Parrin Hayes v. State ( 2016 )

ACCEPTED
06-15-00164-CR
SIXTH COURT OF APPEALS
TEXARKANA, TEXAS
7/1/2016 3:00:37 PM
DEBBIE AUTREY
CLERK
NO. 06–15–00164–CR
In the FILED IN
6th COURT OF APPEALS
TEXARKANA, TEXAS
Court of Appeals 7/1/2016 3:00:37 PM
DEBBIE AUTREY
Sixth District of Texas Clerk
Texarkana, Texas
Parrin Hayes § Appellant
vs. §
The State of Texas § Appellee
Appeal from the 299th Judicial District Court
Travis County, Texas
Cause No. D–1–DC–14–204586
STATE’S BRIEF
ROSEMARY LEHMBERG
District Attorney
Travis County, Texas
Rosa Theofanis
Texas Bar No. 24037591
Assistant District Attorney
District Attorney’s Office
P.O. Box 1748
Austin, Texas 78767
Phone: 512.854.9400
Fax: 512.854.4810
Email:Rosa.Theofanis@traviscountytx.gov
Oral Argument Not Requested AppellateTCDA@traviscountytx.gov
Identity of Parties and Counsel
In accordance with Texas Rule of Appellate
Procedure 38.2(a)(1)(A), the State supplements the
Identity of Parties and Counsel set out in the appellant’s
brief as follows:
Appellate Prosecutor Rosa Theofanis
Assistant District Attorney
Travis County District Attorney
P.O. Box 1748
Austin, TX 78767
i
Table of Contents
Identity of Parties and Counsel ............................................................................ i
Table of Authorities ............................................................................................. ii
Statement of the Case .......................................................................................... 2
Statement Regarding Oral Argument ................................................................ 3
Statement of Facts................................................................................................ 3
Summary of the Argument.................................................................................. 4
State’s Reply to Appellant’s Point of Error One................................................ 5
The trial court properly denied the appellant funds to retain a private
laboratory to review the lab notes of the police chemist who tested the
controlled substance in this case because the appellant did not make a
sufficient showing to justify appointment of a court-appointed expert.
State’s Reply to Appellant’s Point of Error Two ..............................................12
The trial court’s denial of a jury charge instruction requiring the jury
to find that the appellant knew he was in a drug free zone was not
error because the State was not required to prove a culpable mental
state with respect to the location of the offense.
State’s Reply to Appellant’s Point of Error Three............................................19
The trial court did not violate the appellant’s sixth amendment rights
by limiting his closing argument because his argument regarding the
drug-free zone conflicted with the law in the charge and thus he was
not entitled to make it.
Prayer ..................................................................................................................25
Certificate of Compliance...................................................................................26
Certificate of Service...........................................................................................26
i
Table of Authorities
Cases
Ake v. Oklahoma, 470 U.S. 68 (1985) .................................................................5, 9
Alleyne v. United States, U.S. , 133 S. Ct. 2151 (2013) ..................................16
Almanza v. State, 686 S.W.2d 157 (Tex. Crim. App. 1985) (op. on reh'g).12, 13, 18
Archie v. the State of Texas, 615 S.W.2d 762 (Tex. Crim. App. 1981)..................20
Brewer v. Reynolds, 51 F.3d 1519 (10th Cir. 1995) ..............................................10
Bridges v. State, 454 S.W.3d 87 (Tex. App.—Amarillo 2014, pet. ref'd) ..............14
Briseno v. Cockrell, 274 F.3d 204 (5th Cir. 2001 ................................................... 9
Cain v. State, 947 S.W.2d 262 (Tex. Crim. App. 1997) ......................................... 9
Caldwell v. Mississippi, 472 U.S. 320 (1985)......................................................... 6
Chase v. State, 448 S.W.3d 6 (Tex. Crim. App. 2014) ..........................................13
Coble v. State, 330 S.W.3d 253 (Tex. Crim. App. 2010).......................................11
Davis v. State, 329 S.W.3d 798 (Tex. Crim. App. 2010) .................................19, 23
Derrick v. State, No. 01–96–00101–CR, 1999 Tex. App. LEXIS 187, *4 (Tex.
App.—Houston [1st Dist.] Jan. 14, 1999, pet. ref'd) (not designated for
publication) .......................................................................................................14
Ehrke v. State, 459 S.W.3d 606 (Tex. Crim. App. 2015).............................5, 6, 8, 9
Ex parte Jimenez, 364 S.W.3d 866 (Tex. Crim. App. 2012)................................... 5
ii
Fleming v. State, 455 S.W.3d 577 (Tex. Crim. App. 2014) ...................................17
Gray v. State, 152 S.W.3d 125 (Tex. Crim. App. 2004) ........................................20
Harris v. State, 125 S.W.3d 45 (Tex. App.—Austin 2003, pet. dism'd) ................16
Harris v. State, 522 S.W.2d 199 (Tex. Crim. App. 1975)......................................20
Hurst v. State, No. 04–13–00465–CR, 2014 Tex. App. LEXIS 5645, *6–7 (Tex.
