Roger Eugene Fain v. State ( 2014 )

COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 02-13-00366-CR
ROGER EUGENE FAIN APPELLANT
V.
THE STATE OF TEXAS STATE
----------
FROM THE 372ND DISTRICT COURT OF TARRANT COUNTY
TRIAL COURT NO. 1023944D
----------
MEMORANDUM OPINION 1
----------
In one point, Appellant Roger Eugene Fain appeals the trial court’s order
denying his second motion for forensic DNA testing of evidence related to his
capital murder conviction. 2 Because we conclude that the trial court erred by
1
See Tex. R. App. P. 47.4.
2
See Tex. Code Crim. Proc. Ann. art. 64.05 (West 2006); Tex. Penal Code
Ann. § 19.03(a)(2) (West Supp. 2014).
denying the motion, we reverse the trial court’s order and remand this case for a
new hearing.
Background Facts
This is not Appellant’s first proceeding in this court. In affirming his 2007
conviction and life sentence for capital murder, 3 we provided details related to the
murder of Linda Donahew:
Bonnie Bishop shared a house with her sister, Donahew. On June
1, 1987, Bishop left work and arrived home at approximately 8:00
p.m. She entered the house to find her sister’s nude and blood-
covered body lying on the floor in the bedroom closet.
The autopsy revealed that Donahew had died from manual
strangulation and that a secondary cause of death was a stab
wound to her neck. The postmortem examination also revealed
several hairs found clinched in her hands, DNA artifacts in her
mouth, and three foreign pubic hairs in the genital area.
Approximately fourteen years later, in August 2001, a DNA
sample was taken from Appellant, who was incarcerated for an
unrelated crime. The sample was entered into the Combined DNA
Index System (CODIS) of the Texas Department of Public Safety
(DPS). Four years later, in October 2005, the cold case of
Donahew’s murder was reopened, and the DNA samples acquired
during the examination of her body were uploaded into CODIS and
were found to match the DNA profile of Appellant.
. . . At trial, the State relied on the DNA evidence, testimony
from a witness who saw a truck similar to that owned by Appellant at
the time of the offense parked in front of Donahew’s house at the
time of the offense, the testimony of an inmate, Danny Smith, who
claimed that Appellant had confessed to him in jail, testimony that
3
Fain v. State, No. 02-08-00002-CR, 2009 WL 2579580, at *1, 9 (Tex.
App.—Fort Worth Aug. 20, 2009, pet ref’d) (mem. op., not designed for
publication).
2
Donahew had previously been seen in the company of Appellant,
and testimony that on the day of her death she had said that she
was worried about meeting someone who wanted to look at a truck
she was selling.
Dr. Nizam Peerwani, the medical examiner who performed the
autopsy and forensic examination of Donahew’s body, testified that
he took oral swabs from her mouth and that they contained DNA
material. . . . Kelly Solis testified that she was a DNA analyst for the
DPS CODIS lab . . . . She testified that the DNA samples from the
oral swabs taken by Dr. Peerwani matched Appellant’s DNA profile.
Constance Patton testified that she was a senior forensic
biologist and DNA technical leader for the medical examiner’s office
crime laboratory in Fort Worth. She testified that she had examined
the samples from the oral swabs taken by Dr. Peerwani and that the
results of her examination showed that the samples contained DNA
material consistent with the DNA of Donahew and a mixture
containing one DNA sample consistent with that of Appellant and a
sample of male DNA foreign to both Donahew and Appellant.
Patton testified that it could not be determined whether Appellant’s
DNA had been contributed before or after the other male DNA or
how long it had been present. She also testified that she had tested
a portion of a towel taken from Donahew’s house. The towel tested
presumptively for blood and also for a mixture of DNA from
Donahew. She testified that a sample of male DNA from Ronald
Nix, a boyfriend of Donahew, could not be excluded from matching
the sample on the towel. Patton also found a sperm stain on the
comforter from Donahew’s bed, the DNA profile of which also
matched Nix’s sample.
....
Detective Jim Ford testified that he had requested DNA testing
of [an] unknown pubic hair found on Donahew’s body. The test
showed that Nix could not be eliminated as a contributor of the hair.
....
