in Re: Robert P. Baxter, Jr. and Marsha Ellison D/B/A Ellison Lease Operating ( 2016 )

DENY; and Opinion Filed October 19, 2016.
S In The
Court of Appeals
Fifth District of Texas at Dallas
No. 05-16-01174-CV
IN RE: ROBERT P. BAXTER, JR. AND MARSHA ELLISON D/B/A ELLISON LEASE
OPERATING, Relators
Original Proceeding from the 134th Judicial District Court
Dallas County, Texas
Trial Court Cause No. DC-15-14831
MEMORANDUM OPINION
Before Justices Francis, Fillmore, and Stoddart
Opinion by Justice Fillmore
In this original proceeding, relators ask the Court to direct the trial court to (1) vacate its
order compelling a rule 202 pre-suit deposition, and (2) dismiss the pending rule 202 petition
with prejudice. Relators also ask the Court to award relators their fees, trial court costs, and
appellate costs, and to impose sanctions against real parties in interest and their counsel. For the
reasons that follow, we deny relators’ petition for writ of mandamus.
Procedural History
On December 7, 2015, real parties in interest filed a petition, pursuant to rule 202 of the
Texas Rules of Civil Procedure, seeking to depose relator Robert P. Baxter, Jr. They sought the
deposition “to investigate a potential claim of malicious prosecution and perpetuate the
testimony of a key witness” in relation to a pending case in Irion County, Texas in which Baxter
sued real parties in interest regarding a dispute over an oil and gas lease. On May 10, 2016, the
trial court signed an order granting real parties’ rule 202 petition for pre-suit deposition of
Baxter. The order specified that the deposition could not take place until at least thirty-one days
after the trial court in Irion County loses plenary power. The deposition was not scheduled and
did not take place. On August 30, 2016, real parties in interest filed a notice nonsuiting the rule
202 proceeding without prejudice to refiling the petition at a later date.
Relators now seek an order from this Court directing the trial court to vacate the May 10,
2016 order granting the rule 202 pre-suit deposition, and to dismiss the rule 202 petition with
prejudice. Relators contend in a footnote of their petition that the nonsuit was ineffective
because it came after the trial court heard the rule 202 petition and ruled on the petition. Relators
also ask the Court to award relators their fees, trial court costs, and appellate costs, and to impose
sanctions against real parties in interest and their counsel to punish their alleged misconduct in
the trial court.
Mandamus Standard and Availability of Mandamus Remedy
To be entitled to mandamus relief, relators must show both that the trial court has clearly
abused its discretion and that relators have no adequate appellate remedy. In re Prudential Ins.
Co., 148 S.W.3d 124, 135–36 (Tex. 2004) (orig. proceeding). The trial court order granting the
rule 202 petition in this case, involving a requested pre-suit deposition of a person against whom
a suit is contemplated, is subject to mandamus review. See In re Wolfe, 341 S.W.3d 932, 933
(Tex. 2011) (per curiam) (improper order under rule 202 may be set aside by mandamus) (citing
In re Jorden, 249 S.W.3d at 420); see also Patton Boggs LLP v. Moseley, 394 S.W.3d 565, 571
(Tex. App.—Dallas 2011, no pet.) (mandamus relief granted requiring trial court to vacate
portions of order granting rule 202 petition to take depositions of representatives of party against
whom lawsuit contemplated); In re Hewlett Packard, 212 S.W.3d 356, 360 (Tex. App.—Austin
2006, orig. proceeding [mand. denied]) (relators had no adequate remedy on appeal because their
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only opportunity to appeal the trial court’s order would occur after the depositions had occurred;
furthermore, order pursuant to rule 202 allowing pre-suit discovery incident to a contemplated
lawsuit against the party from whom the discovery is sought is not a final, appealable order;
therefore, mandamus is proper); In re Emergency Consultants, Inc., 292 S.W.3d 78, 80 (Tex.
App.—Houston [14th Dist.] 2007, orig. proceeding) (a writ of mandamus may lie to challenge a
trial court’s order for pre-suit depositions).
Applicable Law
A plaintiff may take a nonsuit at any time before it has introduced all of its evidence
other than rebuttal evidence. TEX. R. CIV. P. 162. A nonsuit renders the merits of the plaintiff's
claims moot and is effective upon filing. Travelers Ins. Co. v. Joachim, 315 S.W.3d 860, 862
(Tex. 2010); Univ. of Tex. Med. Branch at Galveston v. Blackmon, 195 S.W.3d 98, 100 (Tex.
2006) (per curiam). A rule 202 petition is ancillary to its anticipated suit and, as such, no trial on
the merits has yet occurred. See Lee v. GST Transp. Sys., LP, 334 S.W.3d 16, 19 (Tex. App.—
Dallas 2008, pet. denied) (a proceeding under rule 202 “is not a separate independent lawsuit, but
is in aid of and incident to an anticipated suit.”); see also Moseley, 394 S.W.3d at 571
(concluding that trial court had no jurisdiction to grant motion to compel arbitration filed in rule
202 proceeding). Accordingly, an order granting a rule 202 petition does not result in an
adjudication of claims or a ruling on the merits:
A petition under rule 202 is ultimately a petition that asserts no substantive claim
or cause of action upon which relief can be granted. A successful rule 202
petitioner simply acquires the right to obtain discovery—discovery that may or
may not lead to a claim or cause of action.
