gerald-allen-perry-v-ec-williams-warden-c-vondra-asst-warden-tammy ( 2013 )

COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 02-12-00006-CV
GERALD ALLEN PERRY APPELLANT
V.
E.C. WILLIAMS, WARDEN; C. APPELLEES
VONDRA, ASST. WARDEN;
TAMMY A. MESSIMER,
PROPERTY OFFICER; FRANKIE
HAYNES, LAW LIBRARIAN; RICH
WARDEN-FORMER; AND GENE A.
KROLL, WARDEN
----------
FROM THE 30TH DISTRICT COURT OF WICHITA COUNTY
----------
MEMORANDUM OPINION 1
----------
Appellant Gerald Allen Perry appeals from the trial court’s dismissal of his
claims against Appellees E.C. Williams, Warden; C. Vondra, Asst. Warden;
Tammy A. Messimer, Property Officer; Frankie Haynes, Law Librarian; Rich
1
See Tex. R. App. P. 47.4.
Warden-Former 2; and Gene A. Kroll, Warden. Because we hold that the trial
court did not abuse its discretion by dismissing Perry’s claims, we affirm.
Perry is an inmate at the James V. Allred Unit of the Texas Department of
Criminal Justice (TDCJ). Perry sued Appellees for conversion of his books,
harassment and discrimination related to the loss of his books, denial of access
to the prison law library, retaliation, censoring of his mail, and denial of due
process related to disciplinary hearings resulting in the loss of good-time credits.
Appellees filed a combined answer and motion to dismiss under chapter
fourteen of the civil practice and remedies code. 3 In addition to challenging
Perry’s claims as having no factual or legal basis, Appellees alleged that Perry
had failed to comply with procedural requirements of chapter fourteen because
he had failed to attach a grievance affidavit and had failed to attach a complete
affidavit of previous filings. 4 Appellees requested a hearing by submission and
gave notice that discovery was suspended pending the hearing under section
14.003(d). 5 Perry subsequently filed an amended affidavit listing prior litigation
he had filed.
2
In Appellee’s answer, they stated that this appellee’s name is Steven
Rich.
3
Tex. Civ. Prac. & Rem. Code Ann. §§ 14.001–.014 (West 2002 & Supp.
2012).
4
See id. § 14.004, 14.005.
5
Id. § 14.003(d).
2
The trial court gave notice that it had set Appellees’ motion for a hearing by
submission. Six days after the hearing date, the trial court signed an order
dismissing Perry’s claims as frivolous for failure to comply with chapter fourteen.
Perry now appeals.
Standard of Review
We review a trial court’s dismissal of an inmate’s claim under chapter
fourteen under an abuse of discretion standard. 6 A trial court abuses its
discretion if the court acts without reference to any guiding rules or principles,
that is, if the act is arbitrary or unreasonable. 7
Analysis
Perry brings five points on appeal and makes a range of arguments under
each. In his fourth point, he challenges the trial court’s dismissal of his claims
based on chapter fourteen’s exhaustion of remedies requirement.
Under section 501.008 of the government code, TDCJ must maintain a
system to resolve inmate grievances. 8 Under TDCJ’s grievance system, an
inmate who wishes to file a grievance about an incident or issue must fill out a
Step 1 grievance form within fifteen days from the date of the incidence or
6
Bishop v. Lawson, 131 S.W.3d 571, 574 (Tex. App.—Fort Worth 2004,
pet. denied).
7
Low v. Henry, 221 S.W.3d 609, 614 (Tex. 2007); Cire v. Cummings, 134
S.W.3d 835, 838–39 (Tex. 2004).
8
Tex. Gov’t Code Ann. § 501.008 (West 2012).