App.—San Antonio May 28, 2014, pet. ref'd) (mem. opinion, not designated for
publication) .......................................................................................................14
Hutch v. State, 922 S.W.2d 166 (Tex. Crim. App. 1996) ......................................22
Jackson v. State, 992 S.W.2d 469 (Tex. Crim. App. 1999) ...................................23
Jones v. State, 300 S.W.3d 93 (Tex. App.—Texarkana 2009, no pet.) ............19, 24
Lighteard v. State, 982 S.W.2d 532 (Tex. App.—San Antonio 1998, pet. ref'd.9, 10
McCarthy v. State, 65 S.W.3d 47 (Tex. Crim. App. 2001) ....................................11
McFail v. State, No. 10–03–00220–CR, No. 10–03–00221–CR, No. 10–03–
00222–CR, 2004 Tex. App. LEXIS 11140 at *7 (Tex. App.—Waco 2004, pet.
ref’d) (mem. opinion, not designated for publication)........................................14
McGee v. State, 774 S.W.2d 229 (Tex. Crim. App. 1989), cert. denied, 494 U.S.
1060 (1990) .................................................................................................20, 23
McQueen v. State, 781 S.W.2d 600 (Tex. Crim. App. 1989)...........................16, 18
Moore v. Kemp, 809 F.2d 702 (11th Cir. 1987)...................................................... 6
Mosley v. State, 983 S.W.2d 249 (Tex. Crim. App. 1998).....................................23
iii
Olivas v. State, 202 S.W.3d 137 (Tex. Crim. App. 2006)......................................18
Perez v. State, 537 S.W.2d 455 (Tex. Crim. App. 1976) .......................................20
Rey v. State, 897 S.W.2d 333 (Tex. Crim. App. 1995) ........................................6, 9
Rider v. State, 567 S.W.2d 192 (Tex. Crim. App. 1978) .................................20, 21
Snowden v. State, 353 S.W.3d 815 (Tex. Crim. App. 2011) ..................................11
Starr v. Lockhart, 23 F.3d 1280, 1291 (8th Cir. 1994) ..........................................10
Tuggle v. Netherland, 79 F.3d 1386 (4th Cir. 1996)..............................................10
United States v. Dimas, 3 F.3d 1015 (7th Cir. 1993 ..............................................15
United States v. Falu, 776 F.2d 46 (2d Cir. 1985) ...........................................15, 17
United States v. Jackson, 443 F.3d 293 (3d Cir. 2006)..........................................15
United States v. Koons, 300 F.3d 985 (8th Cir. 2002.............................................15
United States v. Wake, 948 F.2d 1422 (5th Cir. 1991 ............................................15
Uribe v. State, 573 S.W.2d 819 (Tex. Crim. App. [Panel Op.] 1978) ....................14
Warner v. State, 245 S.W.3d 458 (Tex. Crim. App. 2008) ..............................12, 18
Wesbrook v. State, 29 S.W.3d 103 (Tex. Crim. App. 2000) (en banc)...................21
White v. Johnson, 153 F.3d 197 (5th Cir. 1998) ....................................................10
White v. State, 480 S.W.3d 824 (Tex. App.—Texarkana 2015, pet. granted) ........13
Whiting v. State, 797 S.W.2d 45 (Tex. Crim. App. 1990) (en banc) ..........21, 22, 23
Will. v. State, 127 S.W.3d 442 (Tex. App.—Dallas 2004, pet. ref'd).........14, 16
Will. v. State, 958 S.W.2d 186 (Tex. Crim. App. 1997) ..............................6, 10
iv
Young v. State, 14 S.W.3d 748 (Tex. Crim. App. 2000) ........................................14
Statutes
TEX. CODE CRIM. PROC. art. 36.13 ........................................................................22
TEX. CODE CRIM. PROC. art. 36.14 ..................................................................13, 20
TEX. HEALTH & SAFETY CODE § 481.112..............................................................16
Rules
TEX. R. APP. P. 9.4 ...............................................................................................26
TEX. R. APP. P. 44.2 ..................................................................................11, 12, 23
v
NO. 06–15–00164–CR
In the
Court of Appeals
Sixth District of Texas
Texarkana, Texas
Parrin Hayes § Appellant
vs. §
The State of Texas § Appellee
Appeal from the 299th Judicial District Court
Travis County, Texas
Cause No. D–1–DC–14–204586
To the Honorable Court of Appeals:
Now comes the State of Texas and files its brief in response to that of the
appellant.
1
Statement of the Case
Nature of the This is an appeal of the appellant’s conviction by jury for Possession
Case of a Controlled Substance with Intent to Deliver in a Drug-Free
Zone. CR 8–9; CR 99.
Trial Court The Honorable Karen Sage, Judge Presiding, 299th Judicial District
of Travis County, Texas. Cause No. D–1–DC–14–204586. CR 99.
Course of On August 26, 2014, the grand jury for Travis County indicted the
Proceedings appellant for Possession of a Controlled Substance with Intent to
Deliver in a Drug-Free Zone, enhanced by prior convictions. CR 8–
9. The appellant proceeded to trial by jury, pleading “not guilty.”
CR 99. At the close of evidence, the jury found the appellant guilty
of Possession of a Controlled Substance with Intent to Deliver, as
alleged in the indictment. CR 99. CR 90. The jury made a further
finding that the appellant did commit the offense in a drug-free zone.
