Cornwell, Robert William ( 2015 )

PD-1501-14
COURT OF CRIMINAL APPEALS
AUSTIN, TEXAS
May 12, 2015 Transmitted 5/11/2015 5:11:18 PM
Accepted 5/12/2015 8:00:45 AM
ABEL ACOSTA
NO. PD-1501-14 CLERK
IN THE COURT OF CRIMINAL APPEALS FOR THE STATE OF TEXAS
ON APPEAL FROM THE COURT OF APPEALS FOR THE NINTH
JUDICIAL DISTRICT OF TEXAS AT BEAUMONT
NO. 09-13-00203-CR
ROBERT WILLIAM CORNWELL, Appellant,
v.
THE STATE OF TEXAS, Appellee.
Arising from: Cause No. 12-08-08579-CR
IN THE 435TH DISTRICT COURT OF
MONTGOMERY COUNTY, TEXAS
STATE’S APPELLATE BRIEF
BRETT W. LIGON
District Attorney
Montgomery County, Texas
SHANNA REDWINE
Assistant District Attorney
Montgomery County, Texas
JASON LARMAN
Assistant District Attorney
Montgomery County, Texas
T.B.C. No. 24072468
207 W. Phillips, Second Floor
Conroe, Texas 77301
936-539-7800
jason.larman@mctx.org
Oral Argument Requested Only if Requested by Appellant
IDENTITY OF PARTIES AND COUNSEL
Pursuant to Tex. R. App. P. 38.2, the State hereby supplements the
appellant’s list of parties to this appeal with the names of all trial and appellate
counsel for the State:
District Attorney: BRETT W. LIGON
District Attorney
Montgomery County, Texas
207 W. Phillips, Second Floor
Conroe, Texas 77301
Counsel for the State in the trial court: SHANNA REDWINE
JEFF HOHL
Assistant District Attorneys
Montgomery County, Texas
207 W. Phillips, Second Floor
Conroe, Texas 77301
Counsel for the State in the appellate courts: JASON LARMAN
Assistant District Attorney
Montgomery County, Texas
207 W. Phillips, Second Floor
Conroe, Texas 77301
ii
TABLE OF CONTENTS
IDENTITY OF PARTIES AND COUNSEL ............................................................ ii
TABLE OF CONTENTS ......................................................................................... iii
INDEX OF AUTHORITIES .................................................................................... iv
STATEMENT OF THE CASE...................................................................................1
STATEMENT OF FACTS .........................................................................................1
SUMMARY OF THE STATE’S ARGUMENT.........................................................2
REPLY TO POINT OF ERROR ONE .......................................................................2
I. Standard of review............................................................................................3
II. The appellant misreads the indictment............................................................3
III. Variance..........................................................................................................4
IV. Pretended official acts ....................................................................................8
V. The opinion of the Court of Appeals ............................................................. 11
CONCLUSION AND PRAYER ..............................................................................13
CERTIFICATE OF COMPLIANCE WITH RULE 9.4...........................................14
CERTIFICATE OF SERVICE .................................................................................14
iii
INDEX OF AUTHORITIES
Cases
Brooks v. State, 323 S.W.3d 893 (Tex. Crim. App. 2010)..........................................3
Cornwell v. State,
445 S.W.3d 488 (Tex. App.—Beaumont 2014, pet. granted) ....................1, 11, 12
Garfias v. State, 424 S.W.3d 54 (Tex. Crim. App. 2014) ..........................................6
Gollihar v. State, 46 S.W.3d 243 (Tex. Crim. App. 2001) .........................................4
Gonzales v. State, 304 S.W.3d 838 (Tex. Crim. App. 2010) ......................................6
Isassi v. State, 330 S.W.3d 633 (Tex. Crim. App. 2010)............................................3
Jackson v. Virginia, 443 U.S. 307 (1979) ..................................................................3
Johnson v. State, 364 S.W.3d 292 (Tex. Crim. App. 2012) ...................................4, 5
Young v. State, 341 S.W.3d 417 (Tex. Crim. App. 2011) ...........................................5
Statutes
Tex. Pen. Code Ann. § 37.11 (West 2011) .................................................. 5, 8, 9, 12
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TO THE HONORABLE JUDGES OF THE COURT OF CRIMINAL APPEALS:
STATEMENT OF THE CASE
The appellant was charged with the offense of impersonating a public
servant (C.R. 19). He entered a plea of not guilty, but a jury found him guilty as
charged (C.R. 77, 79). The trial court assessed his punishment at imprisonment for
two years (C.R. 79). The Ninth Court of Appeals affirmed the appellant’s
conviction on October 8, 2014. Cornwell v. State, 445 S.W.3d 488 (Tex. App.—
Beaumont 2014, pet. granted). The appellant filed a petition for discretionary
review, and this Court granted the appellant’s petition on February 11, 2015.