3
occurrence of the issue and forward it to the unit grievance investigator. 9 If the
inmate is not satisfied with the response to Step 1, the inmate may appeal the
decision by filing a Step 2 grievance form within fifteen days from the date of the
warden’s signature on the Step 1 form. 10
An inmate who files a claim that is subject to the grievance system must
establish that he has exhausted these administrative remedies. 11 The inmate
must also file with the court a copy of the written decision from the grievance
system. 12 The inmate must also file an affidavit or unsworn declaration stating
both the date that the grievance was filed and the date that the written decision
was received by the inmate. 13 If an inmate fails to file a claim before the 31st day
after the date the inmate receives the written decision, the trial court must
dismiss the claim. 14
Perry contends that the trial court should not have dismissed his claims for
failure to exhaust administrative remedies. He states that under Texas law, a
9
Tex. Dep’t of Criminal Justice, Offender Orientation Handbook 52–53
(2004), available at
http://www.tdcj.state.tx.us/documents/Offender_Orientation_Handbook_English.p
df.
10
Id.
11
Id.; Tex. Civ. Prac. & Rem. Code Ann. § 14.005.
12
Tex. Civ. Prac. & Rem. Code Ann. § 14.005.
13
Id. § 14.005(a).
14
Id. § 14.005(b).
4
party adversely affected by an agency decision may have an inherent procedural
due process right to seek judicial review without first exhausting administrative
remedies. To support his argument, Perry cites a case in which the court stated
that the appellant in that case might have had an independent right to challenge
an agency’s action through an original proceeding. 15 But the situation in that
case is entirely distinguishable from the facts and procedural history of this
case. 16 Perry has failed to articulate how his claims fit within any exception to
the exhaustion of remedies requirement. 17 And Texas courts have consistently
held that an indigent inmate asserting a claim that is subject to the grievance
system must exhaust administrative remedies. 18
15
Yamaha Motor Corp, U.S.A. v. Motor Vehicle Div., Tex. Dep’t of Transp.,
860 S.W.2d 223, 230 (Tex. App.—Austin 1993, writ denied).
16
See id. at 229–30 (considering whether Yamaha was required to comply
with procedural requirements of the Administrative Procedure and Texas
Register Act before bringing a statutorily-granted right of judicial review,
recognizing that in certain limited circumstances, such as when an agency acts
outside its constitutional or statutory authority, a party may challenge the
agency’s action independent of the procedural requirements imposed by the act,
and holding that the exception only allows a party to challenge the agency’s
action prior to the agency’s rendition of a final order).
17
See Tex. Air Control Bd. v. Travis Cnty., 502 S.W.2d 213, 216–17 (Tex.
Civ. App.—Austin 1973, no writ) (stating that the exceptions to the doctrine of
exhaustion of administrative remedies are when the agency’s action is
unconstitutional or beyond its jurisdiction or clearly illegal; when the exhaustion of
administrative remedies will cause irreparable injury; and when administrative
remedies are inadequate, which usually involves long-continued and
unreasonable delay in hearing and deciding the matter by the agency).
18
See, e.g., Garrett v. Borden, 283 S.W.3d 852, 853 (Tex. 2009) (stating
that “[b]ecause the inmate’s lawsuit here was also one subject to the grievance
5
Perry then argues that even if he were required to exhaust his
administrative remedies through the TDCJ grievance procedures, he did so. We
disagree. Perry filed copies of decisions for only one grievance with his original
petition. With his amended petition, he filed copies of decisions from seven other
grievances. He also included a Step 2 grievance form that had been returned to
him; preprinted language on the form stating that “[y]ou may not appeal to Step 2
with a Step 1 that has been returned unprocessed” had been circled. For four of
these grievances, he failed to submit a Step 2 grievance form, or if he did, he
failed to include it with his petition. For his claims based on these four
grievances that he did not take to Step 2, and for any claim based on the
unprocessed Step 2 grievance form, Perry failed to exhaust his administrative
remedies, and the trial court did not abuse its discretion dismissing them. 19
Regarding the three other grievances filed with his amended petition, they
were decided more than thirty-one days before the filing of his amended
petition. 20 The grievances do not state on what date Perry received the
decisions, and Perry failed to file the affidavit required by section 14.005(a)(1)
system established under the Government Code, the inmate was required to
exhaust his administrative remedies and demonstrate that to the court”).
19
See Tex. Gov’t Code Ann. § 501.008 (requiring an inmate to exhaust
administrative remedies under the grievance system before filing suit).
20
See Tex. Civ. Prac. & Rem. Code Ann. § 14.005(b) (stating that a trial
court “shall dismiss a claim if the inmate fails to file the claim before the 31st day
after the date the inmate receives the written decision from the grievance
system”).