CR 90. The appellant elected for the court to assess sentence. CR
99. The court entered a sentence of 30 years imprisonment in the
Texas Department of Criminal Justice. CR 99.
Disposition Date Order Entered: September 2, 2015. CR 99.
Sentence: 30 years. Id.
Appeal Notice of Appeal Filed: September 4, 2015. CR 105.
Appellant’s Brief Filed: May 2, 2016.
Appellee’s Brief Timely if Filed: July 1, 2016.
2
Statement Regarding Oral Argument
Because the issues, facts, legal authorities, and arguments pertinent to the
instant appeal are adequately addressed in the briefs submitted by the parties, the
State respectfully asserts that the Court’s decisional process would not be
significantly aided by oral arguments. Accordingly, the State does not request oral
argument.
Statement of Facts
On August 8, 2014, an Austin Police officer was doing camera surveillance
of a homeless services center when he noticed the appellant. 6 RR 32. 6 RR 37–
39. 6 RR 44. The appellant appeared “out of place.” 6 RR 44. He was standing
at a corner with his back to the wall and was being approached by known drug
users “who were obviously contrasted in dress and hygiene from him.” 6 RR 46.
Through the surveillance camera, the officer saw “numerous hand-to-hand
transactions” and called on fellow officers to detain the appellant. 6 RR 48. 6 RR
71–72.
Several officers closed on the location and arrested the appellant. 6 RR 96.
He was carrying $119 in small denomination bills, crumpled up and shoved into
both pockets. 6 RR 100. The officers also recovered a cigarette box containing a
3
clear plastic bag that had several rocks of cocaine weighing 1.98 grams. 6 RR 99;
6 RR 174–75.
At trial, an officer testified that a drug-free zone associated with St. David's
Episcopal Day School, an early childhood school, was approximately 570 feet
from the location where the appellant was arrested. 6 RR 102; 6 RR 106.
Summary of the Argument
The trial court properly denied the motion to have an appointed expert review
the State crime lab analyst’s work because the appellant did not make the threshold
showing of “concrete” reasons justifying independent analysis necessary to justify
appointment of an expert by the court. Even assuming arguendo, that the trial court
erred in denying the defendant a court-appointed analyst to review the notes the
State’s chemist made of his analysis of the cocaine, there is no evidence of harm
because the appellant has failed to demonstrate that independent review would
uncover the hypothetical problem he identifies: “dry-labbing” or “fake results.”
The court also did not err in denying the appellant’s request to charge the jury
that the occurrence of the offense in a drug free zone had to have been known to the
defendant because the State was not required to prove a culpable mental state with
respect to the location of the offense. Assuming, arguendo, it was error to deny the
charge, any harm affected the judgment as to punishment only.
4
Finally, the court did not abuse its discretion in limiting the appellant’s
closing argument so that he could not argue to the jury that “if possession in a drug-
free zone is part of the crime, then knowing it's a drug-free zone is also part of the
crime.” This statement conflicted with the law given the charge and thus he was
not entitled to argue this to the jury.
State’s Reply to Point of Error One
The trial court properly denied the appellant funds to retain a private
laboratory to review the lab notes of the police chemist who tested the
controlled substance in this case because the appellant did not make a
sufficient showing to justify appointment of a court-appointed expert.
Standard of Review
A trial court’s denial of a request to appoint a court-appointed chemist is
reviewed for an abuse of discretion. Ake v. Oklahoma, 470 U.S. 68, 81–83, 86
(1985); Ehrke v. State, 459 S.W.3d 606, 617 (Tex. Crim. App. 2015). “The burden
is on the defendant to provide concrete reasons for why the expert should be
appointed.” Ehrke, 459 S.W.3d at 615 citing Ex parte Jimenez, 364 S.W.3d 866,
877–78 (Tex. Crim. App. 2012).
Argument and Authorities
The appellant contends that the trial court erred in denying his motion for
funds to retain a private laboratory to review the lab notes of the police chemist
who tested the controlled substance in this case. Appellant’s Br. at 6.
5
An indigent defendant's right to a court-appointed expert for chemical
analysis depends on threshold showing of “concrete” reasons justifying
independent chemical analysis of the controlled substance. Ehrke, 459 S.W.3d at
615; Rey v. State, 897 S.W.2d 333, 339 (Tex. Crim. App. 1995). In order to make
this preliminary showing, the requesting defendant must present more than
“undeveloped assertions that the requested assistance would be beneficial.”
Williams v. State, 958 S.W.2d 186, 192 (Tex. Crim. App. 1997) quoting Caldwell
v. Mississippi, 472 U.S. 320, 323–24 n.1 (1985). Instead, a motion should be
supported by “affidavits or other evidence in support of his defensive theory, an
explanation as to what his defensive theory was and why expert assistance would
be helpful in establishing that theory, or a showing that there was a reason to
question the State's expert and proof.” Rey, 897 S.W.2d at 341. A “reviewing
court ‘must assess the reasonableness of the trial judge's actions [in ruling on an
Ake motion] at the time he took it.’” Id. n.9, citing Moore v. Kemp, 809 F.2d 702,
710 (11th Cir. 1987).
