Cecil Adams and Maxine Adams v. Harris County and Christopher A. Prine, Clerk of the First Court of Appeals ( 2015 )


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  •                                                                                        ACCEPTED
    04-15-00287-CV
    FOURTH COURT OF APPEALS
    SAN ANTONIO, TEXAS
    6/19/2015 11:09:01 PM
    KEITH HOTTLE
    CLERK
    NO. 04-15-00287-CV
    FILED IN
    4th COURT OF APPEALS
    SAN ANTONIO, TEXAS
    06/19/2015 11:09:01 PM
    IN THE FOURTH COURT OF APPEALS                         KEITH E. HOTTLE
    Clerk
    ____________________________________
    Cecil Adams and Maxine Adams
    Appellants,
    vs.
    Harris County, Rebecca Ross, Kathleen Keese, Christopher Prine Clerk of the
    Court and Chris Daniel District Clerk
    Appellees
    On Appeal from 269th Judicial Court
    Houston, Texas
    Cause No. 2014-35653
    Transferred by Order of the Supreme Court from the First Court of Appeals
    Houston, Texas
    Cause No. 01-15-00384-CV
    ___________________________________
    ADAMS’ APPELLATE BRIEF
    ___________________________________
    Cecil Adams
    Maxine Adams
    5510 S. Rice #1206
    Houston, Texas 77081
    p.713.840.0330
    Email: cecillovesmax@sbcglobal.net
    PRO SE
    NO ORAL ARGUMENT REQUESTED
    IDENTITY OF PARTIES AND COUNSEL
    Pursuant to Texas Rule of Appellate Procedure 38.1(a), appellant presents the
    following list of all parties and names and addresses of its counsel:
    Appellants/Defendants in the Trial Court:
    Maxine Adams and Cecil Adams (collectively the “Adams”)
    PRO SE
    5510 S. Rice #1206
    Houston, Texas 77081
    f. 713.840.0330
    cecillovesmax@sbcglobal.net
    Appellee/Defendant in the Trial Court
    Christopher A. Prine (The State of Texas) also reference in the suit as Mr. Prine
    COUNSEL FOR CHRISTOPHER PRINE
    Christian Cobe Vasquez
    Assistant Attorney General
    P.O. Box 12548, Capitol Station Austin,
    Texas 78711
    christin.cobe@texasattorneygeneral.gov
    p. (512) 463-2080 f. (512) 495-9139 (fax)
    Additional Parties to the Suit
    Chris Daniel, Harris County District Clerk/Plaintiff in the Trial Court
    ATTORNEYS FOR CHRIS DANIEL AND HARRIS COUNTY
    Vince Ryan, Esq.
    Harris County Attorney
    1019 Congress, 15th Floor
    Houston, Texas 77002
    p. 713.274.5173 f. 713.437.8633
    vince.ryan@cao.hctx.net
    -i-
    Clinton Gambil Senior
    Assistant County Attorney
    1019 Congress, 15th Floor
    Houston, Texas 77002
    p. 713.274.5173 f. 713.437.8633
    clinton.gambill@cao.hctx.net
    Brian A. Quintero
    Esq. Senior Assistant County Attorney
    brian.quintero@cao.hctx.net
    1019 Congress, 15th Floor
    Houston, Texas 77002
    p. 713.274.5173 f. 713.437.8633
    Rebecca Ross/Defendant in the Trial Court
    COUNSEL FOR REBECCA ROSS
    Timothy J. Henderson
    6300 West Loop South, Suite 280
    Bellaire, Texas 77401
    timhenderson@msn.com
    p. 713.667.7878 f. 713.668.5697
    Kathleen Keese/Court Reporter and Defendant in the Trial Court
    COUNSEL FOR KATHLEEN KEESE
    Jayson Booth, Esq.
    3730 Kirby Drive, Suite 777
    Houston, Texas 77098
    jbooth@boothricheylaw.com
    713.333.0377 713.526.1175 (fax)
    - ii -
    TABLE OF CONTENTS
    Page
    IDENTITY OF PARTIES AND COUNSEL ......................................................... i-ii
    TABLE OF CONTENTS ..................................................................................... iii-iv
    INDEX OF AUTHORITIES................................................................................. v-vi
    STATEMENT OF THE CASE ............................................................................... vii
    STATEMENT OF JURISDICTION...................................................................... viii
    STATEMENT OF ORAL ARGUMENTS ............................................................ viii
    ISSUES PRESENTED ........................................................................................... viii
    Are the routine ministerial duties of court clerks commanded by a court
    decree or by the judge's instructions cloaked in absolute judicial or quasi-
    judicial immunity?
    Does the improper performance of ministerial duties by court clerks
    warrant quasi judicial or absolute immunity in a suit under Section 1983?
    Does a claim that alleges a court clerk was acting in direct violation of
    his statutory duties defeat quasi-judicial immunity in plea to jurisdiction?
    Are actions performed by the court clerk after a judge’s judicial authority
    ends covered by judicial or quasi-judicial immunity?
    STATEMENT OF FACTS .................................................................................... 1-3
    SUMMARY OF THE ARGUMENT .................................................................... 3-5
    ARGUMENT AND AUTHORITIES ........................................................................ 5
    A. The governmental unit failed to meet the summary judgment standard of
    evidence for a plea to the jurisdiction. ...........................................................................5
    1. TEX. R. APP. P. 51 mandates the court clerk to prepare a
    statement of cost not a court order. ......................................................... 5-7
    2. Fraudulent allegations raise issues of fact to defeat plea to
    jurisdiction ................................................................................. 8-10
    - iii -
    3. The defense of an official mistake raise a fact issue in plea to
    jurisdiction .................................................................................................................. 10
    PRAYER FOR RELIEF .......................................................................................... 11
    CERTIFICATE OF SERVICE AND COMPLIANCE ..................................... 12-13
    INDEX TO THE APPENDIX ................................................................................. 14
    APPENDIX 1: ORDER ON PLEA TO JURISDICTION................................. 15
    APPENDIX 2: APPELLATE MANDATE ....................................................... 16
    APPENDIX 3: ORDER AFFIRMING APPELLATE MANDATE ................. 17
    - iv -
    INDEX OF AUTHORITIES
    United States Supreme Court Cases
    Antoine v. Byers & Anderson, Inc.,
    