6
setting out the date that each grievance was filed and the date that the written
decision was received by him. 21 We hold that the trial court did not abuse its
discretion by dismissing Perry’s claims that were based on the grievances for
which Perry did not exhaust his administrative remedies.
Citing Grounds v. Tolar Independent School District, 22 Perry argues that
the doctrine of exhaustion of remedies does not apply when there are pure
questions of law involved. This case does not help Perry. Even were we to hold
that chapter fourteen’s exhaustion of remedies requirement does not apply to
legal questions, none of Perry’s complaints involved pure questions of law.
Perry also cites to a U.S. Supreme Court case 23 for the proposition that
administrative remedies that are inadequate need not be exhausted. But the
U.S. Supreme Court applies that principle only to judicially created exhaustion of
21
See id. § 14.005(a)(1); see also Wolf v. Tex. Dep’t of Criminal Justice,
Institutional Div., 182 S.W.3d 449, 451 (Tex. App.—Texarkana 2006, pet. denied)
(pointing out that Wolf did not file the affidavit required by statute and thus did not
provide the trial court with the information from which it could determine whether
the lawsuit was timely filed but holding that, from the fact that the administrative
decision and administrative communications were prepared nearly two years
before the filing of the suit, and in the absence of any complaint from Wolf that he
did not receive the decision in a timely manner, “it is entirely reasonable for the
trial court to conclude that over thirty-one days had elapsed since Wolf was
informed of the administrative decision”).
22
707 S.W.2d 889, 892 (Tex. 1986), abrogated on other grounds by Dubai
Petroleum Co. v. Kazi, 12 S.W.3d 71 (Tex. 2000).
23
Coit Independence Joint Venture v. Fed. Sav. & Loan Ins. Corp., 489
U.S. 561, 587, 109 S. Ct. 1361, 1375 (1989).
7
remedies requirements, not to statutorily required ones like chapter fourteen. 24
And in any case, Perry does not explain why the administrative remedies were
inadequate to address his complaints. 25 We overrule Perry’s fourth point.
In his first point, Perry argues that chapter fourteen “violates [the] United
States Constitution Article 6 § 2 Supremacy Clause where [Perry’s] Federal
cause of action was dismissed on non-Federal ground of decision.” Under this
point, Perry argues that chapter fourteen violates two provisions of the United
States Constitution: the Supremacy Clause and the First Amendment’s right to
petition the government for redress of grievances. Both of these arguments are
without merit. 26 We overrule Perry’s first point.
In Perry’s second point, he contends that chapter fourteen is
unconstitutional on its face “as discrimination against indigent[s] who can’t afford
to pay filing fees but have been victimized by unlawful State action.” Under this
point, Perry argues that chapter fourteen violates article 1, section 3 of the Texas
constitution, which “guarantee[s] to all persons equality of rights,” and that he is a
24
Weinberger v. Salfi, 422 U.S. 749, 766, 95 S. Ct. 2457, 2467 (1975); see
also Woodford v. Ngo, 548 U.S. 81, 85, 88, 126 S. Ct. 2378, 2382–83, 2384
(2006) (holding that under the Prison Litigation Reform Act of 1995, a prisoner
must exhaust all available remedies before filing suit with respect to prison
conditions under any federal law).
25
See Tex. R. App. P. 38.1(i) (stating that the appellant’s brief must contain
a clear and concise argument for the contentions made).
26
See Thomas v. Wichita Gen. Hosp., 952 S.W.2d 936, 939–40 (Tex.
App.—Fort Worth 1997, pet. denied) (considering and rejecting the same
arguments).
8
member of a suspect class because he is African-American. But Perry does not
allege that chapter fourteen treats African-American inmates differently from
other inmates, 27 and on its face, chapter fourteen does not differentiate among
indigent inmates. 28 Chapter fourteen does not therefore violate the equal
protection provision of the Texas constitution by treating differently a suspect
class of which Perry is a member.
Perry also argues that chapter fourteen treats indigent and non-indigent
inmates differently, and he is a member of a suspect class because he is an
indigent inmate. This argument is without merit. 29 We overrule this part of
Perry’s second point.
