Abraham Michael Linscomb v. State of Texas ( 2002 )


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  •                                   NO. 07-01-0165-CR
    IN THE COURT OF APPEALS
    FOR THE SEVENTH DISTRICT OF TEXAS
    AT AMARILLO
    PANEL D
    MAY 16, 2002
    ______________________________
    ABRAHAM MICHAEL LINSCOMB, APPELLANT
    V.
    THE STATE OF TEXAS, APPELLEE
    _________________________________
    FROM THE 182ND DISTRICT COURT OF HARRIS COUNTY;
    NO. 798577; HONORABLE JEANNINE BARR, JUDGE
    _______________________________
    Before BOYD, C.J., and QUINN and REAVIS, JJ.
    Pursuant to a plea of guilty for aggravated sexual assault of a child, appellant
    Abraham Michael Linscomb was granted deferred adjudication for ten years, placed on
    community supervision, and assessed a $300 fine. Upon the State’s motion to proceed
    with an adjudication of guilt, appellant entered a plea of not true and a hearing was
    conducted. After finding that appellant had violated numerous conditions of his community
    supervision, the trial court adjudicated him guilty and sentenced him to 35 years
    confinement. Although appellant filed a pro se notice of appeal, after counsel was
    appointed, a second notice of appeal was timely filed reciting all the specifications of Rule
    25.2(b)(3) of the Texas Rules of Appellate Procedure. Presenting five points of error, he
    asserts (1) he should have been granted a new trial because the trial court considered
    inadmissible polygraph evidence resulting in a violation of his due process rights under
    the Texas Constitution; (2) the trial court abused its discretion in denying his motion and
    request for an evidentiary hearing with live testimony instead of a “paper hearing by
    affidavit” regarding his motion for new trial based on ineffective assistance of counsel; (3)
    he was denied effective assistance of counsel at the adjudication and punishment phases;
    (4) the trial court abused its discretion in rejecting his reinstatement of his deferred
    probation and instead sentencing him to 35 years confinement resulting in a violation of
    his due process rights under the Texas Constitution, and (5) the trial court’s imposition of
    a 35-year sentence for his first offense violated his right to be free from cruel and unusual
    punishment under the United States Constitution. Based upon the rationale expressed
    herein, we affirm.
    Initially, the State asserts that under article 42.12, section (5)(b) of the Texas Code
    of Criminal Procedure Annotated (Vernon Supp. 2002), we do not have jurisdiction to
    review any of appellant’s contentions addressed to the trial court’s determination to
    adjudicate guilt and that only issues relating to appellant’s punishment may be considered.
    2
    We agree to a certain extent. Article 42.12, section (5)(b) does not bar appellate review
    of all proceedings after an adjudication of guilt. Thus, in addition to issues relating to
    appellant’s punishment, we also have jurisdiction to review any issues raised by motion
    for new trial, a post-conviction proceeding, that are unrelated to his conviction. See
    Daniels v. State, 
    63 S.W.3d 67
    , 69 (Tex.App.–Houston [14th Dist.] 2001, pet. ref’d )
    (holding that appellate review of a claim that the trial court failed to hold a hearing on a
    motion for new trial is not barred by article 42.12, section (5)(b) because it does not arise
    from the determination to adjudicate guilt).
    Notice of Appeal
    Rule 25.2(b)(3) provides that in order for a notice of appeal to properly invoke this
    Court’s jurisdiction following a judgment entered on a negotiated guilty plea, the notice
    must (A) specify that the appeal is for a jurisdictional defect; (B) specify that the substance
    of the appeal was raised by written motion and ruled on before trial; or (C) state that the
    trial court granted permission to appeal. After counsel was appointed, he filed the
    following notice of appeal which provides in part:
    The Defendant further alleges that if this appeal is from a judgment rendered
    on a plea of guilty or nolo contendere that the trial court granted permission
    to appeal, or that if the trial court did not exceed the prosecutor’s
    recommended punishment, that this appeal is for a jurisdictional defect, or
    that the substance of the appeal was raised by written motion and ruled on
    before trial.
    3
    Rule 25.2(b)(3) does not mean that our jurisdiction is properly invoked by the filing of a
    specific notice of appeal complying only in form with the extra-notice requirements of the
    rule. Sherman v. State, 
    12 S.W.3d 489
    , 492 (Tex.App.–Dallas 1999, no pet.). An
    appellant must in good faith comply in both form and substance with the extra-notice
    requirements of the rule. 