    508 U.S. 426
    - Supreme Court 1993 ............................................................. 3, 4
    Mireles v. Waco,
    
    502 U.S. 9
    - Supreme Court 1991 ..................................................................... 3
    Texas Supreme Court Cases
    Clements v. Barnes,
    
    834 S.W.2d 45
    , 46 (Texas Supreme Court 1992) ........................................ 10
    Dallas County. v. Halsey,
    
    87 S.W.3d 552
    , 554 (Texas Supreme Court 2002) ..................................... 1O
    Reaugh v. McCollum Exploration Co.,
    
    167 S.W.2d 727
    , 728 (Tex. Supreme Court 1943) ......................................... 2
    Federal Cases
    Clay v. Allen,
    
    242 F.3d 682
    - Court of Appeals, 5th Circuit 2001 .................................... 4,7
    McCray v. State of Maryland,
    
    456 F.2d 1
    - Court of Appeals, 4th Circuit 1972 ......................................... 4,9
    PANOWICZ v. Hancock,
    Dist. Court, D. Maryland 2012 ........................................................................ 
    4 Will. v
    . Wood,
    
    612 F.2d 982
    , 985 (5th Cir.1980) ................................................................ 4,7
    State Cases
    City of Fort Worth v. Robinson,
    
    300 S.W.3d 892
    , 895 (Tex. App.—Fort Worth 2009 ...................................... 5
    Davis v. West,
    -v-
    
    317 S.W.3d 301
    , 306-07 (Tex. App.-Houston [1st Dist.] 2009 ...................... 7
    Delcourt v. Silverman,
    
    919 S.W.2d 777
    , 781 (Tex. App.-Houston 1996 ............................................. 7
    Harris County Appraisal Dist. v. O’Connor & Assocs.,
    
    267 S.W.3d 413
    , 416 (Tex. App.—Houston [14th Dist.] 2008 ...................... 8
    Jelinek v. Casas,
    
    328 S.W.3d 526
    , 539 (Tex. 2010) ................................................................ 11
    Kastnerv. Lawrence, Tex:
    Court of Appeals, lst Dist. 2012 ...................................................................... 7
    Tex. Dep’t of Parks & Wildlife v. Miranda,
    133 S.W.217, 227 (Tex. 2004) ....................................................................... 5
    Torres v. Owens,
    
