Humberto Aguirre Rodriguez v. State ( 2003 )

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-03-00140-CR
Humberto Aguirre Rodriguez, Appellant
v.
The State of Texas, Appellee
FROM THE COUNTY COURT AT LAW NO. 6 OF TRAVIS COUNTY
NO. 632845, HONORABLE JAN BRELAND, JUDGE PRESIDING
MEMORANDUM OPINION
Appellant Humberto Aguirre Rodriguez appeals his conviction for unlawfully
carrying a weapon, namely a handgun. See Tex. Pen. Code Ann. § 46.02 (West 2003).
Upon a plea bargain agreement being reached, appellant waived trial by jury and
entered a plea of nolo contendere to the complaint and information in a bench trial. The trial court
assessed punishment at seventy-five days’ confinement in the county jail. The trial court had
overruled appellant’s motion to suppress evidence, and there being a plea bargain, appellant gave
notice of appeal. See Tex. Code Crim. Proc. Ann. art. 44.02 (West 1979); Tex. R. App. P. 25.2(a).
The trial court certified appellant’s right of appeal. Tex. R. App. P. 25.2.
Points of Error
Appellant advances four points of error. Appellant contends that the trial court erred
by denying his motion to suppress evidence in that (1) Officer James Patterson did not have a
reasonable suspicion, based on specific articulable facts, to believe that appellant was involved in
criminal activity at the time appellant was detained; (2) Officer Patterson did not have a reasonable
belief, based on specific articulable facts, that appellant was armed and dangerous at the time
appellant was searched; (3) Officer Patterson did not have probable cause to believe that appellant
had committed a criminal offense at the time appellant was searched; and (4) there was insufficient
evidence that appellant committed an offense in the presence or view of Officer Patterson. We will
affirm the judgment of conviction.
Background
On Saturday night, February 1, 2002, Austin Police Officer James Patterson was on
duty with the Northeast Area Command Patrol. He had been on patrol in that area for nine months.
On the night in question, Patterson received a call from the dispatcher that there were suspicious
persons engaged in prostitution in the parking lot of a church on Capital Lane. Officer Patterson
knew that the church was closed. The report did not mention a vehicle, or give the number, gender,
or any physical description of the individuals. Being the officer nearest the church, Patterson
proceeded in his patrol unit in the direction of the church. Two blocks short of his intended
destination, Patterson came upon a pickup truck stopped at a stop sign on Middle Lane at the
intersection with Capital Lane. He observed that the truck was stopped beyond the stop line, a traffic
violation. The location was a high crime area for drug use, drug sales, and prostitution. The small
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hotels or motels and a restaurant in the neighborhood were “hosts” to drug users and prostitutes.
Officer Patterson had handled cases involving several prostitutes at the intersection in question.
As Patterson approached the truck, a woman exited on the passenger side and began
walking in a ditch along a cinderblock fence at the rear of one of the motels. Patterson asked her to
stop when she was about ten yards from the truck. She was described as a thin young woman in
baggy clothing with blonde-brownish hair. Based on his experience and training, Patterson
concluded that the woman had the appearance of a drug user. The woman told Patterson that she had
been with friends who began to use drugs, that she got out of their car at a gas station, and that the
truck’s driver had picked her up on Lamar Boulevard.
The driver (identified as appellant) told Patterson that the young woman was his
friend, although he could not recall her name. He said that he picked her up at Georgian and Powell
streets. Patterson asked appellant to get out of the truck. Appellant did and immediately walked to
the rear of the vehicle. Patterson thought this behavior was unusual. In response to inquiries,
appellant denied that he had any drugs or a gun. Patterson requested appellant to go to the front of
the truck so he could also keep his eye on the woman. At the front of the truck, appellant squatted
down; he acted “fidgety.” Appellant’s demeanor concerned Patterson. It was nighttime, Patterson
was the lone officer at the scene,1 and it was a high crime area. Patterson was concerned about his
safety. He asked appellant to stand and place his arms behind his back. As Patterson placed his left
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The evidence indicated there was a “rider” in the patrol car.
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hand over appellant’s hands, Patterson began to frisk appellant and immediately felt something in
the waistband of appellant’s pants. When asked what it was, appellant admitted that it was a gun.
