in-the-matter-of-the-marriage-of-candice-rae-marsalis-and-james-frank ( 2011 )

In The
Court of Appeals
Sixth Appellate District of Texas at Texarkana
______________________________
No. 06-10-00030-CV
______________________________
IN THE MATTER OF THE MARRIAGE OF
CANDICE RAE MARSALIS AND JAMES FRANK MARSALIS
AND IN THE INTEREST OF W.D.M., S.P.M., J.E.M.,
J.J.M., J.L.M., AND M.R.M., CHILDREN
On Appeal from the County Court at Law
Panola County, Texas
Trial Court No. 2009-290
Before Morriss, C.J., Carter and Moseley, JJ.
Opinion by Justice Moseley
Concurring Opinion by Justice Carter
OPINION
This case is a tale of competing and parallel actions for divorce in two sister states: Texas
and Louisiana. Since the date of different occurrences have a distinct impact on a complete
understanding of this case, a chronology of events is helpful at the outset.
1. James Frank Marsalis, his wife Candice Rae, and their six children had lived in
Louisiana for several years, where they owned a home. James commenced working in Texas and
was commuting back and forth between his workplace and his home, spending nights in both
places. James’ parents resided in Panola County, Texas. After some temporary moves back and
forth and visits with James’ parents, in order to maintain a more stable marriage, all of the Marsalis
family moved from Louisiana to Panola County, Texas, in 2009 and placed their home and
property in Louisiana on the market for sale. According to James, this move took place March
21; Candice testified at the Panola County hearing that it occurred April 14.1
2. Apparently, the effort to achieve the marital stability they sought by moving to
Texas failed. James filed a suit July 29, 2009, in Panola County, Texas;2 this action sought a
dissolution of the marriage, a disposition of their community property, and a child custody
adjudication of the couple’s six children.
1
The Louisiana appellate decision, mentioned hereinafter, indicates that Candice testified in the Louisiana hearing that
the move occurred in March.
2
It is long well settled that the six-month residency in the State of Texas set out in Section 6.301 of the Texas Family
Code is not a jurisdictional requirement. TEX. FAM. CODE ANN. § 6.301 (Vernon 2006); Perry v. Copeland, 323
S.W.2d 339, 342 (Tex. Civ. App.––Texarkana 1959, writ dism’d) (citing Aucutt v. Aucutt, 122 Tex. 518, 62 S.W.2d 77
(1933); Ex parte Tyler, 152 Tex. 602, 261 S.W.2d 833, 834 (1953)).
2
3. After James filed for divorce (August 9), Candice took the children and returned to
reside in the still-unsold house in Louisiana where the family had previously resided.
4. In September, Candice filed an action for divorce in St. Landry Parish, Louisiana,
attaching a copy James’ Texas petition for divorce to her pleading. Candice then filed a special
appearance and plea in abatement before the Panola County court, arguing that under the Uniform
Child Custody Jurisdiction and Enforcement Act (UCCJEA), the Panola County court lacked
subject-matter jurisdiction over the children because the children had not lived in Texas for six
consecutive months prior to the filing of the divorce.
5. On December 7, a hearing was held in the Louisiana divorce action. James was
not present.
6. James filed an amended petition in the Panola County action on December 16.
7. On January 5, 2010, James’ Louisiana attorney presented objections to the form
and content of the proposed Louisiana divorce decree. A hearing was held on the following day
and the Louisiana court, rejecting James’ objections, entered a divorce decree. At some point
thereafter, James appealed the grant of the Louisiana divorce decree.
8. On January 11, Candice caused a copy of the Louisiana divorce decree to be filed
with the District Clerk in Panola County.
3
9. On January 19, the judge in Panola County entered an order overruling Candice’s
special appearance and plea in abatement, finding that it had ―subject matter jurisdiction over the
parties and all matters in controversy . . . .‖
10. A hearing on the merits of the Panola County action was held on February 4 and a
final decree of divorce was entered March 12, which dissolved the marriage, divided the
community property, and adjudicated custody of the children. 3 Candice filed an appeal of that
judgment of divorce.