    380 S.W.2d 30
    , 33-34 (Tex. Civ. App. -- Corpus Christi 1964 ...................... 7
    WASTE MANGM’T OF TEXAS, INC. v. TEX. DISP. SYSTEMS LANDFILL, INC.,
    Tex: Court of Appeals, 3rd Dist. 2014 ............................................................ 2
    Wilkinson v. USAA FEDERAL SAVINGS BANK TRUST SERVICES,
    Tex: Court of Appeals, 14th Dist. 2014 .......................................................... 9
    RULES AND STATUTES
    TEX. CIV. PRAC. & REM. CODE 51.014(A)(8) ............................................... viii
    TEX. R. APP. P. 18 ..............................................................................................4,5,6
    TEX. R. APP. P. 19 .................................................................................................... 4
    TEX. R. APP. P. 29.6 ............................................................................................... 11
    TEX. R. APP. P. 51.1 ................................................................................................. 7
    TEX. R. CIV. P. 166(A)(C) ...................................................................................... 5
    - vi -
    STATEMENT OF THE CASE
    This is an accelerated interlocutory appeal [AR pages: 259-262], transferred
    to this Honorable Court by order of the Texas Supreme Court, challenging the trial
    court order granting quasi-judicial immunity to Clerk of the Court 1st Court of
    Appeals, Christopher A. Prine (“Mr. Prine”) alleged fraudulent preparation of a bill
    of costs. The underlying proceeding initiated by Harris County is a post-mandate
    interpleader to re-tax court cost and interplead funds in the registry, spawning
    multiple counter-cross claims for damages between the parties to the suit. [CCR page
    26: lines 1-9, page 27: lines 18-19, and page 33: line 9-10], [AR pages 38-41] [AR
    pages 26-31], [AR: pages 189-197].
    Trial Court
    th
    269 District Court, Harris County Texas
    The Honorable Judge Dan Hinde Presiding
    201 Caroline, Suite 420.
    Houston, Texas 77002
    Trial Court Disposition:         Granted Plea to Jurisdiction for Clerk to 1st Court
    of Appeals. Trial set for August 17, 2015
    Appellate Court
    1st Court of Appeals, Harris County Texas
    301 Fannin Street,
    Houston, TX 77002
    Appellate Court Disposition: Transferred to the 4th Court of Appeals by order of
    the Supreme Court
    - vii -
    STATEMENT OF ORAL ARGUMENTS
    Oral arguments are not requested in this case to avoid undue expense upon
    the parties to the suit who reside in Harris County, Texas.
    STATEMENT OF JURISDICTION
    This Court is afforded jurisdiction over this interlocutory appeal pursuant to TEX.
    CIV. PRAC. & REM. CODE 51.014(A)(8) in granting the plea to the jurisdiction of
    a governmental unit. A "Governmental unit" means: this state and all the several
    agencies of government that collectively constitute the government of this state,
    including other agencies and all departments, bureaus, boards, commissions, offices,
    agencies, councils, and courts. The appellate clerk’s assertion that this has been filed
    suit against an individual official acting in their official capacities is a suit against
    the governmental entity.
    ISSUES PRESENTED
    Are the routine ministerial duties of court clerks commanded by
    a court decree or by the judge's instructions cloaked in absolute
    judicial or quasi-judicial immunity?
    Does the improper performance of ministerial duties by court
    clerks warrant quasi judicial or qualified immunity?
    Does a claim that alleges a court clerk was acting in direct
    violation of his statutory duties defeat quasi-judicial immunity?
    Are actions performed by the court clerk after a judge’s judicial
    authority ends covered by judicial or quasi-judicial immunity?
    - viii -
    STATEMENT OF FACTS
    Oh the places you will go by Dr. Suess sums up the far reaching arms of this
    case which began when an appellate mandate issued, concluding five years of
    litigation on April 4, 2014 in Harris County, Texas [Appendix “APP”. 2][Appellate
    Record “AR” page 7]. While the Adams were unsuccessful on appeal, the appellate
    mandate left the final judgment awarded to Adams in-tact and monies in the Courts
    registry deposited by Ross to stay the enforcement of the judgment. [APP. 2] On
    July 14, 2014, the 1ST Court of Appeals determine that it would be improper to tax
    the sureties in the registry [APP. 3]1 Post mandate, Harris County filed suit to re-tax
    costs of court and interplead funds in the registry deposited by Ross.
    Mr. Quintero:   This matter should go before the
    trial clerk. The Court of Appeals in its mandate
    did not, I believe, fully include all the bills and