Ernest Fain, Appellant’s brother, testified that in 1987,
Appellant drove a mid–1970s white Ford pickup truck and that the
truck had a black tool box and PVC piping attached to its bed. . . .
3
Sheila Nelson testified that she lived next door to Donahew in
1987 . . . [and] [o]n the day of Donahew’s murder, Nelson and her
husband left the house at approximately 5:15 p.m. to take a walk.
They noticed a white Ford pickup truck parked on the street . . .
between [Nelson’s and Donahew’s houses]. She testified that it was
an older model truck with a tool box. The truck was still there when
she returned from her walk about fifteen to twenty minutes later. . . .
....
Michael Higham testified that in the late spring and summer of
1987, he was the detail shop manager of Pleasant Ridge Car Wash
in Arlington. In the late spring or early summer of 1987, Donahew
took her car in for detailing. When he had finished with the car, he
went to the horse stables to pick her up and take her back to her car.
She was with a man whom he identified as Appellant. . . .
....
Danny Smith, a sixty-three-year-old inmate who at the time of
trial was serving forty-five years’ confinement for involuntary
manslaughter, . . . testified that he knew Appellant from having been
in prison with him. . . . Appellant told Smith that he had been having
sex with Donahew and had unintentionally strangled her during sex.
...
....
. . . Smith testified that Appellant had shared news articles
from newspapers and from the internet about the Donahew murder
case.
Ronald Nix testified that he had dated Donahew from
February 1987 until her death. . . . He testified that shortly before
her death, he had been at a club with Donahew and had seen her
talking with a man whom Nix identified as Appellant. 4
In the appeal from his conviction, we rejected Appellant’s argument that
the evidence was legally and factually insufficient to show that he committed the
4
Id. at *1–4 (internal quotation marks omitted).
4
murder, although we noted that the evidence was “equivocal.” 5 Indeed, the
evidence against Appellant was far from overwhelming. As we noted,
Smith admitted that he was worried about the possibility of
dying in prison and that he had lost various appeals in his case, up
to and including his appeals in federal court and the United States
Supreme Court. He also admitted that he had made contact with the
Tarrant County District Attorney’s office regarding testifying against
Appellant, calling himself a “crucial State’s witness” and offering his
testimony in exchange for benefits to him, including help with his
sentence. He testified that he had wanted a guarantee in writing of
help “in this and possibly other offenses currently unsolved.” He
also admitted to having offered himself as a State’s witness in other
cases. In exchange, he had asked to be removed from his current
prison unit and placed in a unit with better medical facilities. He also
admitted that he had, in fact, been moved to a geriatric medical
facility in the Terrell Unit.
Smith testified that when he was interviewed by Appellant’s
trial counsel, he had told them that he did not know why he had
been brought to Tarrant County and that he did not have any
information that would help the State regarding Appellant’s alleged
killing of Donahew. Smith also denied knowing that one of
Appellant’s attorneys was, in fact, an attorney. Later, however,
Smith admitted that he had previously written to the same attorney
requesting help in his case. 6
Additionally,
Donald Thweatt testified that in 1987 he owned two horses,
which he stabled at Braddock’s Stables in Arlington. Around June 1,
1987, he saw Donahew, who also kept horses there, at the stables.
She was not driving her usual vehicle but was with a male in a 1970s
white Ford pickup. He described the man as being about six feet tall
and weighing around 180 pounds with shoulder-length hair and
glasses. On cross examination, Thweatt said that Donahew and the
5
Id. at *5.
6
Id. at *4.
5
man were unloading clear plastic bags of cedar shavings. He also
described the man as having an untrimmed and unkempt beard.
Thweatt testified that he could not remember the exact date, but that
it was “sometime in the late spring of 1987.”
....
Ronald Nix testified that . . . [i]n May 1987, he and Donahew
had taken a vacation together to Mexico. A picture taken at the time
of the trip showed that in May 1987, Nix had dark, curly hair and
wore a full beard. 7
Other testimony noted in our original opinion included the following:
Luke Kortegast, who testified by videotaped deposition
because he was on active duty in the military and scheduled to be
deployed overseas, testified that at the time of the offense, when he
was seventeen years old, he lived with his parents next door to
Donahew, whom he described as attractive. He often saw a white
pickup truck parked at Donahew’s house from the winter of 1986
through the early spring of 1987. He described the truck as a mid-
to-late 1970s white pickup truck with large tires and a raised
suspension. He thought that it was a four-wheel drive truck and in
“pretty good shape.” He testified that on occasion the truck had
been at the house overnight. He did not remember the truck[’]s
having a toolbox or a PVC pipe attached to its bed.
