of the
defendant’s guilt after careful and impartial consideration of all the
evidence in the case.
The prosecution has the burden of proving the defendant guilty and it
must do so by proving each and every element of the offense charged
beyond a reasonable doubt and if it fails to do so, you must acquit the
defendant.
We conclude that the trial court’s charge correctly setting forth the
presumption of innocence, combined with its prompt instruction to disregard the
State’s comments, weigh in favor of concluding the trial court did not abuse its
discretion by denying appellant’s motion for a mistrial. See Archie, 340 S.W.3d at
741; Miles, 204 S.W.3d at 827–28.
4
While Miles was decided under the harmless-error standard, “the question of whether a
mistrial should have been granted involves most, if not all, of the same considerations that attend
a harm analysis.” Hawkins v. State, 135 S.W.3d 72, 77 (Tex. Crim. App. 2004); see Tex. R. App.
P. 44.2(b).
15
c. Certainty of conviction
The third Mosley factor considers the certainty of conviction absent the
State’s misconduct. As summarized above, complainant testified that she slept at
appellant’s house once or twice a month over a two-year period, and that appellant
sexually abused her “a lot of the times” she slept in his bed, which she often did.
Forensic interviewer Prihoda testified that complainant gave an account of
appellant sexually abusing her from ages four to six, and two therapists and an
elementary school teacher testified that complainant had made a report to them
about appellant sexually abusing her. Most importantly, complainant’s sister
provided eyewitness testimony that appellant sexually abused complainant
numerous times from October 2012 through January 2015. There was no direct
evidence disputing complainant’s allegations of sexual abuse.
While the State’s evidence supporting appellant’s conviction was plentiful, it
was also conflicting. For example, complainant testified that she did not recall
appellant putting his mouth on her vagina; complainant’s sister, however, testified
that she sometimes saw appellant “put his mouth on [complainant]’s part that she
pees out of.” Complainant also testified that appellant put his penis in her mouth
one or twice, while complainant’s sister stated that appellant put his penis in
complainant’s mouth “a lot.” Sister also admitted that she had lied during her
forensic interview, when she told interviewer Prihoda that appellant had not abused
her and had only abused complainant once. In addition, complainant told Prihoda
during the forensic interview that the last act of abuse occurred “a few days ago or
a day before” the interview, although it was Prihoda’s understanding that
complainant had not seen appellant for approximately a month before the
interview.
Weighing the three factors does not yield a clear-cut result. While the State’s
16
misconduct was egregious, the impact of the misconduct was mitigated both by the
trial court’s instruction to disregard the comments and the instruction regarding the
presumption of innocence in the charge. Likewise, while there was substantial
evidence that appellant sexually abused complainant on numerous occasions, the
testimony at trial was at times inconsistent and conflicting. Given these uncertain
circumstances, we conclude the trial court’s denial of appellant’s requested mistrial
falls within the zone of reasonable disagreement, which is the limit of our review
under the abuse-of-discretion standard.5 See Hawkins, 135 S.W.3d at 77;
Montgomery v. State, 810 S.W.2d 372, 391 (Tex. Crim. App. 1991) (op. on reh’g)
(explaining that, under abuse of discretion standard, “an appellate court should not
reverse a trial judge whose ruling was within the zone of reasonable disagreement”
and discussing trial court’s “limited right to be wrong”).
We overrule issue three.
D. Improper closing argument—impugning defense counsel’s honesty
In his issue four, appellant argues the trial court erred by denying his motion
for a mistrial after the following portion of the State’s closing argument:
[THE STATE:] You heard [defense counsel] ask [complainant, “D]id
the prosecutor talk to you in this case?” And it certainly struck me
what she said. She said, “Yeah. He told me just—he told me you’re
5
While we do not reverse the trial court’s judgment based on the prosecutor’s conduct to
which the trial court sustained objections, we do not condone the prosecutor’s behavior, nor
should this conduct be viewed as acceptable. Our job is to determine whether reversible error
exists; it is for the trial court to maintain order in the courtroom, and for the district attorney to
supervise her assistants. Here, even though the trial court twice sustained an objection to the
prosecutor’s conduct, the prosecutor, undeterred, continued to repeat the theme that the defense
had somehow “lied.” This conduct cannot be excused as zealous advocacy. Rather, “[i]t shall be
the primary duty of all prosecuting attorneys, including any special prosecutors, not to convict,
but to see that justice is done.” Tex. Code Crim. Proc. Ann. art. 2.01. Even though we have
concluded that denial of the motion for a mistrial based on the conduct was not reversible error
on the part of the trial court, the conduct was nevertheless outside the primary duty of a
prosecuting attorney.
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going to do great. Just tell the truth.” And at lunch before she
testified—she’s right—I had the opportunity to go see her and put my
arm around her and said, “Sweetheart, you’re going to be fine. You’re
going to do great. Just tell the truth.”
Because the truth in this case is enough to convict. Her truth in this
case is all you need. But it’s not just from her mouth. That is the
lie that they’re trying to sell you.
[DEFENSE COUNSEL]: Your Honor, I’m going to object to that.
THE COURT: Sustained.
[DEFENSE COUNSEL]: And instruct the jury to disregard.
THE COURT: Ladies and gentlemen, disregard that last statement by
the prosecutor. Don’t consider it for any purpose.
[DEFENSE COUNSEL]: And I’ll move for a mistrial.
THE COURT: That’s denied. Thank you.
