Ex Parte Julie Parker ( 2014 )

In The
Court of Appeals
Seventh District of Texas at Amarillo
No. 07-12-00178-CV
EX PARTE JULIE PARKER
On Appeal from the County Court
Wilbarger County, Texas
Trial Court No. 26,023, Honorable Mike Bird, Presiding
January 3, 2014
MEMORANDUM OPINION
Before QUINN, C.J., and CAMPBELL and PIRTLE, JJ.
The trial court, sitting without a jury, granted the application of Jennifer Redfearn
Oliver for her appointment as permanent guardian of the person and estate of her
daughter Julie Louise Parker. Parker appeals, acting pro se and without the
involvement of her appointed guardian or her attorney ad litem. We have considered
her appeal, and will affirm the trial court’s order.
Background
At the time Oliver filed the application in the County Court of Wilbarger County
seeking appointment as permanent guardian of her 34-year-old daughter’s person and
estate, Parker was a resident of the North Texas State Hospital in Vernon. 1 The
application stated Oliver believed her daughter suffered from schizoaffective disorder
and paranoid delusions. As a result, Oliver alleged, Parker is unable to make informed
decisions to care for herself or to manage her financial affairs. The application
requested that Parker be ordered to submit to ―a comprehensive mental health,
psychological and psychiatric evaluation.‖
The record contains the waiver and renunciation by which Parker’s sister
renounced any right to serve as guardian, in favor of the appointment of their mother
Oliver.2
The court appointed an attorney ad litem for Parker, and after Parker’s maternal
grandmother filed a competing application for appointment as guardian and requested
transfer of the proceedings, the case was transferred to the 46th District Court of
Wilbarger County. After the physician first appointed to examine Parker determined he
had a conflict of interest, the court ordered that she be examined by Susan A. Stone,
M.D.3
1
By the time Parker filed her appellate brief, she was residing in the Kerrville
State Hospital.
2
Although it does not appear in the clerk’s record, the reporter’s record reflects
that Parker’s father Huling Parker executed a similar waiver in favor of Oliver’s
appointment.
3
The record shows Dr. Stone is board certified by the American Board of
Psychiatry and Neurology in general and forensic psychiatry and maintains an active
practice of psychiatry in Texas. She is also a licensed Texas lawyer.
2
The district court held a bench trial at which Oliver, Parker and Dr. Stone
testified. The court appointed Oliver permanent guardian of her daughter’s person and
estate, with full powers.
Analysis
Although Parker’s pro se brief contains several contentions regarding Parker’s
relationships with her parents and others, and regarding her disappointment over the
withdrawal of counsel for her grandmother prior to the hearing, we perceive that the
brief raises two primary appellate issues: an asserted conflict of interest on the part of
Dr. Stone and the court’s choice of Parker’s mother Oliver as her guardian. The brief
also contains statements generally asserting the assistance of her appointed attorney
ad litem was ineffective. We will address those issues.
Issue One – Conflict of Interest of Expert Witness
As noted, Dr. Stone was appointed by the trial court to examine Parker, pursuant
to statute. TEX. PROB. CODE ANN. § 687 (West Supp. 2013). Parker contends that
Stone had a conflict of interest. She argues Stone was retained by her mother Oliver.
We will overrule the issue, for the following reasons.
First, the issue presents nothing for our review. Rule of Appellate Procedure
33.1 applies to appellate complaints over the admission of expert testimony. See
Guadalupe-Blanco River Auth. v. Kraft, 77 S.W.3d 805, 807 (Tex. 2002) (―To preserve a
complaint that an expert’s testimony is unreliable, a party must object to the testimony
before trial or when it is offered‖). That rule requires, as a prerequisite to presentation
of a complaint for appellate review, that the complaint was made to the trial court by
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timely request, objection or motion. TEX. R. APP. P. 33.1(a). The record reflects no
objection was raised with the trial court when Stone was appointed, nor was any
objection raised when her deposition testimony was presented at trial. The trial court
was never made aware of Parker’s concerns about Stone nor was the court asked to
rule on her objections. The record reflects that Parker was aware of the contact
between Stone and her mother because her attorney ad litem questioned Stone about
the contacts during her deposition. Even hearing that testimony, however, the trial court
would not have been made aware that Parker objected to Stone’s testimony.
Second, even had an objection been raised with the trial court, from the record
before us, the court would have had no reason to disqualify Stone as a witness. See
generally TEX. PROB. CODE ANN. § 649 (West 2003) (in guardianship proceeding, district
court witness and evidence rules generally apply); Formosa Plastics Corp., USA v.
Kajima Int’l, Inc., 216 S.W.3d 436, 447-49 (Tex. App.—Corpus Christi 2006, pet.
denied) (addressing disqualification of expert witness). In response to questions asked
her, Stone testified she did not know Oliver and before the day of her deposition had
talked by telephone with Oliver only for the purpose of arranging for delivery of Parker’s
medical records for Stone’s review. She testified her opinions regarding Parker’s
capacity and diagnoses were derived solely from her examination of Parker and review
of her medical records.