Patterson removed a handgun from appellant’s possession.
With this factual background, we turn to the law applicable to motions to suppress
evidence.
Burden of Proof
A defendant who objects to evidence or seeks a pretrial suppression of evidence
alleging an illegal search or seizure that violates the federal constitution bears the initial burden to
rebut the presumption of proper police conduct. Russell v. State, 717 S.W.2d 7, 9 (Tex. Crim. App.
1986). This burden is met by proving that the police performed a search or seizure without a
warrant. Id. Once the defendant establishes (1) that a search or seizure occurred and (2) that no
warrant was obtained, the burden shifts to the State to produce either evidence of a warrant2 or, if
there is no warrant, to prove the reasonableness of the search or seizure pursuant to the recognized
exceptions to the warrant requirement. Id.; State v. Cantwell, 85 S.W.2d 849, 852 (Tex.
App.—Waco 2002, pet. ref’d). This proposition of law is frequently misapplied.3
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If the State produces evidence of a warrant and supporting affidavit valid on their face, the
burden of proof shifts to the defendant to show the invalidity of the warrant. Russell v. State, 717
S.W.2d 7, 9-10 (Tex. Crim. App. 1986).
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In the instant pretrial suppression hearing, apparently because it was understood there was
no warrant, the trial court correctly indicated that the burden of proof was on the State. However,
the trial court asked which party wanted to “go first.” The prosecutor agreed to do so, but defense
counsel stated, “We are prepared to call the officer.” Appellant’s trial counsel went forward with
the evidence although the burden of proof was on the State. The arresting officer, the only witness,
was called for “direct” examination. Appellant sought to establish the background for the stop
involved while attempting to discredit any possible exception to the warrant requirement not yet
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Standard of Review
Generally, a trial court’s ruling on a pretrial motion to suppress evidence is reviewed
by an abuse of discretion analysis. Balentine v. State, 71 S.W.3d 763, 768 (Tex. Crim. App. 2002);
Villarreal v. State, 935 S.W.2d 134, 138 (Tex. Crim. App. 1996).4 The appropriate standard of
review has been characterized as a bifurcated review giving almost total deference to the trial court’s
findings of fact, expressed or implied, that are supported by the record, but conducting a de novo
review of the trial court’s application of the law to the facts.5 State v. Steelman, 93 S.W.3d 102, 107
(Tex. Crim. App. 2002) (citing Romero v. State, 800 S.W.2d 539, 543-44 (Tex. Crim. App. 1990));
State v. Ross, 32 S.W.3d 853, 856 (Tex. Crim. App. 2000) (using first and third categories of
Guzman v. State, 955 S.W.2d 85, 88-89 (Tex. Crim. App. 1997)); Robuck v. State, 40 S.W.3d 650,
established by the State. The prosecution took the witness on “cross-examination” according to the
court reporter’s record. The suppression hearing evidence is all the evidence presented to this Court
to determine the constitutional issues raised.
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At a suppression hearing, the trial court is the sole finder of fact. Arnold v. State, 873
S.W.3d 27, 34 (Tex. Crim. App. 1993). The trial court is free to accept or reject any or all of the
evidence presented. State v. Cantwell, 85 S.W.3d 849, 852 (Tex. App.—Waco 2002, pet. ref’d).
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Actually, the trial court’s legal ruling will be upheld if it is correct on any theory of the law
applicable to the case, even if the trial court gives the wrong reason therefor. Romero v. State, 800
S.W.2d 539, 543 (Tex. Crim. App. 1990); see also Villarreal v. State, 935 S.W.2d 134, 138 (Tex.
Crim. App. 1996); Cantwell, 85 S.W.3d at 852.
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654 (Tex. App.—San Antonio 2001, pet. ref’d); Burke v. State, 27 S.W.3d 651, 654 (Tex.
App.—Waco 2000, pet. ref’d).
We turn now to the law applicable to the officer’s actions as reflected by the hearing
on the motion to suppress evidence.
Police-Citizen Encounter
Not all encounters with law enforcement officers implicate the Fourth Amendment’s
protections against unreasonable seizures. Corbin v. State, 85 S.W.3d 272, 276 (Tex. Crim. App.