11. The Louisiana Court of Appeals for the Third Circuit issued an opinion on
December 8, 2010, affirming the judgment of divorce entered by the St. Landry Parish, Louisiana,
District Court.
In her sole point of error, Candice contends that the trial court erred by denying her special
appearance and objections to the court’s jurisdiction to adjudicate custody, maintaining that
Louisiana, not Texas, was the children’s home state and, therefore, the Texas trial court lacked
subject-matter jurisdiction to adjudicate custody.
We affirm the Texas trial court’s judgment of divorce because no other court of any other
state would have jurisdiction under Section 152.201 of the Texas Family Code.
3
On September 10, 2009, Candice filed a divorce and custody action in Louisiana. However, James filed the Texas
proceeding first, when all the parties and children resided in Texas; therefore, Section 152.206, the Texas Family Code
section governing simultaneous proceedings in different states, does not apply to bar Texas from exercising its
jurisdiction over this matter. See In re Presley, 166 S.W.3d 866, 868 (Tex. App.––Beaumont 2005, orig.
proceeding); In re Brilliant, 86 S.W.3d 680, 690 (Tex. App.––El Paso 2002, no pet.).
4
At the time the Texas suit was filed, no other state had jurisdiction under the UCCJEA
Both Texas and Louisiana have adopted the UCCJEA.4
Subject-matter jurisdiction exists when the nature of the case falls within a general
category of cases that the court is empowered, under applicable statutory and constitutional
provisions, to adjudicate. In re Barnes, 127 S.W.3d 843, 846 (Tex. App.—San Antonio 2003, no
pet.) (citing McGuire v. McGuire, 18 S.W.3d 801, 804 (Tex. App.—El Paso 2000, no pet.)).
Subject-matter jurisdiction is essential to the authority of a court to decide a case. Tex. Ass’n of
Bus. v. Tex. Air Control Bd., 852 S.W.2d 440, 443 (Tex. 1993). Subject-matter jurisdiction over
custody issues is governed by the UCCJEA. TEX. FAM. CODE ANN. §§ 152.001–.317 (Vernon
2008); Barnes, 127 S.W.3d at 846. That Act provides mandatory jurisdictional rules for an
original child custody proceeding.5 TEX. FAM. CODE ANN. §§ 152.001–.317; Barnes, 127 S.W.3d
at 846. A Texas court must have subject-matter jurisdiction under the UCCJEA in order to make
a child custody determination.
Whether a court has subject-matter jurisdiction is a question of law that we review de novo.
Tex. Dep’t of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 226 (Tex. 2004). Subject-matter
jurisdiction is never presumed and cannot be waived. Tex. Ass’n of Bus., 852 S.W.2d at 442–44.
4
The pertinent sections of Louisiana’s version of the UCCJEA are substantially the same as those adopted by Texas.
LA. REV. STAT. ANN. §§13:1801, 13:1802, 13:1813, 13:1818 (West, Westlaw current through 2011).
5
This is a divorce ―proceeding in which legal custody, physical custody, or visitation with respect to a child is an
issue‖; therefore, it is a child custody proceeding as that term is defined by Section 152.102(4) of the Texas Family
Code. TEX. FAM. CODE ANN. § 152.102(4).
5
Section 152.201 of the Texas Family Code governs the initial child custody jurisdiction of
courts in the State of Texas and allows Texas courts to make an initial child custody determination
only if the statutory requirements are fulfilled. In making a determination regarding jurisdiction,
the location of the parties and the children is a vital factor. Because the parties and the children
were not within either Texas or Louisiana during the entire period of time set out in the above
chronology of events, we must first determine the critical date upon which inquiry of the
surrounding circumstances of the parties should be applied. Jurisdiction is determined based
upon circumstances existing at the time suit is filed in Texas. Brilliant, 86 S.W.3d at 692. Here,
suit was filed in Panola County, Texas, on July 29, 2009. Accordingly, we look to the status of
the parties and the children on that date: July 29, 2009. See id.
We will summarize the four possible bases of jurisdiction in Texas and then examine
whether any of the four authorizes a Texas court to conduct this custody determination.