    costs of the court reporter. We believe the matter
    should go forward on that trial of the merits. That
    way the clerk, excuse me, the court reporter may
    prove up the fees as her counsel is able to. We
    believe the clerk should be able to prove up their
    fees that were owed which is statutory mandate.
    THE COURT: All right. Here's my ruling. I don't
    think dismissal is the appropriate remedy here.
    THE COURT: Y'all are set for trial the two-week
    docket of August 17th.
    1
    “…it was the appellee, Ross, who deposited funds with the trial court clerk in lieu of filing a
    surety bond. In our judgment, costs were taxed against Maxine Adams, not Ross. It would not,
    therefore, be logical to tax costs against the funds on deposit with the trial court clerk because
    Ross the depositor of the funds, has no responsibility to pay the costs.”[APP. 3].
    1
    [CCR page 26: lines 1-9, page 27: lines 18-19, and page 33: line 9-10].
    Taking the cue from Harris County, Kathleen Keese (“269th Court Reporter”)
    filed suit to recoup costs for an indigent record see [AR pages 38-41]2[APP 2].
    Adams filed a no evidence summary judgment motion; The 269th court reporter, who
    is the designated court reporter for the trial court, did not file a response to the no
    evidence motion, the trial court waived the necessity for her to do so and denied
    Adams motion see [AR: page 230]
    BOOTH: It's true that we did not file a response in
    this, but Ms. Keese is here through counsel prepared
    to argue here at this hearing.
    [CCR page 15: lines 17-19].
    Adams filed a counter claim and cross claims against Rebecca Ross, Kathleen
    Keese, Christopher Prine, and joindered Chris Daniel, Harris County District Clerk
    to the suit. [AR pages 13-20], Adams 2nd amended counter claim pending at the time
    of the plea to the jurisdiction counter sued Chris Daniel for constitutional violations
    under section 1983 for failing to investigate prima facie record tampering in the 269th
    District Court and Mr. Prine for fraudulently over charging for the cost of the
    appellate record and fraudulent notation of amounts owed [AR: pages 189-197].
    2
    If the bill of costs does not properly reflect the costs accrued in the district court, a party may
    seek to make the bill of costs complete by filing a motion to re-tax costs in the district court before
    mandate issues see WASTE MANAGEMENT OF TEXAS, INC. v. TEXAS DISPOSAL SYSTEMS
    LANDFILL, INC., Tex: Court of Appeals, 3rd Dist. 2014 (citing Reaugh v. McCollum Exploration
    Co., 
    167 S.W.2d 727
    , 728 (Tex. Supreme Court 
    1943), 167 S.W.2d at 325
    );
    2
    Mr. Prine answered the suit in his official capacity. [AR pages 166-171].
    “Plaintiffs sue Defendant Clerk of the First District Court of Appeals in his official
    capacity for actions taken as Clerk of the Court. The First District Court of Appeals
    is an entity of the State of Texas.” On May 13, 2015 the trial court conducting a
    hearing on Mr. Prine’s plea to jurisdiction [AR pages 166 – 171], Adams motion to
    determine if Harris County’s post mandate interpleader suit is appropriate [AR pages
    183-185], and Adams no evidence motion against Ross and the 269th court reporters
    claim to the registry [AR pages 186-188]. The court ruled as follows: 3/13/2015
    Order sustaining Plea to Jurisdiction [AR: page 241] (2) Order Denying Adams No
    Evidence Summary Judgment. [AR: page 230] (3) Order Denying Adams Motion to
    Dismiss Interpleader suit [AR: page 31]. Adams timely filed their notice of appeal
    and request for the reporter record on April 2, 2015 [AR pages: 259-262].
    SUMMARY OF THE ARGUMENT
    Mr. Prine is requesting absolute judicial immunity for performing an
    administrative duty--- a right the United States Supreme Court does not afford to
    judges see Mireles v. Waco, 
    502 U.S. 9
    - Supreme Court 1991; and Antoine v. Byers
    & Anderson, Inc., 
    508 U.S. 426
    - Supreme Court 1993. The Texas Supreme Court
    holds that discretionary functions receive protection, but ministerial duties do not
    see Kassen v. Hatley, 
    887 S.W.2d 9
    - Tex: Supreme Court 1994). Preparing a bill of
    costs is a ministerial task that occurs after the courts adjudicative power expires.
    3
    and judgment becomes final see TEX. R. APP. P. 18. Since the appellate court has
    no adjudicative function after its plenary power expires; there is no judicial
    immunity to evoke immunity TEX. R. APP. P. 19. TEX. R. APP. P. 51 governs
    when and how a bill of costs is issued.
    Further Mr. Prine’s reference to the Clay v. Allen ruling shines light on a 14
    year old omission that helps define the narrow exceptions by which a court clerk is