In this case, “with respect to a particularized showing,” the appellant’s
counsel initially argued to the court that allegations of “dry-labbing” (“the practice
in which an analyst will fake doing the actual lab work”) at the APD lab justified
appointment of an expert in this case. 3 RR 5–6. He did not offer into evidence
anything in support of the claim of “dry-labbing” in the APD lab. Id.
6
After hearing Counsel’s arguments, the trial court cited Ehrke v. State and its
requirement that there be “independent facts to suspect that the drug tests were
faulty” in a particular case. 3 RR 8. The court also expressed concern that testing
“on every single defendant that just asks for it” had the potential to “bleed the
County dry” and reset the case for two weeks so “we can all have more facts.” 3
RR 10.
When the case was re-called, counsel for the appellant stated he had “not
been able to find any further complaints about APD's lab.” 4 RR 4. Again, he did
not offer any affidavit or other evidence in support of his claim of “dry-labbing” in
the APD lab. Id. Additionally, Counsel cited a difference in the initial and tested
weight of the drugs of a third of a gram. 4 RR 4. In response, the State argued that
“it is common that we see that difference in weight from the time that the
substance is removed from the defendant and the time that the substance goes to a
qualified forensic laboratory with the appropriate scales that have been tested.” 4
RR 6. Counsel did not offer a defensive theory involving the weight discrepancy
beyond saying that it “raises a concern.” 4 RR 4. He also did not establish how
expert assistance would be helpful in establishing a theory or why this small
difference in weight might constitute a reason to question the State's expert or
proof. Id. Relying again on Ehrke, the trial court held that “absent a preliminary
7
showing” the appellant was “not entitled to an expert,” and denied the motion. 4
RR 8.
On appeal, the defendant argues he should have been given assistance to
make the “preliminary showing” required. Appellant’s Br. at 9. In support of this,
the appellant points generally to the phenomenon of forensic fraud by state crime
lab analysts and asserts the need for expert assistance in order to discover forensic
fraud. Id. at 10–12. But the Court of Criminal Appeals implicitly rejected
generalized claims—such as that “forensic fraud is a concealed phenomenon”—
that could be made in every case when it held that “[c]reating an absolute right for
the defendant to state-funded independent chemical analysis in all controlled-
substance cases would unduly burden the state.” 459 S.W.3d at 617.
The position that court-appointed expert assistance should be generally
available to attempt to establish a threshold case for testing is also at odds with the
Court of Criminal Appeals holding in Ehrke v. State that “there must be some
preliminary showing of a significant issue of fact to require the court to appoint an
expert.” 459 S.W.3d at 617. As the trial court noted, there could be “a lot of
situations where you have independent facts to suspect that the drug tests were
faulty.” 3 RR 8. But the defense did not take steps that would have constituted a
preliminary showing that “dry-labbing” was a legitimate concern in this case, such
as obtaining affidavits in support of his assertions or establishing a factual issue
8
through other means. The appellant also did not tie the fact of the slight weight
discrepancy to any defensive theory. Given the absence of any “significant issue
of fact” in this case, the trial court’s denial of a request to appoint a court-
appointed chemist was not an abuse of discretion. Ake, 470 U.S. at 81–83, 86;
Ehrke, 459 S.W.3d at 617.
Harm
The appellant argues that the denial of an expert witness is structural error
and thus not subject to harmless error analysis, citing Rey v. State, 897 S.W.2d
333, 339 (Tex. Crim. App. 1995). Appellant’s Br. at 13. However, in Cain v.
State, 947 S.W.2d 262 (Tex. Crim. App. 1997), the Court of Criminal appeals
effectively overruled Rey, holding held that “except for certain federal
constitutional errors labeled by the United States Supreme Court as ‘structural,’ no
error . . . is categorically immune to a harmless error analysis.” Id. at 264.
Because the Supreme Court has not held Ake error to be structural, following
Cain, it remains subject to error analysis. See Lighteard v. State, 982 S.W.2d 532,
535 (Tex. App.—San Antonio 1998, pet. ref'd) (“[A]lthough labeled as structural
error by the Court of Criminal Appeals in the Rey case, the United States Supreme
Court did not label denial of an expert as a structural error in the Ake case.”);
Briseno v. Cockrell, 274 F.3d 204, 210–211 (5th Cir. 2001).
The appellant argues that the Court of Criminal Appeals decision in
9
Will. v. State, 958 S.W.2d 186, 194 (Tex. Crim. App. 1997), because it
distinguished Rey in the course of its analysis, demonstrated that the court did not
overrule Rey and that Rey remains controlling precedent. Appellant’s Br. at 14–15.
While it is true that the Court did distinguish Rey in Williams, the Court did not
refer to Cain in doing so or carve out an exception to the rule announced in Cain:
that structural error is defined by the United States Supreme Court. Williams, 958
S.W.at 194.