2002). Police may approach and question an individual in a public place, without probable cause
or reasonable suspicion to detain a person, and not violate the Fourth Amendment. United States
v. Drayton, 536 U.S. 194, 200-01 (2002); Florida v. Bostick, 501 U.S. 429, 434 (1991); Florida v.
Royer, 460 U.S. 491, 497-98 (1983). The questions may include inquiries as to the need for
assistance, consent to search, and a variety of other matters. See Corbin, 85 S.W.3d at 276;
Hollingsworth v. State, 15 S.W.3d 586, 591 (Tex. App.—Austin 2000, no pet.). This is permissible
so long as the police do not “induce cooperation by coercive means.” Drayton, 536 U.S. at 201. If
a reasonable person would feel free to terminate the encounter then he has not been seized. Id.;
Corbin, 85 S.W.3d at 276; Hollingsworth, 15 S.W.3d at 591. “Some encounters that start out
constitutionally may, at some point, cross the line and become investigatory stops for which there
must be reasonable suspicion or an arrest for which probable cause is required.” In re D.G., 96
S.W.3d 465, 468 (Tex. App.—Austin 2002, no pet.).
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Reasonable Suspicion
While a police officer must have probable cause for a full custodial arrest, a mere stop
of an individual for the purpose of investigation does not require such substantial justification. Terry
v. Ohio, 392 U.S. 1, 22-26 (1968); Garza v. State, 771 S.W.2d 549, 558 (Tex. Crim. App. 1987);
State v. Fudge, 42 S.W.3d 226, 229 (Tex. App.—Austin 2001, no pet.). Law enforcement officers
may stop and briefly detain persons suspected of criminal activity if reasonable suspicion exists.
Davis v. State, 947 S.W.2d 240, 244 (Tex. Crim. App. 1997); McQuarters v. State, 50 S.W.3d 250,
258 (Tex. App.—Fort Worth 2001, pet. ref’d).
“Reasonable suspicion” exists if the officer has specific articulable facts that, when
combined with rational inferences from those facts, would lead him to reasonably suspect that a
particular person has engaged or is (or soon will be) engaging in criminal activity. This standard is
an objective one: there need only be an objective basis for the stop; the subjective intent of the
officer conducting the stop is irrelevant. The reasonable suspicion determination is made by
considering the totality of the circumstances. Garcia v. State, 43 S.W.3d 527, 530 (Tex. Crim. App.
2001); see also Woods v. State, 956 S.W.2d 33, 35 (Tex. Crim. App. 1997).
The reasonableness of a temporary stop turns on the “totality of the circumstances”
in each case. Illinois v. Gates, 662 U.S. 213, 230-31 (1983); Fudge, 42 S.W.3d at 229; Davis v.
State, 794 S.W.2d 123, 125 (Tex. App.—Austin 1990, pet. ref’d). Reasonable suspicion, like the
greater requirement of probable cause, is dependent upon both the content of the information
possessed by the police and its degree of reliability. Alabama v. White, 496 U.S. 325, 330 (1990).
“Both factors—quantity and quality—are considered in the totality of the circumstances—the whole
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picture . . . must be taken into account when evaluating whether there is reasonable suspicion.” Id.;
see also Carmouche, 10 S.W.3d at 323, 328-29 (Tex. Crim. App. 2000).