    afforded immunity under the command of the Court see Clay v. Allen 
    242 F.3d 682
    - Court of Appeals, 5th Circuit 2001 holding that clerks of court “have absolute
    immunity from actions for damages arising from acts they are specifically required
    to do under court order or at a judge's direction” Clay v. Allen asserts this by citing
    Williams v. Wood, 
    612 F.2d 982
    , 985 (5th Cir.1980) which expressly provides “the
    routine duty of court clerks does not fall within the narrow exception for clerical
    actions explicitly commanded by a court decree or by the judge's instructions.” See
    also McCray v. State of Maryland, 
    456 F.2d 1
    - Court of Appeals, 4th Circuit 1972,
    PANOWICZ v. Hancock, Dist. Court, D. Maryland 2012 "there is no basis for
    sheltering the clerk from liability under section 1983 for failure to perform a required
    ministerial act such as properly filing papers." "Absolute quasi-judicial immunity
    for non-judicial officials is determined by a functional analysis of their actions in
    relation to the judicial process. Antoine v. Byers & Anderson, Inc.
    Absolute immunity does not extend to the Mr. Prine because he has not
    4
    satisfied the burden of proof to establish that (1) quasi judicial is afforded to court
    clerks performing a ministerial tasks. (2) quasi judicial immunity defeats a claim he
    was acting in direct violation of his statutory duties.
    ARGUMENT AND AUTHORITIES
    A. The governmental unit failed to meet the summary judgment standard of
    evidence for a plea to the jurisdiction.
    The plea to the jurisdiction standard mirrors that of a traditional motion for
    summary judgment see the City of Fort Worth v. Robinson, 
    300 S.W.3d 892
    , 895
    (Tex. App.—Fort Worth 2009, no pet.). The governmental unit must meet the
    summary judgment standard of proof for its assertion that the trial court lacks
    jurisdiction. Tex. Dep’t of Parks & Wildlife v. Miranda, 133 S.W.217, 227 (Tex.
    2004). The summary judgment movant has the burden to show that no genuine issue
    of material fact exists and that it is entitled to judgment as a matter of law. Tex. R.
    Civ. P. 166a(c)
    1. TEX. R. APP. P. 51 mandates the court clerk to prepare a statement of
    cost not a court order, ministerial duties are not afforded absolute
    immunity.
    TEX. R. APP. P. 18(a)-(c) gives a detailed timeline for when a mandate shall
    issue. In each stipulation requires that the mandate issues once the Court’s judicial
    power expires. Id “Ten days after the time has expired for filing a motion to extend
    time to file”. Prine asserts judicial immunity under a reference to his statutory duty.
    5
    MS. VASQUEZ: Oh, I'm sorry. One more thing, Your Honor.
    I apologize. The judgment from the Court of Appeals,
    the Court can take judicial notice in the Court of
    Appeals' record, that the Court on August 2nd of 2013
    put in its order, that it is further ordered that
    appellant, Maxine Adams, pay all cost incurred by
    reason of this appeal, which the clerk of this court
    will list on the statement of cost that will issue
    with the mandate in this appeal. That is in the Court
    of Appeals' record.
    THE COURT: All right. And the plea is granted.
    [CCR Page 12 Lines: 17-25, Page 13: Lines 1-3]
    THE COURT: All right. Any objection to taking judicial
    notice is overruled. The Court will take judicial
    notice of this Court's order in the 2010 case as well
    as the Court of Appeals' order in what was the 2010
    case.
    [CCR Page 18 Lines: 19-24]
    The order simply restated the statutory duties of the court clerk pursuant to
    TEX. R. APP. P. 18 “The clerk of the appellate court that rendered the judgment
    must issue a mandate in accordance with the judgment and send it to the clerk of the
    court to which it is directed and to all parties to the proceeding when one of the
    following periods expires” and TEX. R. APP. 51. “The appellate clerk must prepare,
    and send to the trial court clerk with the mandate, a statement of costs showing: (1)
    the preparation costs for the appellate record, and any court of appeals filing fees,
    with a notation of those items that have been paid and those that are owing; and (2)
    the party or parties against whom costs have been adjudged.”
    6
    TEX. R. APP. 51.1 statutorily defines the duty of an appellate clerk to
    prepare a bill of cost; which under the law is a ministerial duty see Kastnerv.
    Lawrence, Tex: Court of Appeals, lst Dist. 2012 holding (“ministerial acts are those
    for which "the law prescribes and defines the duty to be performed with such
    precision and certainty as to leave nothing to the exercise of discretion or judgment."