    Id. Not only
    must the notice of appeal recite the applicable extra-
    notice requirements, the record must also substantiate the recitations. Betz v. State, 
    36 S.W.3d 227
    , 228-29 (Tex.App.–Houston [14th Dist.] 2001, no pet.). Noncompliance, either
    in form or in substance, will result in failure to properly invoke this Court’s jurisdiction over
    an appeal to which the rule applies.               Flores v. State, 
    43 S.W.3d 628
    , 629
    (Tex.App.–Houston [1st Dist.] 2001, no pet.).
    Nevertheless, in Vidaurri v. State, 
    49 S.W.3d 880
    , 885 (Tex.Cr.App. 2001), the
    Court held that the extra-notice requirements of Rule 25.2(b)(3) of the Texas Rules of
    Appellate Procedure do not apply to claims that are unrelated to the trial court’s
    determination to adjudicate guilt. Thus, a general notice of appeal properly invokes our
    jurisdiction to consider any claims raised by appellant unrelated to his conviction.
    By his first point of error, appellant asserts that he should have been granted a new
    trial because the trial court considered polygraph evidence at the adjudication hearing in
    violation of his due process rights under the Texas Constitution. This contention is a
    challenge to the trial court’s determination to adjudicate guilt which cannot be considered
    on appeal. Connolly v. State, 
    983 S.W.2d 738
    , 741 (Tex.Cr.App. 1999); Cooper v. State,
    4
    
    2 S.W.3d 500
    , 502 (Tex.App.–Texarkana 1999, pet. ref’d) (holding that a complaint that
    the trial court admitted evidence in violation of the defendant’s constitutional rights was an
    attempt to appeal from the decision to adjudicate guilt). We have no jurisdiction to
    consider appellant’s first point of error.
    By his second point of error, appellant contends the trial court abused its discretion
    in denying his motion and request for an evidentiary hearing with live witness testimony
    instead of a “paper hearing by affidavit” regarding his motion for new trial raising grounds
    of ineffective assistance of his trial counsel. We disagree. A motion for new trial is a post-
    adjudication proceeding; therefore, article 42.12, section 5(b) does not foreclose appellate
    review of appellant’s claim as it relates to issues other than the trial court’s determination
    to adjudicate guilt. 
    Daniels, 63 S.W.3d at 69
    ; see also Amaro v. State, 
    970 S.W.2d 172
    ,
    173 (Tex.App.–Fort Worth 1998, no pet.) (holding that a motion for new trial contention
    that the trial court erred in failing to hold a hearing does not arise from the determination
    to adjudicate guilt).
    Rule 21.7 of the Texas Rules of Appellate Procedure authorizes a trial court to
    receive evidence at a hearing on a motion for new trial by affidavit or otherwise. A trial
    court’s decision on a motion for new trial may be based on sworn pleadings and affidavits
    admitted into evidence without hearing oral testimony. McIntire v. State, 
    698 S.W.2d 652
    ,
    658 (Tex.Cr.App. 1985); Scaggs v. State, 
    18 S.W.3d 277
    , 281 (Tex.App.–Austin 2000, pet.
    ref’d). The trial court held a hearing on appellant’s motion and received three affidavits
    5
    into evidence. However, two of the three affidavits in support of appellant’s motion were
    acknowledged by appellant’s attorney. Affidavits sworn to before a movant’s attorney are
    insufficient to support a motion for new trial. Garza v. State, 
    630 S.W.2d 272
    , 273-74
    (Tex.Cr.App. 1982); Stubbs v. State, 
    457 S.W.2d 563
    , 564 (Tex.Cr.App. 1970). The third
    affidavit was not notarized by counsel; however, appellant received a hearing on his
    motion for new trial albeit by affidavit and not live testimony in compliance with Rule 21.7.
    Thus, the trial court did not abuse its discretion in denying appellant’s request for a
    hearing with live witnesses. Point of error two is overruled.
    By his third point of error, appellant complains that trial counsel was ineffective in
    failing to properly and independently investigate exculpatory testimony of potential defense
    witnesses.   By his argument, appellant alleges counsel was ineffective at both the
    adjudication phase and the punishment phase. We do not have jurisdiction to consider
    appellant’s assertion that trial counsel was ineffective during the adjudication hearing.
    Tex. Code Crim. Proc. Ann. art. 42.12, § 5(b). However, we may consider appellant’s
    contention that trial counsel was ineffective during the punishment hearing. 
    Vidaurri, 49 S.W.3d at 885
    . Appellant contends that the testimony of three specific witnesses which
    trial counsel failed to present during the punishment phase would have resulted in a lower
    sentence than the 35-year sentence actually imposed. We disagree.
