Geneke Antonio Lyons v. Trooper Jason Henderson, the Texas Department of Public Safety, and the State of Texas ( 2008 )

NO. 07-06-0425-CV
IN THE COURT OF APPEALS
FOR THE SEVENTH DISTRICT OF TEXAS
AT AMARILLO
PANEL E
MAY 19, 2008
______________________________
GENEKE ANTONIO LYONS, APPELLANT
V.
TROOPER JASON HENDERSON, THE TEXAS
DEPARTMENT OF PUBLIC SAFETY AND
THE STATE OF TEXAS, APPELLEES
_________________________________
FROM THE 31ST DISTRICT COURT OF WHEELER COUNTY;
NO. 11808; HONORABLE STEVEN R. EMMERT, JUDGE
_______________________________
Before HANCOCK and PIRTLE, JJ., and BOYD, S.J.1
MEMORANDUM OPINION
Appellant, Geneke Antonio Lyons, appeals the dismissal of a case he brought
against appellees, the State of Texas, the Texas Department of Public Safety (hereafter,
“TDPS”), and TDPS Trooper Jason Henderson, seeking the return of $106,254.91 seized
during a traffic stop of Lyons. We reverse and remand.
1
John T. Boyd, Chief Justice (Ret.), Seventh Court of Appeals, sitting by
assignment.
Background
As the trial court entered its order of dismissal without hearing evidence, our review
of the trial court’s jurisdictional ruling is based on whether Lyons pled facts that
affirmatively demonstrate the trial court’s jurisdiction to hear the case. Tex. Dep’t of Parks
& Wildlife v. Miranda, 133 S.W.3d 217, 226 (Tex. 2004). As such, our review of the
relevant facts are limited to those asserted by Lyons in his petition. Lyons pled that, “On
or about November 9, 2005, in Wheeler County, Texas, Trooper Henderson stopped
Plaintiff’s vehicle and seized $106,254.91 in cash and arrested Plaintiff for money
laundering. Plaintiff has subsequently been indicted in Cause No. 4283 . . . now pending
in the 31st Judicial District Court of Wheeler County, Texas, and will enter a plea of ‘not
guilty.’” In addition, Lyons pleaded that forfeiture proceedings had not been initiated within
30 days of the seizure of the money, as required by Texas Code of Criminal Procedure
article 59.04(a), nor had forfeiture proceedings been commenced by the date Lyons filed
his petition. TEX . CODE CRIM . PROC . ANN . art. 59.04(a) (Vernon 2006).2 Lyons specifically
alleged that the defendants had committed theft in violation of 42 U.S.C. § 1983, see 42
U.S.C.A. § 1983 (2003),3 and had taken private property without just compensation in
violation of the Fifth Amendment of the United States Constitution. Within his pleading,
Lyons also complained that Trooper Henderson failed to comply with article 59 of the
Texas Code of Criminal Procedure because he failed to initiate suit to forfeit the seized
2
Further reference to provisions of the Texas Code of Criminal Procedure will be
by reference to “article __” or “art. __.”
3
Further reference to 42 U.S.C. § 1983 will be by reference to “section 1983.”
2
funds within 30 days. Lyons prayed for the return of the $106,254.91, an award of
$2,000,000 in exemplary damages, and an award of reasonable and necessary attorney’s
fees.
In response, the defendants collectively filed an Answer, Plea to the Jurisdiction,
and Motion to Dismiss. By their Plea, the defendants alleged that sovereign immunity
barred Lyons’s suit against the State and TDPS and that Henderson was protected by both
qualified and official immunity. The trial court granted the defendants’ Plea to the
Jurisdiction and Motion to Dismiss based solely on the pleadings on file.4 Following the
trial court’s dismissal of Lyons’s suit, Lyons filed a Motion to Reinstate Suit and Request
for Hearing which, inter alia, requested reinstatement of the suit based on the trial court
dismissing the case with prejudice, but without first affording Lyons an opportunity to
amend his Petition. The record does not reflect the trial court’s ruling on this motion.
By two issues, Lyons appeals. By his first issue, Lyons contends that the trial court
erred in dismissing his suit with prejudice without holding a hearing. By his second issue,
Lyons contends that the trial court erred by determining that it did not have subject matter
jurisdiction over this case under article 59 of the Texas Code of Criminal Procedure.
Because a reversal of Lyons’s second issue would pretermit review of his first issue, we
will address his issues in reverse order.
4
We are aware that we may review evidence relevant to jurisdiction and must do
so when necessary to resolve the jurisdictional issues raised. Miranda, 133 S.W.3d at 226.