(1) Home State Jurisdiction—Under the UCCJEA, a state has jurisdiction if that state
was one in which a child lived with a parent for at least six consecutive months immediately before
the commencement of a child custody proceeding or was the home state of the child within six
months before the commencement of the proceeding and the child is absent from the state, but a
parent continues to live in that state. See TEX. FAM. CODE ANN. §§ 152.102(7), 152.201(a)(1).
The word ―lived‖ connotes physical presence. Powell v. Stover, 165 S.W.3d 322, 326 (Tex.
2005). In Powell, the Texas Supreme Court explained that the Legislature used the word ―lived‖
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to avoid ―complicating the determination of a child’s home state with inquiries into the states of
mind of the child or the child’s adult caretakers.‖ Id. (citing Escobar v. Reisinger, 64 P.3d 514,
517 (N.M. Ct. App. 2003)). The UCCJEA suggests that the child’s physical location is the central
factor to be considered when determining the child’s home state. Id.
Both James and Candice concentrate their arguments on the issue of home state
jurisdiction. Although James adamantly argues that Texas was the children’s home state,
Candice disputes that. Candice maintains that the children’s four-month stay in Texas was
merely a temporary stay, making Louisiana the children’s home state.6 The first cogent issue in
determining whether Texas was the home state is a determination of whether the children were
physically present in Texas for six consecutive months preceding James’ filing on July 29, 2009.
James testified that he, Candice, and the children visited his parents in Texas in late January 2009,
―preempting [sic] to talking about moving into a house down the street from them,‖ and that the
family ―started to move [to Texas] in February.‖ However, James clarified that the children
moved to Texas on March 21, 2009, ―[w]ith visitations [in Texas] before then.‖ We observe that
neither a ―start to move‖ nor visitations within the State suffice for this determination. Therefore,
we determine that the evidence presented by James is that the children moved to Texas on March
21. Candice testified that the children did not move to Texas until April 14, 2009 (in her words, to
begin a ―new start‖ in their lives). James and Candice concur that Candice and the children
6
The evidence does not support a conclusion that the removal of the family from Louisiana to Texas was only a
temporary move; the characterization of the move to Texas from Louisiana as being ―temporary‖ was gleaned solely
from the actions of the parties taken after they had permanently moved to Texas.
7
moved from Texas back to Louisiana on August 9, 2009. Irrespective of whether the children’s
move to Texas occurred in March or in April, six months had not elapsed before July 29, when
James filed his petition for divorce in Panola County.
Both parties cite to Powell as an applicable authority in this case. In Powell, Russell and
Sonja Powell and their child moved from Texas to Tennessee; after staying in Tennessee for ten
months, Sonja returned to Texas, bringing the child with her, and filed for divorce and child
custody determination in Texas, Russell remaining in Tennessee. Id. at 323–24. Sonja argued
that the child’s stay in Tennessee was only a temporary absence from Texas and that Texas
remained the child’s home state throughout his stay in Tennessee because Sonja intended to be
there only temporarily. Id. at 326. In finding Tennessee to be the child’s home state, the court
rejected Sonja’s arguments because the child’s physical presence in Tennessee for more than six
consecutive months (not the parent’s state of mind concerning the permanence of the move) was
the central factor in determining a child’s home state under the UCCJEA. Id.
The Powell case is distinguishable from the present case because the child lived in
Tennessee for six consecutive months and a parent lived in Tennessee at the time the Texas suit
was filed. See also Huffstutlar v. Koons, 789 S.W.2d 707 (Tex. App.—Dallas 1990, orig.
proceeding). Here, at the time of commencement of the suit, neither did the children live in Texas
for six consecutive months nor did any member of the family (either the parents or the children)
live in Louisiana.
8
As stated above, we determine jurisdiction based upon the circumstances as they existed on
July 29, 2009, the date that the Texas action was filed. See Brilliant, 86 S.W.3d at 692. On that
date, no one impacted by the dissolution of the marriage (not Candice, not James, and none of the
children) lived in Louisiana. The subsequent decision by Candice to return to Louisiana did not
abrogate that fact. Therefore, Louisiana could not have been the children’s home state. On the
other hand, the record establishes that the children were not physically present in Texas for six
consecutive months before July 29, 2009. Rather, the record reflects that the children lived in
Texas for (at most) five months before that date, although James and Candice had discussed in
January a move to Texas, and that the children visited Texas frequently between February and
March 21, 2009, before moving to Texas. Such sporadic presence in Texas does not satisfy the
requirement that the children be physically present in Texas for six consecutive months. See TEX.