STATEMENT OF FACTS
The appellant, purporting to be an assistant district attorney from Dallas,
called Kourtney Teaff, at that time an assistant district attorney for Montgomery
County, and attempted to negotiate a favorable resolution to a friend’s criminal
case1 (R.R. 4: State’s ex. 9). Teaff initially received a voice message from the
appellant, and recognizing that it was unusual for a prosecutor to attempt to use
their office to influence a case in another county, recorded the subsequent
1
Michelle Salas entered a plea of guilty to the offense of DWI on April 18,
2007, and was placed on community supervision for a period of fifteen months
(R.R. 4: State’s ex. 1). An active warrant was issued for Salas’s arrest when the
State filed a motion to revoke alleging that Salas failed to comply with virtually all
the terms of her community supervision (R.R. 2: 177-78; 4: State’s exs. 2, 3). The
warrant remained active and the motion to revoke was pending when the appellant
attempted to intervene (R.R. 2: 197).
1
conversations (R.R. 3: 8-11). The appellant was not an assistant district attorney
(R.R. 2: 154, 159-60).
During Teaff’s interactions with the appellant, he claimed to have spoken to
the probation department in Montgomery County, run his friend’s criminal history,
reviewed the case file, discovered the Montgomery County Sheriff’s Office had
lost the fingerprint card, and sentenced his own nephew to “ten days in county” for
possession of marijuana (R.R. 4: State’s ex. 9).
SUMMARY OF THE STATE’S ARGUMENT
Reply to Point of Error One: The Court of Appeals correctly determined
that the appellant identified himself as a public servant, and that he intended for
Teaff to rely on his pretended official acts in an attempt to resolve a pending
criminal case. The appellant’s claim that he had given his nephew jail time
constituted a pretended official act, and it was unquestionably fabricated to
convince Teaff to grant the appellant’s request by portraying the appellant as an
otherwise-hardnosed prosecutor who believed that leniency in this case was
justified.
REPLY TO POINT OF ERROR ONE
The appellant argues that the evidence is insufficient to show that he
intended Teaff to rely on his pretended official acts.
2
I. Standard of review.
In reviewing the sufficiency of the evidence, this Court views the evidence
“in the light most favorable to the verdict” to determine whether a reasonable fact-
finder could have found each element of the offense beyond a reasonable doubt.
Brooks v. State, 323 S.W.3d 893, 902 (Tex. Crim. App. 2010) (citing Jackson v.
Virginia, 443 U.S. 307 (1979)). It is “the responsibility of the trier of fact to fairly
resolve conflicts in testimony, to weigh the evidence, and to draw reasonable
inferences from basic facts to ultimate facts.” See Jackson, 443 U.S. at 319; see
also Isassi v. State, 330 S.W.3d 633, 638 (Tex. Crim. App. 2010).
II. The appellant misreads the indictment.
The appellant repeatedly asserts that the indictment alleged—and that his
conviction must therefore rest exclusively upon evidence—that the appellant
sought to induce reliance on “his pretended official act of ‘trying to resolve a
pending criminal case’” (br. at 9, 12). In other words, the appellant reads the
indictment to identify the pretended official act to be “by trying to resolve a
pending criminal case,” as though it said the appellant intended to induce Teaff to
rely on the pretended official acts of the defendant, to wit: by trying to resolve a
pending criminal case. But the indictment does not. Rather it states that the
appellant intended to induce Teaff to “rely on the pretended official acts of the
defendant by trying to resolve a pending criminal case” (C.R. at 9). This “by trying
3
to resolve a pending criminal case” phrase is more accurately understood to be the
manner in which the appellant sought to induce Teaff.