27
See Sanders v. Palunsky, 36 S.W.3d 222, 225 (Tex. App.—Houston
[14th Dist.] 2001, no pet.) (stating that to assert an equal protection claim, a
plaintiff must establish that he was treated differently than other similarly-situated
parties).
28
See id. (noting that chapter fourteen applies to all suits filed by indigent
inmates and the appellant did not claim that he was being treated differently than
other indigent inmates and overruling the appellant’s equal protection challenge
to chapter fourteen).
29
See id. at 226–27; see also Perry v. Kroll, No. 07-11-00265-CV, 2012 WL
280581, at *2 (Tex. App.—Amarillo Jan. 31, 2012, pet. denied) (mem. op.)
(noting that “[c]hapter 14 neither singles out individuals of a suspect class nor
implicates a fundamental right and, therefore, must only be rationally related to a
legitimate state interest to survive an equal protection challenge” and holding that
“the State has a legitimate interest in enforcing the procedural requirements
imposed by Chapter 14”); Thomas v. Bilby, 40 S.W.3d 166, 170 (Tex. App.—
Texarkana 2001, no pet.) (“Neither inmates nor indigents constitute a suspect
class.”).
9
Perry further argues that TDCJ is denying him effective access to courts by
failing to provide assistance from persons trained in the law while he is prohibited
from attending the Unit’s law library due to his classification. Perry has a
designated custody level of G5. TDCJ policies provide that offenders who have
a custody level of G5 are not allowed direct access to the law library but are
allowed “to request and receive up to three (3) items of legal research materials
per day, delivered on three (3) alternating days per week (e.g., M-W-F) from the
unit’s law library collection for use in their cells” and may “request a legal visit for
the purpose of conferring with another offender on legal matters by sending an I-
60 form to the unit’s Access to Courts Supervisor.” 30 Perry argues that it is
impossible to know what books he needs to request from the library and
therefore this policy deprives him of access to courts. Perry relies on the U.S.
Supreme Court’s decision in Bounds v. Smith 31 to argue that “the fundamental
right of access to the courts requires prison authorities to assist inmates in the
preparation and filing of meaningful legal papers by providing prisoners with
adequate law libraries or adequate assistance from persons trained in the law.”
30
Offender Orientation Handbook, at 92–93 (2004).
31
430 U.S. 817, 97 S. Ct. 1491 (1977). But see Lewis v. Casey, 518 U.S.
343, 351, 116 S. Ct. 2174, 2180 (1996) (stating that Bounds established a right
of access to courts, not a right to a law library or to legal assistance, and that to
establish a violation of the right of access to courts, the inmate must
“demonstrate that the alleged shortcomings in the library or legal assistance
program hindered his efforts to pursue a legal claim”).
10
The TDCJ library policy has been upheld by our sister court. 32
Furthermore, even if we disagreed with that court’s opinion, Perry did not exhaust
his administrative remedies with respect to this claim. Perry filed a grievance
related to the library’s failure to provide him with certain requested materials, but
the grievance did not include a complaint about the library policy allowing him
only three items at a time. And that grievance was one of those discussed above
that Perry failed to pursue to Step 2 of the grievance procedure. Because Perry
did not follow the grievance procedure for this complaint, the trial court did not
abuse its discretion by dismissing it. We overrule the remainder of Perry’s
second point.
Perry argues in his third point that chapter fourteen violates the U.S.
Constitution’s due process clause by depriving him of property—specifically, a
§ 1983 cause of action 33—without a hearing. The trial court held a hearing by
submission, and it allowed Perry to file a twenty-nine page response to
Appellees’ motion to dismiss. To the extent that Perry argues that the trial court
should have held a live hearing at which he could be present, an inmate does not
32
Thomas v. Brown, 927 S.W.2d 122, 126–27 (Tex. App.—Houston [14th
Dist.] 1996, writ denied).
33
42 U.S.C.A. § 1983 (West 2012).
11
have an absolute right to appear in court in a civil proceeding, 34 and Perry did not
raise this complaint in his petition. 35 We overrule this part of Perry’s third point.