    If the public official must obey an order, without having any choice in complying,
    the act is ministerial. If an action involves personal deliberation, decision, and
    judgment, however, it is discretionary”).
    Judicial immunity applies only to "discretionary" acts; officials are subject to
    suit for "ministerial acts" to the same extent as any other private citizen. see Torres
    v. Owens, 
    380 S.W.2d 30
    , 33-34 (Tex. Civ. App. -- Corpus Christi 1964, writ refd
    n.r.e.). Mr. Prine has not established the burden of proof to satisfy the element of
    performance of a discretionary duty to afford him quasi-judicial immunity see
    Dallas Cnty. v. Halsey, 
    87 S.W.3d 552
    , 554 (Tex. Supr. 2002); Davis v. West, 
    317 S.W.3d 301
    , 306-07 (Tex. App.-Houston [1st Dist.] 2009, no pet.); Delcourt v.
    Silverman, 
    919 S.W.2d 777
    , 781 (Tex. App.-Houston [14th Dist.] 1996, writ denied).
    (“judicial immunity is awarded if that person exercises discretionary judgment
    comparable to that of the judge.") Nor has Mr. Prine established immunity by acting
    under order of the court. Clay v. Allen asserts this by citing Williams v. Wood, 
    612 F.2d 982
    , 985 (5th Cir.1980) express provides “the routine duty of court clerks does
    7
    not fall within the narrow exception for clerical actions explicitly commanded by a
    court decree or by the judge's instructions.”
    2. Fraudulent allegations raise issues of fact to defeat plea to jurisdiction
    Claims in pleas to the jurisdiction are taken as true. 3Adams claims if taken as
    a true, allege the Court Clerk fraudulently charged the costs of the appellate record
    and failed to comply with his statutory duties under TEX. R. APP. P. 51 “Based on
    the afore mentioned facts Adams pleads a (1) a violation of Adams process 14th
    Amendment right not to be deprived of property without due process of law under
    42 U.S.C. § 1983 (2) approximately caused collectively by (3) Christopher Pine
    acting in his individual capacity as the Clerk of the 1st Court of Appeals in
    performing ministerial billing responsibilities under (4) under Texas Rule of
    Appellate Procedure 51. The Adams seek damages from Christopher Prine
    individually for falsified billing entries resulting in costs not associated with Adams’
    appeal and punitive damages less than $50,000.00.[AR page 194: Cause of Action
    No. 3”]
    The judgment expressly required that “Maxine Adams, pay all cost incurred
    by reason of this appeal”. Adams pleading that alleges that Mr. Prine added costs
    3
    A defendant may prevail on a plea to the jurisdiction by demonstrating that, even if all the
    plaintiff’s pleaded allegations are true, an incurable jurisdictional defect remains on the face of
    the pleadings that deprives the trial court of subject-matter jurisdiction. Harris County Appraisal
    Dist. v. O’Connor & Assocs., 
    267 S.W.3d 413
    , 416 (Tex. App.—Houston [14th Dist.] 2008, no
    pet.
    8
    that were not associated acted out the scope of his authority by over taxing costs not
    associated with the appeal. The Court in McCray v. State of Maryland, 
    456 F.2d 1
    - Court of Appeals, 4th Circuit 1972 addressed the issue of officials acting in bad
    faith succinctly
    A closely associated defense is afforded all public officers who act in
    obedience to a judicial order or under the court's direction. Lockhart v.
    Hoenstine, 
    411 F.2d 455
    , 460 and cases cited therein (3rd Cir.), cert.
    denied, 
    396 U.S. 941
    , 
    90 S. Ct. 378
    , 
    24 L. Ed. 2d 244
    (1969); United
    States ex rel. Smith v. Heil, 
    308 F. Supp. 1063
    (E.D.Pa.1970).[11] It was
    this defense which protected the court clerks in Sullivan v. Kelleher,
    Rhodes v. Houston, Ginsburg v. Stern, and Niklaus v. Simmons
    (supra note 1).[12] Thus in every instance cited by the District Court
    where "judicial immunity" was accorded a court clerk, he was in fact
    acting regularly and lawfully. McCray here alleges very different
    circumstances—he asserts that the clerk impeded the filing of his papers.
    If the claim is true, the clerk was acting in direct violation of his statutory
    duties. In cases where an official's lawful authority was exceeded[13] or
    the court order not followed[14] no immunity was recognized and the
    officer was held liable under section 1983 if his actions abridged an
    individual's federally protected rights. In the situation alleged by
    plaintiff in this case, the clerk is entitled to no more protection than any
    other state ministerial functionary who fails to discharge a mandatory
    duty. Cf. Whirl v. Kern, supra; Washington v. Official Court
    