He described the driver as a white male, approximately six
feet tall and weighing between 175 and 200 pounds, with long dark
brown hair and a beard that ranged from a few days’ stubble to a full
beard. Kortegast testified that the man usually wore a baseball cap
and aviator-type sunglasses.
At some point in the spring, Kortegast stopped seeing the
truck at Donahew’s house, but he testified that he did see it parked
in the driveway one more time on the day of Donahew’s murder. He
testified that the truck was in the driveway at approximately 10:30
a.m. the day of her death. He was unable to identify Appellant as
the driver of the truck, either at trial or from a photo spread.
Kortegast also testified that Donahew had frequent visitors in
7
Id. at *3–4.
6
addition to the bearded man.
. . . Appellant’s brother [Ernest], . . . described [Appellant’s
truck] as a standard truck, not a raised four-wheel-drive vehicle. He
also testified that he had seen Appellant approximately a dozen
times during 1986 and 1987 and that he had never known Appellant
to have a beard. He also testified that the pickup was “very beat up.”
. . . . [After their walk, Nelson] and her husband went out to
eat, and when they returned at about 8:30 p.m., the pickup was
gone. Nelson testified that Donahew had had a lot of friends and
quite a bit of company.
Bishop, Donahew’s sister, testified that in November 2005 she
had been shown a photo spread containing Appellant’s photograph.
After looking at it for approximately twenty minutes, she had told
Detective Ford that she did not recognize anyone in it. After the
photo array was shown to her other sister, however, Bishop asked to
see it again, and she then told Ford that it looked like someone who
had come up to Donahew in a restaurant and bar called John B’s.
Bishop also testified that Donahew had broken up with Nix some
time before her death. 8
Although Higham identified Appellant as the man he saw with Donahew at
the stables, he told Arlington police officer William Zimmerman that he had talked
to Mrs. Braddock for a few minutes “until Donahew arrived with a white male who
was driving a pale blue 1973 or 1974 pickup truck with wide spoked wheels.” 9
The only evidence that Appellant strangled Donahew is Smith’s testimony
of Appellant’s purported confession of consensual sexual activity with consensual
autoerotic choking that accidentally resulted in strangling. But there is no
8
Id. at *2–3.
9
Id. at *4.
7
evidence of Appellant’s using a knife, although Donahew was also fatally
stabbed. Additionally, we noted in our original opinion,
Linda Reed testified that Donahew was a close friend and had
come to her house for a visit around 11:00 a.m. on the day she died.
Donahew left around 3:00 p.m. that afternoon, and as she left, she
told Reed that she was nervous because later she was going to
show her pickup truck to a man she had met at the stables and that
he might buy it from her. Reed testified that Donahew had a bad
feeling about the meeting. 10
Following our opinion affirming the conviction, Appellant filed his first
motion for postconviction forensic DNA testing, and in September 2010, the trial
court denied that motion. 11 In 2012, we affirmed the order denying Appellant’s
first motion. 12 We explained, in part, that the trial court did not err by denying
Appellant’s motion to test several items—including six head hairs clenched in
Donahew’s hands, loose pubic hairs combed from Donahew’s pubic hair, blood
on a water knob of a bathroom faucet, Donahew’s fingernail clippings, male DNA
discovered on the bra and shirt Donahew wore on the day of her death, and a
knife, because as to those items, Appellant failed to establish “no fault” in the
items not being previously tested. 13
10
Id. at *8.
11
Fain v. State, No. 02-10-00412-CR, 2012 WL 752652, at *1 (Tex. App.—
Fort Worth Mar. 8, 2012, pet. ref’d) (Fain II).
12
Id. at *21.
13
Id. at *5–18.
8
In April 2013, Appellant acting pro se, filed his second motion for post-
conviction DNA testing of items that “ha[d] not previously been tested.”