The Fifth Circuit has explicitly held that Ake error is subject to harmless-
error analysis. White v. Johnson, 153 F.3d 197, 201 (5th Cir. 1998) (citing Tuggle
v. Netherland, 79 F.3d 1386, 1388 (4th Cir. 1996); Brewer v. Reynolds, 51 F.3d
1519, 1529 (10th Cir. 1995); Starr v. Lockhart, 23 F.3d 1280, 1291 (8th Cir. 1994),
three other circuits that have “expressly concluded that Ake error is subject to
harmless-error analysis.”). Based on the absence of United States Supreme Court
defining Ake error as structural error and in light of Fifth Circuit precedent holding
that Ake error is not structural, notwithstanding Williams, after Cain, the harmless
error rule for constitutional errors applies to Ake error. Lighteard, 982 S.W.2d at
535.
A court of appeals must reverse for any preserved error subject to harmless-
error review that violated an appellant's constitutional rights unless it determines
beyond a reasonable doubt that the error did not contribute to the conviction or
10
punishment. TEX. R. APP. P. 44.2(a). "The reviewing court should calculate, as
nearly as possible, the probable impact of the error on the [fact finder] in light of
the other evidence." McCarthy v. State, 65 S.W.3d 47, 55 (Tex. Crim. App. 2001).
Factors that appellate courts should consider include the nature of the error,
whether it was emphasized by the State, the probable implications of the error, and
the weight the jury would likely have assigned to it in the course of its
deliberations." Snowden v. State, 353 S.W.3d 815, 822 (Tex. Crim. App. 2011).
Contrary to the appellant’s assertion that the “onus” is “upon the State to
prove the error was harmless” (Appellant Br. at 15), “the burden to demonstrate
whether the appellant was harmed by a trial court error does not rest on either the
appellant or the State.” Coble v. State, 330 S.W.3d 253, 280 (Tex. Crim. App.
2010). Instead, “[i]t is the responsibility of the appellate court to assess harm after
reviewing the record.” Id.
Assuming, arguendo, that the trial court erred in denying the defendant a
court-appointed analyst to review the notes the State’s chemist made of his
analysis of the cocaine, the error did not contribute to the conviction or
punishment. TEX. R. APP. P. 44.2(a). There is no reason to believe that review by
a second analyst would have any effect on the case because the record does not
demonstrate that independent review of an analyst’s notes would be capable of
uncovering “dry-labbing” or “fake results,” the hypothetical fraud he alleges. For
11
this reason, there is no evidence of harm. Id.
The State asks this Court to overrule the appellant’s first point of error.
State’s Reply to Point of Error Two
The trial court’s denial of a jury charge instruction requiring the jury
to find that the appellant knew he was in a drug free zone was not
error because the State was not required to prove a culpable mental
state with respect to the location of the offense.
In his second point of error, the appellant argues that the trial court erred in
not charging the jury with regard to mens rea to the occurrence of the offense in a
drug free zone. The trial court did not err because the State was not required to
prove that the appellant knew that the prohibited conduct took place within a drug
free zone.
Standard of Review
“The failure to preserve jury-charge error is not a bar to appellate review,
but rather it establishes the degree of harm necessary for reversal.” Warner v.
State, 245 S.W.3d 458, 461 (Tex. Crim. App. 2008). Where no proper objection
was made to the jury charge at trial, the appellant may only obtain reversal if it
resulted in egregious harm to the appellant. Almanza v. State, 686 S.W.2d 157,
171 (Tex. Crim. App. 1985) (op. on reh'g).
12
Preservation of Error
Defendants must make any objection to the jury charge in writing or dictate
them to the court reporter, in the presence of the court and opposing counsel, in
order to preserve the error. TEX. CODE CRIM. PROC. art. 36.14; Chase v. State, 448
S.W.3d 6, 12 (Tex. Crim. App. 2014). The appellant did not object to the charge in
writing or by dictation in this case. See 6 RR 192–195. Thus, the appellant may
only obtain reversal in this case if an error charge resulted in egregious harm.
Almanza, 686 S.W.2d at 171.
Argument and Authorities
“The appellant asserts that the trial court erred in “dispensing” with a mens
rea requirement for the fact of the occurrence of possession of a controlled
substance in a drug-free zone. Appellant’s Br. at 19. The court’s ruling was not in
error because the State was not required to prove that the appellant committed the
offense with knowledge he was within a drug free zone.
Intermediate appellate courts in Texas considering the issue have uniformly
held that the State does not have to prove a culpable mental state with respect to
the location of the offense. As the appellant notes, this Court recently held that
“the State was not required to prove that [the defendant’s] knowing delivery of a
controlled substance occurred while he was knowingly within a drug-free zone.”
White v. State, 480 S.W.3d 824, 827 (Tex. App.—Texarkana 2015, pet. granted).
13
The Dallas Court of Appeals has reached the same conclusion. Williams v. State,
127 S.W.3d 442, 445 (Tex. App.—Dallas 2004, pet. ref'd). The Amarillo Court of
Appeals has also observed that “a good deal of authority” holds “that the State
need not prove a culpable mental state with respect to the location of the offense.”
Bridges v. State, 454 S.W.3d 87, 88–89 (Tex. App.—Amarillo 2014, pet. ref'd).
See also Uribe v. State, 573 S.W.2d 819, 821 (Tex. Crim. App. [Panel Op.] 1978)
(holding that there is no necessity to allege separate culpable mental state to raise
penalty for offense of carrying handgun on premises where alcohol was sold);
Hurst v. State, No. 04–13–00465–CR, 2014 Tex. App. LEXIS 5645, *6–7 (Tex.