However, in the present case, no jurisdictional evidence was offered.
3
Subject Matter Jurisdiction
In his Petition for Return of Seized Funds, Lyons alleged theft, in violation of section
1983, and a taking of private property without just compensation, in violation of the Fifth
Amendment of the United States Constitution. By his appellate issue, Lyons contends that
article 59 of the Texas Code of Criminal Procedure either provides a cause of action for
recovery of improperly seized property or is unconstitutional. However, this issue was not
expressly presented in Lyons’s pleading. As it relates to article 59, Lyons’s pleading simply
identifies article 59.04's requirement that the attorney representing the State commence
forfeiture proceedings within 30 days of the seizure and states that this requirement was
not met in this case. When reviewing a challenge to a trial court’s subject matter
jurisdiction based on the pleadings, we must construe the pleadings liberally in favor of the
plaintiff and look to the pleader’s intent. Christus Health Gulf Coast v. Aetna, Inc., 237
S.W.3d 338, 342 (Tex. 2007); Miranda, 133 S.W.3d at 226. Applying this standard, we
conclude that the pleading is sufficient to allege a claim for a violation of article 59,
although no alternative claim of a constitutional violation was asserted.
Subject-matter jurisdiction is essential to a court's power to decide a case. See Tex.
Ass'n of Bus. v. Tex. Air Control Bd., 852 S.W.2d 440, 443 (Tex. 1993). If a court lacks
subject matter jurisdiction, any order by the court in the proceeding is void. See Mapco v.
Forrest, 795 S.W.2d 700, 703 (Tex. 1990) (orig. proceeding). Subject matter jurisdiction
is never presumed and cannot be waived. See Tex. Ass’n of Bus., 852 S.W.2d at 443-44.
Whether a court has subject matter jurisdiction is a matter of law reviewed de novo. Tex.
Nat’l Res. Conservation Comm’n v. IT-Davy, 74 S.W.3d 849, 855 (Tex. 2002).
4
Sovereign immunity protects the State of Texas, its agencies, and its officials from
lawsuits for damages, absent legislative consent to suit. Fed. Sign v. Tex. S. Univ., 951
S.W.2d 401, 405 (Tex. 1997). Any legislative consent to suit or waiver of immunity must
be made “by clear and unambiguous language.” Id. Further, it is the sole province of the
legislature to waive or abrogate sovereign immunity. Id. at 409. Thus, for Lyons to
maintain suit against any of the defendants named in his suit, he must state facts in his
pleading that establish that the defendants are either outside of the protection of sovereign
immunity or that the legislature has clearly and unambiguously consented to the type of
suit he is asserting. See Univ. of Tex. Med. Branch at Galveston v. York, 871 S.W.2d 175,
177 (Tex. 1994).
Lyons failed to plead any legislative consent to suit. As previously noted, his
pleading alleges a violation of article 59 of the Texas Code of Criminal Procedure, a
violation of section 1983, and a taking of private property without just compensation.
However, Lyons did not cite any legislative consent to suit for these claims. Because
Lyons seeks damages against the State, one of its agencies, and one of its officials, the
legislature must have clearly and unambiguously consented to the claims he asserts. Fed.
Sign, 951 S.W.2d at 405; York, 871 S.W.2d at 177.
Looking at the facts pled that support each claim asserted by Lyons, we start with
Lyons’s claim that the defendants violated section 1983. Lyons’s entire section 1983 claim
is that the defendants’ taking of his money under color of law constituted theft, which he
contends is actionable under section 1983. An action under section 1983 may not be
maintained against a state or a state agency because neither are “persons” for purposes
5
of section 1983. See Will v. Mich. Dep’t of State Police, 491 U.S. 58, 68, 109 S. Ct. 2304,
105 L. Ed. 2d 45 (1989); Fed. Sign, 951 S.W.2d at 405. However, Trooper Henderson is
a person under section 1983. Lyons’s section 1983 claim against Henderson is entirely
based on Henderson not initiating a forfeiture proceeding within 30 days of the seizure of
Lyons’s property. However, article 59.04(a), upon which Lyons relies, specifically indicates
that the duty to initiate forfeiture proceedings is on the attorney representing the State and
not on the seizing officer. Thus, Lyons’s pleading fails to state facts that would establish
that Henderson did or failed to do anything that violated Lyons’s constitutional rights.