Perry further argues that the suspension of discovery violated his right to
due process because Appellees failed to reveal their evidence due to the
suspension, and because the Fifth Circuit has held that a procedure violates due
process when the government fails to reveal its evidence. The case cited by
Perry, Freeman v. City of Dallas, 36 has no application to this case. The court in
that case considered whether a city board met due process in proceedings to
consider whether property was in violation of city codes and should be
demolished. 37 Because Perry, the plaintiff in this case, is the party seeking
affirmative relief, he had the burden to produce evidence, not Appellees. 38
Chapter fourteen states that a trial court may hold a hearing to determine
whether a claim should be dismissed under that chapter and that the hearing
34
Birdo v. Holbrook, 775 S.W.2d 411, 414 (Tex. App.—Fort Worth 1989,
writ denied).
35
Tex. R. App. P. 33.1 (providing that complaints raised on appeal must
first be raised in the trial court); Dreyer v. Greene, 871 S.W.2d 697, 698 (Tex.
1993) (stating that “a claim, including a constitutional claim, must have been
asserted in the trial court in order to be raised on appeal”).
36
186 F.3d 601, 607 (5th Cir. 1999).
37
Id. at 606–07.
38
See Pace Corp. v. Jackson, 155 Tex. 179, 284 S.W.2d 340, 350 (1955)
(stating that the person asking for action from the court has the burden of proof);
Barclay v. Burge, 245 S.W.2d 1021, 1023 (Tex. Civ. App.—Beaumont 1952, no
writ) (stating that usually the plaintiff has the burden of proof).
12
may be held upon the motion of the court, the court clerk, or a party. 39 When
such a motion is filed, the trial court must suspend discovery. 40 Appellees
requested a hearing on their motion to dismiss, and as such, the trial court was
required to suspend discovery. Furthermore, Perry does not explain what
evidence he expected to obtain through discovery and does not explain how the
evidence would have prevented his claims from being dismissed under chapter
fourteen. 41 We overrule this part of Perry’s third point.
Perry also complains about the lack of due process in one of his
disciplinary cases. He argues that he was denied due process when he was not
present at a disciplinary hearing because the Eleventh Circuit has held that an
inmate’s presence at such a hearing resulting in the loss of good time credit is
one of the due process protections afforded by the Fourteenth Amendment.
In Perry’s petition, he includes a claim for “Judicial Review Under Inherent
Right of Review of Agency decision that Violates a Constitutional Rights.” He
complains that his hearing officer was biased against him and that the hearing
officer deprived him of good time credits without a constitutionally adequate
written statement of the evidence supporting the finding of guilt.
39
Tex. Civ. Prac. & Rem. Code Ann. § 14.003(c).
40
Id. § 14.003(d) (providing that upon the filing of a motion for a hearing,
the trial court shall suspend discovery pending the hearing).
41
See Tex. R. App. P. 44.1.
13
The petition, however, does not include a claim that he was denied due
process because he was not allowed to be present at the disciplinary hearing.
The complaint raised on appeal must be the same as the one raised in the trial
court. 42 Because Perry did not raise this complaint in the trial court, we may not
consider it. 43
Perry states that this claim is missing from the clerk’s record and that the
clerk did not include his complete complaint. Perry is correct that this claim does
not appear in his petition. We have verified with the clerk of the trial court that all
pages of his petition were included in the appellate record. If the record does not
include some pages of his petition, those pages apparently did not reach the trial
court for filing.
But even if the petition had included this claim, in his appellate brief, Perry
appears to complain about a procedural defect that, if established, would imply
the invalidity of the deprivation of his good-time credits, and as such, he was
required to pursue a habeas corpus action. 44 Before initiating habeas corpus
42
See Banda v. Garcia, 955 S.W.2d 270, 272 (Tex. 1997).
43
See Tex. R. App. P. 33.1.
44
Wilkinson v. Dotson, 544 U.S. 74, 81, 125 S. Ct. 1242, 1247 (2005). To
the extent that Perry meant to assert a § 1983 action for damages as opposed to
the recovery of good-time credits, if a favorable judgment on his claim would
necessarily imply the invalidity of the decision in the disciplinary hearing or the
length of his confinement, he could not assert a § 1983 claim for damages based
on a disciplinary hearing unless the decision had been reversed or found invalid.