Specifically, he asked for testing of, among other items, hairs from Donahew’s
hands, from a comforter, and from a shirt; pubic hairs from the autopsy; fibers
from Donahew’s body; blood samples from carpet, from a faucet, and from a ball
point pen; and a comb from a bathroom floor. Appellant contended, “There is
untested biological material in the State’s possession that may well contain the
identity of the person(s) that are responsible, but has never been subjected to
DNA testing.” He also averred, “If DNA other than [Appellant’s] is detected, [that]
could corroborate the theory of someone else[’]s involvement in this case . . . .”
The State confirmed that “evidence exists which may contain biological
material” but contended that probative DNA evidence found on Donahew
inculpated Appellant. After the State responded to Appellant’s second motion, in
June 2013, the trial court denied the second motion because Appellant did not
meet the requirements of either article 64.01 or article 64.03 of the code of
criminal procedure. 14 The trial court adopted the State’s proposed findings of
fact and conclusions of law, as follows:
14
See Tex. Code Crim. Proc. Ann. arts. 64.01, 64.03 (West Supp. 2014).
9
FINDINGS OF FACT
....
5. Oral swabs taken from Linda Donahew’s mouth during the
post-mortem sexual assault examination contained semen from an
unknown individual. . . .
6. On October, 14, 2005, the Tarrant County Medical
Examiner’s Office conducted STR DNA testing on the oral swab. . . .
....
8. The STR profile for the sperm fraction contained a mixture
of two individuals—Ms. Donahew and an unknown contributor. . . .
9. On October 18, 2005, the Texas Department of Public
Safety CODIS Laboratory ran a routine DNA database search which
identified a match between the oral swab’s unknown male
contributor and [Appellant’s] previously submitted DNA specimen.
...
10. On December 19, 2005, the Tarrant County Medical
Examiner’s Office conducted STR DNA testing on a saliva swab
taken from [Appellant]. . . .
11. The DNA analyst concluded that [Appellant] cannot be
excluded as the contributor of the male component of the sperm
fraction mixture. . . .
12. The DNA analyst calculated that at least 99.999% of the
Caucasian, African-American, and Southwestern Hispanic
populations can be excluded as a possible contributor to the sperm
fraction mixture. . . .
13. [Appellant] cannot be excluded as the contributor of the
most significant biological evidence—the semen found in Ms.
Donahew’s mouth.
14. Given the previously-tested DNA evidence inculpating
[Appellant] and its high-probative value, it is unlikely that newer
testing of this evidence or any other evidence would provide results
which would exonerate him.
10
15. [Appellant] does not meet the article 64.01 requirements
for post-conviction forensic DNA testing.
16. [Appellant] does not meet the article 64.03 requirements
for post-conviction forensic DNA testing.
CONCLUSIONS OF LAW
....
3. It is unlikely that newer testing of this evidence or any other
evidence would provide results which would exonerate [Appellant].
...
....
5. A convicted person must establish that there exists a
reasonable probability that exculpatory DNA testing of the evidence
for which he seeks testing would prove his innocence. . . .
6. Given the previously-tested DNA evidence inculpating
[Appellant] and its high-probative value, it is unlikely that newer
testing of this evidence or any other evidence would provide results
which would exonerate him.
Appellant brought this appeal.
The Denial of Appellant’s Motion
We review the trial court’s denial of a motion for DNA testing of biological
material under a bifurcated standard. 15 We afford almost total deference to a trial
court’s determination of issues of historical fact, but we review de novo the trial
court’s applications of the law to facts as long as those applications do not turn
15
Rivera v. State, 89 S.W.3d 55, 59 (Tex. Crim. App. 2002), cert. denied,
539 U.S. 978 (2003).
11
on credibility and demeanor of witnesses. 16 The trial court did not receive live
testimony on Appellant’s second motion for DNA testing; we do not have a
reporter’s record related to the motion.
Chapter 64 of the code of criminal procedure allows a convicted person to
file a motion for forensic DNA testing of evidence containing biological material. 17
Such a motion must be accompanied by an affidavit that is sworn to by the
convicted person and that contains facts in support of the motion. 18 The
biological material to be tested must have either not been previously tested, or if
previously tested, the convicted person must show that “newer testing
techniques . . . provide a reasonable likelihood of results that are more accurate
and probative than the results of the previous test.” 19
The trial court may order DNA testing of biological material only when
identity was an issue in the case and the convicted person proves by a
preponderance of the evidence that a conviction would not have occurred if
exculpatory results had been obtained through testing of the material in
16
Id.; see Harbour v. State, No. 02-10-00558-CR, 2011 WL 3795256, at *1
(Tex. App.—Fort Worth Aug. 25, 2011, no pet.) (mem. op., not designated for
publication).