III. Variance.
In determining the sufficiency of the evidence, the reviewing court utilizes a
hypothetically correct jury charge, which “does not necessarily have to track
exactly all of the charging instrument’s allegations … [and] ‘need not incorporate
allegations that give rise to immaterial variances.’” Johnson v. State, 364 S.W.3d
292, 294 (Tex. Crim. App. 2012) (citing Gollihar v. State, 46 S.W.3d 243 (Tex.
Crim. App. 2001)). In Johnson, this Court explained that variance occurs in two
ways. The first is a variance between the pleading and the proof with regard to the
statutory language that defines the offense. Id. This type of variance is material,
will render the evidence insufficient to support a conviction. Id. at 295.
The second is a variance with regard to a nonstatutory allegation. This
second type of variance will not render the evidence insufficient unless the proof at
trial shows an “entirely different offense” than the allegations in the indictment.
See id. at 295-98. In evaluating this second category of variance, this Court looked
to the gravamen of the offense and the allowable unit of prosecution for the
offense. This Court also suggested that the analysis used to evaluate a jury
unanimity question provided a useful framework:
The jury unanimity context may provide a useful framework for
evaluating non-statutory variances because any issue involving a non-
4
statutory variance can be converted into a jury unanimity question. If
the non-statutory allegations that were pled and proved had both been
pled, could both have been submitted in the jury charge in support of a
single offense without violating principles of jury unanimity? For
example, an indictment might allege that Dangerous Dan was
murdered by being stabbed with a knife, but the proof at trial might
[have] showed that he was, instead, bludgeoned with a baseball bat.
The issue could be re-framed as whether the principles of jury
unanimity would be violated if “stabbed with a knife” and
“bludgeoned with a baseball bat” were both submitted in support of
the single murder offense to the jury. The answer is no, because the
two methods of committing murder do not result in two offenses.
Id.at 296. Murder is a result oriented offense, and thus, the Court’s example of
Dangerous Dan requires unanimity only with regard to the result of the alleged
conduct. See id.; Young v. State, 341 S.W.3d 417, 424 (Tex. Crim. App. 2011). For
a conduct oriented offense, the jury must unanimously agree about the specific
criminal act. See Young, 341 S.W.3d at 424.
No court in Texas appears to have taken up the units-of-prosecution analysis
with regard to impersonating a public servant. See Tex. Penal Code Ann. § 37.11
(West 2011). The statute essentially contains three components potentially
instructive to the appropriate unit of prosecution: (1) each discrete act of
impersonating a public servant, (2) each discrete victim targeted by the act of
impersonation, or (3) the official authority or pretended official act upon which the
defendant had the intent to induce reliance or submission. Because the
impersonating a public servant statute criminalizes the actor’s conduct, even if
unsuccessful, it is best understood to be a conduct oriented offense. Accordingly,
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assigning units of prosecution based on either the number of victims or the number
of discrete acts of impersonation is consistent with this Court’s other holdings. See,
e.g., Garfias v. State, 424 S.W.3d 54, 61 (Tex. Crim. App. 2014); Gonzales v. State,
304 S.W.3d 838, 849 (Tex. Crim. App. 2010). Permitting the third component,
which focuses solely on the appellant’s intent, to determine the appropriate unit of
prosecution would permit multiple prosecutions for a single act of impersonating a
public servant if one intended for a single person to rely on multiple pretended
official acts. Most appropriately, each time a person impersonates a public servant
with the requisite intent is a single unit of prosecution. Therefore, because a
variance between the pretended official act alleged and the pretended official act
proven at trial does not result in a completely different offense, any variance is
immaterial.
Further, applying the jury unanimity analysis referenced in Johnson, it is
abundantly clear that the pretended official act would not require that the jury
unanimously agree on the precise pretended official act supporting the conviction.