Combs v. Texas Civil Rights Project, 410 S.W.3d 529, 534 (Tex. App.—Austin 2013, pet.
denied); see also In re C.B.B., 12-12-00106-CV, 2013 WL 1046323, at *3 (Tex. App.—Tyler
Mar. 13, 2013, pet. denied) (concluding that order for parentage testing was not a decision on the
merits and was, therefore, vitiated by nonsuit).
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Application of the Law to the Facts
Relators contend the nonsuit here was untimely and, thus, ineffective under rule 162
because the real parties in interest obtained an order granting the rule 202 pre-suit deposition and
necessarily introduced all of their evidence as to the need for the deposition before filing the
nonsuit. Relators rely on Hyundai Motor Company v. Alvarado, 892 S.W.2d 853, 855 (Tex.
1995) to support their argument.
The issue in Alvarado was whether a partial summary judgment survives a nonsuit.
Alvarado, 892 S.W.2d at 854. In Alvarado, Hyundai obtained a partial summary judgment
against the plaintiffs. Id. Thereafter, the plaintiffs filed a motion to nonsuit their claims and then
filed a new petition in a different county that included the claims on which Hyundai had obtained
the partial summary judgment. Id. On Hyundai’s motion, the trial court modified the nonsuit
order to provide that the plaintiffs could not refile the claims on which the partial summary
judgment had been granted. Id. The court of appeals reversed, holding that the right to nonsuit
continued until the plaintiffs put on all of their evidence. Id. The Texas Supreme Court
disagreed with the judgment of the court of appeals and held that although a nonsuit may vitiate
“earlier interlocutory orders” the nonsuit does not vitiate “a decision on the merits.” Id. at 854–
55. The Court also specifically held as follows:
We hold that when a defendant obtains a partial summary judgment on certain of
the plaintiffs’ causes of action and the plaintiff thereafter moves for a nonsuit as
to the whole case, that nonsuit results in a dismissal with prejudice as to the issues
decided in the partial summary judgment.
Id. at 854. The Court further stated that “once a judge announces a decision that adjudicates a
claim, that claim is no longer subject to the plaintiff’s right to nonsuit.” Id. at 855. Relators rely
on that sentence to support their contention that the rule 202 order adjudicated the claim and
barred the real parties in interest from nonsuiting the petition.
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Relators misapply Alvarado. As discussed above, a rule 202 order does not adjudicate a
claim or constitute a ruling on the merits. See Lee, 334 S.W.3d at 19; see also Combs, 410
S.W.3d at 534; In re C.B.B., 2013 WL 1046323, at *3. Because no trial on the merits has
occurred and no claims have been adjudicated, the nonsuit is timely under rule 162. Moreover,
Alvarado is distinguishable. This is not a situation where a plaintiff loses on one claim and seeks
to nonsuit the entire case in an effort to avoid the effect of the adverse order. See Curry v. Bank
of Am., N.A., 232 S.W.3d 345, 354 (Tex. App.—Dallas 2007, pet. denied) (interpreting Alvarado
and holding that “[t]he import of these cases is that a party who has had his claims adjudicated
unsuccessfully cannot later non-suit his claims to avoid the judgment.”). Here, the real parties in
interest obtained a favorable ruling (the order compelling the deposition) and then relinquished
the right to take the deposition and nonsuited their rule 202 petition entirely.
Plaintiffs have the right to nonsuit their unadjudicated claims and that right is
“unqualified and absolute as long as the defendant has not made a claim for affirmative relief.”
BHP Petroleum Co. v. Millard, 800 S.W.2d 838, 840 (Tex. 1990). Relators do not assert that
they have claims for affirmative relief pending below, and the record does not show any such
claims. Real parties in interest were, therefore, entitled to nonsuit the rule 202 petition, and the
nonsuit was timely and effective to moot the deposition order upon filing.
Conclusion
We DENY relators’ petition as moot because the rule 202 proceeding below was timely
nonsuited and the trial court order granting a rule 202 pre-suit deposition in that proceeding is no
longer in effect. See, e.g., In re Lobo Pipeline Co., 04-00-00383-CV, 2000 WL 1727054, at *1
(Tex. App.—San Antonio Nov. 22, 2000, no pet.) (denying rule 202 petition as moot in light of
nonsuit). To the extent relators ask us to order the trial court to dismiss the underlying suit, we
also DENY that request because relators have not requested that the trial court dismiss the suit
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with prejudice. See, e.g., In re Hog-Bey, No. 05-14-01015-CV, 2014 WL 3882315, * 1 (Tex.
App.—Dallas Aug. 7, 2014, orig. proceeding) (“A reviewing appellate court may not arbitrarily
interfere with the trial court's power to control its docket, but may only order the trial court to
rule if the circumstances show that the trial court's failure to act is an abuse of its discretion.”).
Finally, we DENY relators’ request that we impose sanctions on real parties in interest for
actions allegedly taken in the trial court, we DENY relators’ request for an award of fees and
costs, and we ORDER relators to bear the costs of this appeal, if any.
/Robert M. Fillmore/
ROBERT M. FILLMORE
JUSTICE
161174F.P05
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