Limited Search For Weapons
Having lawfully detained a suspect for the purpose of an investigation, an officer may
conduct a limited search for weapons where it is reasonably warranted for his safety or the safety of
others. Hoag v. State, 728 S.W.2d 375, 380 (Tex. Crim. App. 1987); 40 George E. Dix & Robert
O. Dawson, Texas Practice: Criminal Practice and Procedure § 11.41 n.6 (2d ed. 2001). This is
true even in the absence of probable cause where the officer reasonably believes the suspect is armed
and dangerous. Balentine, 71 S.W.2d at 769; Carmouche, 10 S.W.3d at 329. See also Terry, 392
U.S. at 27, 29. The purpose of the limited search is not to discover evidence of a crime but to allow
the officer to pursue his investigation without fear of violence. Adams v. Williams, 407 U.S. 143,
146 (1972); Woods v. State, 515 S.W.2d 300, 306 (Tex. Crim. App. 1976). Such a “weapons frisk”
will be justified only where the officer can point to specific and articulable facts that reasonably led
him to conclude that the suspect might possess a weapon. Balentine, 71 S.W.3d at 769 (citing
Carmouche, 10 S.W.3d at 329). The officer need not be absolutely certain that an individual is
armed; the issue is whether a reasonably prudent person would justifiably believe that he or others
were in danger. O’Hara v. State, 27 S.W.2d 548, 551 (Tex. Crim. App. 2000). It would be
unreasonable to deny a police officer the right to neutralize the threat of physical harm. Michigan
v. Long, 463 U.S. 1032, 1034 (1983). Roadside encounters, as in the present case, between the
police and suspects are especially hazardous. Id. The limited “pat down” search is substantially less
intrusive than a standard search requiring probable cause. O’Hara, 27 S.W.2d at 550. Under the
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standards described, the right of an officer to conduct a frisk for weapons for his safety and that of
others is an exception to the warrant requirement. Id.
Discussion
In the instant case, while enroute to a church parking lot where prostitution activity
had been reported, Officer Patterson encountered a pickup truck on a public street. The truck was
stopped at a traffic control device, a stop sign, but ahead of the stop line in violation of section
544.010 of the Texas Transportation Code. See Tex. Transp. Code Ann. § 544.010 (West 2002).6
Patterson did not stop the truck. It was already stopped when Patterson arrived on the scene.
There is no requirement that a particular statute be violated in order to give rise to
reasonable suspicion. Gajewski v. State, 944 S.W.2d 450, 452 (Tex. App.—Houston [14th Dist.]
6
The statute provides:
(a) Unless directed to proceed by a police officer or traffic-control signal, the
operator of a vehicle or streetcar approaching an intersection with a stop
sign shall stop as provided by Subsection (c).
(b) If safety requires, the operator of a vehicle approaching a yield sign shall
stop as provided by Subsection (c).
(c) An operator required to stop by this section shall stop before entering the
crosswalk on the near side of the intersection. In the absence of a
crosswalk, the operator shall stop at a clearly marked stop line. In the
absence of a stop line, the operator shall stop at the place nearest the
intersecting roadway where the operator has a view of approaching traffic
on the intersecting roadway.
Tex. Transp. Code § 544.010 (West 2002).
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1997, no pet.). If an officer has a reasonable basis for suspecting that a person has committed a
traffic offense, the officer may legally initiate a traffic stop. McVickers v. State, 874 S.W.2d 662,
664 (Tex. Crim. App. 1993); Tex. Dep’t of Pub. Safety v. Chang, 994 S.W.2d 876, 877 (Tex.
App.—Austin 1999, no pet.). Thus, the State is not required to show a traffic offense was actually
committed but only that the officer reasonably believed a violation was in progress. Tex. Dep’t of
Pub. Safety v. Fisher, 56 S.W.3d 159, 163 (Tex. App.—Dallas 2001, no pet.); Valencia v. State, 820
S.W.2d 397, 400 (Tex. App.—Houston [14th Dist.] 1991, pet. ref’d). Here, the State only needed
to elicit testimony that Officer Patterson knew sufficient facts to reasonably suspect that appellant
had violated a traffic law. McQuarters, 58 S.W.3d at 255 (citing Garcia, 43 S.W.3d at 530). The
State sustained this particular burden.