App.—San Antonio May 28, 2014, pet. ref'd) (mem. opinion, not designated for
publication), citing Young v. State, 14 S.W.3d 748, 750 (Tex. Crim. App. 2000)
(“Because a drug-free zone finding is necessary to enhance punishment, but is not
an element of the offense or a separate offense, it need not be pled in the
indictment.”); McFail v. State, No. 10–03–00220–CR, No. 10–03–00221–CR, No.
10–03–00222–CR, 2004 Tex. App. LEXIS 11140 at *7 (Tex. App.—Waco 2004,
pet. ref’d) (mem. opinion, not designated for publication); Derrick v. State, No.
01–96–00101–CR, 1999 Tex. App. LEXIS 187, *4 (Tex. App.—Houston [1st
Dist.] Jan. 14, 1999, pet. ref'd) (not designated for publication) (“The State was not
required to prove mens rea as to proximity to a school.”).
14
Similarly, federal circuit courts interpreting a federal “schoolyard statute”
providing “stiff penalties for anyone convicted of selling drugs within 1,000 feet of
a public or private elementary or secondary school,” have rejected a requirement
that the dealer know that a sale was geographically within the prohibited area. See
e.g., United States v. Falu, 776 F.2d 46, 48–50 (2d Cir. 1985) (“Although we are
aware that some schools are not clearly recognizable as such from all points within
the 1,000-foot radius, Congress evidently intended that dealers and their aiders and
abettors bear the burden of ascertaining where schools are located and removing
their operations from those areas or else face enhanced penalties.”); United States
v. Jackson, 443 F.3d 293, 299 (3d Cir. 2006)(“[T]he government does not have to
show that the defendant had knowledge that he was possessing narcotics within
1,000 feet of a school.”) (emphasis in original), citing United States v. Dimas, 3
F.3d 1015, 1022 (7th Cir. 1993); Falu, 776 F.2d at 50; United States v. Koons, 300
F.3d 985, 993 (8th Cir. 2002) (holding that “a defendant need not know that he
distributed drugs within the 1,000 foot zone to be convicted”); United States v.
Wake, 948 F.2d 1422, 1432 (5th Cir. 1991)(recognizing Congress’ intent to create
a drug-free zone).
The appellant argues as a matter of policy that Texas law disfavors “strict
liability” offenses and that Texas criminal statutes generally require a culpable
mental state. Appellant’s Br. at 20–21. But, the crime the appellant was convicted
15
of—possession of cocaine with intent to deliver—contains a culpable mental state.
A person commits the offense of delivery of a controlled substance if he knowingly
delivers, or possesses with intent to deliver a controlled substance listed in penalty
group one. TEX. HEALTH & SAFETY CODE § 481.112(a). Thus, the culpable mental
state in section 481.112 of the Texas Health and Safety Code provides the mental
state required for the offense. See TEX. HEALTH & SAFETY CODE § 481.112;
McQueen v. State, 781 S.W.2d 600, 603 (Tex. Crim. App. 1989); Williams v. State,
127 S.W.3d at 445.
Furthermore, although the drug free zone provision raises the minimum term
of confinement or imprisonment for possession of cocaine with intent to deliver, it
does not create a separate offense because “its only effect is to raise the penalty
when an enumerated offense is committed in a designated place.” Williams, 127
S.W.3d at 445. The appellant’s reliance on Harris v. State, 125 S.W.3d 45, 50
(Tex. App.—Austin 2003, pet. dism'd) to say that delivery of a controlled
substance and delivery of a controlled substance within a drug-free zone are
separate offenses is misplaced because that case actually addressed a different
issue: whether the drug-free zone question should be addressed at the
guilt/innocence phase or the punishment phase of trial. See id. at 51–52. Because
of this context, Harris should not be construed to support the requirement of a
separate mens rea for the fact of the occurrence of the offense in a drug-free zone.
16
The question of whether the possession took place in a drug free zone, a
“fact that, by law, increase[d] the penalty for [the] crime” was “submitted to the
jury and found beyond a reasonable doubt.” Alleyne v. United States, U.S. ,
133 S. Ct. 2151, 2155 (2013). CR 90.
The appellant goes on to argue that mens rea should be assigned to drug-free
zone allegations as a matter of policy. Appellants Br. at 24–25. But the
legislature’s intent to create a drug-free zone for the protection of children is not
furthered by the application of a mens rea to this fact. In Fleming v. State, 455
S.W.3d 577 (Tex. Crim. App. 2014), the Court of Criminal Appeals held there is
no fundamental right to a mens rea element regarding the age of the victim in
sexual assault or murder statutes and declined to read a mens rea element into the
statute because the statute serves the legitimate state objective of protecting
children. Id. at 582. Following the same reasoning, federal courts have held that
to “find that a requirement that the dealer know that a sale is geographically within
the prohibited area would undercut [] unambiguous legislative design.” Falu, 776
F.2d at 50. The federal courts’ analysis applies here, where declining to read a
mens rea requirement into the circumstances of the possession appropriately places
the burden on those in possession of drugs “of ascertaining where schools are
located and removing their operations from those areas or else face enhanced
penalties.” Falu, 776 F.2d at 50. See also, Fleming, 455 S.W.3d at 582.