FAM. CODE ANN. §§ 152.102(7), 152.201.
The facts clearly show that although Louisiana was not the home state of the children at the
date of commencement, neither was Texas.
(2) Significant Connection Jurisdiction—A Texas court may also have jurisdiction if
no court from another jurisdiction qualifies as the home state of the child under (1) above or the
home state court of the child has declined to exercise jurisdiction on the ground that such court is
an inconvenient forum or due to unjustifiable conduct (such as kidnapping) by a person seeking to
invoke that court’s jurisdiction, and: (1) the child and at least one parent have a significant
9
connection with Texas other than mere physical presence; and (2) ―substantial evidence is
available [in Texas] concerning the child’s care, protection, training, and personal relationships.‖
See TEX. FAM. CODE ANN. §§ 152.201(a)(2), 152.207–.208.
Both parties also cite to Brilliant as applicable. In Brilliant, Kristen, Regi, and their child
lived in Massachusetts from the child’s birth in June 1999 until April 16, 2000, when the father
moved to Texas, his childhood and family home. Brilliant, 86 S.W.3d at 682–83. Kristen and
the child joined the father in Texas in June 2000, with Kristen applying for jobs and having the
child’s immunization records forwarded to Texas. Id. Just a few weeks later, after Kristen
expressed her intention to take the child and permanently return to Massachusetts, the father filed
suit on July 19, and five days later, served Kristen with an order restraining her from removing the
child from the county. Id. at 683. On July 27, Kristen and the child moved back to
Massachusetts, in violation of the restraining order. Id. Kristen filed a plea to the jurisdiction,
arguing that the child had spent only forty-five days in Texas, but she did not appear for the
hearing. Id. The trial court found that although Texas was not the child’s home state, it had
jurisdiction over the child through significant connections. Id. In denying Kristen’s motion for
new trial and reconsideration, the trial court found that ―[t]o grant the new trial and to decline
jurisdiction, even on an inconvenient forum basis would be to condone [Kristen’s] blatant
disregard for court orders . . . .‖ Id. The trial court’s decision was upheld on appeal.
10
As opposed to Brilliant, here, all parties appeared and presented evidence and no one has
violated a restraining order. Due to the fact that both parties focused on attempts to establish
home state jurisdiction (both at trial and on appeal), there is no evidence in the record regarding the
children’s significant connections to Texas or regarding their care, protection, training, or personal
relationships.
Here, the record indicates that the children lived in Texas for about four months, that they
frequently visited Texas before moving here, and that James and several coworkers stayed at a
house in Texas during their ―week on, week off‖ work week. In addition, it was shown that
James’ parents also lived in Texas, but no evidence was presented that this family relationship had
a great impact on the children. These circumstances do not satisfy to provide substantial evidence
of the children’s care, protection, training, and personal relationships while in Texas. Therefore,
Texas cannot exercise original jurisdiction under the significant connection provision.
(3) More Appropriate Forum Jurisdiction—A Texas court has jurisdiction if all courts
having jurisdiction under (1) or (2) above have declined to exercise jurisdiction, finding Texas the
more appropriate forum. See TEX. FAM. CODE ANN. § 152.201(a)(3).
Texas courts do not acquire jurisdiction under this provision because there is no evidence
that all courts having jurisdiction have declined to exercise jurisdiction or found that Texas courts
are the more appropriate forum.
11
(4) Default Jurisdiction—A Texas court has jurisdiction if no court of any other state
would have jurisdiction under (1), (2), or (3) above. See TEX. FAM. CODE ANN. § 152.201(a)(4).
Because there are no courts of any other states having jurisdiction in this case, the trial
court properly exercised subject-matter jurisdiction to adjudicate custody of the children under the
default provisions of Section 152.201(a)(4) of the Texas Family Code. Accordingly, we overrule
Candice’s point of error and affirm the trial the court’s judgment of divorce.
