State v. Daniel Misiaszek ( 2014 )


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  •       TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
    NO. 03-13-00728-CR
    The State of Texas, Appellant
    v.
    Daniel Misiaszek, Appellee
    FROM COUNTY COURT AT LAW NO. 1 OF HAYS COUNTY,
    NO. 12-1838CR, HONORABLE LINDA RODRIGUEZ, JUDGE PRESIDING
    MEMORANDUM OPINION
    Daniel Misiaszek was charged with assaulting his wife Kathy Misiaszek. See Tex.
    Penal Code § 22.01 (setting out elements of assault). Subsequently, Misiaszek and the State entered
    into a deferred prosecution agreement. Under the agreement, in exchange for the State agreeing to
    “conditionally dismiss the offense,” Misiaszek agreed to “knowingly and voluntarily waive,” among
    others, the following rights: to remain silent, to an attorney, to a speedy trial, to a trial by jury, to
    confront and cross-examine witnesses, and to secure the appearance of witnesses. In another section,
    the agreement specified that Misiaszek was charged with committing assault family violence, that
    he was the person named in the allegations, that he understood the allegations against him, and that
    he “voluntarily confess[ed] that they are true.” Finally, the agreement set out the consequences that
    would occur if Misiaszek failed to comply with the terms of the agreement, including that he agreed
    to plead guilty to the charges and stipulated that the confession contained in the agreement would
    be admissible against him.
    After the agreement was signed by the parties and after the State dismissed the
    case, Misiaszek was allegedly involved in another altercation. Consequently, the State re-filed the
    information alleging that Misiaszek had assaulted his wife. In response, Misiaszek filed a motion
    to quash asserting that “the information against Misiaszek should be quashed and the case against
    him dismissed.” When making that claim, Misiaszek contended that the allegations in the deferred
    prosecution agreement formed “the basis of the State’s claims in this case” but that the agreement
    was constitutionally deficient, that the agreement was statutorily deficient, and that the State could
    not enforce the agreement. Further, Misiaszek argued that those defects could not be remedied.
    Consequently, Misiaszek urged the trial court to dismiss the information as well as the case against
    him. Although the motion did not mention the word jurisdiction, it essentially asserted that the
    information and case should be quashed because the allegations in the agreement did not invoke the
    trial court’s jurisdiction.
    After reviewing the motion and convening a hearing on the issue, the trial court
    granted the motion to quash and dismissed the case. As with Misiaszek’s motion, the trial court’s
    order does not contain the word jurisdiction, but the disposition of the order indicates that the trial
    court determined that the allegations in the agreement failed to invoke the jurisdiction of the court
    because the agreement was defective. In fact, in the trial court’s separately issued findings of fact
    and conclusions of law, the court gave various reasons why the agreement was defective, specified
    that the agreement had “jurisdictional defects,” and explained that the information and case were
    being dismissed because the agreement “and alleged violation thereof is the mechanism by which
    the second information was filed.”
    2
    Around the time that the trial court issued its order, the State appealed the trial court’s
    ruling. See Tex. Code Crim. Proc. art. 44.01(a)(1) (authorizing State to appeal order dismissing “an
    indictment, information, or complaint”); see also Tex. R. App. P. 27.1(b) (explaining that prematurely
    filed notices of appeal are effective and deemed filed on same day “appealable order is signed by the
    trial court”). We will reverse the trial court’s order and remand the case for further proceedings.
    DISCUSSION
    In its brief, the State presents six issues. The State’s last two issues attack the decision
    by the district court to dismiss the information and case against Misiaszek. Specifically, in its fifth
    issue, the State alleges that the “trial court erred by dismissing the instant information without the
    State’s consent.” In its final issue, the State urges that the “trial court erred by dismissing the instant
    information as a remedy for a finding that the [agreement] was entered into involuntarily.” Instead,
    the State contends that the appropriate “remedy for the withdrawal or abandonment of a plea bargain
    is to place all parties as they were prior to the plea bargain, not to dismiss the charging instrument.”