It could hardly be contested that the jury would be forced to reach a unanimous
agreement about the specific pretended official act upon which the defendant
sought reliance. For example, had the indictment alleged that the appellant
impersonated a public servant with the intent to induce Teaff to submit to the
pretended official authority or rely on the pretended official acts of the appellant, to
6
wit:2 trying to resolve a pending criminal case, giving his nephew ten days in the
county jail for possession of marijuana, or by running a criminal history, the jury
would not be required to unanimously agree on which pretended act supported the
conviction, nor could the State have charged the appellant with three separate
counts of impersonating a public servant under those circumstances. In fact, the
jury was not even asked to unanimously decide between intent to induce Teaff to
(1) submit to his pretended authority, or (2) rely on his pretended official acts.
In this case, the indictment and proof established that, on or about June 1,
2012, the appellant represented himself to be an assistant district attorney for
Dallas County, and that he made that representation to Kourtney Teaff while
attempting to resolve a pending criminal case. Even if this Court concludes that the
indictment specified that “attempting to resolve a pending criminal case” was an
express allegation of the pretended official act upon which the appellant sought
reliance, because evidence of a different pretended official act would not affect the
units of prosecution or require the jury to select between multiple options, that
variance is not material.
2
As noted above, adding the phrase “to wit” is necessary to give the
indictment the meaning sought by the appellant.
7
IV. Pretended official acts.
As charged in the present case, a person commits the offense of
impersonating a public servant if the person “impersonates a public servant with
intent to induce another to submit to his pretended official authority or to rely on
his pretended official acts.” See Tex. Pen. Code Ann. § 37.11 (West 2011).
The appellant correctly observes that the State’s evidence did not prove any
intent to induce “another to submit to his pretended official authority,” as he
consistently claimed to be acting in his personal capacity when requesting leniency
for his friend. Accordingly, the State was required to prove that the appellant
impersonated a public servant with intent to induce another to rely on his pretended
official acts. The appellant concedes that he represented himself to be a public
servant with the intent to induce Teaff to resolve a pending criminal case, and
disputes only the sufficiency of the evidence supporting the allegation that he
intended Teaff to rely on his pretended officials acts. Because the appellant’s calls
were recorded, the evidence itself is undisputed.
During the appellant’s conversation with Teaff, during which the appellant’s
sole objective was to resolve a pending criminal case, the appellant represented to
Teaff that he had previously given his nephew “ten days in county” for possessing
marijuana (R.R. 4: State’s ex. 9). Quite obviously, this act constituted a pretended
official act reserved almost exclusively for a prosecutor, and a rational jury could
8
have concluded that the appellant intended for Teaff to rely on that act in deciding
whether to grant his plea for leniency, even if he expressly represented his plea for
leniency to be a personal—rather than an official—request.
The appellant dismisses this act as unimportant because it is not, standing
alone, the official act of “trying to resolve a pending criminal case” (br. at 12). But,
as discussed above, the indictment did not purport to identify the pretended official
act as trying to resolve a criminal case, and even if it did, any variance would be
immaterial.
The appellant also appears to require that the pretended official act occur
simultaneously with the representation of one as a public servant, and that one does
not commit an offense by inducing another to rely on pretended official acts
represented to have occurred in the past. Such an argument is plainly flawed, and
hypothetical examples demonstrating its absurdity readily come to mind. For
example, if a man went to his friend’s employer, represented himself to be a city
councilman, and informed the manager that the city council recently approved an
increase in the minimum wage and continuing to pay employees such a pittance
was a violation of city ordinance purportedly voted for by that man, that conduct
would violate section 37.11 of the Texas Penal Code. Likewise, if the same man
approached a stranger, identified himself as a police officer, asked the stranger to
move the stranger’s unlawfully parked car, and supported his request with a
9
representation that he had ticketed and towed the vehicle of another from the same
spot on an earlier day, that conduct would violate section 37.11.
The appellant in this case sought to induce Teaff to resolve a pending
criminal case, and, in doing so, expressly sought to induce her reliance on his
pretended official act of giving his nephew to “ten days in county” (R.R. 4: State’s
ex. 9).3 Accordingly, the evidence is sufficient to support his conviction.