Further, the facts alleged by Lyons do not provide any challenge to Henderson’s assertion
of official immunity. See Kassen v. Hatley, 887 S.W.2d 4, 8 (Tex. 1994) (government
official protected while performing discretionary duties in good faith within scope of
authority); Wyse v. Dep’t of Pub. Safety, 733 S.W.2d 224, 227 (Tex.App.–Waco 1986, writ
ref’d n.r.e.) (police officers are protected by official immunity). Thus, we affirm the trial
court’s dismissal of Lyons’s section 1983 claims.
Based on our analysis above, it is clear that the facts alleged by Lyons, even if true,
are insufficient to state a claim against Henderson based on a violation of article 59. Put
another way, Lyons wholly fails to identify any facts that would show any breach of a duty
imposed on Henderson by article 59. As such, we conclude that the trial court did not err
in dismissing Lyons’s article 59 claim against Henderson.
As to his article 59 claims against the State and TDPS, Lyons identifies no authority
that supports a cause of action against the State for violation of article 59 nor, more
6
importantly, any legislative consent to such suits.5 Further, we have found no clear and
unambiguous legislative consent to suit for violation of article 59. Since the State and
TDPS are immune from suit for damages absent a clear and unambiguous legislative
waiver of immunity and as no such waiver has been given, we affirm the trial court’s
dismissal of Lyons’s claims for violation of article 59.
Finally, Lyons alleged that the defendants took his property without just
compensation in violation of the Fifth Amendment of the United States Constitution. The
Fifth Amendment applies only to violations of constitutional rights by the United States or
a federal actor. Jones v. City of Jackson, 203 F.3d 875, 880 (5th Cir. 2000). Clearly, none
of the defendants are part of the federal government. In addition, Lyons does not allege
that any of the defendants were acting under the authority of the federal government.
Thus, Lyons has not stated an actionable Fifth Amendment claim. Id. As such, we affirm
the trial court’s dismissal of Lyons’s claims for a taking in violation of the Fifth Amendment.
After reviewing the facts alleged by Lyons and the claims asserted against the
defendants, we conclude that the trial court did not err in finding that it lacked subject
matter jurisdiction over Lyons’s claims.
5
Lyons cites One Hundred Ninety-One Thousand Four Hundred Fifty-Two and
No/100 Dollars v. State, 827 S.W.2d 430, 432 (Tex.App.–Corpus Christi 1992, writ denied),
for the proposition that an unsuccessful forfeiture proceeding gives the owner of seized
property a right to an order for the return of the property. However, it is the sole province
of the legislature to consent to suit against the State and its agencies and such consent
must be given clearly and unambiguously. Fed. Sign, 951 S.W.2d at 405, 409.
7
Dismissal With Prejudice
While we affirm the trial court’s determination that it lacked subject matter
jurisdiction over Lyons’s claims, we must consider whether the trial court erred in
dismissing Lyons’s suit with prejudice without affording Lyons an opportunity to amend his
pleading. While there is no requirement that the trial court hold a hearing on a plea to the
jurisdiction, a plaintiff is entitled to a reasonable opportunity to amend unless his pleadings
affirmatively negate the existence of jurisdiction. See Tex. A&M Univ. Sys. v. Koseoglu,
233 S.W.3d 835, 839 (Tex. 2007); Miranda, 133 S.W.3d at 226-27. Because the trial court
considered the parties’ pleadings without holding a hearing, the issue is whether Lyons
could have cured the jurisdictional deficiency of his pleading by amendment.
As addressed above, the legislature has not consented to suit against the State for
any of the claims asserted by Lyons. To the limited extent that Lyons’s suit attempts to
determine the parties’ relative rights to the seized property, Lyons does not need legislative
consent to suit. Fed. Sign, 951 S.W.2d at 404; Tex. Workforce Comm’n v. MidFirst Bank,
40 S.W.3d 690, 695 (Tex.App.–Austin 2001, pet. denied). Because a forfeiture proceeding
is an in rem proceeding, State v. Rumfolo, 545 S.W.2d 752, 754 (Tex. 1976), a suit
seeking a declaration of the parties’ rights to the seized property would not be a suit for
monetary damages.6 Thus, had Lyons been afforded the opportunity to amend his
pleading before the trial court dismissed his claims with prejudice, Lyons could have
amended his petition to request a declaration of the parties’ rights in the seized property.
6
However, Lyons’s claims for exemplary damages and attorney’s fees, as claims
for monetary damages, would require clear and unambiguous legislative consent.
8
As such, we must reverse the trial court’s dismissal and remand the case to afford Lyons
a reasonable opportunity to amend his pleadings.
Conclusion
We reverse the order of the trial court dismissing this cause and remand to the trial
court to give Lyons a reasonable opportunity to amend his pleadings.
Mackey K. Hancock
Justice
9