    In its four other issues on appeal, the State attacks various conclusions regarding the propriety of
    the agreement that the trial court made after it dismissed the information and case.1 However, the
    1
    Regarding the challenged conclusions, the State alleges in its first four issues that the
    trial court’s ruling effectively prohibited the State from introducing the confession that was
    contained within the agreement even though the confession was signed and freely and voluntarily
    made, that the trial court erroneously determined that the inadvertent substitution of the phrase
    “Travis County” for “Hays County” in various portions of the agreement somehow rendered the
    document jurisdictionally infirm, and that the trial court erred when it concluded that the confession
    portion of the agreement was improper because Misiaszek “was not duly admonished” by his
    attorney or “by any Court before executing the” agreement.
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    relief requested by Misiaszek and the disposition of the trial court’s ruling demonstrate that the only
    issue before this Court is whether the trial court improperly dismissed the information and case.
    The information at issue was styled “STATE OF TEXAS VS. DANIEL MISIASZEK”
    and specified that the offense in question was “ASSAULT BODILY INJURY FAMILY VIOLENCE.”
    More particularly, the information alleged that Misiaszek “on or about” October 18, 2010, “did then
    and there intentionally, knowingly, or recklessly cause bodily injury to Kathy Misiaszek by pushing
    Kathy Misiaszek on or about the torso with [Misiaszek]’s hand.” In addition, the information
    clarified that Kathy Misiaszek was a member of Misiaszek’s family or was in a dating relationship
    with Misiaszek and that the offense took place in Hays County. The information was filed in May
    2012, and the parties do not dispute that this information was filed within the applicable statute-of-
    limitations period. See Tex. Penal Code § 22.01(b) (providing that assault is class A misdemeanor
    or third-degree felony in certain circumstances); Tex. Code Crim. Proc. arts. 12.02(a) (requiring
    information in class A misdemeanor to be filed within two years of offense), .01 (imposing lengthier
    limitations periods on felony offenses).
    In light of the above, we cannot conclude that the terms of the information were
    fundamentally defective or failed to invoke the jurisdiction of the trial court. See Tex. Const. art. V,
    § 12(b) (providing that “[t]he presentment of an indictment or information to a court invests the court
    with jurisdiction of the case”); see also Teal v. State, 
    230 S.W.3d 172
    , 180 (Tex. Crim. App. 2007)
    (providing that if allegations in instrument “are clear enough that one can identify the offense
    alleged,” “the indictment is sufficient to confer subject matter jurisdiction”); Ex parte Gibson,
    
    800 S.W.2d 548
    , 551 (Tex. Crim. App. 1990) (explaining that if instrument purports to charge
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    offense and “is facially an indictment,” then its presentation “invests the trial court with jurisdiction
    to consider the case”). Under these circumstances, any alleged defects in the agreement would have
    been irrelevant to the jurisdictional inquiry undertaken by the trial court.
    When supporting the trial court’s ruling, Misiaszek notes that the court of criminal
    appeals has sanctioned decisions by trial courts to dismiss charging instruments and cases without
    the State’s consent in certain circumstances. Although the court of criminal appeals has explained
    that trial courts have no inherent authority allowing them to dismiss a case without the consent of
    the State regardless of whether the dismissal is with prejudice, State v. Plambeck, 
    182 S.W.3d 365
    ,
    369-70 (Tex. Crim. App. 2005), the court has also reasoned that there are certain circumstances in
    which a trial court may dismiss without the State’s consent when authorized by constitutional,
    statutory, or common law, State v. Mungia, 
    119 S.W.3d 814
    , 816 (Tex. Crim. App. 2003). For
    example, the court recognized that dismissals have properly been made when a defendant’s right to
    a speedy trial has been violated, when a charging instrument is defective, when a defendant has been
    detained but no charges have been presented, and when a defendant has suffered demonstrable
    prejudice due to a violation of his right to counsel that cannot be otherwise cured. 