    Under Strickland v. Washington, 
    466 U.S. 668
    , 
    104 S. Ct. 2052
    , 
    80 L. Ed. 2d 674
    (1984), a defendant claiming ineffective assistance of counsel must establish that (1)
    6
    counsel’s performance was deficient (i.e., fell below an objective standard of
    reasonableness, and (2) there is a reasonable probability that but for counsel’s deficient
    performance, the result of the proceeding would have been different. Hernandez v. State,
    
    726 S.W.2d 53
    , 55 (Tex.Cr.App. 1986).         A strong presumption exists that defense
    counsel’s conduct falls within a wide range of reasonable representation. 
    Strickland, 466 U.S. at 690
    , 104 S.Ct. at 
    2064, 80 L. Ed. 2d at 695
    ; Dewberry v. State, 
    4 S.W.3d 735
    , 757
    (Tex.Cr.App. 1999), cert. denied, 
    529 U.S. 1131
    , 
    120 S. Ct. 2008
    , 
    146 L. Ed. 2d 958
    (2000).
    Appellant’s conviction for aggravated sexual assault of a child, a first degree felony,
    carries a penalty of five to 99 years confinement. Tex. Pen. Code Ann. § 12.32(a) (Vernon
    1994) and § 22.021(e) (Vernon Supp. 2002). A trial court is vested with a great degree of
    discretion in imposing an appropriate sentence. Jackson v. State, 
    680 S.W.2d 809
    , 814
    (Tex.Cr.App. 1984) (en banc).      A penalty imposed within the range of punishment
    established by the Legislature should not be disturbed on appeal. Nunez v. State, 
    565 S.W.2d 536
    , 538 (Tex.Cr.App. 1978).
    Appellant’s 35-year sentence is substantially below the maximum term of 99 years.
    His contention that the testimony of three witnesses would have resulted in a lower
    sentence is not substantiated by the record. A challenge of ineffective assistance must
    be firmly founded in the record. Mercado v. State, 
    615 S.W.2d 225
    , 228 (Tex.Cr.App.
    1981). He does not indicate what the testimony of the witnesses would have shown, but
    merely alleges that “but for the error of counsel in failing to subpoena and present
    7
    testimony” of three named witnesses, he would not have received a 35-year sentence.
    Appellant has not affirmatively demonstrated prejudice. Garcia v. State, 
    887 S.W.2d 862
    ,
    880 (Tex.Cr.App. 1994), cert. denied, 
    514 U.S. 1021
    , 
    115 S. Ct. 1368
    , 
    131 L. Ed. 2d 223
    (1995). Although the record on direct appeal is undeveloped, appellant may have
    recourse for his complaint by submitting an application for a post-conviction writ of habeas
    corpus. Tex. Code Crim. Proc. Ann. art. 11.07 (Vernon Supp. 2002); see also Oldham v.
    State, 
    977 S.W.2d 354
    , 363 (Tex.Cr.App. 1998), cert. denied, 
    525 U.S. 1181
    , 
    119 S. Ct. 1121
    , 
    143 L. Ed. 2d 116
    (1999). Point of error three is overruled.
    By his fourth point of error, appellant alleges that his due process rights under the
    Texas Constitution were violated when the trial court abused its discretion in rejecting
    reinstatement of his deferred probation and sentencing him to an excessive term of 35
    years confinement for aggravated sexual assault of a child. By his fifth point of error, he
    asserts that his sentence for his first offense constitutes a violation of his right under the
    Eighth Amendment to the United States Constitution to be free from cruel and unusual
    punishment. We have jurisdiction to consider these points because appellant challenges
    only punishment and not the trial court’s decision to adjudicate guilt. 
    Vidaurri, 49 S.W.3d at 885
    .
    At the time his sentence was pronounced, appellant did not present any objections
    or motions alleging that his 35-year sentence was grossly disproportionate to the crime
    and thus constituted cruel and unusual punishment. Thus, he has not preserved his
    8
    complaint for appellate review. Tex. R. App. P. 33.1(a); see Smith v. State, 
    721 S.W.2d 844
    , 855 (Tex.Cr.App. 1986) (noting that every right, constitutional or statutory, may be
    waived by failure to object) ; see also Smith v. State, 
    10 S.W.3d 48
    , 49
    (Tex.App.–Texarkana 1999, no pet.) (holding that a complaint of a statute’s
    unconstitutionality for authorizing punishment that is grossly disproportionate to the crime
    was not preserved for review); Solis v. State, 
    945 S.W.2d 300
    , 301 (Tex.App.–Houston [1st
    Dist.] 1997, pet. ref’d) (holding that error was not preserved on a complaint that a sentence
    was grossly disproportionate to the offense). However, in the interests of justice we will
    consider appellant’s contentions. By his arguments under his fourth and fifth points, he
    contends that his sentence is “grossly disproportionate to the seriousness of the offense
    actually committed.” We disagree.