Issue Two – Choice of Guardian
As noted, Parker’s paternal grandmother Catherine L. Parker filed a competing
application for appointment as guardian. Although her counsel withdrew before the
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hearing, Catherine Parker attended the hearing and participated. As required by
statute, the trial court heard evidence on the qualifications, abilities and capabilities of
both applicants. See TEX. PROB. CODE ANN. § 685(c) (West 2003). Statute also
requires a court to make reasonable effort to consider the preference of a person for
whom a guardian is appointed and, to the extent not inconsistent with other statutory
provisions, to give due consideration to the preference before appointing the guardian.
TEX. PROB. CODE ANN. § 689 (West 2003).
In her testimony, Parker told the court she did not want her mother appointed
guardian because they have ―a caustic relationship,‖ and ―have never gotten along.‖
She continued, ―It’s always been me needing her because I’ve been thrust into this
situation.‖
The court heard testimony to the effect that Parker’s mother Oliver and her
husband had, in substantial amount, supported and provided for Parker during her life.
They purchased the condominium in Austin in which Parker was living before her most
recent institutional stays. Oliver has remained personally close to her daughter and told
the court her primary reason for initiating the guardianship proceedings was to enable
her to consult with her medical providers. The court heard testimony regarding criminal
proceedings pending against Parker in Harris County, and heard testimony that it was
Oliver and her husband who retained and paid counsel to represent Parker in those
proceedings. According to the testimony presented, Parker has no significant estate.
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Testimony indicated Parker also has a close relationship with her grandmother,
and that her grandmother tended to take Parker’s side with regard to decisions
concerning her wellbeing.
Stone testified to her recommendation that Oliver be appointed guardian. Asked
why, she said, ―I think her mother has been caring for [Parker] most of her life, or all of
her life, and I think you know during her periods of incapacity I think her mother has
been the one that’s been managing her situations.‖ On cross examination, asked again
why she believed Oliver was the appropriate guardian, Stone responded, ―I know from
looking at the medical records, and even from [Parker] herself, that her mother has
been her primary caretaker and has dealt with her many times of exacerbation of her
illness.‖
Stone also testified to her evaluation of Parker’s mental condition. She agreed
with the diagnosis of other medical providers that Parker suffers chronic paranoid
schizophrenia. She testified Parker’s condition is manifested through fixed delusions,
which, Stone said, are ―very prominent and very fixed.‖ Those, in combination with
related ―thought disorders‖ make ―it impossible for her to reason logically in most
circumstances.‖ Stone described the delusions Parker holds, which center on Parker’s
belief she gave birth several years ago to twin boys who were taken from her. Stone
further testified Parker’s condition renders her unable to make informed decisions about
her medical care or other aspects of her life.
Parker, in her testimony before the court, also described her assertion she has
twin sons. The evidence before the trial court included medical records of periods
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during which Parker was hospitalized at the Austin State Hospital, dating back to 2003.
Those records also indicate a diagnosis of schizophrenia.
During her testimony, Oliver told the court she believed her daughter’s expressed
distrust of her was the result of her impaired mental condition, and that Parker’s current
attitude toward her was contrary to their prior loving relationship. Acknowledging that
Parker had cut off communication with her since she moved to the North Texas State
Hospital, Oliver expressed the hope she would be able to regain her daughter’s trust.
The trial court’s order contains its written findings that Oliver was eligible to act
as guardian, was entitled to appointment and she was not disqualified. See TEX. PROB.
CODE ANN. § 684 (West 2003) (findings required). Parker does not argue her mother
was disqualified. See TEX. PROB. CODE ANN. § 681 (West Supp. 2013) (listing persons
disqualified). As between Parker’s mother and her grandmother, her mother is nearer
kin. See TEX. PROB. CODE ANN. § 677 (West 2003).
A court appoints a guardian ―according to the circumstances and considering the
best interests of the ward.‖ TEX. PROB. CODE ANN. § 677 (West 2003); In re Hinrichsen,
99 S.W.3d 773, 780 (Tex. App.—Houston [1st Dist.] 2003, no pet.). Because the trial
court acted at the hearing in the capacity of fact finder, the court was the judge of the
credibility of the witnesses and the weight to be given their testimony. City of Keller v.
Wilson, 168 S.W.3d 802, 819 (Tex. 2005). Considering the entirety of the evidence the
court heard and the applicable statutory provisions, we see no error in its choice of
Parker’s mother as guardian. Her appellate issue asserting otherwise is overruled.
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Issue Three – Ineffective Assistance of Attorney Ad Litem
Probate Code section 646(a) provides: ―In a proceeding under this chapter for
the appointment of a guardian, the court shall appoint an attorney ad litem to represent
the interests of the proposed ward. The attorney shall be supplied with copies of all of
the current records in the case and may have access to all of the proposed ward's
relevant medical, psychological, and intellectual testing records.‖ TEX. PROB. CODE ANN.