    Id. (citing State
    v. Frye, 
    897 S.W.2d 324
    , 330-31 (Tex. Crim. App. 1995); State v. Johnson, 
    821 S.W.2d 609
    ,
    612 n.2 (Tex. Crim. App. 1991)); see State v. McNutt, 
    405 S.W.3d 156
    , 160 (Tex. App.—Houston
    [1st Dist.] 2013, no pet.); see also 
    Mungia, 119 S.W.3d at 817
    (explaining that constitutional
    violation must have actually occurred and not be speculative). However, the court also warned that
    dismissing a charging instrument is “‘a drastic measure only to be used in the most extraordinary
    circumstances.’” 
    Mungia, 119 S.W.3d at 817
    (quoting 
    Frye, 897 S.W.2d at 330
    ).
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    In his brief, Misiaszek acknowledges that the court of criminal appeals “has never
    approved of the dismissal of claims against an accused under identical facts,” but he notes that the
    court of criminal appeals has hinted that there may be situations other than the ones summarized
    above in which a trial court may properly dismiss a charging instrument and a case without
    the State’s consent. See 
    id. at 816.
    However, the facts of this case do not present the type of
    “extraordinary circumstances” warranting an extension of a trial court’s limited power in this regard.
    See 
    id. at 817.
    The fact that the trial court perceived some alleged defects in a potential item of
    evidence from the State has no bearing on whether the trial court had jurisdiction over this case.2
    Accordingly, we conclude that the trial court abused its discretion by dismissing the information
    and the case against Misiaszek without the State’s consent. See 
    id. (explaining that
    trial court abuses
    its discretion when it dismisses charging instrument in absence of violation requiring dismissal);
    see also State v. Mechler, 
    153 S.W.3d 435
    , 439 (Tex. Crim. App. 2005) (stating that trial court
    abuses its discretion if its ruling is arbitrary or unreasonable); Lopez v. State, 
    86 S.W.3d 228
    , 230
    (Tex. Crim. App. 2002) (providing that trial court abuses its discretion if its ruling lies outside zone
    of reasonable disagreement). We therefore sustain the State’s fifth issue on appeal.
    Having determined that the trial court had jurisdiction over this case and that the
    trial court did not otherwise have the authority to dismiss in the absence of the State’s consent, we
    2
    See In re Expunction of Jones, 
    311 S.W.3d 502
    , 505 (Tex. App.—El Paso 2009, no pet.)
    (stating that defendants may enter into agreements waiving their rights and that individual entering
    into agreement is charged with knowledge regarding its terms as well as its effect); cf. Ex parte
    Insall, 
    224 S.W.3d 213
    , 214-15 (Tex. Crim. App. 2007) (explaining that defendants may waive
    rights and that waiver “is judicially enforceable” unless not intelligently and knowingly made);
    Blanco v. State, 
    18 S.W.3d 218
    , 220 (Tex. Crim. App. 2000) (providing that if no unfairness
    occurred, State should be able to insist on benefit of bargain entered into with defendant).
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    have answered the only question properly before us in this appeal. Accordingly, we need not reach
    the State’s sixth issue on appeal containing its alternative challenge to the dismissal. Moreover, as
    discussed above, the State’s first four issues challenged various conclusions made by the trial court
    regarding the deferred prosecution agreement, but the propriety of the agreement and, therefore,
    those conclusions are not pertinent to the inquiry before this Court. For those reasons, we do not
    reach the State’s first four issues. See Pfeiffer v. State, 
    363 S.W.3d 594
    , 601 (Tex. Crim. App. 2012)
    (explaining that appellate courts are not authorized to issue advisory opinions).
    CONCLUSION
    Having determined that the trial court had jurisdiction over this case and improperly
    dismissed the information and the case, we reverse the trial court’s order and remand the case for
    further proceedings.
    __________________________________________
    David Puryear, Justice
    Before Justices Puryear, Goodwin, and Field
    Reversed and Remanded
    Filed: December 10, 2014
    Do Not Publish
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