17
Additionally, because drug possession is an act criminalized because of its
very nature, it does not fall into the category of “otherwise innocent behavior” that
“becomes criminal because of the circumstances under which it is done,” and for
which “a culpable mental state is required as to those surrounding circumstances.”
McQueen, 781 S.W.2d at 603.
The trial court did not err in denying the appellant a jury instruction
requiring the jury to find the appellant knew he was in a drug-free zone.
Harm
The appellant argues that denial of the jury instruction harmed him because
it raised the mandatory minimum sentence. Appellant’s Br. at 26–27.
The appellant may only obtain reversal if the charge resulted in egregious
harm to the appellant. Almanza, 686 S.W.2d at 171. “The appellant must have
suffered actual, rather than theoretical, harm.” Warner, 245 S.W.3d at 461.
Reviewing courts should consider 1) the jury charge; 2) the state of the evidence,
including the contested issues and the weight of the probative evidence; 3) the final
arguments of the parties; and 4) any other relevant information revealed by the
record of the trial as a whole. Olivas v. State, 202 S.W.3d 137, 144 (Tex. Crim.
App. 2006).
The appellant elected to go to the judge for punishment in this case. 5 RR 8.
Subsequently, the jury made a finding that the appellant committed the offense of
18
possession of a controlled substance along with a special finding that at the time of
the offense, he was in a drug free zone. CR 90. The judge then assessed a
sentence of 30 years, relying on the jury’s finding. CR 99.
Because the denial of the instruction could only impact punishment, if this
Court finds reversible error, the “drug-free zone” finding should be struck from the
judgment and the cause remanded for a new trial as to punishment only. Jones v.
State, 300 S.W.3d 93, 99–101 (Tex. App.—Texarkana 2009, no pet.).
State’s Reply to Point of Error Three
The trial court did not violate the appellant’s sixth amendment rights
by limiting his closing argument because his argument regarding the
drug-free zone conflicted with the law in the charge and thus he was
not entitled to make it.
In his third point of error, the appellant argues that the trial court erred in not
allowing him to argue to the jury that “if possession in a drug-free zone is part of
the crime, then knowing it's a drug-free zone is also part of the crime.” Appellant’s
Br. at 31. The trial court did not err because, given the charge, this was not an
argument he was entitled to make.
Standard of Review
The trial court's ruling restricting a defendant's jury argument is reviewed
for abuse of discretion. Davis v. State, 329 S.W.3d 798, 825 (Tex. Crim. App.
2010). However, improper denial of a jury argument may constitute a denial of the
19
defendant's right to counsel if the jury argument is one the defendant is entitled to
make. McGee v. State, 774 S.W.2d 229, 238 (Tex. Crim. App. 1989), cert. denied,
494 U.S. 1060 (1990)
Argument and Authorities
The appellant asserts that “in the absence of binding precedent by the Court
of Criminal Appeals or the Third District Court of Appeals or clearly delineated
instructions in the jury charge limiting the mens rea to the simple act of possession,
[he] was entitled to rely upon the ambiguity to persuade the jury that it should
apply the mens rea for both the act of possession itself and the proscribed
location.” Appellant’s Br. at 31. This is incorrect because the jury was the finder
of fact and was bound to receive the law from the court.
A trial court is required to fully instruct the jury on the law applicable to the
case and to apply that law to the facts presented. TEX. CODE CRIM. PROC. art.
36.14; Perez v. State, 537 S.W.2d 455 (Tex. Crim. App. 1976); Harris v. State, 522
S.W.2d 199 (Tex. Crim. App. 1975). The court must charge on all the essential
elements of an offense. Rider v. State, 567 S.W.2d 192, 195 (Tex. Crim. App.
1978); Gray v. State, 152 S.W.3d 125, 127 (Tex. Crim. App. 2004). “Where the
indictment alleges the proper culpable mental state, but the charge to the jury omits
such culpable mental state, an essential element, the charge, is fundamentally
20
defective.” Archie v. the State of Texas, 615 S.W.2d 762, 766 (Tex. Crim. App.
1981)(citations omitted).
Generally, permissible jury argument concerns (1) a summation of the
evidence; (2) reasonable deductions from the evidence; (3) answering argument of
opposing counsel; or (4) pleas for law enforcement. Wesbrook v. State, 29 S.W.3d
103, 115 (Tex. Crim. App. 2000) (en banc). Argument that misstates the law or is
contrary to the court's charge is improper. Whiting v. State, 797 S.W.2d 45, 48
(Tex. Crim. App. 1990) (en banc).
In this case, the trial court sustained the State’s objection to Counsel’s
statement during closing argument that “if possession in a drug-free zone is part of
the crime, then knowing it's a drug-free zone is also part of the crime” as a
“misstatement of the law.” 7 RR 28. Following this, at the bench, the court
admonished the appellant that it had ruled on the appellant’s legal objection to the
charge and that the ruling was contained in “the law that I gave the jury.” 7 RR 29.