    Stenographer, supra
    .
    Once a person is cloaked with derived judicial immunity because of a
    particular function being performed for a court, every action taken with regard to the
    function, whether good or bad, honest or dishonest, well-intentioned or not, is
    covered and immune from civil suit. However, derived judicial immunity is lost
    when the court officer acts in the clear absence of all jurisdiction and outside the
    scope of his authority. See Wilkinson v. USAA FEDERAL SAVINGS BANK TRUST
    9
    SERVICES, Tex: Court of Appeals, 14th Dist. 2014 (citing Clements v. Barnes, 
    834 S.W.2d 45
    , 46 (Tex. 1992) and Davis, 317 S.W.3d at 307(citing Dallas County. v.
    
    Halsey, 87 S.W.3d at 555
    (Texas Supreme Court 2002).
    Even if Mr. Prine has proven an extension of judicial immunity, Adams
    counter claim raises a material issue of fact as to whether Mr. Prine exceeded his
    authority by including additional costs in the appeal.
    3. The defense of an official mistake raise a fact issue in plea to
    jurisdiction
    MS. VASQUEZ:            Mr. Prine did what clerks do, issue a
    bill of cost. If he's opened a private suit every time
    he does this, even if he makes mistakes in judgment,
    there's no competent man, the Court found, that would
    be induced to accept such an office. So, for that
    reason, again, he's entitled to absolute immunity.
    And any incorrect amounts that the Adamses claim he
    put     in   his       bill   of   cost,      mistakes    in   judgment,
    mistakes with fact, that does not open him up to
    personal liability.
    [CCR Page 11 Lines: 16-25, CCR Page 12 Lines: 1-5].
    10
    Again a plea to the jurisdiction can not resolve the issue of fact as to whether
    it was an official mistake made in good faith.
    PRAYER FOR RELIEF
    Reversal is appropriate when a Court renders judgments in arbitrary or
    unreasonable manner without reference to any guiding rules or principles see Jelinek
    v. Casas, 
    328 S.W.3d 526
    , 539 (Tex. 2010). The complete record before this Court
    evidences the trial court abuse discretion in granting judicial immunity to a court
    clerk, and continued acting in an arbitrary manner with sheer disregard for the law
    in excusing his court clerk from filing a response to a no evidence summary
    judgment motion, permitting Harris County’s suit to go to a jury to litigate matters
    already outlined in appellate mandate [APP 2].
    Therefore the Adams is praying for some relief by (1) reversal of the order
    granting Mr. Prine’s plea to jurisdiction and (2)in the interest of justice, pursuant to
    TEX. R. APP. P. 29.6 Adams pray that this Court will review pending motions for
    review of interlocutory orders that impairs the effectiveness of the relief sought or
    that may be granted on appeal.
    Respectfully submitted,                      Respectfully submitted,
    /s/: Cecil Adams          .                  /s/: Maxine Adams
    Cecil Adams                                  Maxine Adams
    5510 S. Rice #1206                           5510 S. Rice #1206
    Houston, Texas 77081                         Houston, Texas 77081
    713.840.0330                                 713.840.0330
    cecillovesmax@sbcglobal.net                  cecillovesmax@sbcglobal.net
    Pro Se                                       Pro Se
    11
    CERTIFICATE OF SERVICE
    In accordance with the Texas Rules of Appellate Procedure 9.2(c)(1), I certify
    that a copy of this Appellate Brief was served on the following parties by e-service
    through a government approved electronic filing system via email on June 19, 2015.
    Vince Ryan, Esq.
    Harris County Attorney
    vince.ryan@cao.hctx.net
    Clinton Gambil Senior
    Assistant County Attorney
    clinton.gambill@cao.hctx.net
    Brian A. Quintero
    Esq. Senior Assistant County Attorney
    brian.quintero@cao.hctx.net
    1019 Congress, 15th Floor
    Houston, Texas 77002
    p. 713.274.5173 f. 713.437.8633
    ATTORNEYS FOR CHRIS DANIEL AHARRIS COUNTY
    Timothy J. Henderson
    6300 West Loop South, Suite 280
    Bellaire, Texas 77401
    timhenderson@msn.com
    p. 713.667.7878 f. 713.668.5697
    COUNSEL FOR REBECCA ROSS
    Jayson Booth, Esq.
    3730 Kirby Drive, Suite 777
    Houston, Texas 77098
    jbooth@boothricheylaw.com
    713.333.0377 713.526.1175 (fax)
    COUNSEL FOR KATHLEEN KEESE
    12
    Christian Cobe Vasquez
    Assistant Attorney General
    P.O. Box 12548, Capitol Station Austin,
    Texas 78711
    christin.cobe@texasattorneygeneral.gov
    p. (512) 463-2080 f. (512) 495-9139 (fax)
    COUNSEL FOR CHRISTOPHER PRINE
    /s/: Maxine Adams
    Maxine Adams
    Pro Se
    /s/: Cecil Adams
    Cecil Adams
    Pro Se
    CERTIFICATE OF COMPLIANCE
    Pursuant to TEX. R. APP. P. 9, I hereby certify that this Appellate
    Brief contains 2,167 words. This is a computer-generated document created in
    Microsoft Word, using 14-point typeface for all text except those excluded for
    inclusion under TEX. R. APP. 9.4(i)(1). In making this certificate of compliance, I
    am relying on the word count provided by the software used to prepare the document.
    /s/: Maxine Adams
    Maxine Adams
    Pro Se
    /s/: Cecil Adams
    Cecil Adams
    Pro Se
    13
    INDEX TO THE APPENDIX
    APPENDIX 1: ORDER ON PLEA TO JURISDICTION................................. 15
    3/13/15 ELECTRONIC ORDER
    3/16/15 HANDWRITTEN COPY OF ELECTRONIC ORDER
    APPENDIX 2: 4/2/2014 APPELLATE MANDATE/JUDGMENT ................. 16
    APPENDIX 3: 7/31/2014 ORDER AFFIRMING APPELLATE MANDATE 17
    14
    APPENDIX 1: ORDER ON PLEA TO JURISDICTION................................. 15
    15
    CertifiedDocumentNumber:64620586-Page1of1
    11C
    Pgs-1
    PJURX
    I, Chris Daniel, District Clerk of Harris
    County, Texas certify that this is a true and
    correct copy of the original record filed and or
    recorded in my office, electronically or hard
    copy, as it appears on this date.
    Witness my official hand and seal of office
    this June 19, 2015
    Certified Document Number:        64620586 Total Pages: 1
    Chris Daniel, DISTRICT CLERK
    HARRIS COUNTY, TEXAS
    In accordance with Texas Government Code 406.013 electronically transmitted authenticated
    documents are valid. If there is a question regarding the validity of this document and or seal
    please e-mail support@hcdistrictclerk.com
    CertifiedDocumentNumber:64649694-Page1of1
    I, Chris Daniel, District Clerk of Harris