In addition, Patterson was in an area that he had been patrolling for nine months. The
neighborhood and intersection where the truck was stopped was a high crime area for drugs and
prostitution. The officer had handled several prostitution cases which occurred at the very
intersection in question. A young woman got out of the truck and began walking in a ditch behind
a motel used by prostitutes. To Patterson, the woman had the appearance of a drug user. Using his
authority to approach citizens and ask questions without violating the Fourth Amendment, Patterson
made inquiries of both the woman and the appellant in the truck. He received conflicting answers
as to where appellant “picked up” the woman and learned that the woman had earlier left her friends
because they were using drugs. Appellant claimed the woman was his friend but did not know her
name. From the totality of the circumstances, Patterson reasonably suspected that criminal activity
was afoot, possibly drugs or prostitution or both. Patterson had appellant get out of the truck. At
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this point, appellant’s conduct became unusual. He immediately walked to the rear of the truck
without any instruction from the officer. This made it difficult for Patterson to converse with both
appellant and the woman. He denied he had a gun or drugs. Patterson had appellant walk to the
front of the truck but appellant squatted down. Appellant acted “fidgety.” Patterson became
concerned with appellant’s actions. It was nighttime. Patterson was the only officer there. Patterson
decided that for his safety and that of others a “pat down” search or frisk of appellant was necessary
under the circumstances. Patterson had appellant stand. A slight frisk along the waistline of
appellant’s pants revealed an object. Appellant admitted it was a gun, and Patterson removed the
gun from appellant’s person. The limited search for safety reasons was properly conducted as a
recognized exception to the Fourth Amendment. O’Hara, 27 S.W.2d at 550.
Conclusions to Contentions
In his first point of error, appellant complains that the suppression ruling was
erroneous because Patterson did not have reasonable suspicion that appellant was involved in
criminal activity when appellant was detained. In our discussion we have, from the totality of the
circumstances, rejected this contention in light of the possible traffic offense and the facts
surrounding appellant’s actions and involvement with a woman at night in a high crime area known
for prostitution and drug use. Point of error one is overruled.
We also overrule point of error two in light of our earlier discussion of Patterson’s
right to search for weapons because of safety concerns. Appellant’s own actions furnished the
specific articulable facts underlying Patterson’s reasonable belief that appellant was armed and
dangerous.
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In his third point of error, appellant urges that Patterson did not have probable cause
to believe appellant had committed an offense at the time he was searched. The limited “pat down”
search or “frisk” of appellant for weapons for the officer’s safety was not a search incident to a
warrantless arrest based on probable cause. Appellant had been lawfully detained on reasonable
suspicion, a standard lower than probable cause. Officer Patterson was not required at the time of
the “pat down” to have probable cause to believe appellant had committed an offense. The third
point of error is overruled.
In the fourth point of error, appellant contends that the trial court erred in denying the
pretrial suppression motion “because the evidence was insufficient to show that appellant had
committed an offense in the view and presence of Officer Patterson.” Reference is made to article
14.01(b) authorizing the warrantless arrest of an individual for an offense committed in the view and
presence of an officer. Tex. Code Crim. Proc. Ann. art. 14.01(b) (West 1977). Appellant argues that
at the time of the “frisk” Patterson placed his left hand on appellant’s hands and had thus restrained
and arrested him in light of article 15.227 prior to the discovery of the weapon on appellant’s
waistband. Appellant claims that “[u]nder Texas statutory law, the search of appellant’s person
cannot be justified as a search incident to arrest.” Appellant’s argument is difficult to follow because
the State never claimed that the handgun was admissible in evidence as a result of a lawful search
incident to arrest. The fourth point of error is overruled.8
7
Tex. Code Crim. Proc. Ann. art. 15.22 (West 1997).
8
Appellant has not separately briefed his claim on the basis that the Texas Constitution
provides greater rights than the Fourth Amendment to the United States Constitution. We will not
address such contentions, if raised at all. See Tex. R. App. P. 38.1(h); Etheridge v. State, 903
S.W.2d 1, 21 n.1 (Tex. Crim. App. 1994); Heitman v. State, 815 S.W.2d 681, 690 n.23 (Tex. Crim.
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The trial court did not abuse its discretion in overruling the motion to suppress
evidence. The judgment is affirmed.
__________________________________________
John F. Onion, Jr., Justice
Before Chief Justice Law, Justices Kidd and Onion*
Affirmed
Filed: October 2, 2003
Do Not Publish
*
Before John F. Onion, Jr., Presiding Judge (retired), Court of Criminal Appeals, sitting by
assignment. See Tex. Gov’t Code Ann. § 74.003(b) (West 1998).
App. 1991); Hughes v. State, 962 S.W.2d 689, 692-93 (Tex. App.—Houston [1st Dist.] 1998, pet.
ref’d).
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