§ 646 (West Supp. 2013); see TEX. PROB. CODE ANN. § 601(1) (West Supp. 2013)
(defining attorney ad litem). The appointed attorney ad litem must possess certification
of completion of a course of study in guardianship law and procedure. TEX. PROB. CODE
ANN. § 646(b) (West Supp. 2013).
In addition to the statutory provisions setting out duties of an attorney ad litem
tailored to the peculiarities of a guardianship proceeding, see § 647 (duties of attorney
ad litem), Texas courts have discussed the ad litem’s duties. See, e.g., In re Glasser,
297 S.W.3d 369, 375-76 (Tex. App.—San Antonio 2009, no pet.); Coleson v. Bethan,
931 S.W.2d 706, 712-13 (Tex. App.—Fort Worth 1996, no writ).
The Texas Supreme Court held that the statutory right to counsel in parental-
rights termination cases embodies the right to effective counsel, and applied the
standard for ineffectiveness set out in Strickland v. Washington. In re M.S., 115 S.W.3d
534, 545 (Tex. 2003) (citing Strickland, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d
674 (1984)). For purposes of our review of Parker’s complaint, we will assume, without
8
deciding, that our state’s supreme court would do the same with regard to a claim of
ineffective assistance of an appointed attorney ad litem.4
By the two-pronged standard under Strickland, to show ineffectiveness of
counsel, a litigant must demonstrate (1) that counsel's assistance fell below an objective
standard of reasonableness and (2) that counsel's deficient assistance prejudiced the
litigant’s case. Strickland, 466 U.S. at 687. There is a ―strong presumption that
counsel's conduct falls within the wide range of reasonable professional assistance.‖
Strickland, 466 U.S. at 689. An allegation of ineffective assistance must be firmly
founded in the record, and the record must affirmatively demonstrate the alleged
ineffectiveness. Thompson v. State, 9 S.W.3d 808, 814 (Tex. Crim. App. 1999).
Parker’s brief complains of her attorney ad litem’s ―sparse application of
questioning [of witnesses], and a failure to gather character evidence or subpoena
witnesses.‖ In criminal cases, the failure to call a particular witness constitutes
ineffective assistance only if the defendant shows that such witness was available for
trial and would have given testimony that actually benefitted the defense. King v. State,
649 S.W.2d 42, 44 (Tex. Crim. App. 1983); Cantu v. State, 993 S.W.2d 712, 719 (Tex.
App.—San Antonio 1999, pet. ref’d). A case Parker cites, Williams v. Taylor, 529 U.S.
362, 120 S. Ct. 1495, 146 L. Ed. 2d 389 (2000), illustrates application of the concept. The
Supreme Court’s conclusion that the performance of Mr. Williams’ trial counsel at his
sentencing hearing fell below the range of competence required of lawyers in criminal
4
In particular, we do so without examining the differences in the Sixth
Amendment basis for Strickland, 466 U.S. at 685-87, the fundamental rights of
parenthood at stake in parental-rights termination cases, see In re M.S., 115 S.W.3d at
547, and the rights of an assertedly incapacitated person at stake in a guardianship
proceeding.
9
cases was based on the record produced from a habeas corpus proceeding. That
record included the evidence, detailed in the opinion, 529 U.S. at 372-73 & n.4, that
counsel failed to introduce during the sentencing hearing. As one example, the habeas
record identified a locally respected CPA who, counsel acknowledged at the habeas
hearing, called counsel to offer his help to Williams but counsel failed to return his
phone call. Id. at 372 n.4 and 373. We find the concept applicable here. Keeping in
mind that an allegation of ineffective assistance must be ―firmly founded in the record,‖
Parker’s bare assertion in her appellate brief that counsel was ineffective because of a
failure to ―gather character evidence or subpoena witnesses‖ cannot suffice. The record
from the hearing contains vague and general references to Parker’s disagreement with
her diagnosis and treatment, and equally vague references to medical evidence she
contended would support her assertion she had given birth, but the record does not
sufficiently identify the character evidence or witness testimony Parker believes should
have been presented to permit evaluation of her claim of ineffective assistance under
Strickland. From the record before us a court could neither conclude the assistance of
Parker’s attorney ad litem fell below an objective standard of reasonableness or that
deficient assistance prejudiced her case. Strickland, 466 U.S. at 687. The same is true
of her general complaint about the questioning of witnesses. The record permits no
evaluation of additional questions that counsel should have asked, or how the
responses would have aided Parker. We overrule Parker’s issue asserting ineffective
assistance of her attorney ad litem.
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Having overruled the issues Parker presents, we affirm the trial court’s order
appointing Oliver guardian of her person and estate.
James T. Campbell
Justice
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