A. Louisiana judgment, competing jurisdiction, and comity
Several weeks after James commenced the Texas divorce and custody action, Candice, on
September 10, 2009, filed a divorce and custody action of her own in St. Landry Parish, Louisiana
(attaching a copy of James’ Texas original petition to her pleading). That case was docketed as
number 09-C-4858-B in the Louisiana court. A hearing on Candice’s petition in the Louisiana
case was scheduled December 7, 2009. Although James sent a handwritten pro se letter to the
Louisiana court requesting a continuance, the motion was denied, statedly because of James’
failure to provide a return address or other means of contacting him regarding an alternate hearing
date. A hearing on the petition was held, but neither James nor anyone purporting to represent
him was present for the hearing. Marsalis v. Marsalis, 52 So. 3d 295, 299 (La. App. 3 Cir.
12/8/10).
Judging from the recitations in the reported case mentioned below, the evidence produced
at the hearing was that Candice and the children considered Louisiana their home, that the children
12
had spent their entire lives (except for the months spent in Texas) living in Louisiana, and that she
provided evidence regarding the past and future care, protection, training, and personal
relationships with emphasis on the connections these things had with Louisiana.7 Based on the
evidence before it, the trial court ruled that Louisiana was the children’s home state. The court’s
judgment adjudicated custody and awarded spousal support, child support, and the use and
occupancy of the marital residence in Louisiana.8 The judgment was affirmed on appeal to the
Court of Appeals of Louisiana, Third Circuit. Id. at 298–99. Other than taking note of James’
letter, the trial court made no inquiry into the circumstances or jurisdictional basis of the
previously filed Texas action.
In an effort to not ignore the benefits of comity,9 we have researched and examined the
Louisiana appellate opinion in Marsalis.10 Apparently, James’ sole point on appeal in that case
7
We observe that while Candice apparently introduced evidence of some significant connections to Louisiana in the
hearing on her Louisiana divorce action, those significant connections did not apparently exist on the date the Texas
action for divorce was filed; they had ceased during the stay in Texas and apparently resumed after Candice and the
children returned to Louisiana.
8
In her appeal, Candice does not argue that the Texas courts should defer to the Louisiana judgment.
9
―The lack of comity with respect to custody decrees of other states is a mischief the law [that is, the UCCJEA’s
predecessor, the Uniform Child Custody Jurisdiction Act (UCCJA)] was enacted to remedy.‖ Waltenburg v.
Waltenburg, 270 S.W.3d 308, 314–15 (Tex. App.––Dallas 2008, no pet.) (quoting Greene v. Greene, 432 So. 2d 62, 65
(Fla. Dist. Ct. App. 1983)). By adopting the UCCJA (and subsequently the UCCJEA), the Legislature ―has
effectively commanded the courts to defer to a sister state which has already correctly assumed jurisdiction in a child
custody case when that other state exercises its jurisdiction in a fashion consistent with the Act.‖ Id. We agree with
the logic set forth by the Florida court in Greene.
10
Sections 152.201(a)(4) and 152.206 of the Texas Family Code correspond to Louisiana statutes 13:1813(A)(4) and
13:1818, respectively. The language of the referenced Louisiana statutes is substantially similar, if not identical, to
the language of the corresponding Texas statutes.
13
complained of the entry of a judgment before staying its proceedings and communicating with the
Texas court, a mandate of the UCCJEA.11 Rather than finding that Louisiana possessed home
state jurisdiction (as found by the Louisiana trial court), the court of appeals held that Louisiana
had jurisdiction based upon significant connections. The Louisiana appellate court noted that
James’ letter failed to make any allegations regarding the children’s presence or connections in
Texas, found that ―the only evidence presented supports a determination that no other state,
including Texas, had jurisdiction [over the children],‖ and stated that ―the evidence indicates that
the children and [Candice] had significant connections to [Louisiana] other than mere physical
presence.‖ 52 So. 3d at 299.12 Despite the trial court making no inquiry beyond the pleadings
into the previously filed Texas action, the court held that the Louisiana trial court was not required
to stay its proceedings or contact the Texas trial court under the UCCJEA’s simultaneous
proceeding provision because there was no evidence that Texas had jurisdiction substantially in
accordance with the UCCJEA. Id. at 297–99; LA. REV. STAT. ANN. § 13:1818; TEX. FAM. CODE
ANN. § 152.206. Interestingly, however, there was likewise no evidence given that the Texas
court did not have jurisdiction.