[THE STATE]: You don’t just rely on the words coming out of her
mouth. This is a puzzle. We have to rely on each of the pieces, and
they fit together perfectly if you spend time thinking about them.
(emphasis added). Appellant argues that the State’s comment “That is the lie that
they’re trying to sell you” struck at appellant over the shoulder of his lawyer by
impugning defense counsel’s honesty, warranting a mistrial. Given that the trial
court sustained appellant’s objection and instructed the jury to disregard the
statement, we conclude this issue has been preserved for our review. Tex. R. App.
P. 33.1(a)(1)(A); see Crocker, 248 S.W.3d at 303. As above, we review the trial
court’s denial of appellant’s motion for a mistrial for abuse of discretion by
applying the Mosley factors. See Archie, 340 S.W.3d at 739 (citing Mosley, 983
S.W.2d 249).
We begin with the severity of the misconduct. The state may not strike at a
defendant over the shoulders of his counsel or accuse defense counsel of bad faith
and insincerity. Fuentes v. State, 664 S.W.2d 333, 335 (Tex. Crim. App. 1984). A
prosecutor runs a risk of improperly striking at a defendant over the shoulder of
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counsel when the argument is made in terms of defense counsel personally and
when the argument explicitly impugns defense counsel’s character. Mosley, 983
S.W.2d at 259. However, the court of criminal appeals has drawn a distinction
between impugning defense counsel’s honesty and responding to counsel’s
arguments. See Gorman v. State, 480 S.W.2d 188, 190–91 (Tex. Crim. App. 1972)
(prosecutor’s comment “[d]on’t let him smoke-screen you, he has smoke-screened
you enough” was in response to defense counsel’s argument attempting to
minimize the defendant’s prior criminal record and not reversible error). Here,
while the State’s characterization of defense counsel’s argument as a “lie” is
inflammatory, the comment did not specifically name defense counsel, and the
primary focus of the argument was to rebut the notion that complainant’s account
was uncorroborated. We conclude that, while the characterization of the argument
as a “lie” was beyond the scope of proper closing, the State’s misconduct was not
severe. See id.Concerning curative measures, the trial court again promptly sustained
appellant’s objection and instructed the jury to disregard the statement. See Archie,
340 S.W.3d at 741 (instruction to disregard will generally cure harm stemming
from improper jury argument). As to the certainty of conviction, as above, the
State’s evidence was substantial but conflicting. Ultimately, given the State’s
misconduct was not severe, the trial court instructed the jury to disregard the
statement, and there was substantial (if conflicting) evidence supporting
appellant’s conviction, we conclude the trial court did not abuse its discretion by
denying the requested mistrial. See id. at 740–42.
We overrule issue four.
E. Bad acts admitted at punishment
In issue five, appellant argues the trial court committed reversible error by
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admitting evidence of extraneous bad acts during the punishment phase. Appellant
argues that the trial court erred by admitting the testimony of appellant’s daughter
as extraneous-offense evidence at the punishment phase because the trial court had
previously excluded the same testimony during the guilt/innocence phase.
Appellant’s daughter testified at punishment that appellant would expose his penis
to her when she was 11- or 12-years old.
Appellant argues that, because this evidence was excluded during the
guilt/innocence phase, it should also have been excluded at the punishment phase.
Different standards, however, govern the admissibility of extraneous-offense
evidence during guilt/innocence and at punishment. To admit evidence of a
“separate offense” during the guilt/innocence phase of trial, the trial court must
make the threshold determination that the jury could find beyond a reasonable
doubt that the alleged separate offense constitutes one of the Penal Code offenses
against an individual other than the complainant listed in Code of Criminal
Procedure article 38.37. Tex. Code Crim. Proc. Ann. art. 38.37, §§ 2, 2-a. At
punishment, however, Code of Criminal Procedure article 37.07 allows for
admission of not only “extraneous crime[s]” but also “bad act[s]” that may not rise
to the level of a Penal Code offense. Tex. Code Crim. Proc. Ann. art. 37.07,
§ 3(a)(1). Under article 37.07, to admit evidence of bad acts at punishment, the
trial court must simply make the preliminary finding that the jury could find
beyond a reasonable doubt that the bad act could be attributed to the defendant, not
that it was a Penal Code offense. Id.; see Haley v. State, 173 S.W.3d 510, 514–15
(Tex. Crim. App. 2005) (“Under [article 37.07], it is irrelevant whether the conduct
the offering party is attempting to prove is, or can be characterized, as an offense
under the Texas Penal Code.”).
Here, the trial court could have determined that appellant’s daughter’s
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testimony was insufficient to prove beyond a reasonable doubt that appellant’s act
constituted one of the Penal Code offenses listed in article 38.37, and therefore the
testimony was not admissible during guilt/innocence. However, the trial court also
could have determined that the testimony was sufficient to prove beyond a
reasonable doubt that the act was attributable to appellant, making the testimony
admissible at punishment under article 37.07.
We overrule issue five.
III. CONCLUSION
We modify the trial court’s judgment to delete the special finding,
“APPEAL WAIVED. NO PERMISSION TO APPEAL GRANTED.” Having
overruled appellant’s issues, we affirm, as modified, the trial court’s judgment as
challenged on appeal.
/s/ Charles A. Spain
Justice
Panel consists of Justices Wise, Bourliot, and Spain.
Do Not Publish—Tex. R. App. P. 47.2(b).
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