    County, Texas certify that this is a true and
    correct copy of the original record filed and or
    recorded in my office, electronically or hard
    copy, as it appears on this date.
    Witness my official hand and seal of office
    this June 19, 2015
    Certified Document Number:        64649694 Total Pages: 1
    Chris Daniel, DISTRICT CLERK
    HARRIS COUNTY, TEXAS
    In accordance with Texas Government Code 406.013 electronically transmitted authenticated
    documents are valid. If there is a question regarding the validity of this document and or seal
    please e-mail support@hcdistrictclerk.com
    APPENDIX 2: APPELLATE MANDATE ....................................................... 16
    16
    MANDATE
    Court of Appeals
    First District of Texas
    NO. 01-11-00552-CV
    MAXINE ADAMS AND CECIL ADAMS, Appellants
    V.
    REBECCA ROSS, Appellee
    Appeal from the 269th District Court of Harris County. (Tr. Ct. No. 2010-12207).
    TO THE 269TH DISTRICT COURT OF HARRIS COUNTY, GREETINGS:
    Before this Court, on the 2nd day of August, 2013, the cause upon appeal to revise
    or to reverse your judgment was determined. This Court made its order in these words:
    The cause heard today by the Court is an appeal from the judgment
    signed by the court below on August 24, 2011. Appellants, Maxine Adams
    and Cecil Adams, did not timely file a brief. After being notified that this
    appeal was subject to dismissal, appellants did not adequately respond. It is
    therefore CONSIDERED, ADJUDGED, and ORDERED that the appeal
    be dismissed for want of prosecution.
    It is further ORDERED that appellant Maxine Adams pay all costs
    incurred by reason of this appeal, which the Clerk of this Court will list on
    the statement of costs that will issue with the mandate in this appeal.
    It is further ORDERED that if all or part of the unpaid costs
    incurred by reason of this appeal are collected in any process to enforce this
    judgment, then the trial court clerk must immediately remit to the Clerk of
    this Court any amount shown as owing and due on this Court’s statement of
    costs.
    It is further ORDERED that this decision be certified below for
    observance.
    Judgment rendered August 2, 2013.
    Judgment rendered by panel consisting of Justices Jennings, Brown, and Huddle.
    WHEREFORE, WE COMMAND YOU to observe the order of our said Court
    in this behalf and in all things to have it duly recognized, obeyed, and executed.
    April 4, 2014
    ____________________                               __________________________
    Date                                               CHRISTOPHER A. PRINE
    CLERK OF THE COURT
    APPENDIX 3: ORDER AFFIRMING APPELLATE MANDATE ................. 17
    17
    COURT OF APPEALS FOR THE
    FIRST DISTRICT OF TEXAS AT HOUSTON
    ORDER
    Appellate case name:      Maxine Adams and Cecil Adams v. Rebecca Ross
    Appellate case number:    01-11-00552-CV
    Trial court case number: 1012207
    Trial court:              269th District Court of Harris County
    On June 30, 2014, Appellee, Rebecca Ross, filed her Emergency Motion for Judgment on
    Distribution of Funds in the Court Registry. The motion is DENIED.
    Our plenary power has expired. “Generally, after the term in which we render a
    judgment expires, we lack plenary power to correct or alter that judgment, except for ministerial
    acts consistent with the judgment.” Whitmire v. Greenridge Place Apts., 
    333 S.W.3d 255
    , 260
    (Tex. App.—Houston [1st Dist.] 2010, pet. dism’d) (citing Mapco, Inc. v. Forrest, 
    795 S.W.2d 700
    , 702 (Tex. 1990) (orig. proceeding)); see also TEX. R. APP. P. 19.3 (“After its plenary power
    expires, the court cannot vacate or modify its judgment.”). “Even after our plenary power
    expires, however, we retain the ability to correct clerical errors in our judgments and opinions,
    issue and recall our mandates, and enforce or suspend enforcement of our judgments.” 
    Id. at 260–61.
    TEX. R. APP. P. 19.3(a)–(c). We decline to recall our mandate.
    On May 20, 2014, the Honorable Dan Hinde issued an order in the trial court denying
    several motions:
    1. Rebecca Ross’s Motion to Release Deposit and Release Judgment,
    2. Harris County District Clerk’s Motion to Release Funds and Motion for Instruction,
    3. Cecil Adam’s Request to Release Funds, and
    4. Court Reporter Kathleen Keese’s oral request for funds.
    In his order, Judge Hinde indicated the proper avenue for the parties to address the
    distribution of funds from the court’s registry was to either file their motions with this Court, or
    to file common law actions. Judge Hinde cites to two cases in his order, Muniz v. Vasquez, 
    797 S.W.2d 147
    , 150-151 (Tex. App.—Houston [14th Dist.] 1990, no writ) and 
    Whitmire, 333 S.W. at 261
    . The case before us, however, is distinguishable in that the Adamses were the prevailing
    party in the trial court, yet nevertheless decided to appeal, and it was the appellee, Ross, who
    deposited funds with the trial court clerk in lieu of filing a surety bond. In our judgment, costs
    were taxed against Maxine Adams, not Ross. It would not, therefore, be logical to tax costs
    against the funds on deposit with the trial court clerk because Ross, the depositor of the funds,
    has no responsibility to pay the costs. Accordingly, there is no error in our judgment, and we
    decline to recall our mandate.
    Ross has further asked both the trial court, and now this Court, to issue an order
    distributing a portion of the funds in the registry to enforce a judgment she won against the
    Adamses in a wholly separate cause of action. Ross has cited to no authority showing either the
    trial court or this Court have jurisdiction to do this.
    Under Texas Rules of Appellate Procedure 4.1(c)(3), (d); 43.2; and 43.4, we have
    authority to tax costs and to render judgment against parties, sureties, and the court registry.
    Ross has cited to no authority, however, indicating we have authority to direct how funds
    released from the court registry are to be divided. The disputes among the parties to this appeal
    (the Adamses and Ross) and the claimants (the courts and court reporter), may be resolved
    through common law actions if the parties are not able to agree to a distribution of the money in
    accordance with TEX. R. APP. P. 24.1(c)(3).
    It is so ORDERED.
    Judge’s signature: /s/ Harvey Brown
    X Acting individually     Acting for the Court
    Date: July 31, 2014