See Clarke v. Stalder, 154 F.3d 186, 189 (5th Cir. 1998). He also could not
assert a § 1983 claim to recover good-time credits. See id.
14
proceedings to challenge the deprivation of his good-time credits, an inmate is
required to exhaust his administrative remedies. 45 Perry timely filed a Step 1 and
Step 2 grievance on this complaint. But this grievance was among those
attached to his petition that were decided more than thirty-one days before he
filed suit and for which he did not file an affidavit stating on what date the final
decision was returned to him. We have held that the trial court did not abuse its
discretion by dismissing any claim based on this grievance. We overrule this part
of Perry’s third point.
Finally under his third point, Perry argues that dismissal is the wrong
remedy for a bad faith suit and that the proper remedy is a final adjudication on
the merits of the claim, not an avoidance of the issue by dismissal without
prejudice. Perry’s argument is without merit, and his reliance on United States
Agencies v. Continental Casualty Co. 46 is misplaced. Chapter fourteen clearly
provides for dismissal of frivolous claims by indigent inmates. 47 Furthermore,
Perry’s claims were not dismissed with prejudice. We overrule Perry’s third
point.
Lastly, in his fifth point, Perry argues that chapter fourteen as interpreted
by the courts contains an arbitrary mandate in that the chapter’s requirement that
45
Tex. Gov’t Code Ann. § 501.0081 (West 2012).
46
555 S.W.2d 192 (Tex. Civ. App.—Dallas 1977, no writ), disapproved of
by Greenberg v. Brookshire, 640 S.W.2d 870, 872 n.2 (Tex. 1982).
47
Tex. Civ. Prac. & Rem. Code Ann. § 14.003(a).
15
an inmate provide an affidavit of previous filings allows Texas courts to assume
an indigent inmate’s suit is substantially similar to one previously filed by the
inmate and therefore frivolous. We are unclear on what Perry’s argument is
here, and he does not provide us with guidance by citing to any authority. We
therefore hold that this argument is inadequately briefed, and we overrule this
part of Perry’s fifth point on that ground. 48
Perry cites Howlett ex rel. Howlett v. Rose 49 to argue that “[a] State may
not . . . relieve congestion in its courts by declaring a whole category of federal
claims to be frivolous.” 50 But chapter fourteen does not provide that any
particular category of claims—such as § 1983 claims by inmates—are
necessarily frivolous. It merely provides that, should a court determine that a
48
See Tex. R. App. P. 38.1(i) (requiring argument to be supported by
appropriate citations to the record); see also Fredonia State Bank v. Gen. Am.
Life Ins. Co., 881 S.W.2d 279, 284 (Tex. 1994) (stating that appellate court has
discretion to waive point due to inadequate briefing); Devine v. Dallas Cnty., 130
S.W.3d 512, 513–14 (Tex. App.—Dallas 2004, no pet.) (holding that when a
party fails to adequately brief a complaint, he waives the issue on appeal).
49
496 U.S. 356, 380, 110 S. Ct. 2430, 2445 (1990).
50
For the sake of accuracy, we note without comment that the Rose court
stated that “[a] State may adopt neutral procedural rules to discourage frivolous
litigation of all kinds, as long as those rules are not pre-empted by a valid federal
law” but that “[a] State may not, however, relieve congestion in its courts by
declaring a whole category of federal claims to be frivolous.” Id.
16
particular claim filed by an indigent inmate is frivolous, the trial court may dismiss
it. 51 We overrule the remainder of Perry’s fifth point.
To the extent that Perry has raised any other arguments that we have not
addressed, they are unintelligible or otherwise inadequately briefed and,
accordingly, are overruled. 52
Conclusion
Having overruled all of Perry’s points, we affirm the trial court’s judgment.
LEE ANN DAUPHINOT
JUSTICE
PANEL: DAUPHINOT, WALKER, and MCCOY, JJ.
DELIVERED: June 20, 2013
51
See Tex. Civ. Prac. & Rem. Code Ann. § 14.003(a) (stating that a court
may dismiss a claim if the court finds it is frivolous).
52
See Tex. R. App. P. 38.1(i); Fredonia State Bank, 881 S.W.2d at 284.
17