17
See Tex. Code Crim. Proc. Ann. art 64.01(a)(1), (a-1); State v.
Swearingen, 424 S.W.3d 32, 36 (Tex. Crim. App. 2014).
18
Tex. Code Crim. Proc. Ann. art. 64.01(a-1).
19
Id. art. 64.01(b); see Swearingen, 424 S.W.3d at 36.
12
question. 20 Evidence that could establish the possibility of another DNA
contributor to the scene of the crime does not meet this requirement when
significant evidence supports the defendant’s guilt. 21
But in the case now before this court, the evidence of Appellant’s guilt was
far from overwhelming. His identity as the killer was hotly contested. DNA of
both Appellant and an unknown male was found at the scene and inside
Donahew’s mouth. But there was no way to determine when the DNA was
deposited or in what order it was deposited. DNA of Nix was also found. A truck
was seen outside Donahew’s home on the day of her death, but the truck was
not definitively connected to a specific person. The only evidence of Appellant’s
killing Donahew was the purchased and suspect testimony of Smith that
Appellant had confessed to engaging in consensual sexual activity with Donahew
and accidentally strangling her. The medical testimony, however, described a
fatal stab wound inflicted on Donahew while she was still alive. It was described
20
Tex. Code Crim. Proc. Ann. art. 64.03(a)(1)(B), (2)(A); Swearingen, 424
S.W.3d at 38 (“In order to be entitled to DNA testing, the [movant] must show by
a preponderance of the evidence (51%) that he would not have been convicted if
the exculpatory results were available at trial.”); Ex parte Gutierrez, 337 S.W.3d
883, 901 (Tex. Crim. App. 2011).
21
See Swearingen, 424 S.W.3d at 38 (noting that when there is a
“mountain of evidence” against the defendant, proof of another DNA contributor
at the scene is not enough to exonerate him); Qadir v. State, No. 02-13-00308-
CR, 2014 WL 1389545, at *4 (Tex. App.—Fort Worth Apr. 10, 2014, no. pet.).
13
as a wound intended to cause her death. Even Smith’s testimony did not
mention a knife.
Importantly, there was testimony that Donahew was concerned about an
appointment to show her pickup truck to a man she had met at the stables who
had said he might buy it from her. Nix had testified that he was at a club with
Donahew shortly before her death and had seen her talking with a man whom
Nix identified as Appellant. Nix testified that Donahew had given Appellant her
phone number. This is not evidence that Appellant was the man Donahew had
met at the stables, although neither is it evidence that she did not meet him
originally at the stables.
We upheld the denial of Appellant’s first request for DNA testing because
he did not sustain his burden under the former law to show that he was
blameless in the failure to perform the DNA tests before the trial. 22 The law has
changed since the first request, and Appellant no longer bears that burden. The
material Appellant asks to have tested in his second motion meets the
requirements of the current articles 64.01 and 64.03 of the code of criminal
procedure. Article 64.03 provides,
(a) A convicting court may order forensic DNA testing under
this chapter only if:
(1) the court finds that:
22
Fain II, 2012 WL 752652, at *18.
14
(A) the evidence:
(i) still exists and is in a condition making DNA testing
possible; and
(ii) has been subjected to a chain of custody sufficient to
establish that it has not been substituted, tampered with, replaced,
or altered in any material respect; and
(B) identity was or is an issue in the case; and
(2) the convicted person establishes by a preponderance of
the evidence that:
(A) the person would not have been convicted if exculpatory
results had been obtained through DNA testing; and
(B) the request for the proposed DNA testing is not made to
unreasonably delay the execution of sentence or administration of
justice.
....
(c) If the convicting court finds in the affirmative the issues
listed in Subsection (a)(1) and the convicted person meets the
requirements of Subsection (a)(2), the court shall order that the
requested forensic DNA testing be conducted. 23
Among the items that Appellant asks to be tested are untested hairs
clutched in Donahew’s hand and pubic hair found in her pubic area. One of the
hairs in her hand was identified as dog hair. Other hairs from her hand were
consistent with either the hair of Donahew or that of her sister, Bishop. One hair
from her hand, however, was not matched to Donahew, Bishop, or Appellant.