11
Compliance by the Louisiana trial court with this may well have avoided the conflicts which have arisen here.
During a hearing, the Panola County trial court observed that ―the easiest thing for me to do is just throw it back to
Louisiana and let them fool with it.‖
12
We note that the strong and reasoned dissent by Justice David E. Chatelin of the Louisiana Third Circuit Court of
Appeals expresses many of the same concerns about the jurisdiction of the Louisiana courts that have been raised and
discussed here. Justice Chatelin would have reversed the Louisiana trial court and required it to abate its proceedings,
confer with the Texas court, and dismiss the case unless Texas declined jurisdiction on the basis of Louisiana being a
more convenient forum.
14
Here, the Texas trial court had the advantage of hearing testimony and evidence regarding
the children from both James and Candice, whereas the Louisiana courts only had evidence
presented by Candice. As per our ruling above, on the date James filed his petition in Texas,
neither parent nor any of the children lived in Louisiana and no state other than Texas would have
had jurisdiction under the UCCJEA. See TEX. FAM. CODE ANN. § 152.201; LA. REV. STAT. ANN.
§ 13:1813. Therefore, at the time Candice filed her petition in Louisiana, Texas already had
jurisdiction in accord with the UCCJEA under Section 152.201(a)(4), although it appears that the
Louisiana court did not take that into account. Because Texas already had jurisdiction at the time
the Louisiana suit was filed, the Louisiana trial court could not exercise jurisdiction over the case.
See TEX. FAM. CODE ANN. § 152.206; LA. REV. STAT. ANN. § 13:1818. Accordingly, the
Louisiana trial court’s judgment and child support and custody orders were entered without
jurisdiction. See TEX. FAM. CODE ANN. § 152.206; LA. REV. STAT. ANN. § 13:1818.
The Marsalises find themselves in a situation of competing custody orders, parallel
appeals, relitigation of custody issues, and interstate jurisdictional competition—the very
problems the UCCJEA was enacted to prevent. TEX. FAM. CODE ANN. §§ 152.001–.317. Since
the support orders entered in the two respective actions for divorce do not comport with each other,
it is extremely likely that confusion as to the enforceability of each will become an issue in the
future. Each of the trial courts became aware of the pendency of custody actions in the other state.
Perhaps this judicial conflict would not have arisen if either trial court had seen fit to make contact
15
with the other (even if they were not absolutely required under the UCCJEA to do so and even if
such a communication between the courts of the respective states did not result in a resolution of
the conflict).13
We affirm the judgment of the trial court.
Bailey C. Moseley
Justice
CONCURRING OPINION
This result should be avoided. Some issues can best be resolved by a negotiated
resolution, and this statute gives the trial judges the opportunity to do just that. Trial courts in
different jurisdictions are encouraged to communicate when it is known that custody matters are
filed in more than one state. After that conference, a trial court may decline to exercise
jurisdiction if it finds that another state is the more appropriate forum. TEX. FAM. CODE ANN.
§§ 152.201(a)(2), 152.206(b) (Vernon 2008). We have searched to determine if, as an appellate
court, we have the authority to decline jurisdiction and resolve this matter relying on the doctrine
of comity so that these parties would have only one court to answer to. But our function is to
review the trial court record for error, not to attempt to make a policy determination that even
13
The Louisiana court of appeals acknowledges that the Louisiana trial judge did not contact the Texas trial court, and
the record reflects that although the Texas trial court knew of the pending Louisiana action, there is nothing in the
record indicating that it communicated with the Louisiana trial court. Marsalis, 52 So. 3d at 297–98.
16
though the trial court order is legally correct, we should reverse that order based on our judgment
of what would serve the best interest of all parties.
Having found jurisdiction in the trial court in Texas, where the first action was filed, we
may not simply ―throw it back to Louisiana.‖ I concur in the judgment.
Jack Carter
Justice
Date Submitted: January 25, 2011
Date Decided: March 18, 2011
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