    Citing 
    Nunez, 565 S.W.2d at 538
    , appellant acknowledges that a sentence within
    the statutory limits will not be disturbed on appeal. However, he challenges the Texas
    statutory sentencing scheme for not imposing limits on the sentencing discretion of a trial
    judge. Judicial discretion is defined as discretion bounded by the rules and principles of
    law, and not arbitrary, capricious, or unrestrained; the exercise of judicial judgment based
    on facts and guided by law; discretion exercised in discerning the course prescribed by law
    without giving effect to the will of the judge. Black’s Law Dictionary 467 (6th ed. 1990).
    By imposing a 35-year sentence within the limits prescribed by section 12.32(a) of the
    Penal Code, the trial court did not abuse its discretion.
    9
    Without referencing section 12.32 of the Penal Code, appellant further asserts that
    the sentencing “statute itself is unconstitutional and any sentence imposed thereunder
    must be set aside.” In his brief, appellant reviews numerous federal cases; however, he
    does not show that in its operation, section 12.32 of the Penal Code is unconstitutional as
    applied to him. It is incumbent upon a defendant to show that a statute is unconstitutional
    as to him in his situation. McFarland v. State, 
    928 S.W.2d 482
    , 521-22 (Tex.Cr.App.
    1996), cert. denied, 
    519 U.S. 1119
    , 
    117 S. Ct. 966
    , 
    136 L. Ed. 2d 851
    (1997). An appellant
    must adequately brief a constitutional issue by proffering specific arguments and
    authorities supporting his contentions.          Hicks v. State, 
    15 S.W.3d 626
    , 631
    (Tex.App.–Houston [14th Dist.] 2000, pet. ref’d), citing Lawton v. State, 
    913 S.W.2d 542
    ,
    558 (Tex.Cr.App. 1995), cert. denied, 
    519 U.S. 826
    , 
    117 S. Ct. 88
    , 
    136 L. Ed. 2d 44
    (1996).
    Otherwise, his contentions are inadequately briefed. Tex. R. App. P. 38.1(h).
    An argument that punishment imposed is grossly disproportionate to the offense
    survives under the Eighth Amendment apart from any consideration of whether the
    punishment assessed is within the range established by statute. In our analysis we are
    guided by the criteria set forth in Solem v. Helm, 
    463 U.S. 277
    , 290-92, 
    103 S. Ct. 3001
    ,
    
    77 L. Ed. 2d 637
    (1983). Those criteria are (1) the gravity of the offense and the harshness
    of the punishment; (2) the sentences imposed on other criminals in the same jurisdiction;
    and (3) the sentences imposed for the same offense in other jurisdictions. 
    Id. We first
    compare the gravity of the offense against the severity of the sentence in light of the harm
    10
    caused or threatened to the victim or society and the culpability of the offender. Only if we
    determine that the sentence is grossly disproportionate to the offense do we consider the
    remaining two Solem factors. 
    Id. Appellant pleaded
    guilty to intentionally and knowingly causing the sexual organ of
    a child under the age of 14 to contact his sexual organ. A psychiatric examination
    established that appellant was sane and that he knew the conduct charged was wrong.
    According to the psychiatric evaluation, appellant had a problem with setting fires and was
    hospitalized in a psychiatric facility during his early teens for attempting to burn down the
    apartment he and his mother lived in. Although he admitted a history of drug use, he
    claimed that at the time of the charged offense, he was sober adding that “bad things
    happen to him when he is sober,” and explained that he sexually assaulted a neighbor’s
    child and described it like a dream he went along with. Appellant was charged with
    aggravated sexual assault of a child, a first degree felony punishable from five to 99 years
    confinement and a $10,000 fine.        Tex. Pen. Code Ann. §§ 12.32 and 22.021(e).
    Considering appellant’s history and the gravity of the crime, we conclude that his 35-year
    sentence is not grossly disproportionate to the offense. Cf. Alvarez v. State, 
    63 S.W.3d 578
    , 580 (Tex.App.–Fort Worth 2001, no pet.) (holding that a 55-year sentence for
    aggravated sexual assault of a child was not grossly disproportionate). Points of error four
    and five are overruled.
    Accordingly, the judgment of the trial court is affirmed.
    11
    Don H. Reavis
    Justice
    Do not publish.
    12