Logic dictates a probability that the hair clutched in her hand is that of her killer.
23
Tex. Code Crim. Proc. Ann. art. 64.03.
15
There is no suggestion of multiple assailants. Indeed, the evidence indicates a
single assailant. As for the blood on the bathroom faucet handle, the medical
examiner tied the only bleeding wound directly to Donahew’s death. The blood
was never tested, although it is possible to test the blood to determine whether it
was contributed by a single person or whether the blood contains DNA from
more than one donor.
Identity of the killer, as opposed to sexual partner, was hotly contested.
Three men contributed DNA. Two men contributed DNA found in the oral swabs,
Appellant and an unknown male, although the evidence supports a determination
that there was a single assailant. Oral swabs taken by Dr. Peerwani showed that
the samples contained DNA material consistent with the DNA of Donahew and a
mixture containing one DNA sample consistent with that of the Appellant and a
sample of male DNA foreign to both Donahew and Appellant. Although
Donahew was strangled, and the strangulation was a cause of death, Dr.
Peerwani testified that the knife wound to Donahew’s neck was intended to
cause her death.
Evidence that exculpates the innocent and ties the guilty to Donahew at
the time of her death cannot be held to merely “muddy the waters.” If the
contributor of the untested hair in Donahew’s hands is identified, for the first time
in this case, we would know whether Nix, Appellant, or the unidentified male was
with Donahew at the time of her death when she pulled hairs from his head.
Additionally, identifying DNA other than Donahew’s in the blood on the bathroom
16
faucet handle would be compelling evidence of the identity of the assailant, since
the bleeding neck injury necessarily connects to Donahew’s death.
The Texas Court of Criminal Appeals instructs us that
[t]he legislature’s decision to broaden the scope of appeals to the
courts of appeals is a significant factor in assessing the authority of
those courts to review the article 64.04 findings.
We think that the courts of appeals have been given authority
to consider the sufficiency of the evidence as well as other grounds
of appeal. The only limit that the statute placed on those courts was
that they would not have jurisdiction of DNA-testing appeals in
death-penalty cases. 24
It is unlikely that a jury would have convicted Appellant of Donahew’s
murder had evidence that the DNA recovered from the hair clutched in
Donahew’s hands or from the blood on the faucet excluded Appellant as the
donor. Dr. Peerwani testified that the assailant inflicted the knife wound on
Donahew’s neck for the purpose of causing her death. Discovering the donor of
DNA mixed with Donahew’s blood on the knife would be compelling evidence of
guilt in causing Donahew’s death. The presence of DNA other than Appellant’s
would compellingly exculpate Appellant.
There is no way to tell from the record whether the blood on the Bic pen
and in the closet was deposited in connection with Donahew’s death. We
therefore overrule Appellant’s issue as to those items. But the trial court erred by
denying Appellant’s request for DNA testing of the hairs in Donahew’s hands, the
24
Whitfield v. State, 430 S.W.3d 405, 409 (Tex. Crim. App. 2014).
17
pubic hair, blood on the bathroom faucet, Donahew’s fingernail clippings, male
DNA discovered on the bra and shirt Donahew wore on the day of her death, and
the knife. We therefore sustain Appellant’s issue as to all those remaining items.
Conclusion
We sustain Appellant’s sole issue in part and reverse in part the trial
court’s order denying his second motion for DNA testing. Specifically, we affirm
the order as to the blood found on the Bic pen and in the closet, but we reverse
the order as to the hairs in Donahew’s hands, the pubic hair, blood on the
bathroom faucet, Donahew’s fingernail clippings, male DNA discovered on the
bra and shirt Donahew wore on the day of her death, and the knife. We remand
this case to the trial court for further proceedings in accordance with this opinion.
/s/ Lee Ann Dauphinot
LEE ANN DAUPHINOT
JUSTICE
PANEL: LIVINGSTON, C.J.; DAUPHINOT and GARDNER, JJ.
LIVINGSTON, C.J., dissents without opinion.
DO NOT PUBLISH
Tex. R. App. P. 47.2(b)
DELIVERED: December 4, 2014
18