The appellant’s argument could also arguably raise a question about the
meaning of the phrase “pretended official act” because that phrase could mean a
false pretension about the official nature of the act the defendant actually
performed, a false pretension that the act ever occurred, or both. In the instant case,
the false pretension was with regard to whether the act ever occurred. Should this
Court assume for the first time that the legislature intended the word “pretended”
to modify only “official,” and hold that only an act committed, but pretended to be
official, supports conviction under the statute, then the appellant’s conduct would
not violate the statute.
3
The appellant also represented to Teaff that he previously performed a
background check in the case, which would likewise constitute an official act
regulated by Chapter 411 of the Texas Government Code if performed by a
prosecutor.
10
V. The opinion of the Court of Appeals.
The Court of Appeals appears to have focused more on the intent-to-induce
element than on the pretended official acts shown by the evidence. For example,
the Court of Appeals described the appellant’s argument as, inter alia, contesting
the sufficiency of the evidence that the appellant intended Teaff “to rely on his act
of falsely representing that he was an assistant district attorney.” See Cornwell, 445
S.W.3d at 489. Similarly, the Court addressed the fact that the State was not
required to prove that the appellant was successful, but only that he intended for
the State to rely on his representations:
Essentially, Cornwell argues that his false identification as a public
official is insufficient to demonstrate that he intended for the assistant
district attorney in Montgomery County to negotiate with him to
resolve his friend’s case based on the false impression he created by
saying that he was an assistant district attorney. However, the State
was not required to prove that the assistant district attorney in
Montgomery County actually relied on his false representation about
his position to act on his friend’s case; instead, the State was only
required to prove that Cornwell intended the assistant district attorney
to do so.
Cornwell, 445 S.W.3d at 490-91. Relying on the appellant’s act of claiming to be
an assistant district attorney, the Court of Appeals opinion then concludes that the
appellant’s intent to influence Teaff to use her authority to resolve the pending
criminal case supported the appellant’s conviction:
In Cornwell’s case, the jury could have reasonably believed that
Cornwell falsely represented he was an assistant district attorney
because he believed that another assistant district attorney was more
11
likely to consider his requests to move the case along if she thought he
held a similar official position. When viewed in the light most
favorable to the evidence, the jury’s conclusion that Cornwell
intended to induce an assistant district attorney to use her authority to
resolve an active case was reasonable. Given that an act under the
Penal Code involves speech, and that the Montgomery County
assistant district attorney had the ability to use her prosecutorial
discretion with respect to Cornwell’s friend’s case, we hold the
evidence supports Cornwell’s conviction under the “pretended official
acts” prong of section 37.11(a)(1) of the Penal Code.
Id. at 491. Because the mere act of claiming to be an assistant district attorney
(which satisfies only the element of impersonating a public servant), even if
coupled with a request for a personal favor, would not constitute a violation of
section 37.11, to the extent that the opinion of the Court of Appeals could be
understood to suggest otherwise, it should be clarified by this Court.
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CONCLUSION AND PRAYER
It is respectfully submitted that all things are regular and the judgment of the
trial court should be affirmed.
BRETT W. LIGON
District Attorney
Montgomery County, Texas
/s/ Jason Larman
JASON LARMAN
T.B.C. No. 24072468
Assistant District Attorney
Montgomery County, Texas
207 W. Phillips, Second Floor
Conroe, Texas 77301
936-539-7800
936-788-8395 (FAX)
jason.larman
13
CERTIFICATE OF COMPLIANCE WITH RULE 9.4
I hereby certify that this document complies with the requirements of Tex. R.
App. P. 9.4(i)(2)(B) because there are 2,819 words in this document, excluding
the portions of the document excepted from the word count under Rule 9.4(i)(1), as
calculated by the MS Word computer program used to prepare it.
/s/ Jason Larman
JASON LARMAN
Assistant District Attorney
Montgomery County, Texas
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the foregoing instrument was
e-mailed to counsel for the appellant on the date of the submission of the original
to the Clerk of this Court.
/s/ Jason Larman
JASON LARMAN
Assistant District Attorney
Montgomery County, Texas
14