The court then reiterated to the jury that “the law of the Court” and the “law that
applies to the case” was contained in the charge. 7 RR 29–30. This ruling did not
constitute an abuse of discretion.
The appellant was entitled to have the jury charged on all elements of the
offense. Rider, 567 S.W.2d at 195. But he was not entitled to argue to them that
they could apply a law different from that in the charge. Whiting, 797 S.W.2d at
21
48. The appellant’s argument is incompatible with the principle that “the jury is
the exclusive judge of the facts, but it is bound to receive the law from the court
and be governed thereby.” TEX. CODE CRIM. PROC. art. 36.13.
The appellant disputes that his argument was contrary to the charge.
Appellant’s Br. at 31. The charge states “if you have found the defendant guilty
and you further find beyond a reasonable doubt that the defendant committed the
offense in a drug-free zone, to wit: within 1,000 feet of the premises of a school,
namely, St. David's Episcopal School located at 301 East 8th Street, Austin, Texas,
you will so state.” CR 86. Thus, the paragraph charging the drug-free zone, unlike
the paragraph above, charging possession, contains no mens rea requirement. Id.
Given that language in the charge, the jury did not have to find that the appellant
knew he was in a drug free zone when he committed the offense in order to make
the drug-free zone finding. Id. Adding a mental state requirement where it is
absent from the charge constitutes arguing contrary to the charge. See, Whiting v.
State, 797 S.W.2d at 48.
There exists a general presumption that the jury followed the
court’s instruction. See, Hutch v. State, 922 S.W.2d 166, 170 (Tex. Crim. App.
1996). If the jury had rejected the drug free zone finding because they did not
believe the appellant knew he was in a drug free zone, the basis for their rejection
of the finding would not have been discernable from the charge.
22
"Although [the Court of Criminal Appeals has] held that improper denial of
a jury argument may constitute a denial of the right to counsel, this holding
assumes that the jury argument is one the defendant is entitled to make." Davis v.
State, 329 S.W.3d at 825 ; Jackson v. State, 992 S.W.2d 469, 476 (Tex. Crim. App.
1999). The trial court made it clear that the “ambiguity” the appellant identifies in
the charge was not intended and that his argument was contrary to the law in the
charge. 7 RR 29. Because the appellant was not entitled to present a statement of
the law that was contrary to that presented in the charge to the jury, the court did
not deprive him of effective assistance of counsel when it upheld the State’s
objection to his statement. Jackson, 992 S.W.2d at 476; Whiting, 797 S.W.2d at
48; McGee v. State, 774 S.W.2d at 238.
Harm
The appellant claims that if he had been able to argue to the jury that
“knowing it's a drug-free zone” was required for the finding, he would have been
able to prevent an affirmative finding on the drug-free zone, changing the
minimum punishment. Appellant’s Br. at 32–33.
The trial court's ruling is reviewed under the constitutional error standard to
determine whether it was harmless beyond a reasonable doubt. TEX. R. APP. P.
44.2(a); Mosley v. State, 983 S.W.2d 249, 259 (Tex. Crim. App. 1998).
23
The charge asked the jurors to find whether the “defendant committed the
offense in a drug-free zone” not whether he “knowingly committed the offense in a
drug free zone.” CR 86. If the appellant had argued that “knowing it's a drug-free
zone” was also a requirement, the State would likely have argued in rebuttal that
the charge did not include this requirement. The State’s argument would have a
stronger foundation in the charge.
Nonetheless, if this court finds that the appellant by his argument could have
prevented an affirmative finding on as to whether the offense was committed in the
drug-free zone, the “drug-free zone” finding from the judgment should be struck
from the judgment and the cause remanded for a new trial as to punishment only.
Jones v. State, 300 S.W.3d at 99–101.
The State asks this Court to overrule the appellant’s third point of error.
24
Prayer
For these reasons, the State prays this Court to overrule appellant’s points of
error and affirm the trial court’s judgment.
Respectfully submitted,
Rosemary Lehmberg
District Attorney
Travis County
/s/ Rosa Theofanis
ROSA THEOFANIS
Texas Bar No. 24037591
Assistant District Attorney
Travis County District Attorney’s Office
P.O. Box 1748
Austin, Texas 78767
Phone: 512.854.9400
Fax: 512.854.4810
Email: Rosa.Theofanis@traviscountytx.gov
AppellateTCDA@traviscountytx.gov
25
Certificate of Compliance
Pursuant to Texas Rule of Appellate Procedure 9.4(i)(3), effective December
1, 2012, the State certifies that the length of this brief is 5,283 words. The State
also certifies, pursuant to Texas Rule of Appellate Procedure 9.4(e), a conventional
typeface 14–point was used to print this brief.
/s/ Rosa Theofanis
ROSA THEOFANIS
Assistant District Attorney
Certificate of Service
This is to certify that the above State’s brief has been served on the appellant
by U.S. mail, electronic mail, by facsimile, or electronically through the electronic
filing manager to his attorney Alexander Calhoun, 4301 W. William Cannon
Drive, B–150, #260, Austin, Texas, 78749, on this 1st
day of July, 2016.
/s/ Rosa Theofanis
ROSA THEOFANIS
Assistant District Attorney
26